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LOK-IT™ 10 KEY (Series SDG003FM) and LOK-IT™ 5 KEY (Series SDG004FP)

Certificate #1527

Webpage information ?

Status	historical
Historical reason	Moved to historical list due to sunsetting
Validation dates	28.03.2011 , 04.10.2011
Standard	FIPS 140-2
Security level	3
Type	Hardware
Embodiment	Multi-Chip Stand Alone
Caveat	None
Description	LOK-IT™ is a USB Flash drive with a multi-chip embedded cryptographic module architecture as defined by FIPS 140-2. It consists of an Initio 1861 USB controller, NAND Flash memory and a Microchip PIC16F688 security controller. The product supports 256 bit AES encryption of data stored in NAND Flash memory. The drive provides self-contained user authentication without the need for host computer applications. Two derivations of the product exist differing in the number of numeric buttons; the SDG003FM has 10 numeric buttons and the SDG004FP has 5 numeric buttons.
Version (Hardware)	HW003-16 Rev:01, HW003-16 Rev:02, HW003-08 Rev:01, HW003-04 Rev:01 (10 Key) and HW004-08 Rev:01 (5 Key)
Version (Firmware)	USB Controller Firmware Revision V01.12A09-F01 (10 Key and 5 Key) or V01.12A12-F01 (10 Key) ; Security Controller Firmware Revisions SDG003FM-008 (10 Key) and SDG004FP-008 (5 Key)
Vendor	Systematic Development Group, LLC
References	This certificate's webpage directly references 0 certificates, transitively this expands into 0 certificates.

Certificate

Webpage

Security policy ?

Security target PDF TXT

Symmetric Algorithms

AES

Randomness

RNG

Block cipher modes

CBC

Security level

Level 3, level 3

Standards

FIPS 140-2

File metadata

Title	Microsoft Word - 102 - LOK-IT Security Policy v14 (110830).doc
Author	lgarcia
Creation date	D:20110901142503-07'00'
Modification date	D:20110901142503-07'00'
Pages	19
Creator	PScript5.dll Version 5.2.2
Producer	Acrobat Distiller 8.3.0 (Windows)

Heuristics ?

No heuristics are available for this certificate.

References ?

No references are available for this certificate.

Updates ?

09.02.2023 The certificate data changed.
Certificate changed

The cert_id was updated.
- The new value is 1527.
The web extraction data was updated.
- The following values were inserted: {'validation_history': [{'_type': 'sec_certs.sample.fips.FIPSCertificate.ValidationHistoryEntry', 'date': '2011-03-28', 'validation_type': 'Initial', 'lab': 'UL VERIFICATION SERVICES INC'}, {'_type': 'sec_certs.sample.fips.FIPSCertificate.ValidationHistoryEntry', 'date': '2011-10-04', 'validation_type': 'Update', 'lab': 'UL VERIFICATION SERVICES INC'}], 'vendor_url': 'http://www.LOK-IT.net', 'certificate_pdf_url': 'https://csrc.nist.gov/CSRC/media/projects/cryptographic-module-validation-program/documents/certificates/FIPS140ConsolidatedCertList0005.pdf', 'hw_versions': 'HW003-16 Rev:01, HW003-16 Rev:02, HW003-08 Rev:01, HW003-04 Rev:01 (10 Key) and HW004-08 Rev:01 (5 Key)', 'fw_versions': 'USB Controller Firmware Revision V01.12A09-F01 (10 Key and 5 Key) or V01.12A12-F01 (10 Key) ; Security Controller Firmware Revisions SDG003FM-008 (10 Key) and SDG004FP-008 (5 Key)'}.
- The standard property was set to FIPS 140-2.
- The status property was set to historical.
- The level property was set to 3.
- The embodiment property was set to Multi-Chip Stand Alone.
- The following properties were deleted: ['date_validation', 'algorithms', 'vendor_www', 'lab', 'lab_nvlap', 'security_policy_www', 'certificate_www', 'hw_version', 'fw_version', 'product_url'].
The PDF extraction data was updated.
- The following values were inserted: {'policy_metadata': {'pdf_file_size_bytes': 160350, 'pdf_is_encrypted': False, 'pdf_number_of_pages': 19, '/CreationDate': "D:20110901142503-07'00'", '/Author': 'lgarcia', '/Creator': 'PScript5.dll Version 5.2.2', '/Producer': 'Acrobat Distiller 8.3.0 (Windows)', '/ModDate': "D:20110901142503-07'00'", '/Title': 'Microsoft Word - 102 - LOK-IT Security Policy v14 (110830).doc', 'pdf_hyperlinks': {'_type': 'Set', 'elements': []}}}.
- The following properties were deleted: ['cert_id', 'algorithms', 'clean_cert_ids', 'st_metadata'].
The computed heuristics were updated.
- The following values were inserted: {'policy_prunned_references': {'_type': 'Set', 'elements': []}, 'module_prunned_references': {'_type': 'Set', 'elements': []}, 'policy_processed_references': {'_type': 'sec_certs.sample.certificate.References', 'directly_referenced_by': None, 'indirectly_referenced_by': None, 'directly_referencing': None, 'indirectly_referencing': None}, 'module_processed_references': {'_type': 'sec_certs.sample.certificate.References', 'directly_referenced_by': None, 'indirectly_referenced_by': None, 'directly_referencing': None, 'indirectly_referencing': None}, 'direct_transitive_cves': None, 'indirect_transitive_cves': None}.
- The algorithms property was set to {'_type': 'Set', 'elements': ['AES#1514']}.
- The following properties were deleted: ['keywords', 'unmatched_algs', 'clean_cert_ids', 'st_references', 'web_references'].
The state was updated.
- The following values were inserted: {'module_download_ok': True, 'policy_download_ok': True, 'policy_convert_garbage': False, 'policy_convert_ok': True, 'module_extract_ok': True, 'policy_extract_ok': True, 'policy_pdf_hash': 'b2c901067aba902768bdef7540e86a31736255b21b44987e303ff590c0cd4a28', 'policy_txt_hash': '0421694b85d422b7b1d451d162812ce030aaa50b5774b781e1a99d2a80a77f9a'}.
- The following properties were deleted: ['sp_path', 'html_path', 'tables_done', 'file_status', 'txt_state'].
05.11.2022 The certificate data changed.
Certificate changed

The web extraction data was updated.
- The caveat property was set to None.
- The algorithms property was set to {'_type': 'Set', 'elements': []}.
The PDF extraction data was updated.
- The clean_cert_ids property was set to {'#1514': 1}.
The computed heuristics were updated.
- The algorithms property was updated, with the {'_type': 'Set', 'elements': [{'_type': 'sec_certs.sample.fips_algorithm.FIPSAlgorithm', 'cert_id': '#1514', 'algorithm_type': 'AES', 'vendor': None, 'implementation': None, 'date': None}]} values discarded.
- The clean_cert_ids property was set to {'#1514': 1}.
- The st_references property was updated, with the {'directly_referencing': {'_type': 'Set', 'elements': ['1514']}, 'indirectly_referencing': {'_type': 'Set', 'elements': ['1514']}} data.
25.10.2022 The certificate data changed.
Certificate changed

