IBM System Storage LTO Ultrium 4 Tape Drive

Certificate #1152

Webpage information

Status historical
Historical reason RNG SP800-131A Revision 1 Transition
Validation dates 01.07.2009
Standard FIPS 140-2
Security level 1
Type Hardware
Embodiment Multi-Chip Stand Alone
Caveat When operated in FIPS mode
Description The IBM LTO Ultrium 4 Tape Drive provides AES-GCM encryption of customer data recorded to tape. Both encryption and compression are implemented in the hardware for optimum performance. Three different host interface types of the LTO Ultrium 4 "brick" unit are FIPS certified as a multi-chip, standalone cryptographic module. In customer operation the "brick" unit may be embedded in bridge box or in a canister package for operation in a library.
Version (Hardware) 23R9539 (Fibre Channel), 23R9904 (SAS), and 95P4613 (SCSI)
Version (Firmware) df080911bf_89Bb.FC.fips.ro (Fibre Channel), df080911bf_89Bb.SAS.fips.ro (SAS), and df080911bf_89Bb.SCSI.fips.ro (SCSI)
Vendor IBM® Corporation
References

This certificate's webpage directly references 0 certificates, transitively this expands into 0 certificates.
Certificate
Webpage

Security policy

Security target PDF TXT

Symmetric Algorithms
AES-, AES, HMAC
Asymmetric Algorithms
RSA-2048
Hash functions
SHA-1, SHA-256
Randomness
TRNG, PRNG
Block cipher modes
GCM

Trusted Execution Environments
SSC

Security level
level 1

Standards
FIPS 140-2, FIPS 186-2, FIPS 180-2, PKCS #1, PKCS#1, X.509

File metadata

Title IBM_LTO_Gen4_UNIFIED_Security_Policy
Author jmaresca
Creation date D:20090601081613-04'00'
Modification date D:20090629112133-04'00'
Pages 23
Creator PDFCreator Version 0.9.7
Producer GPL Ghostscript 8.63

Heuristics

No heuristics are available for this certificate.

References

No references are available for this certificate.

