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AppGate SDP v5.2.0
Certificate Number: 2021/133 		IBM Enterprise PKCS#11 (EP11) Firmware identifier '2b638e8e' (4768)
BSI-DSZ-CC-1094-2019
name AppGate SDP v5.2.0 IBM Enterprise PKCS#11 (EP11) Firmware identifier '2b638e8e' (4768)
category Network and Network-Related Devices and Systems Other Devices and Systems
scheme AU DE
status active archived
not_valid_after 11.01.2026 02.08.2024
not_valid_before 11.01.2021 02.08.2019
cert_link https://www.commoncriteriaportal.org/nfs/ccpfiles/files/epfiles/EFT-T014%20Cert%202021_133_OS.pdf https://www.commoncriteriaportal.org/nfs/ccpfiles/files/epfiles/1094c_pdf.pdf
report_link https://www.commoncriteriaportal.org/nfs/ccpfiles/files/epfiles/EFT-T014%20AppGate%20SDP%20V5.2.0%20CR%20V1.0.pdf https://www.commoncriteriaportal.org/nfs/ccpfiles/files/epfiles/1094a_pdf.pdf
st_link https://www.commoncriteriaportal.org/nfs/ccpfiles/files/epfiles/AppGate%20SDP%20ST%20v1.2_12-04-2020.pdf https://www.commoncriteriaportal.org/nfs/ccpfiles/files/epfiles/1094b_pdf.pdf
manufacturer AppGate IBM Corporation
manufacturer_web https://www.appgate.com https://www.ibm.com
security_level EAL2+, ALC_FLR.1 EAL4
dgst 9555e66ac5c5067f 1f2b1fe6f29f21b7
heuristics/cert_id Certificate Number: 2021/133 BSI-DSZ-CC-1094-2019
heuristics/cert_lab [] BSI
heuristics/extracted_sars ASE_INT.1, AVA_VAN.2, ADV_FSP.2, ASE_ECD.1, ALC_FLR.1, ASE_TSS.1, ASE_SPD.1, ALC_DEL.1, AGD_OPE.1, AGD_PRE.1, ALC_CMS.2, ADV_TDS.1, ATE_FUN.1, ATE_COV.1, ADV_ARC.1, ASE_OBJ.2, ASE_REQ.2, ALC_CMC.2, ATE_IND.2, ASE_CCL.1 {}
heuristics/extracted_versions 5.2.0 4768, 11
heuristics/report_references/directly_referencing {} BSI-DSZ-CC-1002-2018
heuristics/report_references/indirectly_referencing {} BSI-DSZ-CC-1002-2018
pdf_data/cert_filename EFT-T014 Cert 2021_133_OS.pdf 1094c_pdf.pdf
pdf_data/cert_keywords/cc_cert_id
  • DE:
    • BSI-DSZ-CC-1094-2019: 1
pdf_data/cert_keywords/cc_security_level
  • EAL:
    • EAL 2: 1
    • EAL 2 augmented: 1
  • EAL:
    • EAL 2: 1
    • EAL 4: 1
pdf_data/cert_keywords/cc_sar
  • ALC:
    • ALC_FLR.1: 1
pdf_data/cert_keywords/standard_id
  • ISO:
    • ISO/IEC 15408: 2
    • ISO/IEC 18045: 2
  • PKCS:
    • PKCS#11: 1
pdf_data/cert_metadata
  • /CreationDate: D:20210113153258+10'00'
  • /Creator: ACA75941.dpe.protected.mil.au
  • /ModDate: D:20210113153809+11'00'
  • /Producer: KONICA MINOLTA bizhub C308
  • /Title: SACA75941.d21011315322
  • pdf_file_size_bytes: 106382
  • pdf_hyperlinks: {}
  • pdf_is_encrypted: False
  • pdf_number_of_pages: 1
  • /Author: Bundesamt für Sicherheit in der Informationstechnik
  • /CreationDate: D:20190826112423+02'00'
  • /Creator: Writer
  • /Keywords: "Common Criteria, Certification, Zertifizierung, IBM Enterprise PKCS#11 (EP11) Firmware identifier 2b638e8e"
  • /ModDate: D:20190906121520+02'00'
  • /Producer: LibreOffice 6.1
  • /Subject: Urkunde, Zertifikat