The PDF extraction data was updated.
- The keywords property was updated, with the {'fips_security_level': {'__update__': {'Level': {'__update__': {'level 3': 3}}}}, 'eval_facility': {}, 'symmetric_crypto': {'__delete__': ['DES']}, 'ecc_curve': {}, 'tee_name': {}} data.
- The algorithms property was set to {'_type': 'Set', 'elements': [{'_type': 'sec_certs.sample.fips_algorithm.FIPSAlgorithm', 'cert_id': '04', 'algorithm_type': None, 'vendor': None, 'implementation': None, 'date': None}, {'_type': 'sec_certs.sample.fips_algorithm.FIPSAlgorithm', 'cert_id': '16', 'algorithm_type': None, 'vendor': None, 'implementation': None, 'date': None}, {'_type': 'sec_certs.sample.fips_algorithm.FIPSAlgorithm', 'cert_id': '02', 'algorithm_type': None, 'vendor': None, 'implementation': None, 'date': None}, {'_type': 'sec_certs.sample.fips_algorithm.FIPSAlgorithm', 'cert_id': ' 5', 'algorithm_type': None, 'vendor': None, 'implementation': None, 'date': None}, {'_type': 'sec_certs.sample.fips_algorithm.FIPSAlgorithm', 'cert_id': '01', 'algorithm_type': None, 'vendor': None, 'implementation': None, 'date': None}, {'_type': 'sec_certs.sample.fips_algorithm.FIPSAlgorithm', 'cert_id': ' 10', 'algorithm_type': None, 'vendor': None, 'implementation': None, 'date': None}, {'_type': 'sec_certs.sample.fips_algorithm.FIPSAlgorithm', 'cert_id': 'A12', 'algorithm_type': None, 'vendor': None, 'implementation': None, 'date': None}, {'_type': 'sec_certs.sample.fips_algorithm.FIPSAlgorithm', 'cert_id': '008', 'algorithm_type': None, 'vendor': None, 'implementation': None, 'date': None}, {'_type': 'sec_certs.sample.fips_algorithm.FIPSAlgorithm', 'cert_id': '003', 'algorithm_type': None, 'vendor': None, 'implementation': None, 'date': None}, {'_type': 'sec_certs.sample.fips_algorithm.FIPSAlgorithm', 'cert_id': '004', 'algorithm_type': None, 'vendor': None, 'implementation': None, 'date': None}, {'_type': 'sec_certs.sample.fips_algorithm.FIPSAlgorithm', 'cert_id': ' 8', 'algorithm_type': None, 'vendor': None, 'implementation': None, 'date': None}, {'_type': 'sec_certs.sample.fips_algorithm.FIPSAlgorithm', 'cert_id': ' 16', 'algorithm_type': None, 'vendor': None, 'implementation': None, 'date': None}, {'_type': 'sec_certs.sample.fips_algorithm.FIPSAlgorithm', 'cert_id': ' 0', 'algorithm_type': None, 'vendor': None, 'implementation': None, 'date': None}, {'_type': 'sec_certs.sample.fips_algorithm.FIPSAlgorithm', 'cert_id': '08', 'algorithm_type': None, 'vendor': None, 'implementation': None, 'date': None}, {'_type': 'sec_certs.sample.fips_algorithm.FIPSAlgorithm', 'cert_id': ' 4', 'algorithm_type': None, 'vendor': None, 'implementation': None, 'date': None}, {'_type': 'sec_certs.sample.fips_algorithm.FIPSAlgorithm', 'cert_id': 'A09', 'algorithm_type': None, 'vendor': None, 'implementation': None, 'date': None}, {'_type': 'sec_certs.sample.fips_algorithm.FIPSAlgorithm', 'cert_id': '12', 'algorithm_type': None, 'vendor': None, 'implementation': None, 'date': None}]}.
- The clean_cert_ids property was set to {}.
The computed heuristics were updated.
- The algorithms property was updated, with the {'_type': 'Set', 'elements': [{'_type': 'sec_certs.sample.fips_algorithm.FIPSAlgorithm', 'cert_id': '04', 'algorithm_type': None, 'vendor': None, 'implementation': None, 'date': None}, {'_type': 'sec_certs.sample.fips_algorithm.FIPSAlgorithm', 'cert_id': '02', 'algorithm_type': None, 'vendor': None, 'implementation': None, 'date': None}, {'_type': 'sec_certs.sample.fips_algorithm.FIPSAlgorithm', 'cert_id': '16', 'algorithm_type': None, 'vendor': None, 'implementation': None, 'date': None}, {'_type': 'sec_certs.sample.fips_algorithm.FIPSAlgorithm', 'cert_id': ' 5', 'algorithm_type': None, 'vendor': None, 'implementation': None, 'date': None}, {'_type': 'sec_certs.sample.fips_algorithm.FIPSAlgorithm', 'cert_id': '01', 'algorithm_type': None, 'vendor': None, 'implementation': None, 'date': None}, {'_type': 'sec_certs.sample.fips_algorithm.FIPSAlgorithm', 'cert_id': ' 10', 'algorithm_type': None, 'vendor': None, 'implementation': None, 'date': None}, {'_type': 'sec_certs.sample.fips_algorithm.FIPSAlgorithm', 'cert_id': 'A12', 'algorithm_type': None, 'vendor': None, 'implementation': None, 'date': None}, {'_type': 'sec_certs.sample.fips_algorithm.FIPSAlgorithm', 'cert_id': '008', 'algorithm_type': None, 'vendor': None, 'implementation': None, 'date': None}, {'_type': 'sec_certs.sample.fips_algorithm.FIPSAlgorithm', 'cert_id': '004', 'algorithm_type': None, 'vendor': None, 'implementation': None, 'date': None}, {'_type': 'sec_certs.sample.fips_algorithm.FIPSAlgorithm', 'cert_id': ' 8', 'algorithm_type': None, 'vendor': None, 'implementation': None, 'date': None}, {'_type': 'sec_certs.sample.fips_algorithm.FIPSAlgorithm', 'cert_id': ' 16', 'algorithm_type': None, 'vendor': None, 'implementation': None, 'date': None}, {'_type': 'sec_certs.sample.fips_algorithm.FIPSAlgorithm', 'cert_id': '003', 'algorithm_type': None, 'vendor': None, 'implementation': None, 'date': None}, {'_type': 'sec_certs.sample.fips_algorithm.FIPSAlgorithm', 'cert_id': '08', 'algorithm_type': None, 'vendor': None, 'implementation': None, 'date': None}, {'_type': 'sec_certs.sample.fips_algorithm.FIPSAlgorithm', 'cert_id': ' 4', 'algorithm_type': None, 'vendor': None, 'implementation': None, 'date': None}, {'_type': 'sec_certs.sample.fips_algorithm.FIPSAlgorithm', 'cert_id': 'A09', 'algorithm_type': None, 'vendor': None, 'implementation': None, 'date': None}, {'_type': 'sec_certs.sample.fips_algorithm.FIPSAlgorithm', 'cert_id': '12', 'algorithm_type': None, 'vendor': None, 'implementation': None, 'date': None}, {'_type': 'sec_certs.sample.fips_algorithm.FIPSAlgorithm', 'cert_id': ' 0', 'algorithm_type': None, 'vendor': None, 'implementation': None, 'date': None}]} values added.
The state was updated.
- The tables_done property was set to True.
17.07.2022 The certificate data changed.
Certificate changed

