VMware's VPN Crypto Module Software Version: 2.0 FIPS 140-2 Non-Proprietary Security Policy FIPS Security Level: 1 Document Version: 0.1 VMware, Inc. 3401 Hillview Ave Palo Alto, CA 94304, USA Tel: 877-486-9273 Email: info@vmware.com http://www.vmware.com Security Policy, Version 0.1 VMware's VPN Crypto Module May 15, 2022, Page 2 of 18 © 2022 VMware, Inc. This document may be freely reproduced and distributed whole and intact including this copyright notice. TABLE OF CONTENTS 1 Introduction .............................................................................................................................................. 4 1.1 Purpose.........................................................................................................................................................4 1.2 Reference .....................................................................................................................................................4 1.3 Document Organization...............................................................................................................................4 2 VMware’s VPN Crypto Module................................................................................................................... 5 2.1 Introduction..................................................................................................................................................5 2.2 Cryptographic Module Specification ............................................................................................................5 2.2.1 Physical Cryptographic Boundary ............................................................................................................7 2.2.2 Logical Cryptographic Boundary..............................................................................................................8 2.2.3 Modes of Operation.................................................................................................................................9 2.3 Module Interfaces ......................................................................................................................................10 2.4 Roles, Services and Authentication ............................................................................................................10 2.4.1 Roles ......................................................................................................................................................10 2.4.2 Services..................................................................................................................................................11 2.4.3 Authentication.......................................................................................................................................11 2.5 Physical Security.........................................................................................................................................11 2.6 Operational Environment...........................................................................................................................11 2.7 Cryptographic Key Management ...............................................................................................................13 2.7.1 Key Generation ......................................................................................................................................14 2.7.2 Key Entry/Output...................................................................................................................................14 2.7.3 Zeroization.............................................................................................................................................14 2.8 Electromagnetic Interference/Electromagnetic Compatibility (EMI/EMC) ................................................14 2.9 Self-Tests ....................................................................................................................................................14 2.9.1 Power-On Self-Tests ..............................................................................................................................14 2.9.2 Conditional Self-Tests ............................................................................................................................15 2.10 Mitigation of Other Attacks .......................................................................................................................15 3 Secure Operation......................................................................................................................................16 3.1 Crypto Officer Guidance .............................................................................................................................16 3.1.1 VMware’s VPN Crypto Module Secure Operation.................................................................................16 3.2 User Guidance............................................................................................................................................16 4 Acronyms .................................................................................................................................................17 Security Policy, Version 0.1 VMware's VPN Crypto Module May 15, 2022, Page 3 of 18 © 2022 VMware, Inc. This document may be freely reproduced and distributed whole and intact including this copyright notice. LIST OF FIGURES Figure 1 – Hardware Block Diagram.............................................................................................................7 Figure 2 – Module’s Logical Cryptographic Boundary..................................................................................8 LIST OF TABLES Table 1 – Security Level Per FIPS 140-2 Section ........................................................................................5 Table 2 – Tested Configurations...................................................................................................................6 Table 3 – FIPS-Approved Algorithms (librte_crypto_post.so.20.0 )..............................................................9 Table 4 – FIPS-Approved Algorithms (librte_cryptodev.so.20.0)..................................................................9 Table 5 – FIPS 140-2 Logical Interface Mapping........................................................................................10 Table 6 – Crypto Officer and Users Services..............................................................................................11 Table 7 – List of Cryptographic Keys, Key Components, and CSPs..........................................................13 Table 8 – Acronyms ....................................................................................................................................17 Security Policy, Version 0.1 VMware's VPN Crypto Module May 15, 2022, Page 4 of 18 © 2022 VMware, Inc. This document may be freely reproduced and distributed whole and intact including this copyright notice. 