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	Dell EMC™ Unity™ OE 4.2 383-4-421	NetApp Storage Encryption (NSE) Running ONTAP 9.14.1 CCEVS-VR-VID-11477-2024
name	Dell EMC™ Unity™ OE 4.2	NetApp Storage Encryption (NSE) Running ONTAP 9.14.1
category	Other Devices and Systems	Other Devices and Systems
scheme	CA	US
status	archived	active
not_valid_after	22.09.2022	18.11.2026
not_valid_before	22.09.2017	18.11.2024
cert_link	https://www.commoncriteriaportal.org/nfs/ccpfiles/files/epfiles/383-4-421%20CT%20v1.0e.pdf	https://www.commoncriteriaportal.org/nfs/ccpfiles/files/epfiles/st_vid11477-ci.pdf
report_link	https://www.commoncriteriaportal.org/nfs/ccpfiles/files/epfiles/383-4-421%20CR%20v1.0e.pdf	https://www.commoncriteriaportal.org/nfs/ccpfiles/files/epfiles/st_vid11477-vr.pdf
st_link	https://www.commoncriteriaportal.org/nfs/ccpfiles/files/epfiles/383-4-421%20Unity_EAL2_ST_1.4.pdf	https://www.commoncriteriaportal.org/nfs/ccpfiles/files/epfiles/st_vid11477-st.pdf
manufacturer	Dell EMC	NetApp, Inc.
manufacturer_web	https://www.dellemc.com/en-ca/index.htm	https://www.netapp.com/
security_level	EAL2+, ALC_FLR.2	{}
dgst	c57a4b7528f6e4db	ebcbec6fc7d39ca6
heuristics/cert_id	383-4-421	CCEVS-VR-VID-11477-2024
heuristics/cert_lab	[]	US
heuristics/cpe_matches	cpe:2.3:a:dell:emc_unity_operating_environment:4.2.0.9476662:::::::, cpe:2.3:a:dell:emc_unity_operating_environment:4.2.0.9392909:::::::, cpe:2.3:a:dell:emc_unity_operating_environment:4.2.2.9632250:::::::, cpe:2.3:a:dell:emc_unity_operating_environment:4.2.3.9670635:::::::, cpe:2.3:a:dell:emc_unity_operating_environment:4.2.1.9535982:::::::*	cpe:2.3:a:netapp:ontap_9:-:::::::*
heuristics/verified_cpe_matches	{}	{}
heuristics/related_cves	CVE-2020-26199, CVE-2021-21590, CVE-2019-3741, CVE-2019-3754, CVE-2018-1183, CVE-2021-21589, CVE-2019-3734, CVE-2022-22564, CVE-2018-1246, CVE-2020-5319, CVE-2021-21591, CVE-2021-43589, CVE-2020-29490, CVE-2020-29489, CVE-2018-1239	CVE-2023-27535, CVE-2022-42915
heuristics/direct_transitive_cves	{}	{}
heuristics/indirect_transitive_cves	{}	{}
heuristics/extracted_sars	ASE_INT.1, AVA_VAN.2, ADV_FSP.2, ASE_ECD.1, ASE_TSS.1, ASE_SPD.1, ALC_DEL.1, AGD_OPE.1, AGD_PRE.1, ALC_CMS.2, ADV_TDS.1, ATE_FUN.1, ATE_COV.1, ADV_ARC.1, ASE_OBJ.2, ALC_FLR.2, ASE_REQ.2, ALC_CMC.2, ATE_IND.2, ASE_CCL.1	ASE_TSS.1, ADV_FSP.1, ALC_CMC.1, ASE_INT.1, ASE_SPD.1, ASE_OBJ.1, ATE_FUN.1, AVA_VAN.1, ATE_IND.1, ALC_CMS.1, AGD_OPE.1, ASE_REQ.1, ASE_CCL.1, ASE_ECD.1, AGD_PRE.1
heuristics/extracted_versions	4.2	9.14.1
heuristics/prev_certificates	{}	{}
heuristics/next_certificates	{}	{}
heuristics/report_references/directly_referenced_by	{}	{}
heuristics/report_references/directly_referencing	{}	{}
heuristics/report_references/indirectly_referenced_by	{}	{}
heuristics/report_references/indirectly_referencing	{}	{}
heuristics/scheme_data		aar_link: https://www.niap-ccevs.org/api/file/get_public_file/?file_id=32197 agd_link: https://www.niap-ccevs.org/api/file/get_public_file/?file_id=32196 category: Encrypted Storage cert_link: https://www.niap-ccevs.org/api/file/get_public_file/?file_id=32198 certification_date: 18.11.2024 evaluation_facility: Leidos Common Criteria Testing Laboratory expiration_date: id: CCEVS-VR-VID11477-2024 product: NetApp Storage Encryption (NSE) Running ONTAP 9.14.1 report_link: https://www.niap-ccevs.org/api/file/get_public_file/?file_id=32200 scheme: US target_link: https://www.niap-ccevs.org/api/file/get_public_file/?file_id=32199 url: https://www.niap-ccevs.org/product/11477 vendor: NetApp, Inc.
