BSI-CC-PP-0100-2018
For
Embedded UICC for Consumer Devices Protection
Profile, Version 1.0 05-June-2018
developed by
GSM Association
Federal Office for Information Security (BSI), Postfach 20 03 63, 53133 Bonn, Germany
Phone +49 (0)228 99 9582-0, Fax +49 (0)228 9582-5477, Infoline +49 (0)228 99 9582-111
Certification Report V1.0 CC-PP-414 V3.3
BSI-CC-PP-0100-2018
Common Criteria Protection Profile
Embedded UICC for Consumer Devices Protection Profile, Version 1.0
05-June-2018
developed by GSM Association
Assurance Package claimed in the Protection Profile:
Common Criteria Part 3 conformant
EAL 4 augmented by
ALC_DVS.2 and AVA_VAN.5
Valid until 28 June 2028
The Protection Profile identified in this certificate has been evaluated at an approved
evaluation facility using the Common Methodology for IT Security Evaluation (CEM),
Version 3.1 for conformance to the Common Criteria for IT Security Evaluation (CC),
Version 3.1. CC and CEM are also published as ISO/IEC 15408 and ISO/IEC 18045.
This certificate applies only to the specific version and release of the Protection Profile
and in conjunction with the complete Certification Report.
The evaluation has been conducted in accordance with the provisions of the certification
scheme of the German Federal Office for Information Security (BSI) and the conclusions
of the evaluation facility in the evaluation technical report are consistent with the
evidence adduced.
This certificate is not an endorsement of the Protection Profile by the Federal Office for
Information Security or any other organisation that recognises or gives effect to this
certificate, and no warranty of the Protection Profile by the Federal Office for Information
Security or any other organisation that recognises or gives effect to this certificate, is
either expressed or implied.
Bonn, 29 June 2018
For the Federal Office for Information Security
Bernd Kowalski
Head of Division
Bundesamt für Sicherheit in der Informationstechnik
Godesberger Allee 185-189 - D-53175 Bonn - Postfach 20 03 63 - D-53133 Bonn
Phone +49 (0)228 99 9582-0 - Fax +49 (0)228 9582-5477 - Infoline +49 (0)228 99 9582-111
SOGIS Recognition
Agreement
Common Criteria
Recognition
Arrangement
Certification Report BSI-CC-PP-0100-2018
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BSI-CC-PP-0100-2018 Certification Report
Contents
A Certification........................................................................................................................6
1 Preliminary Remarks......................................................................................................6
2 Specifications of the Certification Procedure.................................................................6
3 Recognition Agreements................................................................................................7
3.1 European Recognition of CC – Certificates (SOGIS-MRA)....................................7
3.2 International Recognition of CC – Certificates (CCRA)...........................................7
4 Performance of Evaluation and Certification..................................................................7
5 Validity of the certification result.....................................................................................8
6 Publication......................................................................................................................8
B Certification Results...........................................................................................................9
1 Protection Profile Overview..........................................................................................10
2 Security Functional Requirements...............................................................................10
3 Assurance Requirements.............................................................................................11
4 Results of the PP-Evaluation........................................................................................11
5 Obligations and notes for the usage............................................................................12
6 Protection Profile Document.........................................................................................12
7 Definitions.....................................................................................................................12
7.1 Acronyms...............................................................................................................12
7.2 Glossary.................................................................................................................13
8 Bibliography..................................................................................................................13
C Annexes...........................................................................................................................15
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Certification Report BSI-CC-PP-0100-2018
A Certification
1 Preliminary Remarks
Under the Act on the Federal Office for Information Security (BSIG), the Federal Office for
Information Security (BSI) has the task of issuing certificates for information technology
products as well as for Protection Profiles (PP).
A PP defines an implementation-independent set of IT security requirements for a category
of products which are intended to meet common consumer needs for IT security. A PP
claimed by a user, consumer or stakeholder for IT gives them the possibility to express
their IT security needs without referring to a special product. Product certifications can be
based on Protection Profiles. For products which have been certified based on a
Protection Profile an individual certificate will be issued but the results from a PP
certification can be re-used for the Security Target evaluation within a product evaluation
when conformance to the PP has been claimed.
