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IBM Enterprise PKCS#11 Firmware FW IDs 'dada00eb' ((4767) and 'e41c1444' (4765)
BSI-DSZ-CC-1002-2018
SIAVAL PKI VERSION 1
2020-34-INF-3784
name IBM Enterprise PKCS#11 Firmware FW IDs 'dada00eb' ((4767) and 'e41c1444' (4765) SIAVAL PKI VERSION 1
category Other Devices and Systems Key Management Systems
scheme DE ES
status archived active
not_valid_after 26.03.2023 21.04.2027
not_valid_before 26.03.2018 21.04.2022
cert_link https://www.commoncriteriaportal.org/nfs/ccpfiles/files/epfiles/1002c_pdf.pdf https://www.commoncriteriaportal.org/nfs/ccpfiles/files/epfiles/2020-34_Certificado.pdf
report_link https://www.commoncriteriaportal.org/nfs/ccpfiles/files/epfiles/1002a_pdf.pdf https://www.commoncriteriaportal.org/nfs/ccpfiles/files/epfiles/2020-34%20INF-3784.pdf
st_link https://www.commoncriteriaportal.org/nfs/ccpfiles/files/epfiles/1002b_pdf.pdf https://www.commoncriteriaportal.org/nfs/ccpfiles/files/epfiles/2020-34%20ST.pdf
manufacturer IBM Corporation SIA Sistemas Inforticos Abiertos S.A.
manufacturer_web https://www.ibm.com https://sia.es
security_level EAL4 ALC_FLR.1, EAL4+
dgst 4db9ed66ccab7fd5 077319415aa6197e
heuristics/cert_id BSI-DSZ-CC-1002-2018 2020-34-INF-3784
heuristics/cert_lab BSI []
heuristics/extracted_sars {} ADV_ARC.1, ALC_CMC.4, ALC_DVS.1, ASE_OBJ.2, ALC_FLR.1, ASE_SPD.1, ATE_IND.2, AGD_PRE.1, AVA_VAN.3, ALC_DEL.1, ATE_FUN.1, ATE_DPT.1, ALC_TAT.1, ATE_COV.2, ALC_CMS.4, ASE_ECD.1, ASE_REQ.2, ALC_LCD.1, ASE_TSS.1, ASE_INT.1, ADV_IMP.1, ASE_CCL.1, ADV_TDS.3, AGD_OPE.1
heuristics/extracted_versions 4765, 4767, 11 1
heuristics/report_references/directly_referenced_by BSI-DSZ-CC-1094-2019 {}
heuristics/report_references/indirectly_referenced_by BSI-DSZ-CC-1094-2019 {}
heuristics/scheme_data
  • category: Others
  • certification_date: 21.04.2022
  • enhanced:
    • category: Others
    • cc_version: Common Criteria 3.1 release 5
    • cert_link: https://oc.ccn.cni.es/en/component/djcatalog2/?format=raw&task=download&fid=1442
    • certification_date: 21.04.2022
    • description: SIAVAL PKI comprises all the security functions required by a Certification Authority, allowing the issuance of certificates and CRLs, the management of the life cycle of these certificates and the capacity to provide information about the revocation status so that from a VA its status can be verified. The main functionality offered by the TOE is detailed next: Access Control: Access control is established for the operations performed in the TOE so that only authorized users can perform the operations for which they have been authorized. Only the HealthCheck service does not establish user access control but performs IP access control to validate the origin of the requests. Key Management: The private keys of the CAs will reside in a cryptographic module outside the TOE scope and the TSF will make use of them for the issuance of certificates and CRLs, invoking the signature operation on the device. The public keys are stored in x509 certificates and protected in integrity Management of the issuance of certificates and CRLs: Several CA’s can be managed by establishing a hierarchy among them, so that a Root CA and subordinate CA's can be established to issue for example certificates with different purposes, personal signature certificates, SSL/TLS Web certificates, etcCertificates and signed CRLs are generated, making it possible to request certificates through CSR using a mechanism such as PKCS # 10 or CRMF.Profiles and configurations are established for the issuance of certificates and generation of CRLs, so that it is possible to establish your own characteristics depending on the configuration of the profile.It enables the publication of certificates and CRLs in different repositories as well as the recovery of these certificates and CRLs from the TOE itself. Transmission Data security: The user keys will always be exported in keystores and certificates and CRLs will always be issued in a way that preserves their integrity. Audit Data: Audit trail is recorded for all operations performed by users in the system. A value calculated by the TSF will be added so that the integrity of the contained data can be checked. The analysis and consultation of audit data is not part of the scope of the TOE.