1 INTRODUCTION 1.1 Purpose This is a non-proprietary Cryptographic Module Security Policy for the VMware's VPN Crypto Module from VMware, Inc. This Security Policy describes how the VMware's VPN Crypto Module meets the security requirements of Federal Information Processing Standards (FIPS) Publication 140-2, which details the U.S. and Canadian Government requirements for cryptographic modules. More information about the FIPS 140- 2 standard and validation program is available on the National Institute of Standards and Technology (NIST) and the Canadian Centre for Cyber Security (CCCS) Cryptographic Module Validation Program (CMVP) website at https://csrc.nist.gov/projects/cryptographic-module-validation-program. This document also describes how to run the module in a secure FIPS-Approved mode of operation. This policy was prepared as part of the Level 1 FIPS 140-2 validation of the module. The VMware's VPN Crypto Module is also referred to in this document as “the module”. 1.2 Reference This document deals only with operations and capabilities of the module in the technical terms of a FIPS 140-2 cryptographic module security policy. More information is available on the module from the following sources: • The VMware website (http://www.vmware.com) contains information on the full line of products from VMware. • The CMVP website (https://csrc.nist.gov/Projects/Cryptographic-Module-Validation- Program/Validated-Modules/Search) contains options to get contact information for individuals to answer technical or sales-related questions for the module. 1.3 Document Organization The Security Policy document is one document in a FIPS 140-2 Submission Package. In addition to this document, the Submission Package contains: • Vendor Evidence document • Finite State Model document • Other supporting documentation as additional references With the exception of this Non-Proprietary Security Policy, the FIPS 140-2 Submission Package is proprietary to VMware and is releasable only under appropriate non-disclosure agreements. For access to these documents, please contact VMware, Inc. Security Policy, Version 0.1 VMware's VPN Crypto Module May 15, 2022, Page 5 of 18 © 2022 VMware, Inc. This document may be freely reproduced and distributed whole and intact including this copyright notice. 2 VMWARE’S VPN CRYPTO MODULE 2.1 Introduction VMware, Inc., a global leader in virtualization, cloud infrastructure, and business mobility, delivers customer-proven solutions that accelerate Information Technology (IT) by reducing complexity and enabling more flexible, agile service delivery. With VMware solutions, organizations are creating exceptional experiences by mobilizing everything, responding faster to opportunities with modern data and apps hosted across hybrid clouds, and safeguarding customer trust with a defense-in-depth approach to cybersecurity. VMware enables enterprises to adopt an IT model that addresses their unique business challenges. VMware’s approach accelerates the transition to solutional-computing while preserving existing investments and improving security and control. 2.2 Cryptographic Module Specification VMware's VPN Crypto Module is a software cryptographic module whose purpose is to provide FIPS 140- 2 validated cryptographic functions to various VMware applications utilizing VPN capabilities. The module is defined as a multi-chip standalone cryptographic module and has been validated at the FIPS 140-2 overall Security Level 1. Table 1 below describes the level achieved by the module in each of the eleven sections of the FIPS 140-2 requirements. Table 1 – Security Level Per FIPS 140-2 Section Section Section Title Level 1 Cryptographic Module Specification 1 2 Cryptographic Module Ports and Interfaces 1 3 Roles, Services, and Authentication 1 4 Finite State Model 1 5 Physical Security N/A1 6 Operational Environment 1 7 Cryptographic Key Management 1 8 EMI/EMC2 1 9 Self-tests 1 10 Design Assurance 1 11 Mitigation of Other Attacks N/A 1 N/A – Not Applicable 2 EMI/EMC – Electromagnetic Interference/Electromagnetic Compatibility Security Policy, Version 0.1 VMware's VPN Crypto Module May 15, 2022, Page 6 of 18 © 2022 VMware, Inc. This document may be freely reproduced and distributed whole and intact including this copyright notice. The FIPS 140-2 operational testing was performed on the configurations presented in Table 2. Table 2 – Tested Configurations Operating System Processor Processor Optimization Hardware Platform Ubuntu 18.04 on VMware ESXi 7.0 Intel Xeon Gold 6230R AES-NI3 Dell PowerEdge R740 Ubuntu 18.04 on VMware ESXi 7.0 Intel Xeon Gold 6230R None Dell PowerEdge R740 In addition to its full AES software implementations, the VMware's VPN Crypto Module is capable of leveraging the AES-NI instruction set of the supported Intel processors in order to accelerate AES calculations. Because the VMware's VPN Crypto Module is defined as a software cryptographic module, it possesses both a physical cryptographic boundary and a logical cryptographic boundary. 3 AES-NI – Advanced Encryption Standard-New Instructions Security Policy, Version 0.1 VMware's VPN Crypto Module May 15, 2022, Page 7 of 18 © 2022 VMware, Inc. This document may be freely reproduced and distributed whole and intact including this copyright notice. 2.2.1 Physical Cryptographic Boundary As a software module, the module must rely on the physical characteristics of the host system. The physical boundary of the cryptographic module is defined by the hard enclosure around the host system on which it runs. The host system consists of integrated circuits of the system board, processor, RAM, hard disk, device case, power supply, and fans. See Figure 1 below for a block diagram of the host system. Figure 1 – Hardware Block Diagram Security Policy, Version 0.1 VMware's VPN Crypto Module May 15, 2022, Page 8 of 18 © 2022 VMware, Inc. This document may be freely reproduced and distributed whole and intact including this copyright notice. 2.2.2 Logical Cryptographic Boundary The logical cryptographic boundary for the VMware's VPN Crypto Module is depicted in Figure 2. The VMware's VPN Crypto Module boundary consists of the following five object files: • librte_crypto_post.so.20.0 • librte_cryptodev.so.20.0 • librte_pmd_aesni_gcm.so.20.0 • librte_pmd_aesni_mb.so.20.0 • libIPSec_MB.so.0.53.0 The librte_crypto_post.so.20.0 is responsible for performing the integrity testing and loading of all components. The librte_cryptodev.so.20.0 provides cryptographic services to the application components once the integrity tests and power-on self-tests have passed successfully. The librte_crypto_aesni_gcm.so.20.0 provides poll mode crypto driver support for utilizing the Intel multi-buffer library and provides API access to utilize the AES_GCM and AES_GMAC algorithms. The librte_crypto_aesni_mb provides poll mode crypto driver support for utilizing Intel multi buffer library and provides API access to all other algorithms supported by the module. The libIPSec_MB.so.0.53.0 is highly-optimized software implementations of the core cryptographic processing for the module. The colored arrows, in Figure 2, indicate the logical information flows into and out of the module. Hardware (GPC) