UNCLASSIFIED / NON CLASSIFIÉ CCCS-010 COMMON CRITERIA CERTIFICATION REPORT PP-Configuration for Network Device, Intrusion Prevention Systems (IPS), Stateful Traffic Filter Firewalls, and Virtual Private Network (VPN) Gateways (CFG_NDcPP-IPS-FW- VPNGW_V1.0) 19 December 2021 2 UNCLASSIFIED / NON CLASSIFIÉ FOREWORD This certification report is an UNCLASSIFIED publication, issued under the authority of the Chief, Communications Security Establishment (CSE). The PP Configuration identified in this certification report has been evaluated at an approved testing laboratory established under the Canadian Centre for Cyber Security (CCCS). This certification report applies only to the identified version and release of the PP Configuration. The evaluation has been conducted in accordance with the provisions of the Canadian CC Scheme, and the conclusions of the testing laboratory in the evaluation report are consistent with the evidence adduced. If your organization has identified a requirement for this certification report and would like more detailed information, please contact: Canadian Centre for Cyber Security Contact Centre and Information Services contact@cyber.gc.ca | 1-833-CYBER-88 (1-833-292-3788) 3 UNCLASSIFIED / NON CLASSIFIÉ OVERVIEW The Canadian Common Criteria Scheme provides a third-party evaluation service for determining the trustworthiness of Information Technology (IT) security products. Evaluations are performed by a commercial Common Criteria Testing Laboratory (CCTL) under the oversight of the Certification Body, which is managed by the Canadian Centre for Cyber Security. A CCTL is a commercial facility that has been approved by the Certification Body to perform Common Criteria evaluations; a significant requirement for such approval is accreditation to the requirements of ISO/IEC 17025, the General Requirements for the Competence of Testing and Calibration Laboratories. This certification report is posted to the Common Criteria portal (the official website of the International Common Criteria Program). 4 UNCLASSIFIED / NON CLASSIFIÉ TABLE OF CONTENTS Executive Summary......................................................................................................................................... 5 1 Identification ........................................................................................................................................... 6 1.1 PP-Configuration Description............................................................................................................................. 6 2 Results of the Evaluation ........................................................................................................................... 7 3 References.............................................................................................................................................10 Table 1 - ACE Evaluation Results ............................................................................................................................................7 Table 2 - APE Evaluation Results ............................................................................................................................................9 5 UNCLASSIFIED / NON CLASSIFIÉ EXECUTIVE SUMMARY This report documents the results of the evaluation of the PP-Configuration for Network Device, Intrusion Prevention Systems (IPS), Stateful Traffic Filter Firewalls, and Virtual Private Network (VPN) Gateways (CFG_NDcPP-IPS-FW- VPNGW_V1.0). It presents a summary of the PP-Config. for CFG_NDcPP-IPS-FW-VPNGW_V1.0 together with the evaluation results. This PP-Configuration defines (by reference to the Supporting Documents for the included PP-Modules) how to evaluate a TOE that claims conformance to the following:  Base-PP: collaborative Protection Profile for Network Devices, Version 2.2e (CPP_ND_V2.2E)  PP-Module: PP-Module for Intrusion Protection Systems (IPS), Version 1.0 (MOD_IPS_V1.0)  PP-Module: PP-Module for Stateful Traffic Filter Firewalls, Version 1.4 + Errata 20200625 (MOD_FW_1.4E)  PP-Module: PP-Module for Virtual Private Network (VPN) Gateways, Version 1.1 (MOD_VPNGW_1.1) To promote thoroughness and efficiency, the evaluation of the PP-Config. for CFG_NDcPP-IPS-FW-VPNGW_V1.0 was performed concurrent with the first product evaluation against the PP-Configuration’s requirements. In this case the Target of Evaluation (TOE) for this first product was the FortiGate/FortiOS Version 6.2.7 (hereafter referred to as “FortiGate”). The evaluation was performed by the Lightship Security Common Criteria Testing Laboratory and was completed in December 2021. An additional evaluation of the PP-Configuration was performed by the Lightship Security Common Criteria Testing Laboratory to confirm that it meets the claimed ACE/APE assurance requirements. The evaluations determined that the PP-Config. for CFG_NDcPP-IPS-FW-VPNGW_V1.0 is both Common Criteria Part 2 Extended and Part 3 Conformant. The PP-Config. for CFG_NDcPP-IPS-FW-VPNGW_V1.0 was evaluated at an approved Common Criteria Testing Laboratory using the Common Methodology for IT Security Evaluation (version 3.1, revision 5) for conformance to the Common Criteria for IT Security Evaluation (version 3.1, revision 5). The Canadian Centre for Cyber Security, as the Certification Body, found that the evaluations demonstrated that the PP- Config. for CFG_NDcPP-IPS-FW-VPNGW_V1.0 meets the requirements of the ACE/APE components. 