IBM® z/OS® Version 2 Release 4 ICSF PKCS #11 Cryptographic Module

Certificate #4591

Webpage information ?

Status active
Validation dates 11.09.2023
Sunset date 09-05-2026
Standard FIPS 140-2
Security level 1
Type Software-Hybrid
Embodiment Multi-Chip Stand Alone
Caveat When operated in FIPS mode with module IBM(R) z/OS(R) Version 2 Release 4 Security Server RACF(R) Signature Verification Module validated to FIPS 140-2 under Cert. #2691 operating in FIPS mode
Exceptions
  • Mitigation of Other Attacks: N/A
Description ICSF is a software element of z/OS that works with hardware cryptographic features and the Security Server (RACF) to provide secure, high-speed cryptographic services in the z/OS environment. ICSF, which runs as a started task, provides the application programming interfaces by which applications request the cryptographic services.
Version (Hardware) COP chips integrated within processor unit [1] and COP chips integrated within processor unit and P/N 02WN654-N37880 (Low Power) [2]
Version (Firmware) Feature 3863 (aka FC3863) with System Driver Level 41C [1], and Feature 3863 (aka FC3863) with System Driver Level 41C and CCA 7.0.68z [2]
Tested configurations
  • IBM z/OS Version 2 Release 4 running on an IBM z15 with CP Assist for Cryptographic Functions [1]
  • IBM z/OS Version 2 Release 4 running on an IBM z15 with CP Assist for Cryptographic Functions with CEX7A [2] (single-user mode)
Vendor IBM Corporation
References

This certificate's webpage directly references 1 certificates, transitively this expands into 1 certificates.

Security policy ?

Symmetric Algorithms
AES, AES-, DES, Triple-DES, ChaCha20, Poly1305, HMAC
Asymmetric Algorithms
ECDSA, ECC, DH, Diffie-Hellman, DSA
Hash functions
SHA-1, SHA1, SHA-224, SHA-384, SHA-256, SHA-512, MD5
Schemes
MAC
Protocols
TLS
Randomness
TRNG, DRBG, RNG
Elliptic Curves
P-224, P-256, P-384, P-521, P-192, Curve P-192, curve P-192, Curve25519
Block cipher modes
ECB, CBC, CTR, GCM

Trusted Execution Environments
SSC

Security level
Level 1
Certification process
out of scope, is running. Any firmware loaded into this module that is not shown on the module’s certificate is out of scope of this validation, and requires a separate FIPS 140-2 validation. 9.2 Module Configuration for

Standards
FIPS 140-2, FIPS140-2, FIPS 186-4, FIPS 186-2, FIPS 180-4, FIPS 198-1, FIPS 197, FIPS186-4, SP 800-38F, SP 800-38D, SP 800-90A, SP 800-107, SP 800-38A, SP 800-67, NIST SP 800-131A, SP 800-131A, NIST SP 800-90A, PKCS #11, PKCS#1, PKCS #1, PKCS#11, PKCS11, RFC 3526, RFC 7919, RFC 2104

File metadata

Title ICSF-v2r4-Security-Policy_v.1.12
Author Dick Sikkema
Creation date D:20230821205924Z00'00'
Modification date D:20230821205924Z00'00'
Pages 41
Creator Word
Producer macOS Version 11.7.9 (Build 20G1426) Quartz PDFContext

References

Outgoing
  • 2691 - active - IBM® z/OS® Version 2 Release 1 Security Server RACF® Signature Verification Module [1], IBM® z/OS® Version 2 Release 2 Security Server RACF® Signature Verification Module [2], IBM® z/OS® Version 2 Release 3 Security Server RACF® Signature Verification Module [3] and IBM® z/OS® Version 2 Release 4 Security Server RACF® Signature Verification Module [4][5]

Heuristics ?

No heuristics are available for this certificate.

References ?

Updates ?

  • 01.11.2023 The certificate data changed.
    Certificate changed

    The web extraction data was updated.

    • The certificate_pdf_url property was set to https://csrc.nist.gov/CSRC/media/projects/cryptographic-module-validation-program/documents/certificates/September 2023_101023_1100 signed (2).pdf.
  • 18.09.2023 The certificate was first processed.
    New certificate

    A new FIPS 140 certificate with the product name was processed.