Certification of the Protection Profile is carried out on the instigation of the BSI or a
sponsor. A part of the procedure is the technical examination (evaluation) of the Protection
Profile according to Common Criteria [1]. The evaluation is normally carried out by an
evaluation facility recognised by the BSI or by BSI itself. The result of the certification
procedure is the present Certification Report. This report contains among others the
certificate (summarised assessment) and the detailed Certification Results.
2 Specifications of the Certification Procedure
The certification body conducts the procedure according to the criteria laid down in the
following:
● Act on the Federal Office for Information Security (BSIG)1
● BSI Certification and Approval Ordinance2
● BSI Schedule of Costs3
● Special decrees issued by the Bundesministerium des Innern (Federal Ministry of the
Interior)
● DIN EN ISO/IEC 17065 standard
● BSI certification: Scheme documentation describing the certification process (CC-
Produkte) [3], including PP Certification
● BSI certification: Scheme documentation on requirements for the Evaluation Facility, its
approval and licencing process (CC-Stellen) [3]
● Common Criteria for IT Security Evaluation (CC), Version 3.14
[1] also published as
ISO/IEC 15408
1
Act on the Federal Office for Information Security (BSI-Gesetz - BSIG) of 14 August 2009,
Bundesgesetzblatt I p. 2821
2
Ordinance on the Procedure for Issuance of Security Certificates and approval by the Federal Office for
Information Security (BSI-Zertifizierungs- und -Anerkennungsverordnung - BSIZertV) of 17 December
2014, Bundesgesetzblatt 2014, part I, no. 61, p. 2231
3
Schedule of Cost for Official Procedures of the Bundesamt für Sicherheit in der Informationstechnik
(BSI-Kostenverordnung, BSI-KostV) of 03 March 2005, Bundesgesetzblatt I p. 519
4
Proclamation of the Bundesministerium des Innern of 12 February 2007 in the Bundesanzeiger dated
23 February 2007
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BSI-CC-PP-0100-2018 Certification Report
● Common Methodology for IT Security Evaluation, Version 3.1 [2] also published as
ISO/IEC 18045
● BSI certification: Application Notes and Interpretation of the Scheme (AIS) [4]
● Internal procedure for the issuance of a PP certificate
3 Recognition Agreements
In order to avoid multiple certification of the same Protection Profile in different countries a
mutual recognition of IT security certificates - as far as such certificates are based on CC -
under certain conditions was agreed. Therefore, the results of this evaluation and
certification procedure can be re-used by the product certificate issuing scheme in the
evaluation of a Security Target within a subsequent product evaluation and certification
procedure.
3.1 European Recognition of CC – Certificates (SOGIS-MRA)
The SOGIS-Mutual Recognition Agreement (SOGIS-MRA) Version 3 became effective in
April 2010. It defines the recognition of certificates for IT-Products at a basic recognition
level up to and including Common Criteria (CC) Evaluation Assurance Levels EAL 4, and
in addition at higher recognition levels for IT-Products related to certain technical domains
only. In addition, certificates issued for Protection Profiles based on Common Criteria are
part of the recognition agreement.
The SOGIS-MRA logo printed on the certificate indicates that it is recognised under the
terms of this agreement by the related bodies of the signatory nations. A disclaimer
beneath the logo indicates the specific scope of recognition.
Details on recognition, the signatory nations, technical domains and the agreement itself
can be found at http://www.sogisportal.eu.
3.2 International Recognition of CC – Certificates (CCRA)
The international Common Criteria Recognition Arrangement (CCRA) became effictive in
September 2014 in its current version. It defines the recognition of certificates for IT-
products based on collaborative Protection Profiles (cPP) (exact use), CC certificates
based on assurance components up to and including EAL 2 or the assurance family Flaw
Remediation (ALC_FLR) and CC certificates for Protection Profiles and for collaborative
Protection Profiles (cPP).
