YubiKey 5 Cryptographic Module

Certificate #3907

Webpage information

Status active
Validation dates 22.04.2021 , 19.08.2021
Sunset date 21-04-2026
Standard FIPS 140-2
Security level 1
Type Hardware
Embodiment Single Chip
Caveat When operated in FIPS mode, installed, initialized, and configured as specified in Section 3 of the Security Policy. The module generates cryptographic keys whose strengths are modified by available entropy.
Exceptions
  • Physical Security: Level 3
  • EMI/EMC: Level 3
  • Design Assurance: Level 3
  • Mitigation of Other Attacks: N/A
Description The YubiKey 5 cryptographic module is a secure element that supports multiple protocols designed to be embedded in USB and/or NFC security tokens. The module can generate, store, and perform cryptographic operations for sensitive data and can be utilized via an external touch-button for Test of User Presence. The module implements several major functions - Yubico One Time Password (OTP), FIDO/FIDO2, FIDO/U2F, PIV-compatible smart card, OpenPGP smart card, and OATH OTP authentication.
Version (Hardware) SLE78CLUFX3000PH and SLE78CLUFX5000PH
Version (Firmware) 5.4.2 and 5.4.3
Vendor Yubico, Inc.
References

This certificate's webpage directly references 0 certificates, transitively this expands into 0 certificates.
Certificate
Webpage

Security policy

Security target PDF TXT

Symmetric Algorithms
AES, AES-256, AES-128, DES, Triple-DES, TDES, HMAC, HMAC-SHA-256, KMAC, CMAC
Asymmetric Algorithms
RSA 2048, ECDH, ECDSA, EdDSA, ECC, DH, Diffie-Hellman
Hash functions
SHA-1, SHA1, SHA-256, SHA256, SHA-512
Schemes
MAC, Key Agreement
Randomness
DRBG, RNG
Elliptic Curves
P-224, P-256, P-384, P-521, secp256k1
Block cipher modes
ECB, CBC, CTR, CCM

JavaCard API constants
X25519

Security level
Level 1, Level 2

Standards
FIPS 140-2, PKCS#1

File metadata

Author Yubico, Inc.
Creation date D:20210811134846-04'00'
Modification date D:20210811134846-04'00'
Pages 33
Creator Microsoft® Word for Microsoft 365
Producer Microsoft® Word for Microsoft 365

Heuristics

No heuristics are available for this certificate.

References

No references are available for this certificate.

Updates

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  • The certificate data changed.
  • The certificate data changed.
  • The certificate data changed.
  • The certificate was first processed.