The _type was updated.
- The new value is sec_certs.sample.fips.FIPSCertificate.
The computed heuristics were updated.
- The following values were inserted: {'clean_cert_ids': {}}.
- The _type property was set to sec_certs.sample.fips.FIPSCertificate.Heuristics.
- The keywords property was set to {}.
- The algorithms property was set to {'_type': 'Set', 'elements': [{'_type': 'sec_certs.sample.fips_algorithm.FIPSAlgorithm', 'cert_id': '#1514', 'algorithm_type': 'AES', 'vendor': None, 'implementation': None, 'date': None}]}.
- The st_references property was updated, with the {'_type': 'sec_certs.sample.certificate.References'} data.
- The web_references property was updated, with the {'_type': 'sec_certs.sample.certificate.References'} data.
The state was updated.
- The _type property was set to sec_certs.sample.fips.FIPSCertificate.InternalState.
- The following properties were deleted: ['fragment_path'].
14.06.2022 The certificate data changed.
Certificate changed

The pdf_scan was updated.
- The keywords property was updated, with the {'rules_cert_id': {}, 'rules_standard_id': {'__update__': {'FIPS ?(?:PUB )?[0-9]+-[0-9]+?': {'__update__': {'FIPS 140-2': {'__update__': {'count': 1}}}}}}, 'rules_block_cipher_modes': {'__update__': {'CBC': {'__update__': {'CBC': {'__update__': {'count': 1}}}}}}} data.
The computed heuristics were updated.
- The keywords property was updated, with the {'rules_cert_id': {}, 'rules_standard_id': {'__update__': {'FIPS ?(?:PUB )?[0-9]+-[0-9]+?': {'__update__': {'FIPS 140-2': {'__update__': {'count': 1}}}}}}, 'rules_block_cipher_modes': {'__update__': {'CBC': {'__update__': {'CBC': {'__update__': {'count': 1}}}}}}} data.
08.03.2022 The certificate data changed.
Certificate changed