Raw data

{
  "_type": "sec_certs.sample.fips.FIPSCertificate",
  "cert_id": 4591,
  "dgst": "eabee6aaeeceb344",
  "heuristics": {
    "_type": "sec_certs.sample.fips.FIPSCertificate.Heuristics",
    "algorithms": {
      "_type": "Set",
      "elements": [
        "DSA#C1772",
        "DRBG#C1763",
        "RSA#C1799",
        "SHS#C1772",
        "SHS#A389",
        "AES#C1772",
        "Triple-DES#A389",
        "RSA#C1766",
        "AES#A389",
        "RSA#C1772",
        "KTS#C1772",
        "KTS#A389",
        "KAS-SSC#A2667",
        "ECDSA#C1772",
        "DRBG#C1772",
        "KAS-SSC#A2666",
        "HMAC#C1772"
      ]
    },
    "cpe_matches": null,
    "direct_transitive_cves": null,
    "extracted_versions": {
      "_type": "Set",
      "elements": [
        "7.0.68"
      ]
    },
    "indirect_transitive_cves": null,
    "module_processed_references": {
      "_type": "sec_certs.sample.certificate.References",
      "directly_referenced_by": null,
      "directly_referencing": {
        "_type": "Set",
        "elements": [
          "2691"
        ]
      },
      "indirectly_referenced_by": null,
      "indirectly_referencing": {
        "_type": "Set",
        "elements": [
          "2691"
        ]
      }
    },
    "module_prunned_references": {
      "_type": "Set",
      "elements": [
        "2691"
      ]
    },
    "policy_processed_references": {
      "_type": "sec_certs.sample.certificate.References",
      "directly_referenced_by": null,
      "directly_referencing": {
        "_type": "Set",
        "elements": [
          "2691"
        ]
      },
      "indirectly_referenced_by": null,
      "indirectly_referencing": {
        "_type": "Set",
        "elements": [
          "2691"
        ]
      }
    },
    "policy_prunned_references": {
      "_type": "Set",
      "elements": [
        "2691"
      ]
    },
    "related_cves": null,
    "verified_cpe_matches": null
  },
  "pdf_data": {
    "_type": "sec_certs.sample.fips.FIPSCertificate.PdfData",
    "keywords": {
      "asymmetric_crypto": {
        "ECC": {
          "ECC": {
            "ECC": 1
          },
          "ECDSA": {
            "ECDSA": 14
          }
        },
        "FF": {
          "DH": {
            "DH": 1,
            "Diffie-Hellman": 12
          },
          "DSA": {
            "DSA": 21
          }
        }
      },
      "certification_process": {
        "OutOfScope": {
          "is running. Any firmware loaded into this module that is not shown on the module\u2019s certificate is out of scope of this validation, and requires a separate FIPS 140-2 validation. 9.2 Module Configuration for": 1,
          "out of scope": 1
        }
      },
      "cipher_mode": {
        "CBC": {
          "CBC": 4
        },
        "CTR": {
          "CTR": 5
        },
        "ECB": {
          "ECB": 2
        },
        "GCM": {
          "GCM": 6
        }
      },
      "cplc_data": {},
      "crypto_engine": {},
      "crypto_library": {},
      "crypto_protocol": {
        "TLS": {
          "TLS": {
            "TLS": 2
          }
        }
      },
      "crypto_scheme": {
        "MAC": {
          "MAC": 2
        }
      },
      "device_model": {},
      "ecc_curve": {
        "Curve": {
          "Curve25519": 1
        },
        "NIST": {
          "Curve P-192": 2,
          "P-192": 5,
          "P-224": 8,
          "P-256": 12,
          "P-384": 8,
          "P-521": 8,
          "curve P-192": 1
        }
      },
      "eval_facility": {},
      "fips_cert_id": {
        "Cert": {
          "#1": 9,
          "#11": 159,
          "#2691": 1
        }
      },
      "fips_certlike": {
        "Certlike": {
          "AES key 128, 192": 1,
          "PKCS #1": 16,
          "PKCS #11": 318,
          "PKCS#1": 10,
          "PKCS#11": 4,
          "PKCS11": 4,
          "RSA PKCS #1": 2,
          "SHA-1": 6,
          "SHA-224": 4,
          "SHA-256": 7,
          "SHA-384": 4,
          "SHA-512": 11,
          "SHA1": 1
        }
      },
      "fips_security_level": {
        "Level": {
          "Level 1": 4
        }
      },
      "hash_function": {
        "MD": {
          "MD5": {
            "MD5": 2
          }
        },
        "SHA": {
          "SHA1": {
            "SHA-1": 6,
            "SHA1": 1
          },
          "SHA2": {
            "SHA-224": 6,
            "SHA-256": 5,
            "SHA-384": 6,
            "SHA-512": 9
          }
        }
      },
      "ic_data_group": {},
      "javacard_api_const": {},
      "javacard_packages": {},
      "javacard_version": {},
      "os_name": {},
      "pq_crypto": {},
      "randomness": {
        "PRNG": {
          "DRBG": 21
        },
        "RNG": {
          "RNG": 1
        },
        "TRNG": {
          "TRNG": 1