    • evaluation_facility: DEKRA Testing and Certification S.A.U.
    • level: EAL4 + ALC_FLR.1
    • manufacturer: Sistemas Informáticos Abiertos S.A.
    • report_link: https://oc.ccn.cni.es/en/component/djcatalog2/?format=raw&task=download&fid=1443
    • status: Certified
    • target_link: https://oc.ccn.cni.es/en/component/djcatalog2/?format=raw&task=download&fid=1441
    • type: Product
  • manufacturer: Sistemas Informáticos Abiertos S.A.
  • product: SIAVAL PKI VERSION 1
  • product_link: https://oc.ccn.cni.es/en/certified-products/certified-products/813-siaval-pki-version-1
pdf_data/cert_filename 1002c_pdf.pdf 2020-34_Certificado.pdf
pdf_data/cert_keywords/cc_cert_id
  • DE:
    • BSI-DSZ-CC-1002-2018: 1
pdf_data/cert_keywords/cc_security_level
  • EAL:
    • EAL 2: 1
    • EAL 4: 1
  • EAL:
    • EAL 2: 1
    • EAL 4: 1
    • EAL4: 1
pdf_data/cert_keywords/cc_sar
  • ALC:
    • ALC_FLR: 2
    • ALC_FLR.1: 1
pdf_data/cert_keywords/cc_claims
  • A:
    • A.U: 1
  • O:
    • O.E: 1
  • T:
    • T.I: 1
pdf_data/cert_keywords/standard_id
  • ISO:
    • ISO/IEC 15408: 2
    • ISO/IEC 18045: 2
  • PKCS:
    • PKCS#11: 1
pdf_data/cert_metadata
  • /Author: Bundesamt für Sicherheit in der Informationstechnik
  • /CreationDate: D:20180423082623+02'00'
  • /Creator: Writer
  • /Keywords: "Common Criteria, Certification, Zertifizierung, IBM, PKCS#11 FW IDs 'dada00eb' (4767) and 'e41c1444' (4765)"
  • /ModDate: D:20180423142404+02'00'
  • /Producer: LibreOffice 5.2
  • /Subject: Zertifikat, Certificate, Urkunde
  • /Title: Certification Report BSI-DSZ-CC-1002-2018
  • pdf_file_size_bytes: 922473
  • pdf_hyperlinks: {}
  • pdf_is_encrypted: False
  • pdf_number_of_pages: 1
  • /Author:
  • /CreationDate:
  • /Creator:
  • /Keywords:
  • /ModDate:
  • /Producer:
  • /Subject:
  • /Title:
  • /Trapped:
  • pdf_file_size_bytes: 842811
  • pdf_hyperlinks: {}
  • pdf_is_encrypted: False
  • pdf_number_of_pages: 2
pdf_data/report_filename 1002a_pdf.pdf 2020-34 INF-3784.pdf
pdf_data/report_frontpage
  • DE:
    • cc_security_level: Common Criteria Part 3 conformant EAL 4
    • cc_version: Product specific Security Target Common Criteria Part 2 extended
    • cert_id: BSI-DSZ-CC-1002-2018
    • cert_item: IBM Enterprise PKCS#11 Firmware FW IDs 'dada00eb' (4767) and 'e41c1444' (4765
    • cert_lab: BSI
    • developer: IBM Research & Development Germany
    • match_rules: ['(BSI-DSZ-CC-.+?) (?:for|For) (.+?) from (.*)']
    • ref_protection_profiles: None
  • DE:
pdf_data/report_keywords/cc_cert_id
  • DE:
    • BSI-DSZ-CC-1002-2018: 15
  • ES:
    • 2020-34-INF-3784- v1: 1
pdf_data/report_keywords/cc_security_level
  • EAL:
    • EAL 1: 1
    • EAL 2: 3
    • EAL 4: 5
  • EAL:
    • EAL 1: 1
    • EAL 2: 1
    • EAL 4: 2
    • EAL2: 1
    • EAL4: 7
  • ITSEC:
    • ITSEC Evaluation: 1
pdf_data/report_keywords/cc_sar
  • ALC:
    • ALC_FLR: 1
  • ADV:
    • ADV_ARC.1: 1
    • ADV_IMP.1: 1
    • ADV_TDS.3: 1
