IBM 4769-001 Enterprise PKCS#11 HSM Cryptographic Coprocessor Security Module

Certificate details

Certificate ID #4553
Status active
Validation dates 27.07.2023 , 13.01.2025
Sunset date 21-09-2026
Standard FIPS 140-2
Security level 4
Type Hardware
Embodiment Multi-Chip Embedded
Caveat When operated in FIPS mode
Exceptions
  • Mitigation of Other Attacks: N/A
Description The IBM 4769-001 Enterprise PKCS#11 Hardware Security Module is in the form or a PCIe card that executes IBM Enterprise PKCS#11 firmware within a secured tamper responding hardware boundary.
Version (Hardware) PN 02WN654-N37880 POST0 v9662 MB0 v6096 (Standard Power) [1][2][3][4]; PN 02WN652-N37880 POST0 v9662 MB0 v6096 (Low Power) [1][2][3][4]; PN 03FM956-H07053 POST0 v8657 MB0 v6381 (Standard Power) [1][2][3][5]; PN 03FM953-H07053 POST0 v8657 MB0 v6381 (Low Power) [1][2][3][5]; PN 03JJ168-N38177 POST0 v8657 MB0 v6381 (Standard Power) [1][2][3]; PN 03JJ165-N38177 POST0 v8657 MB0 v6381 (Low Power) [1][2][3]
Version (Firmware) 7.0.46z P1591 M1591 P5625 F0701 and 7.0.74z P3795 M6356 P0630 F0701 for segment 1 [1], 1ED5 682D for segment 2 [2], 7C37 01B6 [3] and BE10 6802 [4] and 36F9 31FD [5] for segment 3
Vendor IBM http://www.ibm.com
Lab atsec information security corporation
References

This certificate's webpage directly references 0 certificates, transitively this expands into 0 certificates.

Security policy

Extracted keywords

Symmetric Algorithms
AES, AES-256, DES, Triple-DES, TDEA, HMAC, HMAC-SHA-224, HMAC-SHA-256, HMAC-SHA-384, HMAC-SHA-512, CMAC
Asymmetric Algorithms
RSA 1024, ECDH, ECDSA, EdDSA, ECC, Diffie-Hellman, DH, DSA
Post-quantum Algorithms
Dilithium
Hash functions
SHA-1, SHA1, SHA-512, SHA-256, SHA-224, SHA-384, SHA3-224, SHA3-384, SHA3-512, SHA3-256, SHA-3
Schemes
MAC
Randomness
DRBG
Elliptic Curves
P-521, P-224, P-256, P-384, P-192, secp256k1
Block cipher modes
ECB, CBC, CCM, XTS

JavaCard API constants
ED448
Trusted Execution Environments
SSC
Vendor
Microsoft

Security level
level 4, Level 4
Side-channel analysis
Cold Boot

Automated analysis

Automated inference - use with caution

All attributes shown in this section (e.g., links between certificates, products, vendors, and known CVEs) are generated by automated heuristics and have not been reviewed by humans. These methods can produce false positives or false negatives and should not be treated as definitive without independent verification. This applies equally to the Cross-references section below. If you want to know more about how this data is computed and how reliable it is, see our documentation on automated analysis. If you believe any information here is inaccurate or harmful, please submit feedback.

No automatically derived data are available in this section.

Cross-references

No references are available for this certificate.