Raw data 

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  "_type": "sec_certs.sample.fips.FIPSCertificate",
  "cert_id": 3907,
  "dgst": "96e85c9fe31daf26",
  "heuristics": {
    "_type": "sec_certs.sample.fips.FIPSCertificate.Heuristics",
    "algorithms": {
      "_type": "Set",
      "elements": [
        "SHS#C1680",
        "KBKDF#C1680",
        "RSA#A985",
        "Triple-DES#C1680",
        "ECDSA#C1680",
        "KTS#C1680",
        "HMAC#C1680",
        "DRBG#C1680",
        "AES#C1680",
        "CVL#C1680"
      ]
    },
    "cpe_matches": null,
    "direct_transitive_cves": null,
    "extracted_versions": {
      "_type": "Set",
      "elements": [
        "5.4.2",
        "5.4.3"
      ]
    },
    "indirect_transitive_cves": null,
    "module_processed_references": {
      "_type": "sec_certs.sample.certificate.References",
      "directly_referenced_by": null,
      "directly_referencing": null,
      "indirectly_referenced_by": null,
      "indirectly_referencing": null
    },
    "module_prunned_references": {
      "_type": "Set",
      "elements": []
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    "policy_processed_references": {
      "_type": "sec_certs.sample.certificate.References",
      "directly_referenced_by": null,
      "directly_referencing": null,
      "indirectly_referenced_by": null,
      "indirectly_referencing": null
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    "policy_prunned_references": {
      "_type": "Set",
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    "related_cves": null,
    "verified_cpe_matches": null
  },
  "pdf_data": {
    "_type": "sec_certs.sample.fips.FIPSCertificate.PdfData",
    "keywords": {
      "asymmetric_crypto": {
        "ECC": {
          "ECC": {
            "ECC": 3
          },
          "ECDH": {
            "ECDH": 5
          },
          "ECDSA": {
            "ECDSA": 6
          },
          "EdDSA": {
            "EdDSA": 2
          }
        },
        "FF": {
          "DH": {
            "DH": 1,
            "Diffie-Hellman": 3
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        },
        "RSA": {
          "RSA 2048": 5
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      },
      "certification_process": {},
      "cipher_mode": {
        "CBC": {
          "CBC": 7
        },
        "CCM": {
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        "CTR": {
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        },
        "ECB": {
          "ECB": 3
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      },
      "cplc_data": {},
      "crypto_engine": {},
      "crypto_library": {},
      "crypto_protocol": {},
      "crypto_scheme": {
        "KA": {
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        "MAC": {
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      },
      "device_model": {},
      "ecc_curve": {
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          "P-384": 8,
          "P-521": 8,
          "secp256k1": 5
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      },
      "eval_facility": {},
      "fips_cert_id": {},
      "fips_certlike": {
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          "AES-128": 9,
          "AES-256": 6,
          "HMAC SHA-1": 1,
          "HMAC SHA-256": 2,
          "HMAC SHA256": 1,
          "HMAC- SHA1": 2,
          "HMAC-SHA-256": 2,
          "PKCS#1": 1,
          "RSA 2048": 5,
          "RSA PKCS#1": 1,
          "SHA- 256": 1,
          "SHA-1": 3,
          "SHA-256": 3,
          "SHA-512": 1,
          "SHA1": 3,
          "SHA2- 512": 1,
          "SHA2-256": 2,
          "SHA2-384": 2,
          "SHA2-512": 1,
          "SHA256": 1
        }
      },
      "fips_security_level": {
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          "Level 2": 3
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      },
      "hash_function": {
        "SHA": {
          "SHA1": {
            "SHA-1": 3,
            "SHA1": 3
          },
          "SHA2": {
            "SHA-256": 3,
            "SHA-512": 1,
            "SHA256": 1
          }
        }
      },
      "ic_data_group": {},
      "javacard_api_const": {
        "curves": {
          "X25519": 1
        }
      },
      "javacard_packages": {},
      "javacard_version": {},
      "os_name": {},
      "pq_crypto": {},
      "randomness": {
        "PRNG": {
          "DRBG": 24
        },
        "RNG": {
          "RNG": 1
        }
      },
      "side_channel_analysis": {},
      "standard_id": {
        "FIPS": {
          "FIPS 140-2": 15
        },
        "PKCS": {
          "PKCS#1": 1
        }
      },
      "symmetric_crypto": {
        "AES_competition": {
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            "AES": 9,
            "AES-128": 9,
            "AES-256": 6
          }
        },
        "DES": {
          "3DES": {
            "TDES": 3,
            "Triple-DES": 1
          },
          "DES": {
            "DES": 3
          }
        },
        "constructions": {
          "MAC": {
            "CMAC": 8,
            "HMAC": 9,
            "HMAC-SHA-256": 1,
            "KMAC": 1
          }
        }
      },
      "tee_name": {},
      "tls_cipher_suite": {},
      "vendor": {},
      "vulnerability": {}
    },
    "policy_metadata": {
      "/Author": "Yubico, Inc.",
      "/CreationDate": "D:20210811134846-04\u002700\u0027",
      "/Creator": "Microsoft\u00ae Word for Microsoft 365",
      "/ModDate": "D:20210811134846-04\u002700\u0027",
      "/Producer": "Microsoft\u00ae Word for Microsoft 365",
      "pdf_file_size_bytes": 663812,
      "pdf_hyperlinks": {
        "_type": "Set",
        "elements": [
          "https://csrc.nist.gov/csrc/media/projects/cryptographic-module-validation-program/documents/fips140-2/fips1402ig.pdf"
        ]
      },
      "pdf_is_encrypted": false,
      "pdf_number_of_pages": 33
    }
  },
  "state": {
    "_type": "sec_certs.sample.fips.FIPSCertificate.InternalState",
    "module_download_ok": true,
    "module_extract_ok": true,
    "policy_convert_ok": true,
    "policy_download_ok": true,
    "policy_extract_ok": true,
    "policy_json_hash": null,
    "policy_pdf_hash": "6b4f832e2a5a31355e1e26a49c46194895907bd2d8c53355a1d84121664f0dcf",
    "policy_txt_hash": "576a0ba84d65dfda5c4b694e37a649317c76f7833251df373fea3cae81c801b7"
  },
  "web_data": {
    "_type": "sec_certs.sample.fips.FIPSCertificate.WebData",
    "caveat": "When operated in FIPS mode, installed, initialized, and configured as specified in Section 3 of the Security Policy. The module generates cryptographic keys whose strengths are modified by available entropy.",
    "certificate_pdf_url": "https://csrc.nist.gov/CSRC/media/projects/cryptographic-module-validation-program/documents/certificates/April 2021_030521_0757_signed.pdf",
    "date_sunset": "2026-04-21",
    "description": "The YubiKey 5 cryptographic module is a secure element that supports multiple protocols designed to be embedded in USB and/or NFC security tokens. The module can generate, store, and perform cryptographic operations for sensitive data and can be utilized via an external touch-button for Test of User Presence. The module implements several major functions - Yubico One Time Password (OTP), FIDO/FIDO2, FIDO/U2F, PIV-compatible smart card, OpenPGP smart card, and OATH OTP authentication.",
    "embodiment": "Single Chip",
    "exceptions": [
      "Physical Security: Level 3",
      "EMI/EMC: Level 3",
      "Design Assurance: Level 3",
      "Mitigation of Other Attacks: N/A"
    ],
    "fw_versions": "5.4.2 and 5.4.3",
    "historical_reason": null,
    "hw_versions": "SLE78CLUFX3000PH and SLE78CLUFX5000PH",
    "level": 1,
    "mentioned_certs": {},
    "module_name": "YubiKey 5 Cryptographic Module",
    "module_type": "Hardware",
    "revoked_link": null,
    "revoked_reason": null,
    "standard": "FIPS 140-2",
    "status": "active",
    "sw_versions": null,
    "tested_conf": null,
    "validation_history": [
      {
        "_type": "sec_certs.sample.fips.FIPSCertificate.ValidationHistoryEntry",
        "date": "2021-04-22",
        "lab": "Acumen Security",
        "validation_type": "Initial"
      },
      {
        "_type": "sec_certs.sample.fips.FIPSCertificate.ValidationHistoryEntry",
        "date": "2021-08-19",
        "lab": "Acumen Security",
        "validation_type": "Update"
      }
    ],
    "vendor": "Yubico, Inc.",
    "vendor_url": "https://www.yubico.com"
  }
}