National Information Assurance Partnership Common Criteria Evaluation and Validation Scheme Validation Report Protection Profile for Mobile Device Management, Version 2.0, December 31st , 2014 Report Number: CCEVS-VR-PP-0029 Dated: 24 June 2016 Version: 1.0 National Institute of Standards and Technology National Security Agency Information Technology Laboratory Information Assurance Directorate 100 Bureau Drive 9800 Savage Road STE 6940 Gaithersburg, MD 20899 Fort George G. Meade, MD 20755-6940 ® TM Protection Profile for Mobile Device Management Validation Report, 24 June 2016 ACKNOWLEDGEMENTS Common Criteria Testing Laboratory Base and Additional Requirements Gossamer Security Solutions Catonsville, Maryland ii Protection Profile for Mobile Device Management Validation Report, 24 June 2016 Table of Contents 1 Executive Summary..................................................................................................... 1 2 Identification................................................................................................................ 1 3 MDMPP Description................................................................................................... 2 4 Security Problem Description and Objectives............................................................. 3 4.1 Assumptions......................................................................................................... 3 4.2 Threats.................................................................................................................. 3 4.3 Organizational Security Policies.......................................................................... 4 4.4 Security Objectives .............................................................................................. 4 5 Requirements............................................................................................................... 5 6 Assurance Requirements ............................................................................................. 7 7 Results of the Evaluation............................................................................................. 8 8 Glossary....................................................................................................................... 8 9 Bibliography................................................................................................................ 8 iii Protection Profile for Mobile Device Management Validation Report, 24 June 2016 1 Executive Summary This report documents the assessment of the National Information Assurance Partnership (NIAP) validation team of the evaluation of the Protection Profile for Mobile Device Management, Version 2.0 (MDMPP20). It presents a summary of the MDMPP20 and the evaluation results. In order to promote thoroughness and efficiency, the evaluation of the MDMPP20 was performed concurrent with the first product evaluation against the PP’s requirements. In this case the Target of Evaluation (TOE) for this first product was the MobileIron Core, Version 9.0. The evaluation was performed by the Gossamer Security Solutions (Gossamer) Common Criteria Testing Laboratory (CCTL) in Catonsville, MD, United States of America, and was completed in June 2016. This evaluation addressed the base requirements of the MDMPP. The information in this report is largely derived from the Evaluation Technical Report (ETR) and Assurance Activity Report (AAR), each written by the Gossamer CCTL. The evaluation determined that the MDMPP20 is both Common Criteria Part 2 Extended and Part 3 Conformant. The PP identified in this Validation Report has been evaluated at a NIAP approved Common Criteria Testing Laboratory using the Common Methodology for IT Security Evaluation (Version 3.1, Rev 4) for conformance to the Common Criteria for IT Security Evaluation (Version 3.1, Rev 4). The Security Target (ST) contains material drawn directly from the MDMPP20 as well as the Extended Package for Mobile Device Management Agents, which is assessed in a separate Validation Report. Performance of the majority of the ASE work units serves to satisfy the APE work units as well for both the claimed PP and the claimed EP. Where this is not the case, the lab performed the outlying APE work units as part of this evaluation. The evaluation has been conducted in accordance with the provisions of the NIAP Common Criteria Evaluation and Validation Scheme (CCEVS) and the conclusions of the testing laboratory in the evaluation technical report are consistent with the evidence provided. The validation team found that the evaluation showed that the MDMPP20 meets the requirements of the APE components. The conclusions of the testing laboratory in the assurance activity report are consistent with the evidence produced. 