  • /Title: Certification Report BSI-DSZ-CC-1094-2019
  • pdf_file_size_bytes: 368630
  • pdf_hyperlinks: {}
  • pdf_is_encrypted: False
  • pdf_number_of_pages: 1
pdf_data/report_filename EFT-T014 AppGate SDP V5.2.0 CR V1.0.pdf 1094a_pdf.pdf
pdf_data/report_frontpage
  • DE:
  • DE:
    • cc_security_level: Common Criteria Part 3 conformant EAL 4
    • cc_version: Product specific Security Target Common Criteria Part 2 extended
    • cert_id: BSI-DSZ-CC-1094-2019
    • cert_item: IBM Enterprise PKCS#11 (EP11) Firmware identifier '2b638e8e' (4768
    • cert_lab: BSI
    • developer: IBM Research & Development Germany
    • match_rules: ['(BSI-DSZ-CC-.+?) (?:for|For) (.+?) from (.*)']
    • ref_protection_profiles: None
pdf_data/report_keywords/cc_cert_id
  • DE:
    • BSI-DSZ-CC-1002-2018: 2
    • BSI-DSZ-CC-1094-2019: 14
  • NL:
    • CC-1002-2018: 1
pdf_data/report_keywords/cc_security_level
  • EAL:
    • EAL 2: 1
    • EAL 2 augmented: 1
    • EAL1: 1
    • EAL2: 3
    • EAL2 augmented: 1
  • EAL:
    • EAL 1: 1
    • EAL 2: 3
    • EAL 4: 5
pdf_data/report_keywords/cc_sar
  • ALC:
    • ALC_FLR.1: 2
  • ALC:
    • ALC_FLR: 1
pdf_data/report_keywords/eval_facility
  • Teron:
    • Teron Labs: 4
  • atsec:
    • atsec: 3
pdf_data/report_keywords/symmetric_crypto
  • AES_competition:
    • AES:
      • AES: 3
  • DES:
    • 3DES:
      • TDES: 3
pdf_data/report_keywords/asymmetric_crypto
  • ECC:
    • ECDH:
      • ECDH: 4
    • ECDSA:
      • ECDSA: 5
  • FF:
    • DSA:
      • DSA: 4
pdf_data/report_keywords/hash_function
  • SHA:
    • SHA2:
      • SHA256: 2
  • SHA:
    • SHA1:
      • SHA-1: 2
    • SHA2:
      • SHA-2: 1
      • SHA-224: 1
      • SHA-256: 4
      • SHA-384: 1
      • SHA-512: 1
      • SHA256: 4
pdf_data/report_keywords/crypto_scheme
  • MAC:
    • MAC: 1
pdf_data/report_keywords/crypto_protocol
  • SSH:
    • SSH: 3
    • SSHv2: 1
  • TLS:
    • TLS:
      • TLS: 1
      • TLS 1.2: 1
pdf_data/report_keywords/randomness
  • PRNG:
    • DRBG: 1
  • RNG:
    • RNG: 1
  • TRNG:
    • TRNG: 2
pdf_data/report_keywords/cipher_mode
  • CBC:
    • CBC: 3
  • ECB:
    • ECB: 2
pdf_data/report_keywords/ecc_curve
  • NIST:
    • secp256k1: 2
pdf_data/report_keywords/side_channel_analysis
  • SCA:
    • SPA: 1
pdf_data/report_keywords/technical_report_id
  • BSI:
    • BSI 7148: 1
    • BSI TR-02102: 1
pdf_data/report_keywords/standard_id
  • BSI:
    • AIS 20: 2
    • AIS 32: 1
    • AIS 38: 1
  • FIPS:
    • FIPS 180-4: 1
    • FIPS 186-4: 9
    • FIPS 197: 1
    • FIPS 46-3: 1
  • ISO:
    • ISO/IEC 15408: 4
    • ISO/IEC 17065: 2
    • ISO/IEC 18045: 4
  • NIST:
    • NIST SP 800-38A: 2
    • NIST SP 800-90A: 1
  • PKCS:
    • PKCS#1: 1
    • PKCS#11: 14
  • RFC:
    • RFC 3447: 1
    • RFC 5639: 3
  • X509:
    • X.509: 1
pdf_data/report_keywords/certification_process
  • ConfidentialDocument:
    • BOE) for documentation files, Version 1, 2017-07-14, IBM (confidential document) Configuration list from git, Charlotte part; Version 1, Date 2019-03-14, IBM (confidential: 1
    • Notes for the configuration list from git, Charlotte part; Version 1, Date 2019-03-14, IBM (confidential document) Hardware configuration list for IBM 4765 and 4767 EP11 HSMs, Version 1.0, 2017- 08-31, IBM: 1
    • Report, Version 2, 2019-07-10, Final Evaluation Technical Report, atsec information security GmbH (confidential document) [8] Configuration lists for the TOE: Configuration list of static content measured by SHA256: 1
    • Version 1.0, 2016- 12-12, IBM (confidential document) EP11 configuration list BOE, Version 1, 2019-03-27, IBM (confidential document) EP11 configuration: 1
    • being maintained, is not given any longer. In particular, prior to the dissemination of confidential documentation and information related to the TOE or resulting from the evaluation and certification: 1
pdf_data/report_metadata
pdf_data/st_filename AppGate SDP ST v1.2_12-04-2020.pdf 1094b_pdf.pdf
pdf_data/st_keywords/cc_protection_profile_id
  • BSI:
    • BSI-CC-PP-0045-2009: 1
pdf_data/st_keywords/cc_security_level
  • EAL:
    • EAL 2: 3
    • EAL 2 augmented: 1
    • EAL2: 2
    • EAL2 augmented: 2
  • EAL:
    • EAL 4: 1
    • EAL4: 3
pdf_data/st_keywords/cc_sar
  • ADV:
    • ADV_ARC: 1
    • ADV_ARC.1: 10
    • ADV_FSP: 1
    • ADV_FSP.2: 11
    • ADV_TDS: 1
    • ADV_TDS.1: 11
  • AGD:
    • AGD_OPE: 1
    • AGD_OPE.1: 10
    • AGD_PRE: 1
    • AGD_PRE.1: 6
  • ALC:
    • ALC_CMC: 1
    • ALC_CMC.2: 8
    • ALC_CMS: 1
    • ALC_CMS.2: 6
    • ALC_DEL: 1
    • ALC_DEL.1: 5
    • ALC_FLR: 1
    • ALC_FLR.1: 10
  • ASE:
    • ASE_CCL: 1
    • ASE_CCL.1: 14
    • ASE_ECD: 1
    • ASE_ECD.1: 10
    • ASE_INT: 1
    • ASE_INT.1: 12
    • ASE_OBJ: 1
    • ASE_OBJ.2: 10
    • ASE_REQ: 1
    • ASE_REQ.2: 13
    • ASE_SPD: 1
    • ASE_SPD.1: 7
    • ASE_TSS: 1
    • ASE_TSS.1: 5
  • ATE:
    • ATE_COV: 1
    • ATE_COV.1: 4
    • ATE_FUN: 1
    • ATE_FUN.1: 8
    • ATE_IND: 1
    • ATE_IND.2: 7
  • AVA:
    • AVA_VAN: 1
    • AVA_VAN.2: 7
pdf_data/st_keywords/cc_sfr
  • FAU:
    • FAU_EXP: 3
    • FAU_EXP.1: 11
    • FAU_EXP.1.1: 2
    • FAU_GEN: 5
    • FAU_GEN.1: 11
    • FAU_GEN.1.1: 1
    • FAU_GEN.1.2: 1
    • FAU_GEN.2: 6
    • FAU_GEN.2.1: 1
    • FAU_STG: 4
    • FAU_STG.1: 7
    • FAU_STG.1.1: 1
    • FAU_STG.1.2: 1
    • FAU_STG.4: 5
    • FAU_STG.4.1: 1
  • FCS:
    • FCS_CKM: 2
    • FCS_CKM.1: 13
    • FCS_CKM.1.1: 2
    • FCS_CKM.2: 1
    • FCS_CKM.4: 9
    • FCS_CKM.4.1: 1
    • FCS_COP.1: 16
    • FCS_COP.1.1: 5
  • FDP:
    • FDP_ACC.1: 2
    • FDP_IFC: 1
    • FDP_IFC.1: 13
    • FDP_IFC.1.1: 1
    • FDP_IFF: 1
    • FDP_IFF.1: 7
    • FDP_IFF.1.1: 1
    • FDP_IFF.1.2: 1
    • FDP_IFF.1.3: 1
    • FDP_IFF.1.4: 1
    • FDP_IFF.1.5: 1
    • FDP_ITC.1: 2
    • FDP_ITC.2: 2
    • FDP_ITT: 1
    • FDP_ITT.1: 7
    • FDP_ITT.1.1: 1