The Common Criteria Recognition Arrangement logo printed on the certificate indicates
that this certification is recognised under the terms of this agreement by the related bodies
of the signatory nations. A disclaimer beneath the logo indicates the specific scope of
recognition.
Details on recognition, the signatory nations and the agreement itself can be found at
http://www.commoncriteriaportal.org.
4 Performance of Evaluation and Certification
The certification body monitors each individual evaluation to ensure a uniform procedure, a
uniform interpretation of the criteria and uniform ratings.
The PP Embedded UICC for Consumer Devices Protection Profile, Version 1.0 05-June-
2018 has undergone the certification procedure at BSI.
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Certification Report BSI-CC-PP-0100-2018
The evaluation of the PP Embedded UICC for Consumer Devices Protection Profile,
Version 1.0 05-June-2018 was conducted by the ITSEF T-Systems International GmbH.
The evaluation was completed on 28 June 2018. The ITSEF T-Systems International
GmbH is an evaluation facility (ITSEF)5
recognised by the certification body of BSI.
For this certification procedure the sponsor and applicant is: GSM Association.
The PP was developed by: GSM Association.
The certification is concluded with the comparability check and the production of this
Certification Report. This work was completed by the BSI.
5 Validity of the certification result
This Certification Report only applies to the version of the Protection Profile as indicated.
In case of changes to the certified version of the Protection Profile, the validity can be
extended to new versions and releases, provided the sponsor applies for assurance
continuity (i.e. re-certification or maintenance) of the modified Protection Profile, in
accordance with the procedural requirements, and the evaluation does not reveal any
security deficiencies.
For the meaning of the CC concepts and terms please refer to CC [1] Part 1 for the
concept of PPs, to CC [1] Part 2 for the definition of Security Functional Requirements
components (SFR) and to CC [1] Part 3 for the definition of the Security Assurance
Components, for the class AVA Vulnerability assessment and for the cross reference of
Evaluation Assurance Levels (EALs) and assurance components.
The validity of this certificate ends as outlined on the certificate. The applicant and the
sponsor of this certificate are recommended to review the technical content of the
Protection Profile certified according to the evolvement of the technology and of the
intended operational environment of the type of product concerned as well as according to
the evolvement of the evaluation criteria. Such review should result in an update and a re-
certification of the Protection Profile accordingly. Typically, technical standards are
reviewed on a five years basis.
The limitation of validity of this PP certificate does not necessarily impact the validity
period of a product certificate referring to this Protection Profile, but the certification body
issuing a product certificate based on this Protection Profile should take it into its
consideration on validity.
6 Publication
The PP Embedded UICC for Consumer Devices Protection Profile, Version 1.0 05-June-
2018 has been included in the BSI list of the certified Protection Profiles, which is
published regularly (see also Internet: https://www.bsi.bund.de and [5]). Further
information can be obtained from BSI-Infoline +49 228 9582-111.
The Certification Report may be obtained in electronic form at the internet address stated
above.
5
Information Technology Security Evaluation Facility
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BSI-CC-PP-0100-2018 Certification Report
B Certification Results
The following results represent a summary of
● the certified Protection Profile,
● the relevant evaluation results from the evaluation facility, and
● complementary notes and stipulations of the certification body.
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Certification Report BSI-CC-PP-0100-2018
1 Protection Profile Overview
The Target of Evaluation (TOE) is the Common Criteria PP Configuration -
Embedded UICC for Consumer Devices Protection Profile, Version 1.0 05-June-
2018, BSI-CC-PP-0100, developed by GSM Association, [7]
This PP configuration is defined in the chapter 8 of the PP. A PP configuration is equivalent
to a standard protection profile.
This PP configuration is based on a PP module and one base PP.
The PP module is
Embedded UICC for Consumer Devices Protection Profile, Version 1.0 05-June-
2018, BSI-CC-PP-0100, developed by GSM Association, chapter 7 of [7]
The base PP is
Embedded UICC for Consumer Devices Protection Profile, Version 1.0 05-June-
2018, BSI-CC-PP-0100, developed by GSM Association, chapter 1 to 6 of [7]
The Protection Profile is established by GSM Association as a basis for the development
of Security Targets in order to perform a certification of an IT-product, the Target of
Evaluation (TOE).