2 Identification The CCEVS is a joint National Security Agency (NSA) and National Institute of Standards and Technology (NIST) effort to establish commercial facilities to perform trusted product evaluations. Under this program, security evaluations are conducted by commercial testing laboratories called Common Criteria Testing Laboratories (CCTLs). CCTLs evaluate products against Protection Profiles containing Assurance Activities, which are interpretations of CEM work units specific to the technology described by the PP. In order to promote thoroughness and efficiency, the evaluation of the MDMPP20 was performed concurrent with the first product evaluation against the PP. In this case the TOE for this first product was the MobileIron Core component of the MobileIron Platform, Version 9.0, developed by MobileIron, Inc. The evaluation was performed by the Gossamer Security 1 Protection Profile for Mobile Device Management Validation Report, 24 June 2016 Solutions Common Criteria Testing Laboratory (CCTL) in Catonsville, Maryland, United States of America, and was completed in June 2016. The MDMPP20 contains a set of “base” requirements that all conformant STs must include and “additional” requirements that may or may not apply to a conformant TOE depending on its architecture and intended usage. Because these optional requirements may not be included in a particular ST, the initial use of the PP will address (in terms of the PP evaluation) the base requirements as well as any additional requirements that are incorporated into that initial ST. Subsequently, TOEs that are evaluated against the MDMPP20 that incorporate additional requirements that have not been included in any ST prior to that will be used to evaluate those requirements (APE_REQ), and any appropriate updates to this validation report will be made. The following identifies the PP subject to the evaluation/validation, as well as the supporting information from the base evaluation performed against this PP, as well as subsequent evaluations that address additional optional requirements in the MDMPP20. Protection Profile Protection Profile for Mobile Device Management, Version 2.0 ST (Base) MobileIron Platform (MDMPP20 and MDMAEP20) Security Target, Version 1.0 Assurance Activity Report (Base) Assurance Activity Report (MDMPP20 and MDMAEP20) for MobileIron Platform, Version 0.3 CC Version Common Criteria for Information Technology Security Evaluation, Version 3.1, Revision 4 Conformance Result CC Part 2 extended, CC Part 3 conformant CCTL (base) Gossamer Security Solutions, Catonsville, MD USA CCEVS Validators (base) Kenneth Elliott, Aerospace Corporation Meredith Hennan, Aerospace Corporation Luke Florer, Aerospace Corporation Jerome Myers, Aerospace Corporation Kenneth Stutterheim, Aerospace Corporation Sheldon Durrant, MITRE Corporation 3 MDMPP Description Mobile device management (MDM) products allow enterprises to apply security policies to mobile devices, such as smartphones and tablets. The purpose of these policies is to establish a security posture adequate to permit mobile devices to process enterprise data and connect to enterprise network resources. The MDMPP provides a baseline set of Security Functional Requirements (SFRs) for an MDM System, which is the Target of Evaluation (TOE). The MDM System is only one component of an enterprise deployment of mobile devices. Other components, such as the mobile device platforms, which enforce the security policies, and network access control servers, are out of scope. 2 Protection Profile for Mobile Device Management Validation Report, 24 June 2016 4 Security Problem Description and Objectives 4.1 Assumptions The specific conditions listed in the following subsections are assumed to exist in the TOE’s Operational Environment. These assumptions include both practical realities in the development of the TOE security requirements and the essential environmental conditions on the use of the TOE. Table 1: TOE Assumptions Assumption Name Assumption Definition A.CONNECTIVITY The TOE relies on network connectivity to carry out its management activities. The TOE will robustly handle instances when connectivity is unavailable or unreliable. A.MDM_SERVER_PLATFORM The MDM Server relies upon a trustworthy platform and local network from which it provides administrative capabilities. The MDM server relies on this platform to provide a range of security-related services including reliable timestamps, user and group account management, logon and logout services via a local or network directory service, remote access control, and audit log management services to include offloading of audit logs to other servers. The platform is expected to be configured specifically to provide MDM services, employing