heuristics/st_references/directly_referenced_by	{}	{}
heuristics/st_references/directly_referencing	{}	{}
heuristics/st_references/indirectly_referenced_by	{}	{}
heuristics/st_references/indirectly_referencing	{}	{}
heuristics/protection_profiles	{}	52d782dbb1cd05bd
maintenance_updates	maintenance_date: 20.08.2019 maintenance_report_link: https://www.commoncriteriaportal.org/nfs/ccpfiles/files/epfiles/383-7-160%20MR%20v1.0.pdf maintenance_st_link: https://www.commoncriteriaportal.org/nfs/ccpfiles/files/epfiles/383-7-160%20Unity_EAL2_ST_1.0.pdf maintenance_title: Dell EMC™ Unity® OE v5.0
protection_profiles
protection_profile_links	{}	https://www.commoncriteriaportal.org/nfs/ccpfiles/files/ppfiles/CPP_FDE_AA_V2.0E.pdf
pdf_data/cert_filename	383-4-421 CT v1.0e.pdf	st_vid11477-ci.pdf
pdf_data/cert_frontpage
pdf_data/cert_keywords/cc_cert_id	CA: 383-4-421: 1	US: CCEVS-VR-VID11477-2024: 1
pdf_data/cert_keywords/cc_protection_profile_id
pdf_data/cert_keywords/cc_security_level	EAL: EAL 2+: 1
pdf_data/cert_keywords/cc_sar	ALC: ALC_FLR.2: 1
pdf_data/cert_keywords/cc_sfr
pdf_data/cert_keywords/cc_claims
pdf_data/cert_keywords/vendor
pdf_data/cert_keywords/eval_facility	EWA: EWA-Canada: 1	Leidos: Leidos: 1
pdf_data/cert_keywords/symmetric_crypto
pdf_data/cert_keywords/asymmetric_crypto
pdf_data/cert_keywords/pq_crypto
pdf_data/cert_keywords/hash_function
pdf_data/cert_keywords/crypto_scheme
pdf_data/cert_keywords/crypto_protocol
pdf_data/cert_keywords/randomness
pdf_data/cert_keywords/cipher_mode
pdf_data/cert_keywords/ecc_curve
pdf_data/cert_keywords/crypto_engine
pdf_data/cert_keywords/tls_cipher_suite
pdf_data/cert_keywords/crypto_library
pdf_data/cert_keywords/vulnerability
pdf_data/cert_keywords/side_channel_analysis
pdf_data/cert_keywords/technical_report_id
pdf_data/cert_keywords/device_model
pdf_data/cert_keywords/tee_name
pdf_data/cert_keywords/os_name
pdf_data/cert_keywords/cplc_data
pdf_data/cert_keywords/ic_data_group
pdf_data/cert_keywords/standard_id
pdf_data/cert_keywords/javacard_version
pdf_data/cert_keywords/javacard_api_const
pdf_data/cert_keywords/javacard_packages
pdf_data/cert_keywords/certification_process
pdf_data/cert_metadata	/Author: White, Debra E. /Company: CSEC /CreationDate: D:20171003100908-04'00' /Creator: Acrobat PDFMaker 11 for Word /ModDate: D:20171003100910-04'00' /Producer: Adobe PDF Library 11.0 /SourceModified: D:20170926164251 pdf_file_size_bytes: 202754 pdf_hyperlinks: {} pdf_is_encrypted: False pdf_number_of_pages: 1	/Producer: WeasyPrint 62.3 /Title: VID11477-FINAL CERT pdf_file_size_bytes: 136132 pdf_hyperlinks: {} pdf_is_encrypted: False pdf_number_of_pages: 1