Processing updates

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Raw data

{
  "_type": "sec_certs.sample.fips.FIPSCertificate",
  "cert_id": 4553,
  "dgst": "3da8c7b2f0cdecf7",
  "heuristics": {
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    "algorithms": {
      "_type": "Set",
      "elements": [
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        "Triple-DES#A2470",
        "SHS#C1187",
        "DRBG#A2472",
        "DRBG#C1250",
        "SHS#C1188",
        "SHA-3#A2470",
        "DSA#A2472",
        "CVL#A2470",
        "SHS#A2472",
        "SHS#A2470",
        "ECDSA#A2413",
        "HMAC#A2470",
        "DRBG#A2413",
        "HMAC#C1187",
        "KBKDF#A2470",
        "KAS-SSC#A2472",
        "RSA#A2470",
        "KTS#A2470",
        "SHS#C1247",
        "DRBG#A2470",
        "AES#A2470",
        "ECDSA#C1249",
        "KDA#A2470",
        "KAS-SSC#A2470",
        "HMAC#C1188",
        "SHS#C1248",
        "ECDSA#C1250",
        "DRBG#C1249"
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    "cpe_matches": null,
    "direct_transitive_cves": null,
    "extracted_versions": {
      "_type": "Set",
      "elements": [
        "7.0.46",
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    "indirect_transitive_cves": null,
    "module_processed_references": {
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      "directly_referenced_by": null,
      "directly_referencing": null,
      "indirectly_referenced_by": null,
      "indirectly_referencing": null
    },
    "module_prunned_references": {
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    "policy_processed_references": {
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      "directly_referencing": null,
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    "policy_prunned_references": {
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    "related_cves": null,
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  "pdf_data": {
    "_type": "sec_certs.sample.fips.FIPSCertificate.PdfData",
    "keywords": {
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          "ECDSA": {
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          "EdDSA": {
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          "DSA": {
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      "cipher_mode": {
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        "ECB": {
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        },
        "XTS": {
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      "cplc_data": {},
      "crypto_engine": {},
      "crypto_library": {},
      "crypto_protocol": {},
      "crypto_scheme": {
        "MAC": {
          "MAC": 5
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      },
      "device_model": {},
      "ecc_curve": {
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          "P-224": 8,
          "P-256": 16,
          "P-384": 8,
          "P-521": 32,
          "secp256k1": 8
        }
      },
      "eval_facility": {
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      },
      "fips_cert_id": {},
      "fips_certlike": {
        "Certlike": {
          "AES 256": 1,
          "AES-256": 1,
          "HMAC SHA-1": 1,
          "HMAC SHA-224": 1,
          "HMAC SHA1": 1,
          "HMAC- SHA-512/256": 1,
          "HMAC-SHA- 512/224": 2,
          "HMAC-SHA-224": 2,
          "HMAC-SHA-256": 6,
          "HMAC-SHA-384": 2,
          "HMAC-SHA-512": 4,
          "PKCS#1": 2,
          "PKCS#11": 126,
          "RSA 1024": 2,
          "SHA- 1": 1,
          "SHA- 256": 1,
          "SHA- 384": 2,
          "SHA- 512": 1,
          "SHA-1": 8,
          "SHA-224": 12,
          "SHA-256": 25,
          "SHA-3": 2,
          "SHA-384": 12,
          "SHA-512": 31,
          "SHA-512 2048": 1,
          "SHA1": 1,
          "SHA2-224": 1,
          "SHA2-256": 1,
          "SHA2-384": 1,
          "SHA2-512": 2,
          "SHA3- 256": 1,
          "SHA3-224": 10,
          "SHA3-256": 9,
          "SHA3-384": 10,
          "SHA3-512": 8,
          "SHA3-512 112": 2
        }
      },
      "fips_security_level": {
        "Level": {
          "Level 4": 1,
          "level 4": 2
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      },
      "hash_function": {
        "SHA": {
          "SHA1": {
            "SHA-1": 8,
            "SHA1": 1
          },
          "SHA2": {
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            "SHA-256": 25,
            "SHA-384": 12,
            "SHA-512": 32
          },
          "SHA3": {
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            "SHA3-224": 10,
            "SHA3-256": 9,
            "SHA3-384": 10,
            "SHA3-512": 10
          }
        }
      },
      "ic_data_group": {},
      "javacard_api_const": {
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      },
      "javacard_packages": {},
      "javacard_version": {},
      "os_name": {},
      "pq_crypto": {
        "Dilithium": {
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        }
      },
      "randomness": {
        "PRNG": {
          "DRBG": 31
        }
      },
      "side_channel_analysis": {
        "other": {
          "Cold Boot": 1
        }
      },
      "standard_id": {
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          "FIPS 140-2": 65,