  • AGD:
    • AGD_OPE.1: 1
  • ALC:
    • ALC_CMC.4: 1
    • ALC_DEL.1: 1
    • ALC_FLR: 3
    • ALC_FLR.1: 9
    • ALC_LCD.1: 1
  • ASE:
    • ASE_CCL.1: 1
    • ASE_INT.1: 1
    • ASE_REQ.2: 1
  • ATE:
    • ATE_COV.2: 1
    • ATE_FUN.1: 1
  • AVA:
    • AVA_VAN.3: 1
pdf_data/report_keywords/cc_sfr
  • FAU:
    • FAU_GEN.1: 1
    • FAU_GEN.2: 1
    • FAU_STG.5: 1
  • FCO:
    • FCO_NRO.1: 1
  • FCS:
    • FCS_COP.1: 1
    • FCS_COP.2: 1
  • FDP:
    • FDP_ACC.1: 1
    • FDP_ACF.1: 1
    • FDP_UCT.1: 1
  • FIA:
    • FIA_ATD.1: 1
    • FIA_UAU.1: 1
    • FIA_UID.1: 1
    • FIA_USB.1: 1
  • FMT:
    • FMT_MOF.1: 1
    • FMT_MSA.1: 1
    • FMT_MSA.3: 1
    • FMT_SMF.1: 1
    • FMT_SMR.1: 1
pdf_data/report_keywords/cc_claims
  • A:
    • A: 1
    • A.U: 4
pdf_data/report_keywords/eval_facility
  • atsec:
    • atsec: 3
  • DEKRA:
    • DEKRA Testing and Certification: 4
pdf_data/report_keywords/symmetric_crypto
  • AES_competition:
    • AES:
      • AES: 3
  • DES:
    • 3DES:
      • TDES: 3
pdf_data/report_keywords/asymmetric_crypto
  • ECC:
    • ECDH:
      • ECDH: 3
    • ECDSA:
      • ECDSA: 4
  • FF:
    • DSA:
      • DSA: 4
pdf_data/report_keywords/hash_function
  • SHA:
    • SHA1:
      • SHA-1: 2
    • SHA2:
      • SHA-2: 1
      • SHA-224: 1
      • SHA-256: 6
      • SHA-384: 1
      • SHA-512: 1
      • SHA256: 1
pdf_data/report_keywords/crypto_scheme
  • MAC:
    • MAC: 1
pdf_data/report_keywords/randomness
  • PRNG:
    • DRBG: 1
  • RNG:
    • RNG: 1
  • TRNG:
    • TRNG: 2
pdf_data/report_keywords/cipher_mode
  • CBC:
    • CBC: 3
  • ECB:
    • ECB: 2
pdf_data/report_keywords/technical_report_id
  • BSI:
    • BSI 7148: 1
    • BSI TR-02102: 1
pdf_data/report_keywords/standard_id
  • BSI:
    • AIS 20: 2
    • AIS 23: 1
    • AIS 32: 1
  • FIPS:
    • FIPS 180-4: 1
    • FIPS 186-3: 1
    • FIPS 186-4: 8
    • FIPS 197: 1
    • FIPS 46-3: 1
  • ISO:
    • ISO/IEC 15408: 4
    • ISO/IEC 17065: 2
    • ISO/IEC 18045: 4
  • NIST:
    • NIST SP 800-38A: 2
    • NIST SP 800-90A: 1
  • PKCS:
    • PKCS#1: 1
    • PKCS#11: 15
  • RFC:
    • RFC 3447: 1
    • RFC 5639: 3
  • X509:
    • X.509: 1
  • PKCS:
    • PKCS#11: 1
    • PKCS11: 1
pdf_data/report_keywords/certification_process
  • ConfidentialDocument:
    • EP11 configuration list (BOE) for documentation files, Version 1, 2017-07-14, IBM (confidential document) Hardware configuration list for IBM 4765 and 4767 EP11 HSMs, Version 1.0, 2017- 08-31, IBM: 1
    • Report, Version 5, 2018-03-12, Final Evaluation Technical Report, atsec information security GmbH (confidential document) [8] Configuration lists for the TOE: Configuration list of static content measured by SHA256: 1
    • Version 1.0, 2016- 12-12, IBM (confidential document) EP11 configuration list BOE, Version 1, 2017-07-14, IBM (confidential document) 7 specifically •: 1
