FortiGate-VM 6.4 and 7.0

Certificate #4415

Webpage information ?

Status active
Validation dates 16.01.2023
Sunset date 21-09-2026
Standard FIPS 140-2
Security level 1
Type Software-Hybrid
Embodiment Multi-Chip Stand Alone
Caveat When operated in FIPS mode and installed, initialized and configured as specified in the FIPS 140-2 Compliant Operation Section of the Security Policy and with the entropy token installed as indicated in the Security Policy. Authentication at level 3 is only applicable when identity-based authentication is enforced for the User role. No assurance of the minimum strength of generated keys
Exceptions
  • Roles, Services, and Authentication: Level 3
  • Design Assurance: Level 2
Description The FortiGate-VM 6.4 and 7.0 is a software-hybrid module designed to execute on a General Purpose Computer (GPC) hardware platform running the VMware hypervisor. The module provides integrated firewall, VPN, antivirus, antispam, intrusion prevention, content filtering, traffic shaping, and HA capabilities.
Version (Hardware) Intel® Xeon® D-1559, Intel® Xeon® E3-1515M and Intel® Xeon® E-2276ME
Tested configurations
  • FortiOS 6.4 on VMWare ESXi 6.7 running on a PacStar 451 (P/N: 075-0451-165) with an Intel® Xeon® E-2276ME processor and the Araneus Alea II entropy token
  • FortiOS 6.4 on VMWare ESXi 6.7 running on a PacStar 451 (P/N: 075-0451-45) with an Intel® Xeon® E3-1515M processor and the Araneus Alea II entropy token
  • FortiOS 6.4 on VMWare ESXi 6.7 running on a PacStar 451 (P/N: 075-0451-55) with an Intel® Xeon® D-1559 processor and the Araneus Alea II entropy token
  • FortiOS 7.0 on VMWare ESXi 6.7 running on a PacStar 451 (P/N: 075-0451-165) with an Intel® Xeon® E-2276ME processor and the Araneus Alea II entropy token (single-user mode)
  • FortiOS 7.0 on VMWare ESXi 6.7 running on a PacStar 451 (P/N: 075-0451-45) with an Intel® Xeon® E3-1515M processor and the Araneus Alea II entropy token
  • FortiOS 7.0 on VMWare ESXi 6.7 running on a PacStar 451 (P/N: 075-0451-55) with an Intel® Xeon® D-1559 processor and the Araneus Alea II entropy token
Vendor Fortinet, Inc.
References

This certificate's webpage directly references 0 certificates, transitively this expands into 0 certificates.

Security policy ?

Symmetric Algorithms
AES-256, AES, AES-192, AES-, HMAC, HMAC-SHA-256, HMAC-SHA-224
Asymmetric Algorithms
ECDH, ECDSA, Diffie-Hellman, DH
Hash functions
SHA-1, SHA1, SHA-224, SHA-256, SHA-384, SHA-512
Schemes
Key agreement
Protocols
SSH, SSL, TLS 1.1, TLS, TLS 1.2, IKE, IKEv2, IKEv1, IPsec, VPN
Randomness
DRBG, RBG
Elliptic Curves
P-256, curve P-256, curve P-384, curve P-521, P-384, P-521, secp256r1, secp384r1, secp521r1, Curve25519
Block cipher modes
CBC, CTR, GCM

Vendor
Microsoft

Security level
Level 1, level 3

Standards
FIPS 140-2, FIPS 140, FIPS140-2, SP 800-90B, NIST SP 800-90A, NIST SP 800-186, SP 800-52, SP 800-133, SP 800-90A, PKCS 1, RFC7627, RFC 7296, RFC 5246, RFC 5288, RFC 4252

File metadata

Title FortiGate-VM 6.x FIPS Level 1 Security Policy
Author Fortinet Technical Documentation
Creation date D:20221215164758-05'00'
Modification date D:20221215164758-05'00'
Pages 30
Producer madbuild

Heuristics ?

No heuristics are available for this certificate.

References ?