The web_scan was updated.
- The following properties were deleted: ['connections'].
The pdf_scan was updated.
- The following properties were deleted: ['connections'].
The computed heuristics were updated.
- The following values were inserted: {'st_references': {'_type': 'References', 'directly_referenced_by': None, 'indirectly_referenced_by': None, 'directly_referencing': None, 'indirectly_referencing': None}, 'web_references': {'_type': 'References', 'directly_referenced_by': None, 'indirectly_referenced_by': None, 'directly_referencing': None, 'indirectly_referencing': None}}.
- The following properties were deleted: ['connections', 'directly_affected_by', 'indirectly_affected_by', 'directly_affecting', 'indirectly_affecting'].
18.02.2022 The certificate data changed.
Certificate changed

The computed heuristics were updated.
- The extracted_versions property was set to {'_type': 'Set', 'elements': ['01.12']}.
02.02.2022 The certificate data changed.
Certificate changed

The web_scan was updated.
- The module_type property was set to Hardware.
30.01.2022 The certificate was first processed.

New certificate

A new FIPS 140 certificate with the product name was processed.

Raw data

{
  "_type": "sec_certs.sample.fips.FIPSCertificate",
  "cert_id": 1527,
  "dgst": "46ff18131a6daf28",
  "heuristics": {
    "_type": "sec_certs.sample.fips.FIPSCertificate.Heuristics",
    "algorithms": {
      "_type": "Set",
      "elements": [
        "AES#1514"
      ]
    },
    "cpe_matches": null,
    "direct_transitive_cves": null,
    "extracted_versions": {
      "_type": "Set",
      "elements": [
        "01.12"
      ]
    },
    "indirect_transitive_cves": null,
    "module_processed_references": {
      "_type": "sec_certs.sample.certificate.References",
      "directly_referenced_by": null,
      "directly_referencing": null,
      "indirectly_referenced_by": null,
      "indirectly_referencing": null
    },
    "module_prunned_references": {
      "_type": "Set",
      "elements": []
    },
    "policy_processed_references": {
      "_type": "sec_certs.sample.certificate.References",
      "directly_referenced_by": null,
      "directly_referencing": null,
      "indirectly_referenced_by": null,
      "indirectly_referencing": null
    },
    "policy_prunned_references": {
      "_type": "Set",
      "elements": []
    },
    "related_cves": null,
    "verified_cpe_matches": null
  },
  "pdf_data": {
    "_type": "sec_certs.sample.fips.FIPSCertificate.PdfData",
    "keywords": {
      "asymmetric_crypto": {},
      "certification_process": {},
      "cipher_mode": {
        "CBC": {
          "CBC": 2
        }
      },
      "cplc_data": {},
      "crypto_engine": {},
      "crypto_library": {},
      "crypto_protocol": {},
      "crypto_scheme": {},
      "device_model": {},
      "ecc_curve": {},
      "eval_facility": {},
      "fips_cert_id": {
        "Cert": {
          "#1514": 1,
          "#2": 1
        }
      },
      "fips_certlike": {
        "Certlike": {
          "AES 256": 1
        }
      },
      "fips_security_level": {
        "Level": {
          "Level 3": 1,
          "level 3": 3
        }
      },
      "hash_function": {},
      "ic_data_group": {},
      "javacard_api_const": {},
      "javacard_packages": {},
      "javacard_version": {},
      "os_name": {},
      "pq_crypto": {},
      "randomness": {
        "RNG": {
          "RNG": 3
        }
      },
      "side_channel_analysis": {},
      "standard_id": {
        "FIPS": {
          "FIPS 140-2": 8
        }
      },
      "symmetric_crypto": {
        "AES_competition": {
          "AES": {
            "AES": 6
          }
        }
      },
      "tee_name": {},
      "tls_cipher_suite": {},
      "vendor": {},