The assets to be protected by a TOE claiming conformance to this PP are defined in the
Protection Profile [7], chapter 3.1 (Base) and 7.4.1 (Module). Based on these assets the
security problem definition is defined in terms of assumptions, threats and organisational
security policies. This is outlined in the Protection Profile [7], chapter 3 (Base) and 7.4
(Module).
These assumptions, threats and organisational security policies are split into security
objectives to be fulfilled by a TOE claiming conformance to this PP and security objectives
to be fulfilled by the operational environment of a TOE claiming conformance to this PP.
These objectives are outlined in the PP [7], chapter 4.1, 4.2 (Base) and chapter 7.5.1,
7.5.2 (Module).
The Protection Profile [7] requires a Security Target based on this PP or another PP
claiming this PP to fulfil the CC requirements for demonstrable conformance.
2 Security Functional Requirements
Based on the security objectives to be fulfilled by a TOE claiming conformance to this PP
the security policy is expressed by the set of security functional requirements (SFR) to be
implemented by a TOE. It covers the following issues:
● The Platform Layer: a set of functions providing support to the Application Layer:
• A Telecom Framework providing network authentication algorithms;
• A Profile Package Interpreter translating Profile Package data into an installed
Profile;
• And a Profile Policy Enabler which comprises Profile Policy verification and
enforcement functions.
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BSI-CC-PP-0100-2018 Certification Report
● The Application Layer: privileged applications, such as Security Domains, providing
the remote provisioning and administration functionality:
• An ISD-R, including LPA Services, providing life-cycle management of profiles;
• An ECASD providing secure storage of credentials and security functions for key
establishment and eUICC authentication;
• ISD-P security domains, each one hosting a unique profile.
The secure IC and its embedded software are considered as the environment of the
eUICC, covered by security objectives. Nevertheless, any eUICC evaluation against this
PP shall comprehend the whole including:
● The complete TOE of the PP;
● The secure IC platform and OS;
• The Runtime Environment (for example Java Card System).
These TOE security functional requirements are outlined in the PP [7], chapter 6.1. They
are selected from Common Criteria Part 2 and some of them are newly defined. Thus the
SFR claim is called:
Common Criteria Part 2 extended
3 Assurance Requirements
The TOE security assurance package claimed in the Protection Profile is based entirely on
the assurance components defined in part 3 of the Common Criteria. Thus, this assurance
package is called:
Common Criteria Part 3 conformant
EAL 4 augmented by ALC_DVS.2 and AVA_VAN.5
(for the definition and scope of assurance packages according to CC see [1], part 3 for
details).
4 Results of the PP-Evaluation
The Evaluation Technical Report (ETR) [6] was provided by the ITSEF according to the
Common Criteria [1], the Methodology [2], the requirements of the Scheme [3] and all
Application Notes and Interpretations of the Scheme (AIS) [4] as relevant for the TOE.
As a result of the evaluation the verdict PASS is confirmed for the assurance components
of the class APE (Protection Profile evaluation) and class ACE (Protection profile
Configuration evaluation).
The following assurance components were used:
APE_INT.1 PP introduction
APE_CCL.1 Conformance claims
APE_SPD.1 Security problem definition
APE_OBJ.2 Security objectives
APE_ECD.1 Extended components definition
APE_REQ.2 Derived security requirements
ACE_INT.1 PP-Module introduction
ACE_CCL.1 PP-Module conformance claims
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ACE_SPD.1 PP-Module security problem definition
ACE_OBJ.1 PP-Module security objectives
ACE_ECD.1 PP-Module extended components definition
ACE_REQ.1 PP-Module security requirements
ACE_MCO.1 PP-Module consistency
ACE_CCO.1 PP-Configuration consistency
The results of the evaluation are only applicable to the Protection Profile as defined in
chapter 1.