No references are available for this certificate.

Updates ?

  • 09.02.2023 The certificate was first processed.
    New certificate

    A new FIPS 140 certificate with the product name was processed.

Raw data

{
  "_type": "sec_certs.sample.fips.FIPSCertificate",
  "cert_id": 4415,
  "dgst": "8f4950b33cf77728",
  "heuristics": {
    "_type": "sec_certs.sample.fips.FIPSCertificate.Heuristics",
    "algorithms": {
      "_type": "Set",
      "elements": [
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        "HMAC#A2299",
        "CVL#A2299",
        "ECDSA#A2298",
        "KAS-SSC#A2299",
        "ECDSA#A2299",
        "KTS#A2299",
        "HMAC#A2292",
        "KAS-SSC#A2298",
        "KAS#A2299",
        "KAS#A2298",
        "SHS#A2292",
        "DRBG#A2292",
        "AES#A2291",
        "RSA#A2298",
        "SHS#A2299",
        "RSA#A2299",
        "AES#A2292",
        "CVL#A2298",
        "SHS#A2298",
        "DRBG#A2291",
        "AES#A2299",
        "HMAC#A2298",
        "SHS#A2291",
        "KTS#A2298",
        "AES#A2298"
      ]
    },
    "cpe_matches": null,
    "direct_transitive_cves": null,
    "extracted_versions": {
      "_type": "Set",
      "elements": [
        "6.4",
        "7.0"
      ]
    },
    "indirect_transitive_cves": null,
    "module_processed_references": {
      "_type": "sec_certs.sample.certificate.References",
      "directly_referenced_by": null,
      "directly_referencing": null,
      "indirectly_referenced_by": null,
      "indirectly_referencing": null
    },
    "module_prunned_references": {
      "_type": "Set",
      "elements": []
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    "policy_processed_references": {
      "_type": "sec_certs.sample.certificate.References",
      "directly_referenced_by": null,
      "directly_referencing": null,
      "indirectly_referenced_by": null,
      "indirectly_referencing": null
    },
    "policy_prunned_references": {
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    "related_cves": null,
    "verified_cpe_matches": null
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  "pdf_data": {
    "_type": "sec_certs.sample.fips.FIPSCertificate.PdfData",
    "keywords": {
      "asymmetric_crypto": {
        "ECC": {
          "ECDH": {
            "ECDH": 5
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          "ECDSA": {
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        },
        "FF": {
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            "Diffie-Hellman": 16
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      "certification_process": {},
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        "CTR": {
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        "GCM": {
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      },
      "cplc_data": {},
      "crypto_engine": {},
      "crypto_library": {},
      "crypto_protocol": {
        "IKE": {
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          "IKEv1": 1,
          "IKEv2": 3
        },
        "IPsec": {
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        },
        "SSH": {
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        },
        "TLS": {
          "SSL": {
            "SSL": 3
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          "TLS": {
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            "TLS 1.1": 5,
            "TLS 1.2": 3
          }
        },
        "VPN": {
          "VPN": 23
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      },
      "crypto_scheme": {
        "KA": {
          "Key agreement": 2
        }
      },
      "device_model": {},
      "ecc_curve": {
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          "Curve25519": 1
        },
        "NIST": {