        }
      },
      "side_channel_analysis": {},
      "standard_id": {
        "FIPS": {
          "FIPS 140-2": 28,
          "FIPS 180-4": 2,
          "FIPS 186-2": 6,
          "FIPS 186-4": 14,
          "FIPS 197": 3,
          "FIPS 198-1": 2,
          "FIPS140-2": 2,
          "FIPS186-4": 1
        },
        "NIST": {
          "NIST SP 800-131A": 4,
          "NIST SP 800-90A": 1,
          "SP 800-107": 1,
          "SP 800-131A": 8,
          "SP 800-38A": 6,
          "SP 800-38D": 2,
          "SP 800-38F": 3,
          "SP 800-67": 3,
          "SP 800-90A": 4
        },
        "PKCS": {
          "PKCS #1": 9,
          "PKCS #11": 159,
          "PKCS#1": 5,
          "PKCS#11": 2,
          "PKCS11": 2
        },
        "RFC": {
          "RFC 2104": 1,
          "RFC 3526": 1,
          "RFC 7919": 1
        }
      },
      "symmetric_crypto": {
        "AES_competition": {
          "AES": {
            "AES": 35,
            "AES-": 2
          }
        },
        "DES": {
          "3DES": {
            "Triple-DES": 12
          },
          "DES": {
            "DES": 1
          }
        },
        "constructions": {
          "MAC": {
            "HMAC": 15
          }
        },
        "djb": {
          "ChaCha": {
            "ChaCha20": 1
          },
          "Poly": {
            "Poly1305": 1
          }
        }
      },
      "tee_name": {
        "IBM": {
          "SSC": 3
        }
      },
      "tls_cipher_suite": {},
      "vendor": {},
      "vulnerability": {}
    },
    "policy_metadata": {
      "/Author": "Dick Sikkema",
      "/CreationDate": "D:20230821205924Z00\u002700\u0027",
      "/Creator": "Word",
      "/ModDate": "D:20230821205924Z00\u002700\u0027",
      "/Producer": "macOS Version 11.7.9 (Build 20G1426) Quartz PDFContext",
      "/Title": "ICSF-v2r4-Security-Policy_v.1.12",
      "pdf_file_size_bytes": 1996120,
      "pdf_hyperlinks": {
        "_type": "Set",
        "elements": []
      },
      "pdf_is_encrypted": false,
      "pdf_number_of_pages": 41
    }
  },
  "state": {
    "_type": "sec_certs.sample.fips.FIPSCertificate.InternalState",
    "module_download_ok": true,
    "module_extract_ok": true,
    "policy_convert_garbage": false,
    "policy_convert_ok": true,
    "policy_download_ok": true,
    "policy_extract_ok": true,
    "policy_pdf_hash": "f09d3794a443a5987228dccca5ad00adb24dbd7afae30cc367059514d1a245c0",
    "policy_txt_hash": "43b5c8daaa0aa332f5cc5d3e23307267909fb0135a267666fc271c99b1650aac"
  },
  "web_data": {
    "_type": "sec_certs.sample.fips.FIPSCertificate.WebData",
    "caveat": "When operated in FIPS mode with module IBM(R) z/OS(R) Version 2 Release 4 Security Server RACF(R) Signature Verification Module validated to FIPS 140-2 under Cert. #2691 operating in FIPS mode",
    "certificate_pdf_url": "https://csrc.nist.gov/CSRC/media/projects/cryptographic-module-validation-program/documents/certificates/September 2023_101023_1100 signed (2).pdf",
    "date_sunset": "2026-05-09",
    "description": "ICSF is a software element of z/OS that works with hardware cryptographic features and the Security Server (RACF) to provide secure, high-speed cryptographic services in the z/OS environment. ICSF, which runs as a started task, provides the application programming interfaces by which applications request the cryptographic services.",
    "embodiment": "Multi-Chip Stand Alone",
    "exceptions": [
      "Mitigation of Other Attacks: N/A"
    ],
    "fw_versions": "Feature 3863 (aka FC3863) with System Driver Level 41C [1], and Feature 3863 (aka FC3863) with System Driver Level 41C and CCA 7.0.68z [2]",
    "historical_reason": null,
    "hw_versions": "COP chips integrated within processor unit [1] and COP chips integrated within processor unit and P/N 02WN654-N37880 (Low Power) [2]",
    "level": 1,
    "mentioned_certs": {
      "2691": 1
    },
    "module_name": "IBM\u00ae z/OS\u00ae Version 2 Release 4 ICSF PKCS #11 Cryptographic Module",
    "module_type": "Software-Hybrid",
    "revoked_link": null,
    "revoked_reason": null,
    "standard": "FIPS 140-2",
    "status": "active",
    "sw_versions": "ICSF level HCR77D0 with APAR OA63132",
    "tested_conf": [
      "IBM z/OS Version 2 Release 4 running on an IBM z15 with CP Assist for Cryptographic Functions [1]",
      "IBM z/OS Version 2 Release 4 running on an IBM z15 with CP Assist for Cryptographic Functions with CEX7A [2] (single-user mode)"
    ],
    "validation_history": [
      {
        "_type": "sec_certs.sample.fips.FIPSCertificate.ValidationHistoryEntry",
        "date": "2023-09-11",
        "lab": "ATSEC INFORMATION SECURITY CORP",
        "validation_type": "Initial"
      }
    ],
    "vendor": "IBM Corporation",
    "vendor_url": "http://www.ibm.com"
  }
}