6 UNCLASSIFIED / NON CLASSIFIÉ 1 IDENTIFICATION The evaluation of the PP-Configuration for Network Device, Intrusion Prevention Systems (IPS), Stateful Traffic Filter Firewalls, and Virtual Private Network (VPN) Gateways (CFG_NDcPP-IPS-FW-VPNGW_V1.0) was performed concurrently with the first product evaluation against the PP-Configuration. The Target of Evaluation (TOE) was the FortiGate/FortiOS Version 6.2.7 (hereafter referred to as “FortiGate”). The evaluation was performed by the Lightship Security Common Criteria Testing Laboratory and was completed in December 2021. The PP-Config. for CFG_NDcPP-IPS-FW-VPNGW_V1.0 contains a set of “base” requirements, comprised of “base” requirements that all conformant STs must include, and additionally contains “Optional” and “Selection-based” requirements. The PP-Configuration contains Implementation-Dependent Optional Requirements that are dependent on the TOE implementing a particular function. The Selection-based requirements are additional requirements based on selections made within the PP-Configuration; if certain selections are made, then additional requirements will need to be included. The following identifies the PP-Configuration that was the subject of the evaluation and certification, together with supporting information from the base evaluation performed against this PP-Configuration. PP-Configuration PP-Configuration for Network Device, Intrusion Prevention Systems (IPS), Stateful Traffic Filter Firewalls, and Virtual Private Network (VPN) Gateways v1.0 Base-PP collaborative Protection Profile for Network Devices, Version 2.2e (CPP_ND_V2.2E) PP-Modules in PP- Configuration PP-Module: PP-Module for Intrusion Protection Systems (IPS), Version 1.0 (MOD_IPS_V1.0) PP-Module: PP-Module for Stateful Traffic Filter Firewalls, Version 1.4 + Errata 20200625 (MOD_FW_1.4E) PP-Module: PP-Module for Virtual Private Network (VPN) Gateways, Version 1.1 (MOD_VPNGW_1.1) Security Target Security Target FortiGate/FortiOS Version 6.2.7, 14 September 2021, v1.5 CC Version Common Criteria for Information Technology Security Evaluation, Version 3.1, Revision 5 Conformance Result CC Part 2 Extended, CC Part 3 Conformant CC Testing Lab Lightship Security 1.1 PP-CONFIGURATION DESCRIPTION The PP-Config. for CFG_NDcPP-IPS-FW-VPNGW_V1.0 describes a network device that provides functionality for Intrusion Protection Systems (IPS), Stateful Traffic Filter Firewalls, and Virtual Private Network (VPN) Gateways. 7 UNCLASSIFIED / NON CLASSIFIÉ 2 RESULTS OF THE EVALUATION The evaluators applied each work unit of the Common Methodology [CEM] within the scope of the evaluation and concluded that the evaluated PP-Configuration meets the requirements in the assurance class ACE and the assurance components APE_INT.1, APE_SPD.1, APE_OBJ.2, APE_ECD.1, and APE_REQ.2. The certifier reviewed the work of the evaluators and determined that the evaluation was conducted in accordance with the Common Criteria [CC]. Table 1 - ACE Evaluation Results ACE Requirement Verdict Verified By ACE_INT.1: PP-Module Introduction Pass  Security Target FortiGate/FortiOS Version 6.2.7, 14 September 2021, v1.5  Evaluation Technical Report NIAP PP-Configuration for Network Device, Intrusion Prevention Systems (IPS), Stateful Traffic Filter Firewalls, and Virtual Private Network (VPN) Gateways, 19 December 2021, v1.1 ACE_CCL.1: PP-Module Conformance Claims Pass  Security Target FortiGate/FortiOS Version 6.2.7, 14 September 2021, v1.5  Evaluation Technical Report NIAP PP-Configuration for Network Device, Intrusion Prevention Systems (IPS), Stateful Traffic Filter Firewalls, and Virtual Private Network (VPN) Gateways, 19 December 2021, v1.1 ACE_SPD.1: PP-Module Security Problem Definition Pass  Security Target FortiGate/FortiOS Version 6.2.7, 14 September 2021, v1.5  Evaluation Technical Report NIAP PP-Configuration for Network Device, Intrusion Prevention Systems (IPS), Stateful Traffic Filter Firewalls, and Virtual Private Network (VPN) Gateways, 19 December 2021, v1.1 ACE_OBJ.1: PP-Module Security Objectives Pass  Security Target FortiGate/FortiOS Version 6.2.7, 14 September 2021, v1.5  Evaluation Technical Report NIAP PP-Configuration for Network