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          "P-384": 7,
          "P-521": 3,
          "curve P-256": 1,
          "curve P-384": 1,
          "curve P-521": 1,
          "secp256r1": 1,
          "secp384r1": 1,
          "secp521r1": 1
        }
      },
      "eval_facility": {},
      "fips_cert_id": {},
      "fips_certlike": {
        "Certlike": {
          "AES (128": 9,
          "AES 128": 2,
          "AES 256": 3,
          "AES-192": 1,
          "AES-256": 1,
          "HMAC SHA-1": 7,
          "HMAC SHA-256": 10,
          "HMAC SHA-384": 3,
          "HMAC SHA-512": 3,
          "HMAC-SHA-224": 2,
          "HMAC-SHA-256": 4,
          "PKCS 1": 1,
          "RSA PKCS 1": 1,
          "SHA- 384": 1,
          "SHA-1": 14,
          "SHA-224": 2,
          "SHA-256": 14,
          "SHA-384": 5,
          "SHA-512": 5,
          "SHA1": 1,
          "SHA2-224": 2,
          "SHA2-256": 2,
          "SHA2-384": 2,
          "SHA2-512": 2
        }
      },
      "fips_security_level": {
        "Level": {
          "Level 1": 3,
          "level 3": 1
        }
      },
      "hash_function": {
        "SHA": {
          "SHA1": {
            "SHA-1": 14,
            "SHA1": 1
          },
          "SHA2": {
            "SHA-224": 2,
            "SHA-256": 14,
            "SHA-384": 5,
            "SHA-512": 6
          }
        }
      },
      "ic_data_group": {},
      "javacard_api_const": {},
      "javacard_packages": {},
      "javacard_version": {},
      "os_name": {},
      "pq_crypto": {},
      "randomness": {
        "PRNG": {
          "DRBG": 37
        },
        "RNG": {
          "RBG": 1
        }
      },
      "side_channel_analysis": {},
      "standard_id": {
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          "FIPS 140": 1,
          "FIPS 140-2": 45,
          "FIPS140-2": 1
        },
        "NIST": {
          "NIST SP 800-186": 1,
          "NIST SP 800-90A": 1,
          "SP 800-133": 1,
          "SP 800-52": 1,
          "SP 800-90A": 1,
          "SP 800-90B": 1
        },
        "PKCS": {
          "PKCS 1": 1
        },
        "RFC": {
          "RFC 4252": 1,
          "RFC 5246": 1,
          "RFC 5288": 1,
          "RFC 7296": 1,
          "RFC7627": 1
        }
      },
      "symmetric_crypto": {
        "AES_competition": {
          "AES": {
            "AES": 30,
            "AES-": 1,
            "AES-192": 1,
            "AES-256": 1
          }
        },
        "constructions": {
          "MAC": {
            "HMAC": 24,
            "HMAC-SHA-224": 1,
            "HMAC-SHA-256": 2
          }
        }
      },
      "tee_name": {},
      "tls_cipher_suite": {},
      "vendor": {
        "Microsoft": {
          "Microsoft": 1
        }
      },
      "vulnerability": {}
    },
    "policy_metadata": {
      "/Author": "Fortinet Technical Documentation",
      "/CreationDate": "D:20221215164758-05\u002700\u0027",
      "/Keywords": "",
      "/ModDate": "D:20221215164758-05\u002700\u0027",
      "/Producer": "madbuild",
      "/Subject": "",
      "/Title": "FortiGate-VM 6.x  FIPS Level 1 Security Policy",
      "pdf_file_size_bytes": 2248608,
      "pdf_hyperlinks": {
        "_type": "Set",
        "elements": [
          "http://www.fortinet.com/contact",
          "https://support.fortinet.com/",
          "http://kb.fortinet.com/",
          "http://forticast.fortinet.com/",
          "http://csrc.nist.gov/groups/STM/cmvp/index.html",
          "http://fortiguard.com/",
          "https://blog.fortinet.com/",
          "http://www.fortinet.com/support",
          "https://www.fortinet.com/corporate/about-us/privacy.html",
          "http://www.fortinet.com/products",
          "https://training.fortinet.com/",
          "https://www.fortinet.com/doc/legal/EULA.pdf",