pdf_data/report_filename	383-4-421 CR v1.0e.pdf	st_vid11477-vr.pdf
pdf_data/report_frontpage	US: CA:	US: cert_id: CCEVS-VR-VID11477-2024 cert_item: for NetApp Storage Encryption (NSE) Running ONTAP 9.14.1 cert_lab: US NIAP CA:
pdf_data/report_keywords/cc_cert_id	CA: 383-4-421: 1	US: CCEVS-VR-VID11477-2024: 1
pdf_data/report_keywords/cc_protection_profile_id
pdf_data/report_keywords/cc_security_level	EAL: EAL 2+: 2
pdf_data/report_keywords/cc_sar	ALC: ALC_FLR.2: 1	ADV: ADV_FSP.1: 1 ALC: ALC_CMC.1: 1 ALC_CMS.1: 1 ATE: ATE_FUN.1: 1 AVA: AVA_VAN.1: 1
pdf_data/report_keywords/cc_sfr
pdf_data/report_keywords/cc_claims
pdf_data/report_keywords/vendor		Microsoft: Microsoft: 1
pdf_data/report_keywords/eval_facility	EWA: EWA-Canada: 2	Leidos: Leidos: 6
pdf_data/report_keywords/symmetric_crypto
pdf_data/report_keywords/asymmetric_crypto
pdf_data/report_keywords/pq_crypto
pdf_data/report_keywords/hash_function
pdf_data/report_keywords/crypto_scheme
pdf_data/report_keywords/crypto_protocol		SSH: SSH: 5
pdf_data/report_keywords/randomness		PRNG: DRBG: 1 RNG: RBG: 1
pdf_data/report_keywords/cipher_mode
pdf_data/report_keywords/ecc_curve
pdf_data/report_keywords/crypto_engine
pdf_data/report_keywords/tls_cipher_suite
pdf_data/report_keywords/crypto_library
pdf_data/report_keywords/vulnerability
pdf_data/report_keywords/side_channel_analysis
pdf_data/report_keywords/technical_report_id
pdf_data/report_keywords/device_model
pdf_data/report_keywords/tee_name
pdf_data/report_keywords/os_name
pdf_data/report_keywords/cplc_data
pdf_data/report_keywords/ic_data_group
pdf_data/report_keywords/standard_id	ISO: ISO/IEC 17025:2005: 1	NIST: NIST SP 800-132: 1 NIST SP 800-38F: 1
pdf_data/report_keywords/javacard_version
pdf_data/report_keywords/javacard_api_const
pdf_data/report_keywords/javacard_packages
pdf_data/report_keywords/certification_process		OutOfScope: not tested in the evaluated configuration. System Manager GUI The System Manager GUI is considered out of scope and all management is performed via the command line interface. VMware Virtualization VMware: 1 out of scope: 1
pdf_data/report_metadata	/Author: White, Debra E. /Company: CSEC /CreationDate: D:20171003100746-04'00' /Creator: Acrobat PDFMaker 11 for Word /ModDate: D:20171003100801-04'00' /Producer: Adobe PDF Library 11.0 /SourceModified: D:20170926165154 /Title: 383-4-XXX CR v0.1 pdf_file_size_bytes: 313410 pdf_hyperlinks: mailto:[email protected] pdf_is_encrypted: False pdf_number_of_pages: 17	/Author: Leidos CCTL /CreationDate: D:20241125105424-05'00' /Creator: Microsoft® Word 2019 /ModDate: D:20241125105424-05'00' /Producer: Microsoft® Word 2019 pdf_file_size_bytes: 396859 pdf_hyperlinks: https://www.openssl.org/news/fips-cve.html, http://www.kb.cert.org/vuls/html/search, https://cve.mitre.org/cve/search_cve_list.html, https://nvd.nist.gov/ pdf_is_encrypted: False pdf_number_of_pages: 23