          "FIPS 180-4": 4,
          "FIPS 186-4": 17,
          "FIPS 197": 4,
          "FIPS 198-1": 1,
          "FIPS 202": 2,
          "FIPS PUB 140-2": 1,
          "FIPS140-2": 1,
          "FIPS180-4": 1,
          "FIPS186-4": 2,
          "FIPS197": 2,
          "FIPS198-1": 1,
          "FIPS202": 1
        },
        "NIST": {
          "SP 800-108": 1,
          "SP 800-38B": 2,
          "SP 800-56C": 1,
          "SP 800-67": 2,
          "SP 800-89": 2,
          "SP 800-90A": 1,
          "SP 800-90B": 2
        },
        "PKCS": {
          "PKCS#1": 1,
          "PKCS#11": 63
        },
        "RFC": {
          "RFC3394": 1,
          "RFC3526": 1,
          "RFC5649": 1,
          "RFC7919": 1
        },
        "X509": {
          "X.509": 1
        }
      },
      "symmetric_crypto": {
        "AES_competition": {
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            "AES-256": 1
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        },
        "DES": {
          "3DES": {
            "TDEA": 1,
            "Triple-DES": 11
          },
          "DES": {
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        },
        "constructions": {
          "MAC": {
            "CMAC": 12,
            "HMAC": 15,
            "HMAC-SHA-224": 1,
            "HMAC-SHA-256": 3,
            "HMAC-SHA-384": 1,
            "HMAC-SHA-512": 2
          }
        }
      },
      "tee_name": {
        "IBM": {
          "SSC": 3
        }
      },
      "tls_cipher_suite": {},
      "vendor": {
        "Microsoft": {
          "Microsoft": 1
        }
      },
      "vulnerability": {}
    },
    "policy_metadata": {
      "/CreationDate": "D:20250103173410Z00\u002700\u0027",
      "/ModDate": "D:20250103173410Z00\u002700\u0027",
      "/Producer": "macOS Version 14.4 (Build 23E214) Quartz PDFContext",
      "pdf_file_size_bytes": 4090890,
      "pdf_hyperlinks": {
        "_type": "Set",
        "elements": [
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          "https://nvlpubs.nist.gov/nistpubs/Legacy/SP/nistspecialpublication800-108.pdf",
          "https://nvlpubs.nist.gov/nistpubs/Legacy/SP/nistspecialpublication800-38a.pdf",
          "https://nvlpubs.nist.gov/nistpubs/Legacy/SP/nistspecialpublication800-132.pdf",
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          "https://nvlpubs.nist.gov/nistpubs/SpecialPublications/NIST.SP.800-133r2.pdf",
          "https://www.ibm.com/security/cryptocards/pciecc4/ep11",
          "http://www.ietf.org/rfc/rfc3447.txt",
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      "pdf_is_encrypted": false,
      "pdf_number_of_pages": 57
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  },
  "state": {
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    "module": {
      "_type": "sec_certs.sample.document_state.DocumentState",
      "convert_ok": true,
      "download_ok": true,
      "extract_ok": true,
      "json_hash": null,
      "source_hash": null,
      "txt_hash": null
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    "policy": {
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      "convert_ok": true,
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  "web_data": {
    "_type": "sec_certs.sample.fips.FIPSCertificate.WebData",
    "caveat": "When operated in FIPS mode",
    "certificate_pdf_url": "https://csrc.nist.gov/CSRC/media/projects/cryptographic-module-validation-program/documents/certificates/July 2023_010823_0649 signed.pdf",
    "date_sunset": "2026-09-21",
    "description": "The IBM 4769-001 Enterprise PKCS#11 Hardware Security Module is in the form or a PCIe card that executes IBM Enterprise PKCS#11 firmware within a secured tamper responding hardware boundary.",
    "embodiment": "Multi-Chip Embedded",
    "exceptions": [
      "Mitigation of Other Attacks: N/A"
    ],
    "fw_versions": "7.0.46z P1591 M1591 P5625 F0701 and 7.0.74z P3795 M6356 P0630 F0701 for segment 1 [1], 1ED5 682D for segment 2 [2], 7C37 01B6 [3] and BE10 6802 [4] and 36F9 31FD [5] for segment 3",
    "historical_reason": null,
    "hw_versions": "PN 02WN654-N37880 POST0 v9662 MB0 v6096 (Standard Power) [1][2][3][4]; PN 02WN652-N37880 POST0 v9662 MB0 v6096 (Low Power) [1][2][3][4]; PN 03FM956-H07053 POST0 v8657 MB0 v6381 (Standard Power) [1][2][3][5]; PN 03FM953-H07053 POST0 v8657 MB0 v6381 (Low Power) [1][2][3][5]; PN 03JJ168-N38177 POST0 v8657 MB0 v6381 (Standard Power) [1][2][3]; PN 03JJ165-N38177 POST0 v8657 MB0 v6381 (Low Power) [1][2][3]",
    "level": 4,
    "mentioned_certs": {},
    "module_name": "IBM 4769-001 Enterprise PKCS#11 HSM Cryptographic Coprocessor Security Module",
    "module_type": "Hardware",
    "revoked_link": null,
    "revoked_reason": null,
    "standard": "FIPS 140-2",
    "status": "active",
    "sw_versions": null,
    "tested_conf": null,
    "validation_history": [
      {
        "_type": "sec_certs.sample.fips.FIPSCertificate.ValidationHistoryEntry",
        "date": "2023-07-27",
        "lab": "atsec information security corporation",
        "validation_type": "Initial"
      },
      {
        "_type": "sec_certs.sample.fips.FIPSCertificate.ValidationHistoryEntry",
        "date": "2025-01-13",
        "lab": "atsec information security corporation",
        "validation_type": "Update"
      }
    ],
    "vendor": "IBM",
    "vendor_url": "http://www.ibm.com"
  }
}