          "http://docs.fortinet.com/",
          "https://fortiguard.com/",
          "mailto:[email protected]",
          "https://docs.fortinet.com/",
          "https://video.fortinet.com/"
        ]
      },
      "pdf_is_encrypted": false,
      "pdf_number_of_pages": 30
    }
  },
  "state": {
    "_type": "sec_certs.sample.fips.FIPSCertificate.InternalState",
    "module_download_ok": true,
    "module_extract_ok": true,
    "policy_convert_garbage": false,
    "policy_convert_ok": true,
    "policy_download_ok": true,
    "policy_extract_ok": true,
    "policy_pdf_hash": "65175a733deee99aa9096d1d97aff406cb8c81f4cd53420b3616fa1d39ea8a3b",
    "policy_txt_hash": "90badb7b4d19d4fa3e5b288c64e4716ee858bb0c1c5c0f735e3fd4f7efc1f6df"
  },
  "web_data": {
    "_type": "sec_certs.sample.fips.FIPSCertificate.WebData",
    "caveat": "When operated in FIPS mode and installed, initialized and configured as specified in the FIPS 140-2 Compliant Operation Section of the Security Policy and with the entropy token installed as indicated in the Security Policy. Authentication at level 3 is only applicable when identity-based authentication is enforced for the User role. No assurance of the minimum strength of generated keys",
    "certificate_pdf_url": "https://csrc.nist.gov/CSRC/media/projects/cryptographic-module-validation-program/documents/certificates/January 2023_010223_0657_signed.pdf",
    "date_sunset": "2026-09-21",
    "description": "The FortiGate-VM 6.4 and 7.0 is a software-hybrid module designed to execute on a General Purpose Computer (GPC) hardware platform running the VMware hypervisor. The module provides integrated firewall, VPN, antivirus, antispam, intrusion prevention, content filtering, traffic shaping, and HA capabilities.",
    "embodiment": "Multi-Chip Stand Alone",
    "exceptions": [
      "Roles, Services, and Authentication: Level 3",
      "Design Assurance: Level 2"
    ],
    "fw_versions": null,
    "historical_reason": null,
    "hw_versions": "Intel\u00ae Xeon\u00ae D-1559, Intel\u00ae Xeon\u00ae E3-1515M and Intel\u00ae Xeon\u00ae E-2276ME",
    "level": 1,
    "mentioned_certs": {},
    "module_name": "FortiGate-VM 6.4 and 7.0",
    "module_type": "Software-Hybrid",
    "revoked_link": null,
    "revoked_reason": null,
    "standard": "FIPS 140-2",
    "status": "active",
    "sw_versions": "FortiOS 6.4 (FIPS-CC-64-5) and FortiOS 7.0 (FIPS-CC-70-6)",
    "tested_conf": [
      "FortiOS 6.4 on VMWare ESXi 6.7 running on a PacStar 451 (P/N: 075-0451-165) with an Intel\u00ae Xeon\u00ae E-2276ME processor and the Araneus Alea II entropy token",
      "FortiOS 6.4 on VMWare ESXi 6.7 running on a PacStar 451 (P/N: 075-0451-45) with an Intel\u00ae Xeon\u00ae E3-1515M processor and the Araneus Alea II entropy token",
      "FortiOS 6.4 on VMWare ESXi 6.7 running on a PacStar 451 (P/N: 075-0451-55) with an Intel\u00ae Xeon\u00ae D-1559 processor and the Araneus Alea II entropy token",
      "FortiOS 7.0 on VMWare ESXi 6.7 running on a PacStar 451 (P/N: 075-0451-165) with an Intel\u00ae Xeon\u00ae E-2276ME processor and the Araneus Alea II entropy token (single-user mode)",
      "FortiOS 7.0 on VMWare ESXi 6.7 running on a PacStar 451 (P/N: 075-0451-45) with an Intel\u00ae Xeon\u00ae E3-1515M processor and the Araneus Alea II entropy token",
      "FortiOS 7.0 on VMWare ESXi 6.7 running on a PacStar 451 (P/N: 075-0451-55) with an Intel\u00ae Xeon\u00ae D-1559 processor and the Araneus Alea II entropy token"
    ],
    "validation_history": [
      {
        "_type": "sec_certs.sample.fips.FIPSCertificate.ValidationHistoryEntry",
        "date": "2023-01-16",
        "lab": "Lightship Security, Inc.",
        "validation_type": "Initial"
      }
    ],
    "vendor": "Fortinet, Inc.",
    "vendor_url": "http://www.fortinet.com"
  }
}