  • FIA:
    • FIA_AFL: 2
    • FIA_AFL.1: 6
    • FIA_AFL.1.1: 1
    • FIA_AFL.1.2: 1
    • FIA_UAU: 4
    • FIA_UAU.1: 1
    • FIA_UAU.2: 8
    • FIA_UAU.2.1: 1
    • FIA_UAU.5: 6
    • FIA_UAU.5.1: 1
    • FIA_UAU.5.2: 1
    • FIA_UID: 1
    • FIA_UID.1: 5
    • FIA_UID.2: 8
    • FIA_UID.2.1: 1
  • FMT:
    • FMT_MSA: 3
    • FMT_MSA.1: 9
    • FMT_MSA.1.1: 1
    • FMT_MSA.3: 8
    • FMT_MSA.3.1: 1
    • FMT_MSA.3.2: 1
    • FMT_REV: 1
    • FMT_REV.1: 6
    • FMT_REV.1.1: 1
    • FMT_REV.1.2: 1
    • FMT_SAE: 4
    • FMT_SAE.1: 8
    • FMT_SAE.1.1: 1
    • FMT_SAE.1.2: 1
    • FMT_SMF: 1
    • FMT_SMF.1: 9
    • FMT_SMF.1.1: 1
    • FMT_SMR: 1
    • FMT_SMR.1: 11
    • FMT_SMR.1.1: 1
    • FMT_SMR.1.2: 1
    • FMT_SMR.2: 1
  • FPT:
    • FPT_ITT: 2
    • FPT_ITT.1: 6
    • FPT_ITT.1.1: 1
    • FPT_STM: 3
    • FPT_STM.1: 10
    • FPT_STM.1.1: 1
    • FPT_TUD: 3
    • FPT_TUD.1: 11
    • FPT_TUD.1.1: 2
    • FPT_TUD.1.2: 2
    • FPT_TUD.1.3: 2
  • FTA:
    • FTA_SSL: 3
    • FTA_SSL.4: 4
    • FTA_SSL.4.1: 1
    • FTA_TAB: 3
    • FTA_TAB.1: 5
    • FTA_TAB.1.1: 1
  • FTP:
    • FTP_ITC: 1
    • FTP_ITC.1: 10
    • FTP_ITC.1.1: 1
    • FTP_ITC.1.2: 1
    • FTP_ITC.1.3: 1
    • FTP_TRP: 2
    • FTP_TRP.1: 6
    • FTP_TRP.1.1: 1
    • FTP_TRP.1.2: 1
    • FTP_TRP.1.3: 1
pdf_data/st_keywords/cc_claims
  • A:
    • A.HOSTNAME_RESOLUTION: 2
    • A.MANAGE: 2
    • A.PROTECT: 4
  • O:
    • O.AUDIT: 6
    • O.AUDIT_STORAGE: 3
    • O.CRYPTOGRAPHY: 5
    • O.INFORMATION_FLOW: 5
    • O.I_AND_A: 3
    • O.LOGON_BANNER: 3
    • O.PROTECTED_COMMS: 7
    • O.SECURITY_MANAGEMENT: 2
    • O.SECURITY_MANAGENENT: 1
    • O.SESSION_TERMINATION: 5
    • O.THROTTLE: 3
    • O.TRUSTED_UPDATE: 3
    • O.TRUSTED_UPDATES: 2
  • OE:
    • OE.HOSTNAME_RESOLUTION: 3
    • OE.PERSONNEL: 2
    • OE.PHYSICAL: 2
  • T:
    • T.BRUTE_FORCE: 4
    • T.INAPPROPRIATE_USE: 2
    • T.NETWORK_ACCESS: 4
    • T.NETWORK_COMPROMISE: 2
    • T.NO_ACCOUNTABILITY: 3
    • T.NO_ACCOUNTAILITY: 1
    • T.UNATTENDED_SESSION: 2
    • T.UNAUTHORIZED_ACCESS: 2
    • T.UNAUTHORIZED_ACTIVITY: 3
    • T.UPDATE_COMPROMISE: 2
pdf_data/st_keywords/vendor
  • Microsoft:
    • Microsoft: 1
  • STMicroelectronics:
    • STM: 4
pdf_data/st_keywords/eval_facility
  • Leidos:
    • Leidos: 8
pdf_data/st_keywords/symmetric_crypto
  • AES_competition:
    • AES:
      • AES: 12
      • AES-128: 1
      • AES-256: 1
  • constructions:
    • MAC:
      • HMAC: 1
      • HMAC-SHA-256: 4
      • HMAC-SHA-384: 3
  • AES_competition:
    • AES:
      • AES: 13
  • DES:
    • 3DES:
      • TDEA: 1
      • TDES: 8
  • constructions:
    • MAC:
      • CMAC: 2
      • HMAC: 7
  • miscellaneous:
    • SEED:
      • SEED: 1
pdf_data/st_keywords/asymmetric_crypto
  • ECC:
    • ECC:
      • ECC: 1
    • ECDH:
      • ECDH: 5
    • ECDSA:
      • ECDSA: 8
    • ECIES:
      • ECIES: 1
  • FF:
    • DH:
      • DH: 4