features such as a host-based firewall, which limits its network role to providing MDM functionality. A.PROPER_ADMIN One or more competent, trusted personnel who are not careless, willfully negligent, or hostile, are assigned and authorized as the TOE Administrators, and do so using and abiding by guidance documentation. A.PROPER_USER Mobile device users are not willfully negligent or hostile, and use the device within compliance of a reasonable Enterprise security policy 4.2 Threats Table 2: Threats Threat Name Threat Definition T.MALICIOUS_APPS An administrator of the MDM or mobile device user may inadvertently import malicious code, or an attacker may insert malicious code into the TOE or OE, resulting in the compromise of TOE or TOE data T.NETWORK_ATTACK An attacker may masquerade as MDM Server and attempt to compromise the integrity of the mobile device by sending malicious management commands. T.NETWORK_EAVESDROP Unauthorized entities may intercept communications between the MDM and mobile devices to monitor, gain access to, disclose, or alter remote management commands. Unauthorized entities may intercept unprotected wireless communications between the mobile device and the Enterprise to monitor, gain access to, disclose, or alter TOE data. 3 Protection Profile for Mobile Device Management Validation Report, 24 June 2016 Threat Name Threat Definition T.PHYSICAL_ACCESS The mobile device may be lost or stolen, and an unauthorized individual may attempt to access OE data. 4.3 Organizational Security Policies Table 3: Threats OSP Name OSP Definition P.ADMIN The configuration of the mobile device security functions must adhere to the Enterprise security policy. P.DEVICE_ENROLL A mobile device must be enrolled for a specific user by the administrator of the MDM prior to being used in the Enterprise network by the user. P.NOTIFY The mobile user must immediately notify the administrator if a mobile device is lost or stolen so that the administrator may apply remediation actions via the MDM system. P.ACCOUNTABILITY Personnel operating the TOE shall be accountable for their actions within the TOE. 4.4 Security Objectives The following table contains security objectives for the TOE. Table 4: Security Objectives for the TOE TOE Security Obj. TOE Security Objective Definition O.APPLY_POLICY The TOE must facilitate configuration and enforcement of enterprise security policies on mobile devices via interaction with the MDM Agent. This will include the initial enrollment of the device into management, through its lifecycle including policy updates and through its possible unenrollment from management services O.ACCOUNTABILITY The TOE must provide logging facilities which record management actions undertaken by its administrators. O.DATA_PROTECTION_TRANSIT Data exchanged between the MDM Server and the MDM Agent and between the MDM Server and its operating environment must be protected from being monitored, accessed and altered. O.MANAGEMENT The TOE provides access controls around its management functionality. O.INTEGRITY The TOE will provide the capability to perform self-tests to ensure the integrity of critical functionality, software/firmware and data has been maintained. The TOE will also provide a means to verify the integrity of downloaded updates. The following table contains objectives for the Operational Environment. Table 5: Security Objectives for the Operational Environment Environmental Security Obj. TOE Security Objective Definition 4 Protection Profile for Mobile Device Management Validation Report, 24 June 2016 Environmental Security Obj. TOE Security Objective Definition OE.IT_ENTERPRISE The Enterprise IT infrastructure provides security for a network that is available to the TOE and mobile devices that prevents unauthorized access OE.MDM_SERVER_PLATFORM The MDM Server relies upon a trustworthy platform and local network from which it provides administrative capabilities. OE.PROPER_ADMIN TOE Administrators are trusted to follow and apply all administrator guidance in a trusted manner OE.PROPER_USER Users of the mobile device are trained to securely use the mobile device and apply all guidance in a trusted manner. OE.WIRELESS_NETWORK A wireless network will be available to the mobile devices. OE.TIMESTAMP Reliable timestamp is provided by the operational environment for the TOE. 5 Requirements As indicated above, requirements in the MDMPP20 are comprised of the “base” requirements and additional requirements that are conditionally or strictly optional. The following table contains the “base” requirements that were validated as part of the evaluation activity referenced above. Requirement Class Requirement Component FAU: Security Audit FAU_ALT_EXT.1: Server Alerts FAU_GEN.1(1): Audit Data Generation