    • being maintained, is not given any longer. In particular, prior to the dissemination of confidential documentation and information related to the TOE or resulting from the evaluation and certification: 1
pdf_data/report_metadata
pdf_data/st_filename 1002b_pdf.pdf 2020-34 ST.pdf
pdf_data/st_keywords/cc_protection_profile_id
  • BSI:
    • BSI-CC-PP-0045-2009: 1
pdf_data/st_keywords/cc_security_level
  • EAL:
    • EAL 4: 1
    • EAL4: 3
  • EAL:
    • EAL 4: 2
    • EAL4: 3
    • EAL4 augmented: 1
pdf_data/st_keywords/cc_sar
  • ADV:
    • ADV_ARC: 1
    • ADV_FSP: 1
    • ADV_IMP: 1
    • ADV_TDS.3: 1
  • AGD:
    • AGD_OPE.1: 1
    • AGD_PRE.1: 1
  • ALC:
    • ALC_CMC.4: 1
    • ALC_CMS.4: 1
    • ALC_DEL.1: 1
    • ALC_DVS.1: 1
    • ALC_FLR: 1
    • ALC_FLR.1: 5
    • ALC_LCD.1: 1
    • ALC_TAT.1: 1
  • ASE:
    • ASE_CCL.1: 1
    • ASE_ECD.1: 1
    • ASE_INT.1: 1
    • ASE_OBJ.2: 1
    • ASE_REQ.2: 1
    • ASE_SPD.1: 1
    • ASE_TSS.1: 1
  • ATE:
    • ATE_COV.2: 1
    • ATE_DPT.1: 1
    • ATE_FUN.1: 1
    • ATE_IND.2: 1
  • AVA:
    • AVA_VAN: 1
pdf_data/st_keywords/cc_sfr
  • FAU:
    • FAU_GEN: 3
    • FAU_GEN.1: 10
    • FAU_GEN.1.1: 1
    • FAU_GEN.1.2: 1
    • FAU_GEN.2: 4
    • FAU_GEN.2.1: 1
    • FAU_STG: 1
    • FAU_STG.1: 1
    • FAU_STG.5: 10
    • FAU_STG.5.1: 2
  • FCO:
    • FCO_NRO.1: 5
    • FCO_NRO.1.1: 1
    • FCO_NRO.1.2: 1
    • FCO_NRO.1.3: 1
  • FCS:
    • FCS_CKM.1: 4
    • FCS_CKM.4: 4
    • FCS_COP: 2
    • FCS_COP.1: 20
    • FCS_COP.1.1: 1
    • FCS_COP.2: 20
    • FCS_COP.2.1: 2
  • FDP:
    • FDP_ACC.1: 12
    • FDP_ACC.1.1: 1
    • FDP_ACF.1: 7
    • FDP_ACF.1.1: 1
    • FDP_ACF.1.2: 1
    • FDP_ACF.1.3: 1
    • FDP_ACF.1.4: 1
    • FDP_IFC.1: 4
    • FDP_ITC.1: 3
    • FDP_ITC.2: 3
    • FDP_UCT.1: 6
    • FDP_UCT.1.1: 1
  • FIA:
    • FIA_ATD.1: 7
    • FIA_ATD.1.1: 1
    • FIA_UAU: 1
    • FIA_UAU.1: 5
    • FIA_UAU.1.1: 1
    • FIA_UAU.1.2: 1
    • FIA_UID.1: 14
    • FIA_UID.1.1: 1
    • FIA_UID.1.2: 1
    • FIA_USB.1: 5
    • FIA_USB.1.1: 1
    • FIA_USB.1.2: 1
    • FIA_USB.1.3: 1
  • FMT:
    • FMT_MOF.1: 6
    • FMT_MOF.1.1: 1
    • FMT_MSA.1: 8
    • FMT_MSA.1.1: 1
    • FMT_MSA.3: 8
    • FMT_MSA.3.1: 1
    • FMT_MSA.3.2: 1
    • FMT_SMF.1: 9
    • FMT_SMF.1.1: 1
    • FMT_SMR.1: 13
    • FMT_SMR.1.1: 1
    • FMT_SMR.1.2: 1
  • FPT:
    • FPT_STM.1: 5
  • FTP:
    • FTP_ITC.1: 4
    • FTP_TRP.1: 5
pdf_data/st_keywords/cc_claims
  • A:
    • A.CPS: 2
    • A.U: 1
  • OE:
    • OE.CPS: 4
pdf_data/st_keywords/vendor
  • STMicroelectronics:
    • STM: 4
pdf_data/st_keywords/symmetric_crypto
  • AES_competition:
    • AES:
      • AES: 13
  • DES:
    • 3DES:
      • TDEA: 1
      • TDES: 8
  • constructions:
    • MAC:
      • CMAC: 2
      • HMAC: 7
  • miscellaneous:
    • SEED:
      • SEED: 1
  • constructions:
    • MAC:
      • HMAC: 11
      • HMAC-SHA-256: 1
pdf_data/st_keywords/asymmetric_crypto
  • ECC:
    • ECC:
      • ECC: 1
    • ECDH:
      • ECDH: 5
    • ECDSA:
      • ECDSA: 7
    • ECIES:
      • ECIES: 1