Updates

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Raw data 

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  "cert_id": 1152,
  "dgst": "a367613375c7fcd7",
  "heuristics": {
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    "algorithms": {
      "_type": "Set",
      "elements": [
        "AES#919",
        "AES GCM#919",
        "AES GCM#918",
        "SHS#906",
        "AES#918",
        "RNG#527",
        "RSA#446"
      ]
    },
    "cpe_matches": null,
    "direct_transitive_cves": null,
    "extracted_versions": {
      "_type": "Set",
      "elements": [
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      ]
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    "indirect_transitive_cves": null,
    "module_processed_references": {
      "_type": "sec_certs.sample.certificate.References",
      "directly_referenced_by": null,
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      "indirectly_referenced_by": null,
      "indirectly_referencing": null
    },
    "module_prunned_references": {
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      "elements": []
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    "policy_processed_references": {
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      "directly_referencing": null,
      "indirectly_referenced_by": null,
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    "policy_prunned_references": {
      "_type": "Set",
      "elements": []
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    "related_cves": null,
    "verified_cpe_matches": null
  },
  "pdf_data": {
    "_type": "sec_certs.sample.fips.FIPSCertificate.PdfData",
    "keywords": {
      "asymmetric_crypto": {
        "RSA": {
          "RSA-2048": 1
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      },
      "certification_process": {},
      "cipher_mode": {
        "GCM": {
          "GCM": 4
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      },
      "cplc_data": {},
      "crypto_engine": {},
      "crypto_library": {},
      "crypto_protocol": {},
      "crypto_scheme": {},
      "device_model": {},
      "ecc_curve": {},
      "eval_facility": {},
      "fips_cert_id": {
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          "#906": 2,
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          "#919": 2
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          "PKCS #1": 9,
          "PKCS#1": 8,
          "RSA PKCS #1": 3,
          "SHA-1": 3,
          "SHA-256": 2
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      },
      "fips_security_level": {
        "Level": {
          "level 1": 1
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      "hash_function": {
        "SHA": {
          "SHA1": {
            "SHA-1": 3
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          "SHA2": {
            "SHA-256": 2
          }
        }
      },
      "ic_data_group": {},
      "javacard_api_const": {},
      "javacard_packages": {},
      "javacard_version": {},
      "os_name": {},
      "pq_crypto": {},
      "randomness": {
        "PRNG": {
          "PRNG": 8
        },
        "TRNG": {
          "TRNG": 8
        }
      },
      "side_channel_analysis": {},
      "standard_id": {
        "FIPS": {
          "FIPS 140-2": 9,
          "FIPS 180-2": 2,
          "FIPS 186-2": 2
        },
        "PKCS": {
          "PKCS #1": 6,
          "PKCS#1": 4
        },
        "X509": {
          "X.509": 1
        }
      },
      "symmetric_crypto": {
        "AES_competition": {
          "AES": {
            "AES": 2,
            "AES-": 3
          }
        },
        "constructions": {
          "MAC": {
            "HMAC": 1
          }
        }
      },
      "tee_name": {
        "IBM": {
          "SSC": 1
        }
      },
      "tls_cipher_suite": {},
      "vendor": {},
      "vulnerability": {}
    },
    "policy_metadata": {
      "/Author": "jmaresca",
      "/CreationDate": "D:20090601081613-04\u002700\u0027",
      "/Creator": "PDFCreator Version 0.9.7",
      "/Keywords": "",
      "/ModDate": "D:20090629112133-04\u002700\u0027",
      "/Producer": "GPL Ghostscript 8.63",
      "/Subject": "",
      "/Title": "IBM_LTO_Gen4_UNIFIED_Security_Policy",
      "pdf_file_size_bytes": 246917,
      "pdf_hyperlinks": {
        "_type": "Set",
        "elements": []
      },
      "pdf_is_encrypted": false,
      "pdf_number_of_pages": 23
    }
  },
  "state": {
    "_type": "sec_certs.sample.fips.FIPSCertificate.InternalState",
    "module_download_ok": true,
    "module_extract_ok": true,
    "policy_convert_ok": true,
    "policy_download_ok": true,
    "policy_extract_ok": true,
    "policy_json_hash": null,
    "policy_pdf_hash": "24a276ae95a2198668dd0f42db3d41b66b8ef0e6e0bd5d32af4a0fcee9e06aee",
    "policy_txt_hash": "04b7e047cf6779192a519e2114722ff20158cf6a841edf4fd589079a014cb019"
  },
  "web_data": {
    "_type": "sec_certs.sample.fips.FIPSCertificate.WebData",
    "caveat": "When operated in FIPS mode",
    "certificate_pdf_url": "https://csrc.nist.gov/CSRC/media/projects/cryptographic-module-validation-program/documents/certificates/140crt1152.pdf",
    "date_sunset": null,
    "description": "The IBM LTO Ultrium 4 Tape Drive provides AES-GCM encryption of customer data recorded to tape. Both encryption and compression are implemented in the hardware for optimum performance. Three different host interface types of the LTO Ultrium 4 \"brick\" unit are FIPS certified as a multi-chip, standalone cryptographic module. In customer operation the \"brick\" unit may be embedded in bridge box or in a canister package for operation in a library.",
    "embodiment": "Multi-Chip Stand Alone",
    "exceptions": null,
    "fw_versions": "df080911bf_89Bb.FC.fips.ro (Fibre Channel), df080911bf_89Bb.SAS.fips.ro (SAS), and df080911bf_89Bb.SCSI.fips.ro (SCSI)",
    "historical_reason": "RNG SP800-131A Revision 1 Transition",
    "hw_versions": "23R9539 (Fibre Channel), 23R9904 (SAS), and 95P4613 (SCSI)",
    "level": 1,
    "mentioned_certs": {},
    "module_name": "IBM System Storage LTO Ultrium 4 Tape Drive",
    "module_type": "Hardware",
    "revoked_link": null,
    "revoked_reason": null,
    "standard": "FIPS 140-2",
    "status": "historical",
    "sw_versions": null,
    "tested_conf": null,
    "validation_history": [
      {
        "_type": "sec_certs.sample.fips.FIPSCertificate.ValidationHistoryEntry",
        "date": "2009-07-01",
        "lab": "SAIC-VA",
        "validation_type": "Initial"
      }
    ],
    "vendor": "IBM\u00ae Corporation",
    "vendor_url": "http://www.ibm.com"
  }
}