pdf_data/st_filename	383-4-421 Unity_EAL2_ST_1.4.pdf	st_vid11477-st.pdf
pdf_data/st_frontpage
pdf_data/st_keywords/cc_cert_id
pdf_data/st_keywords/cc_protection_profile_id
pdf_data/st_keywords/cc_security_level	EAL: EAL 2: 3 EAL2+: 1
pdf_data/st_keywords/cc_sar	ADV: ADV_ARC.1: 1 ADV_FSP.2: 1 ADV_TDS.1: 1 AGD: AGD_OPE.1: 1 AGD_PRE.1: 1 ALC: ALC_CMC.2: 1 ALC_CMS.2: 1 ALC_DEL.1: 1 ALC_FLR.2: 4 ASE: ASE_CCL.1: 1 ASE_ECD.1: 1 ASE_INT.1: 1 ASE_OBJ.2: 1 ASE_REQ.2: 1 ASE_SPD.1: 1 ASE_TSS.1: 1 ATE: ATE_COV.1: 1 ATE_FUN.1: 1 ATE_IND.2: 1 AVA: AVA_VAN.2: 1	ADV: ADV_FSP.1: 11 AGD: AGD_OPE.1: 12 AGD_PRE.1: 8 ALC: ALC_CMC.1: 6 ALC_CMS.1: 7 ASE: ASE_CCL.1: 1 ASE_ECD.1: 1 ASE_INT.1: 1 ASE_OBJ.1: 1 ASE_REQ.1: 1 ASE_SPD.1: 1 ASE_TSS.1: 2 ATE: ATE_IND.1: 7 AVA: AVA_VAN.1: 8
pdf_data/st_keywords/cc_sfr	FAU: FAU_GEN.1: 8 FAU_GEN.1.1: 1 FAU_GEN.1.2: 1 FAU_SAR.1: 7 FAU_SAR.1.1: 1 FAU_SAR.1.2: 1 FDP: FDP_ACC.1: 22 FDP_ACC.1.1: 2 FDP_ACF.1: 18 FDP_ACF.1.1: 2 FDP_ACF.1.2: 2 FDP_ACF.1.3: 2 FDP_ACF.1.4: 2 FDP_ATD.1: 2 FDP_IFC.1: 2 FDP_SDI.1: 1 FDP_SDI.2: 7 FDP_SDI.2.1: 1 FDP_SDI.2.2: 1 FDP_UAU.2: 2 FDP_UID.2: 1 FIA: FIA_ATD.1: 7 FIA_ATD.1.1: 1 FIA_UAU.1: 1 FIA_UAU.2: 9 FIA_UAU.2.1: 1 FIA_UID.1: 6 FIA_UID.2: 12 FIA_UID.2.1: 1 FMT: FMT_MSA.1: 22 FMT_MSA.1.1: 2 FMT_MSA.3: 22 FMT_MSA.3.1: 2 FMT_MSA.3.2: 2 FMT_SMF.1: 13 FMT_SMF.1.1: 1 FMT_SMR.1: 15 FMT_SMR.1.1: 1 FMT_SMR.1.2: 1 FPT: FPT_STM.1: 9 FPT_STM.1.1: 1	FCS: FCS_AFA_EXT: 4 FCS_AFA_EXT.1: 7 FCS_AFA_EXT.1.1: 2 FCS_AFA_EXT.2: 6 FCS_AFA_EXT.2.1: 1 FCS_CKM.1: 9 FCS_CKM.1.1: 1 FCS_CKM.4: 16 FCS_CKM.4.1: 2 FCS_CKM_EXT.4: 16 FCS_CKM_EXT.4.1: 2 FCS_COP.1: 45 FCS_COP.1.1: 9 FCS_KDF_EXT: 4 FCS_KDF_EXT.1: 7 FCS_KDF_EXT.1.1: 1 FCS_KYC_EXT: 4 FCS_KYC_EXT.1: 4 FCS_KYC_EXT.1.1: 1 FCS_KYC_EXT.1.2: 1 FCS_KYC_EXT.2: 2 FCS_PCC_EXT: 4 FCS_PCC_EXT.1: 8 FCS_PCC_EXT.1.1: 1 FCS_RBG_EXT: 1 FCS_RBG_EXT.1: 12 FCS_RBG_EXT.1.1: 1 FCS_RBG_EXT.1.2: 1 FCS_SNI_EXT: 2 FCS_SNI_EXT.1: 7 FCS_SNI_EXT.1.1: 1 FCS_SNI_EXT.1.2: 1 FCS_SNI_EXT.1.3: 1 FCS_VAL_EXT: 2 FCS_VAL_EXT.1: 9 FCS_VAL_EXT.1.1: 1 FCS_VAL_EXT.1.2: 1 FCS_VAL_EXT.1.3: 1 FMT: FMT_MOF: 2 FMT_MOF.1: 6 FMT_MOF.1.1: 1 FMT_SMF: 4 FMT_SMF.1: 4 FMT_SMF.1.1: 1 FMT_SMR: 4 FMT_SMR.1: 3 FMT_SMR.1.1: 1 FMT_SMR.1.2: 1 FPT: FPT_KYP_EXT: 4 FPT_KYP_EXT.1: 5 FPT_KYP_EXT.1.1: 2 FPT_PWR_EXT: 8 FPT_PWR_EXT.1: 8 FPT_PWR_EXT.1.1: 1 FPT_PWR_EXT.2: 4 FPT_PWR_EXT.2.1: 1 FPT_TST_EXT: 4 FPT_TST_EXT.1: 6 FPT_TST_EXT.1.1: 1 FPT_TUD_EXT: 4 FPT_TUD_EXT.1: 4 FPT_TUD_EXT.1.1: 1 FPT_TUD_EXT.1.2: 1 FPT_TUD_EXT.1.3: 1