      • Diffie-Hellman: 2
    • DSA:
      • DSA: 12
  • RSA:
    • RSA 2048: 1
pdf_data/st_keywords/hash_function
  • SHA:
    • SHA2:
      • SHA-256: 5
      • SHA-384: 4
      • SHA-512: 4
  • RIPEMD:
    • RIPEMD-160: 1
  • SHA:
    • SHA1:
      • SHA-1: 7
    • SHA2:
      • SHA-224: 5
      • SHA-256: 14
      • SHA-384: 4
      • SHA-512: 4
pdf_data/st_keywords/crypto_scheme
  • KA:
    • Key Agreement: 2
    • Key agreement: 1
  • KEX:
    • Key Exchange: 1
  • MAC:
    • MAC: 10
pdf_data/st_keywords/crypto_protocol
  • SSH:
    • SSH: 2
  • TLS:
    • DTLS:
      • DTLS: 1
    • TLS:
      • TLS: 27
      • TLS 1.2: 3
      • TLS v1.2: 6
  • TLS:
    • SSL:
      • SSL: 1
pdf_data/st_keywords/randomness
  • PRNG:
    • DRBG: 2
  • PRNG:
    • DRBG: 2
  • RNG:
    • RNG: 19
  • TRNG:
    • TRNG: 5
pdf_data/st_keywords/cipher_mode
  • CTR:
    • CTR: 1
  • GCM:
    • GCM: 7
  • CBC:
    • CBC: 6
  • ECB:
    • ECB: 4
pdf_data/st_keywords/ecc_curve
  • NIST:
    • P-192: 8
    • P-224: 8
    • P-256: 8
    • P-384: 8
    • P-521: 8
pdf_data/st_keywords/tls_cipher_suite
  • TLS:
    • TLS_ECDHE_RSA_WITH_AES_128_GCM_SHA256: 2
    • TLS_ECDHE_RSA_WITH_AES_256_GCM_SHA384: 4
pdf_data/st_keywords/crypto_library
  • OpenSSL:
    • OpenSSL: 6
pdf_data/st_keywords/side_channel_analysis
  • SCA:
    • SPA: 21
  • FI:
    • Malfunction: 3
    • malfunction: 2
  • SCA:
    • side-channel: 1
pdf_data/st_keywords/standard_id
  • FIPS:
    • FIPS 186-4: 3
    • FIPS PUB 186-4: 1
  • ISO:
    • ISO/IEC 18031:2011: 2
  • RFC:
    • RFC 5289: 2
    • RFC 5905: 2
  • BSI:
    • AIS 31: 1
  • FIPS:
    • FIPS 140-2: 3
    • FIPS 180-4: 1
    • FIPS 186-4: 1
    • FIPS 197: 4
  • ISO:
    • ISO/IEC 18031:2011: 1
  • PKCS:
    • PKCS 11: 1
    • PKCS#11: 158
    • PKCS1: 14
    • PKCS11: 1
    • PKCS12: 1
  • RFC:
    • RFC 3394: 1
    • RFC 3447: 12
    • RFC 5649: 1
    • RFC 8017: 1
  • X509:
    • X.509: 6
pdf_data/st_metadata
  • /Author: Visegrady, Tamas <tvi (at) zurich.ibm.com>
  • /CreationDate: D:20190320220000+01'00'
  • /Creator: IBM Research --- Zurich and IBM Boeblingen/Poughkeepsie
  • /Keywords: IBM 4768 (hw. 00LV498PLH (3)); PCIeCC; XCP, Enterprise PKCS11 (EP11)
  • /ModDate: D:20190320220000+01'00'
  • /PTEX.Fullbanner: This is pdfTeX, Version 3.14159265-2.6-1.40.19 (TeX Live 2018/TeX Live for SUSE Linux) kpathsea version 6.3.0
  • /Producer: pdfTeX
  • /Subject: Security Policy [rev. 288]
  • /Title: IBM Enterprise PKCS11(on 4768) Security Target (EAL 4 )
  • /Trapped: /False
  • pdf_file_size_bytes: 841608
  • pdf_hyperlinks: {}
  • pdf_is_encrypted: False
  • pdf_number_of_pages: 53
state/cert/convert_garbage True False
state/cert/pdf_hash Different Different
state/cert/txt_hash Different Different
state/report/pdf_hash Different Different
state/report/txt_hash Different Different
state/st/pdf_hash Different Different
state/st/txt_hash Different Different