      "vulnerability": {}
    },
    "policy_metadata": {
      "/Author": "lgarcia",
      "/CreationDate": "D:20110901142503-07\u002700\u0027",
      "/Creator": "PScript5.dll Version 5.2.2",
      "/ModDate": "D:20110901142503-07\u002700\u0027",
      "/Producer": "Acrobat Distiller 8.3.0 (Windows)",
      "/Title": "Microsoft Word - 102 - LOK-IT Security Policy v14 (110830).doc",
      "pdf_file_size_bytes": 160350,
      "pdf_hyperlinks": {
        "_type": "Set",
        "elements": []
      },
      "pdf_is_encrypted": false,
      "pdf_number_of_pages": 19
    }
  },
  "state": {
    "_type": "sec_certs.sample.fips.FIPSCertificate.InternalState",
    "module_download_ok": true,
    "module_extract_ok": true,
    "policy_convert_garbage": false,
    "policy_convert_ok": true,
    "policy_download_ok": true,
    "policy_extract_ok": true,
    "policy_pdf_hash": "b2c901067aba902768bdef7540e86a31736255b21b44987e303ff590c0cd4a28",
    "policy_txt_hash": "0421694b85d422b7b1d451d162812ce030aaa50b5774b781e1a99d2a80a77f9a"
  },
  "web_data": {
    "_type": "sec_certs.sample.fips.FIPSCertificate.WebData",
    "caveat": "None",
    "certificate_pdf_url": "https://csrc.nist.gov/CSRC/media/projects/cryptographic-module-validation-program/documents/certificates/FIPS140ConsolidatedCertList0005.pdf",
    "date_sunset": null,
    "description": "LOK-IT\u2122 is a USB Flash drive with a multi-chip embedded cryptographic module architecture as defined by FIPS 140-2. It consists of an Initio 1861 USB controller, NAND Flash memory and a Microchip PIC16F688 security controller. The product supports 256 bit AES encryption of data stored in NAND Flash memory. The drive provides self-contained user authentication without the need for host computer applications. Two derivations of the product exist differing in the number of numeric buttons; the SDG003FM has 10 numeric buttons and the SDG004FP has 5 numeric buttons.",
    "embodiment": "Multi-Chip Stand Alone",
    "exceptions": null,
    "fw_versions": "USB Controller Firmware Revision V01.12A09-F01 (10 Key and 5 Key) or V01.12A12-F01 (10 Key) ; Security Controller Firmware Revisions SDG003FM-008 (10 Key) and SDG004FP-008 (5 Key)",
    "historical_reason": "Moved to historical list due to sunsetting",
    "hw_versions": "HW003-16 Rev:01, HW003-16 Rev:02, HW003-08 Rev:01, HW003-04 Rev:01 (10 Key) and HW004-08 Rev:01 (5 Key)",
    "level": 3,
    "mentioned_certs": {},
    "module_name": "LOK-IT\u2122 10 KEY (Series SDG003FM) and LOK-IT\u2122 5 KEY (Series SDG004FP)",
    "module_type": "Hardware",
    "revoked_link": null,
    "revoked_reason": null,
    "standard": "FIPS 140-2",
    "status": "historical",
    "sw_versions": null,
    "tested_conf": null,
    "validation_history": [
      {
        "_type": "sec_certs.sample.fips.FIPSCertificate.ValidationHistoryEntry",
        "date": "2011-03-28",
        "lab": "UL VERIFICATION SERVICES INC",
        "validation_type": "Initial"
      },
      {
        "_type": "sec_certs.sample.fips.FIPSCertificate.ValidationHistoryEntry",
        "date": "2011-10-04",
        "lab": "UL VERIFICATION SERVICES INC",
        "validation_type": "Update"
      }
    ],
    "vendor": "Systematic Development Group, LLC",
    "vendor_url": "http://www.LOK-IT.net"
  }
}

LOK-IT™ 10 KEY (Series SDG003FM) and LOK-IT™ 5 KEY (Series SDG004FP)

Certificate #1527

Webpage information ?

Security policy ?

Cryptography

Symmetric Algorithms

Randomness

Block cipher modes

Security

Security level

Other

Standards

File metadata

Heuristics ?

References ?

Updates ?

Certificate changed

Certificate changed

Certificate changed

Certificate changed

Certificate changed

Certificate changed

Certificate changed

Certificate changed

New certificate

Raw data