pdf_data/st_keywords/cc_claims	A: A.ATTRIBUTE: 3 A.LOCATE: 2 A.NOEVIL: 3 O: O.ADMIN: 12 O.AUDIT: 5 O.IDAUTH: 10 O.INTEGRITY: 5 O.PROTECT: 6 OE: OE.ADMIN: 4 OE.PHYSICAL: 4 OE.SERVER: 4 T: T.ACCESS: 3 T.ACCOUNT: 2 T.UNAUTH: 3 T.UNDETECT: 2	OE: OE.INITIAL_DRIVE_STATE: 1 OE.PASSPHRASE_STRENGTH: 1 OE.PHYSICAL: 1 OE.PLATFORM_STATE: 1 OE.POWER_DOWN: 1 OE.SINGLE_USE_ET: 1 OE.STRONG_ENVIRONMENT_CRYPTO: 1 OE.TRAINED_USERS: 1 OE.TRUSTED_CHANNEL: 1
pdf_data/st_keywords/vendor	Microsoft: Microsoft: 5
pdf_data/st_keywords/eval_facility	EWA: EWA-Canada: 1
pdf_data/st_keywords/symmetric_crypto		AES_competition: AES: AES: 8 AES-128: 1 AES-256: 5 constructions: MAC: HMAC: 5 HMAC-SHA-512: 6
pdf_data/st_keywords/asymmetric_crypto		ECC: ECC: ECC: 1 ECDSA: ECDSA: 1 RSA: RSA 3072: 1
pdf_data/st_keywords/pq_crypto
pdf_data/st_keywords/hash_function		PBKDF: PBKDF2: 5 SHA: SHA2: SHA-256: 9 SHA-384: 5 SHA-512: 9
pdf_data/st_keywords/crypto_scheme		MAC: MAC: 2
pdf_data/st_keywords/crypto_protocol	SSH: SSH: 2	SSH: SSH: 2
pdf_data/st_keywords/randomness		PRNG: DRBG: 19 RNG: RBG: 4 RNG: 1
pdf_data/st_keywords/cipher_mode		CBC: CBC: 4 CCM: CCM: 1 GCM: GCM: 1 XEX: XEX: 1 XTS: XTS: 2
pdf_data/st_keywords/ecc_curve
pdf_data/st_keywords/crypto_engine
pdf_data/st_keywords/tls_cipher_suite
pdf_data/st_keywords/crypto_library		Generic: Crypto Library v2.24: 1 OpenSSL: OpenSSL: 1
pdf_data/st_keywords/vulnerability
pdf_data/st_keywords/side_channel_analysis
pdf_data/st_keywords/technical_report_id
pdf_data/st_keywords/device_model
pdf_data/st_keywords/tee_name
pdf_data/st_keywords/os_name
pdf_data/st_keywords/cplc_data
pdf_data/st_keywords/ic_data_group
pdf_data/st_keywords/standard_id	CC: CCMB-2012-09-001: 1 CCMB-2012-09-002: 1 CCMB-2012-09-003: 1	FIPS: FIPS 186-4: 1 FIPS PUB 186-4: 2 ISO: ISO/IEC 10118: 2 ISO/IEC 18031:2011: 1 ISO/IEC 18033-3: 1 ISO/IEC 9796-2: 2 NIST: NIST SP 800-132: 5 NIST SP 800-38F: 2 NIST SP 800-90A: 3 PKCS: PKCS #1: 2
pdf_data/st_keywords/javacard_version
pdf_data/st_keywords/javacard_api_const
pdf_data/st_keywords/javacard_packages
pdf_data/st_keywords/certification_process		OutOfScope: not tested in the evaluated configuration. System Manager GUI The System Manager GUI is considered out of scope and all management is performed via the command line interface. VMware Virtualization VMware: 1 out of scope: 2 to the security functional requirements specified in this Security Target. The features below are out of scope. Feature Description SnapLock NetApp SnapLock is the WORM (write once, read many) compliance: 1