5 Obligations and notes for the usage
The following aspects need to be fulfilled when using the Protection Profile:
• The Protection Profile contains application notes that the author of a product
specific security target needs to consider
• Usage of Supporting Documents as listed under References on page 6 to 8 of the
PP
6 Protection Profile Document
The Protection Profile Embedded UICC for Consumer Devices Protection Profile, Version
1.0 05-June-2018 [7] is being provided within a separate document as Annex A of this
report.
7 Definitions
7.1 Acronyms
AIS Application Notes and Interpretations of the Scheme
BSI Bundesamt für Sicherheit in der Informationstechnik / Federal Office for
Information Security, Bonn, Germany
BSIG BSI-Gesetz / Act on the Federal Office for Information Security
CCRA Common Criteria Recognition Arrangement
CC Common Criteria for IT Security Evaluation
CEM Common Methodology for Information Technology Security Evaluation
EAL Evaluation Assurance Level
ECASD Elliptic Curve cryptography Digital Signature Algorithm
ETR Evaluation Technical Report
eUICC Embedded Universal Integrated Circuit Card
GSMA Groupe Speciale Mobile Association
ISD-P Issuer Security Domain Profile
ISD-R Issuer Security Domain Root
IT Information Technology
ITSEF Information Technology Security Evaluation Facility
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LPA Local Profile Assistant
PP Protection Profile
SAR Security Assurance Requirement
SF Security Function
SFP Security Function Policy
SFR Security Functional Requirement
ST Security Target
TOE Target of Evaluation
TSF TOE Security Functionality
7.2 Glossary
Augmentation - The addition of one or more requirement(s) to a package.
Extension - The addition to an ST or PP of functional requirements not contained in part 2
and/or assurance requirements not contained in part 3 of the CC.
Formal - Expressed in a restricted syntax language with defined semantics based on well-
established mathematical concepts.
Informal - Expressed in natural language.
Object - A passive entity in the TOE, that contains or receives information, and upon which
subjects perform operations.
Protection Profile - An implementation-independent statement of security needs for a
TOE type.
Security Target - An implementation-dependent statement of security needs for a specific
identified TOE.
Semiformal - Expressed in a restricted syntax language with defined semantics.
Subject - An active entity in the TOE that performs operations on objects.
Target of Evaluation - A set of software, firmware and/or hardware possibly accompanied
by guidance.
TOE Security Functionality - Combined functionality of all hardware, software, and
firmware of a TOE that must be relied upon for the correct enforcement of the SFRs.
8 Bibliography
[1] Common Criteria for Information Technology Security Evaluation, Version 3.1,
Part 1: Introduction and general model, Revision 5, April 2017
Part 2: Security functional components, Revision 5, April 2017
Part 3: Security assurance components, Revision 5, April 2017
http://www.commoncriteriaportal.org
[2] Common Methodology for Information Technology Security Evaluation (CEM),
Evaluation Methodology, Version 3.1, Revision 5, April 2017
http://www.commoncriteriaportal.org
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[3] BSI certification: Scheme documentation describing the certification process (CC-
Produkte) and Scheme documentation on requirements for the Evaluation Facility,
approval and licencing (CC-Stellen), https://www.bsi.bund.de/zertifizierung
[4] Application Notes and Interpretations of the Scheme (AIS) as relevant for the TOE6
.
[5] German IT Security Certificates (BSI 7148), periodically updated list published also
on the BSI Website
[6] Evaluation Technical Report BSI-CC-PP-0100, Version 0.8, 28 June 2018, T-
Systems International GmbH (confidential document)
[7] Embedded UICC for Consumer Devices Protection Profile, Version 1.0 05-June-
2018, BSI-CC-PP-0100, GSM Association
6
specially
• AIS 14, Anforderungen an Aufbau und Inhalt der ETR-Teile für Evaluationen nach CC (Common
Criteria), Version 7
• AIS 19, Version 9, Anforderungen an Aufbau und Inhalt der Zusammenfassung des ETR (Evaluation
Technical Report) für Evaluationen nach CC (Common Criteria)
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C Annexes
List of annexes of this certification report
Annex A: Protection Profile Embedded UICC for Consumer Devices Protection Profile,
Version 1.0 05-June-2018 [7] provided within a separate document.
Note: End of report
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