FAU_NET_EXT.1: Network Reachability Review FIA: Identification and Authentication FIA_ENR_EXT.1: Enrollment of Mobile Device into Management FMT: Security Management FMT_MOF.1(1): Management of Functions in MDM Server FMT_MOF.1(2): Management of Enrollment Function FMT_SMF.1(1): Specification of Management Functions (Server configuration of Agent) FMT_SMF.1(2): Specification of Management Functions (Server configuration of Server) FMT_SMR.1(1): Security Management Roles FPT: Protection of the TSF FPT_TUD_EXT.1: Trusted Update FPT_SKP_EXT.1: Protection of Secret Key Parameters FTA: TOE Access FTA_TAB.1: TOE Access Banner FTP: Trusted Path/Channels FTP_ITC.1: Inter-TSF Trusted Channel FTP_TRP.1: Trusted Path The MDMPP20 also defines a number of mandatory requirements that may be met either by the TOE and/or by its underlying platform. Regardless of where this functionality resides, it is assessed in the same manner by the evaluator. Requirement Class Requirement Component FAU: Security Audit FAU_GEN.1(1): Audit Data Generation* FAU_STG_EXT.1: External Audit Trail Storage FCS: Cryptographic Support FCS_CKM.1: Cryptographic Key Generation FCS_CKM.2: Cryptographic Key Establishment 5 Protection Profile for Mobile Device Management Validation Report, 24 June 2016 Requirement Class Requirement Component FCS_CKM_EXT.4: Cryptographic Key Destruction FCS_COP.1(1): Cryptographic Operation (Confidentiality Algorithms) FCS_COP.1(2): Cryptographic Operation (Hashing) FCS_COP.1(3): Cryptographic Operation (Digital Signature) FCS_COP.1(4): Cryptographic Operation (Keyed-Hash Message Authentication) FCS_RBG_EXT.1: Random Bit Generation FCS_STG_EXT.1: Cryptographic Key Storage FIA: Identification and Authentication FIA_UAU.1: Timing of Authentication FIA_X509_EXT.1: X509 Validation FIA_X509_EXT.2: X509 Authentication FPT: Protection of the TSF FPT_TST_EXT.1: TSF Testing FPT_TUD_EXT.1: Trusted Update** FTP: Trusted Path/Channels FTP_ITC.1(1): Inter-TSF Trusted Channel (Authorized IT Entities) FTP_TRP.1(1): Trusted Path for Remote Administration FTP_TRP.1(2): Trusted Path for Enrollment *FAU_GEN.1.1(1) is always implemented by the TOE because the TSF is responsible for generating audit events but FAU_GEN.1.2(1) may be implemented by the TOE or by the underlying platform because the audit data does not necessarily reside within the TOE. **FPT_TUD_EXT.1.1 is always implemented by the TOE because the TSF will always be responsible for providing its own version information. However, FPT_TUD_EXT.1.2 and FPT_TUD_EXT.1.3 may be implemented by either the TOE or by the underlying platform because either entity can theoretically be used to acquire and initiate an update to the TOE software. The following table contains the optional requirements contained in the appendices of MDMPP20 and an indication of what evaluation those requirements were verified in (from the list in the Identification section above). Requirements that do not have an associated evaluation indicator have not yet been evaluated. These requirements are included in an ST if associated selections are made by the ST authors in requirements that are levied on the TOE by the ST. This table includes all optional requirements, whether they are strictly optional or conditionally optional (e.g. selection-based), and whether they must be implemented by the TOE or can be implemented by the underlying platform. Requirement Class Requirement Component Verified By FAU: Security Audit FAU_CRP_EXT.1: Support for Compliance Reporting of Mobile Device Configuration MobileIron Platform Security Target FAU_GEN.1(2): Audit Generation (MAS Server) FAU_SAR.1: Audit Review MobileIron Platform Security Target FAU_SEL.1: Security Audit Event Selection FAU_STG_EXT.2: Audit Event Storage MobileIron Platform Security Target FAU_STG_EXT.1(2): External Audit Trail 6 Protection Profile for Mobile Device Management Validation Report, 24 June 2016 Requirement Class Requirement Component Verified By Storage (MAS Server) FCS: Cryptographic Support FCS_DTLS_EXT.1: DTLS Protocol FCS_HTTPS_EXT.1: HTTPS Protocol MobileIron Platform Security Target FCS_IPSEC_EXT.1: IPsec Protocol FCS_IV_EXT.1: Initialization Vector Generation MobileIron Platform Security Target FCS_STG_EXT.2: Encrypted Cryptographic Key Storage MobileIron Platform Security Target FCS_SSHS_EXT.1: SSH Protocol FCS_TLSC_EXT.1: TLS Client Protocol MobileIron Platform Security Target FCS_TLSS_EXT.1: TLS Server Protocol MobileIron Platform Security Target FIA: Identification and Authentication FIA_X509_EXT.3: X509 Enrollment FIA_X509_EXT.4: Alternate X509 Enrollment FMT: Security Management FMT_MOF.1(3): Management of Functions in MAS Server MobileIron Platform Security Target FMT_MOF.1(4): Management of Download Function in MAS Server MobileIron