pdf_data/st_metadata	/Author: Teresa MacArthur /CC Version: 3.1R4 /CC date: September 2012 /CEM Version: 3.1R4 /CEM date: September 2012 /Client City: Client City /Client Country: USA /Client Full Name: Client Full Name /Client Postal Code: xxxxx /Client Short Name: Client Short Name /Client State: Client State /Client Street: Client Street /Comments: CC V3.1 Security Target Template Version 1_0 /Company: EWA-Canada /CreationDate: D:20170720124006-04'00' /Creator: Acrobat PDFMaker 10.1 for Word /Document Number: 2009-000-D102 /EAL Long: x Augmented /EAL Short: x /Eval number: 383-4-tbd /ModDate: D:20170720124012-04'00' /Producer: Adobe PDF Library 10.0 /ProjectNumber: 19xx /SourceModified: D:20170720142523 /TOE: Client Product Version /TOE Short: Product /Title: Security Target /st_date: 20 July 2017 /st_title: Dell EMC™ Unity® OE v4.2 /st_version: 1.4 pdf_file_size_bytes: 471029 pdf_hyperlinks: {} pdf_is_encrypted: False pdf_number_of_pages: 44	/Author: Beaver, Gregory P. [US-US] /CreationDate: D:20241125110213-05'00' /Creator: Microsoft® Word 2019 /ModDate: D:20241125110213-05'00' /Producer: Microsoft® Word 2019 /Subject: Security Target pdf_file_size_bytes: 649477 pdf_hyperlinks: https://www.niap-ccevs.org/Documents_and_Guidance/view_td.cfm?TD=0760, https://www.niap-ccevs.org/Documents_and_Guidance/view_td.cfm?TD=0759, https://www.niap-ccevs.org/Documents_and_Guidance/view_td.cfm?TD=0769, https://www.niap-ccevs.org/Documents_and_Guidance/view_td.cfm?TD=0764, https://www.niap-ccevs.org/Documents_and_Guidance/view_td.cfm?TD=0606, https://www.niap-ccevs.org/Documents_and_Guidance/view_td.cfm?TD=0765, https://www.niap-ccevs.org/Documents_and_Guidance/view_td.cfm?TD=0458, https://www.niap-ccevs.org/Documents_and_Guidance/view_td.cfm?TD=0766, https://www.niap-ccevs.org/Documents_and_Guidance/view_td.cfm?TD=0767 pdf_is_encrypted: False pdf_number_of_pages: 57
state/cert/convert_garbage	True	True
state/cert/convert_ok	True	True
state/cert/download_ok	True	True
state/cert/extract_ok	True	True
state/cert/pdf_hash	Different	Different
state/cert/txt_hash	Different	Different
state/report/convert_garbage	False	False
state/report/convert_ok	True	True
state/report/download_ok	True	True
state/report/extract_ok	True	True
state/report/pdf_hash	Different	Different
state/report/txt_hash	Different	Different
state/st/convert_garbage	False	False
state/st/convert_ok	True	True
state/st/download_ok	True	True
state/st/extract_ok	True	True
state/st/pdf_hash	Different	Different
state/st/txt_hash	Different	Different