Device, Intrusion Prevention Systems (IPS), Stateful Traffic Filter Firewalls, and Virtual Private Network (VPN) Gateways, 19 December 2021, v1.1 8 UNCLASSIFIED / NON CLASSIFIÉ ACE Requirement Verdict Verified By ACE_ECD.1: PP-Module Extended Components Definition Pass  Security Target FortiGate/FortiOS Version 6.2.7, 14 September 2021, v1.5  Evaluation Technical Report NIAP PP-Configuration for Network Device, Intrusion Prevention Systems (IPS), Stateful Traffic Filter Firewalls, and Virtual Private Network (VPN) Gateways, 19 December 2021, v1.1 ACE_REQ.1: PP-Module Security Requirements Pass  Security Target FortiGate/FortiOS Version 6.2.7, 14 September 2021, v1.5  Evaluation Technical Report NIAP PP-Configuration for Network Device, Intrusion Prevention Systems (IPS), Stateful Traffic Filter Firewalls, and Virtual Private Network (VPN) Gateways, 19 December 2021, v1.1 ACE_MCO.1: PP-Module Consistency Pass  Security Target FortiGate/FortiOS Version 6.2.7, 14 September 2021, v1.5  Evaluation Technical Report NIAP PP-Configuration for Network Device, Intrusion Prevention Systems (IPS), Stateful Traffic Filter Firewalls, and Virtual Private Network (VPN) Gateways, 19 December 2021, v1.1 ACE_CCO.1 : PP-Configuration Consistency Pass  Security Target FortiGate/FortiOS Version 6.2.7, 14 September 2021, v1.5  Evaluation Technical Report NIAP PP-Configuration for Network Device, Intrusion Prevention Systems (IPS), Stateful Traffic Filter Firewalls, and Virtual Private Network (VPN) Gateways, 19 December 2021, v1.1 9 UNCLASSIFIED / NON CLASSIFIÉ Table 2 - APE Evaluation Results APE Requirement Verdict Verified By APE_INT.1: PP Introduction Pass  Security Target FortiGate/FortiOS Version 6.2.7, 14 September 2021, v1.5  Evaluation Technical Report NIAP PP-Configuration for Network Device, Intrusion Prevention Systems (IPS), Stateful Traffic Filter Firewalls, and Virtual Private Network (VPN) Gateways, 19 December 2021, v1.1 APE_SPD.1: Security Problem Definition Pass  Security Target FortiGate/FortiOS Version 6.2.7, 14 September 2021, v1.5  Evaluation Technical Report NIAP PP-Configuration for Network Device, Intrusion Prevention Systems (IPS), Stateful Traffic Filter Firewalls, and Virtual Private Network (VPN) Gateways, 19 December 2021, v1.1 APE_OBJ.2: Security Objectives Pass  Security Target FortiGate/FortiOS Version 6.2.7, 14 September 2021, v1.5  Evaluation Technical Report NIAP PP-Configuration for Network Device, Intrusion Prevention Systems (IPS), Stateful Traffic Filter Firewalls, and Virtual Private Network (VPN) Gateways, 19 December 2021, v1.1 APE_ECD.1: Extended Components Definition Pass  Security Target FortiGate/FortiOS Version 6.2.7, 14 September 2021, v1.5  Evaluation Technical Report NIAP PP-Configuration for Network Device, Intrusion Prevention Systems (IPS), Stateful Traffic Filter Firewalls, and Virtual Private Network (VPN) Gateways, 19 December 2021, v1.1 APE_REQ.2: Security Requirements Pass  Security Target FortiGate/FortiOS Version 6.2.7, 14 September 2021, v1.5  Evaluation Technical Report NIAP PP-Configuration for Network Device, Intrusion Prevention Systems (IPS), Stateful Traffic Filter Firewalls, and Virtual Private Network (VPN) Gateways, 19 December 2021, v1.1 10 UNCLASSIFIED / NON CLASSIFIÉ 3 REFERENCES Reference Common Criteria for Information Technology Security Evaluation, Version 3.1 Revision 5, April 2017. Common Methodology for Information Technology Security Evaluation, CEM, Version 3.1 Revision 5, April 2017. collaborative Protection Profile for Network Devices, v2.2e, 23-March-2020 PP-Module for Stateful Traffic Filter Firewalls, v1.4 + Errata 20200625 PP-Module for Virtual Private Network (VPN) Gateways (MOD_VPNGW), v1.1, 2020-06-18 PP-Module for Intrusion Prevention Systems, v1.0, 2021-05-11 PP-Configuration for Network Device, Intrusion Prevention Systems (IPS), Stateful Traffic Filter Firewalls, and Virtual Private Network (VPN) Gateways, v1.0, 18 May 2021 Supporting Document Mandatory Technical Document Evaluation Activities for Network Device cPP, v2.2, December 2019 Supporting Document Mandatory Technical Document Evaluation Activities for Stateful Traffic Filter Firewalls PP- Module, June-2020, Version 1.4 +Errata 20200625 Supporting Document Mandatory Technical Document PP-Module for Virtual Private Network (VPN) Gateways, Version: 1.1, 2020-06-18 Supporting Document Mandatory Technical Document PP-Module for Intrusion Prevention Systems (IPS), Version: 1.0, 2021-05-11 Security Target FortiGate/FortiOS Version 6.2.7, 14 September 2021, v1.5 Assurance Activity Report FortiGate/FortiOS Version 6.2.7, 19 November 2021, v1.4 Evaluation Technical Report NIAP PP-Configuration for Network Device, Intrusion Prevention Systems (IPS), Stateful Traffic Filter Firewalls, and Virtual Private Network (VPN) Gateways, 19 December 2021, v1.1