Platform Security Target FMT_POL_EXT.1: Trusted Policy Update FMT_SMF.1(3): Specification of Management Functions (MAS Server) MobileIron Platform Security Target FMT_SMR.1(2): Security Management Roles MobileIron Platform Security Target FPT: Protection of the TSF FPT_ITT.1(1): Basic Internal TSF Data Transfer Protection (MDM Server) MobileIron Platform Security Target FPT_ITT.1(2): Basic Internal TSF Data Transfer Protection (Distributed TOE) MobileIron Platform Security Target FPT_ITT.1(3): Basic Internal TSF Data Transfer Protection (MAS Server) MobileIron Platform Security Target FTA: TOE Access FTA_TAB.1: Default TOE Access Banners MobileIron Platform Security Target FTP: Trusted Path/Channels FTP_ITC.1(2): Inter-TSF Trusted Channel (MDM Agent) FTP_ITC.1(3): Inter-TSF Trusted Channel (Authorized IT Entities) MobileIron Platform Security Target 6 Assurance Requirements The following are the assurance requirements contained in the MDMPP20: Requirement Class Requirement Component ADV: Development ADV_FSP.1 Basic Functional Specification AGD: Guidance documents AGD_OPE.1: Operational User Guidance AGD_PRE.1: Preparative Procedures ALC: Life-cycle support ALC_CMC.1: Labeling of the TOE ALC_CMS.1: TOE CM Coverage ATE: Tests ATE_IND.1: Independent Testing - Sample 7 Protection Profile for Mobile Device Management Validation Report, 24 June 2016 AVA: Vulnerability Assessment AVA_VAN.1: Vulnerability Survey 7 Results of the Evaluation The CCTL produced an ETR that contained the following results. Note that for APE elements and work units that are identical to APE elements and work units, the lab performed the APE work units concurrent to the ASE work units. APE Requirement Evaluation Verdict APE_CCL.1 Pass APE_ECD.1 Pass APE_INT.1 Pass APE_OBJ.2 Pass APE_REQ.1 Pass 8 Glossary The following definitions are used throughout this document: • Common Criteria Testing Laboratory (CCTL). An IT security evaluation facility accredited by the National Voluntary Laboratory Accreditation Program (NVLAP) and approved by the CCEVS Validation Body to conduct Common Criteria-based evaluations. • Conformance. The ability to demonstrate in an unambiguous way that a given implementation is correct with respect to the formal model. • Evaluation. The assessment of an IT product against the Common Criteria using the Common Criteria Evaluation Methodology as interpreted by the supplemental guidance in the Assurance Activities to determine whether or not the claims made are justified. • Evaluation Evidence. Any tangible resource (information) required from the sponsor or developer by the evaluator to perform one or more evaluation activities. • Feature. Part of a product that is either included with the product or can be ordered separately. • Target of Evaluation (TOE). A group of IT products configured as an IT system, or an IT product, and associated documentation that is the subject of a security evaluation under the CC. • Validation. The process carried out by the CCEVS Validation Body leading to the issue of a Common Criteria certificate. • Validation Body. A governmental organization responsible for carrying out validation and for overseeing the day-to-day operation of the NIAP Common Criteria Evaluation and Validation Scheme. 9 Bibliography The Validation Team used the following documents to produce this Validation Report: 8 Protection Profile for Mobile Device Management Validation Report, 24 June 2016 [1] Common Criteria Project Sponsoring Organisations. Common Criteria for Information Technology Security Evaluation: Part 1: Introduction and General Model, Version 3.1, Revision 4, dated: September 2012. [2] Common Criteria Project Sponsoring Organisations. Common Criteria for Information Technology Security Evaluation: Part 2: Security Functional Requirements, Version 3.1, Revision 4, dated: September 2012. [3] Common Criteria Project Sponsoring Organisations. Common Criteria for Information Technology Security Evaluation: Part 3: Security Assurance Requirements, Version 3.1, Revision 4, dated: September 2012. [4] Common Criteria Project Sponsoring Organisations. Common Evaluation Methodology for Information Technology Security – Part 2: Evaluation Methodology, Version 3.1, Revision 4, dated: September 2012. [5] Common Criteria, Evaluation and Validation Scheme for Information Technology Security, Guidance to Validators of IT Security Evaluations, Scheme Publication #3, Version 1.0, January 2002. [6] Gossamer Security Solutions, MobileIron Platform (MDMPP20 and MDMAEP20) Security Target, Version 1.0, May 27, 2016. [7] Gossamer Security Solutions, Assurance Activity Report (MDMPP20/MDMAEP20) for MobileIron Platform, Version 0.3, May 27, 2016. [8] Protection Profile for Mobile Device Management, Version 2.0, December 31, 2014. 9