  • FF:
    • DH:
      • DH: 4
      • Diffie-Hellman: 2
    • DSA:
      • DSA: 12
  • RSA:
    • RSA 2048: 1
pdf_data/st_keywords/hash_function
  • SHA:
    • SHA1:
      • SHA-1: 6
    • SHA2:
      • SHA-224: 5
      • SHA-256: 14
      • SHA-384: 4
      • SHA-512: 4
  • SHA:
    • SHA2:
      • SHA-256: 2
pdf_data/st_keywords/crypto_scheme
  • KA:
    • Key Agreement: 2
    • Key agreement: 1
  • KEX:
    • Key Exchange: 1
  • MAC:
    • MAC: 10
  • MAC:
    • MAC: 1
pdf_data/st_keywords/crypto_protocol
  • TLS:
    • SSL:
      • SSL: 1
  • TLS:
    • SSL:
      • SSL: 2
pdf_data/st_keywords/randomness
  • PRNG:
    • DRBG: 2
  • RNG:
    • RNG: 19
  • TRNG:
    • TRNG: 5
pdf_data/st_keywords/cipher_mode
  • CBC:
    • CBC: 6
  • ECB:
    • ECB: 4
pdf_data/st_keywords/ecc_curve
  • NIST:
    • P-192: 8
    • P-224: 8
    • P-256: 8
    • P-384: 8
    • P-521: 8
pdf_data/st_keywords/side_channel_analysis
  • FI:
    • Malfunction: 3
    • malfunction: 2
  • SCA:
    • side-channel: 1
pdf_data/st_keywords/standard_id
  • BSI:
    • AIS 31: 1
  • FIPS:
    • FIPS 140-2: 3
    • FIPS 180-4: 1
    • FIPS 186-4: 1
    • FIPS 197: 4
  • ISO:
    • ISO/IEC 18031:2011: 1
  • PKCS:
    • PKCS 11: 1
    • PKCS#11: 153
    • PKCS1: 5
    • PKCS11: 1
    • PKCS12: 1
  • RFC:
    • RFC 3394: 1
    • RFC 3447: 11
    • RFC 5649: 1
  • X509:
    • X.509: 6
  • FIPS:
    • FIPS 140-2: 1
    • FIPS PUB 140-2: 1
    • FIPS140-2: 2
  • ICAO:
    • ICAO: 1
  • ISO:
    • ISO/IEC 15408: 2
    • ISO/IEC 19790: 2
  • PKCS:
    • PKCS#11: 3
    • PKCS#12: 2
    • PKCS11: 1
  • RFC:
    • RFC 5280: 9
    • RFC5280: 2
  • X509:
    • X.509: 14
pdf_data/st_keywords/certification_process
  • OutOfScope:
    • 1 as it specifies that the TSF must prevent or detect data alterations, leaving such operations out of scope in FAU_STG.5. Component levelling FAU_STG.5 Audit log signing event, incorporate a computation: 1
    • out of scope: 1
pdf_data/st_metadata
  • /Author: Visegrady, Tamas <tvi (at) zurich.ibm.com>
  • /CreationDate: D:20170830165958+02'00'
  • /Creator: IBM Research --- Zurich and IBM Boeblingen/Poughkeepsie
  • /Keywords: IBM 4767 (hw. 00LV498 (2)); PCIeCC; XCP, Enterprise PKCS11 (EP11)
  • /ModDate: D:20170830165958+02'00'
  • /PTEX.Fullbanner: This is pdfTeX, Version 3.14159265-2.6-1.40.18 (TeX Live 2017/TeX Live for SUSE Linux) kpathsea version 6.2.3
  • /Producer: pdfTeX
  • /Subject: Security Policy [rev. 273]
  • /Title: IBM Enterprise PKCS11(on 4767) Security Target (EAL 4 )
  • /Trapped: /False
  • pdf_file_size_bytes: 840064
  • pdf_hyperlinks: {}
  • pdf_is_encrypted: False
  • pdf_number_of_pages: 52
  • /Author:
  • /CreationDate:
  • /Creator:
  • /Keywords:
  • /ModDate:
  • /Producer:
  • /Subject:
  • /Title:
  • /Trapped:
  • pdf_file_size_bytes: 773365
  • pdf_hyperlinks: {}
  • pdf_is_encrypted: False
  • pdf_number_of_pages: 64
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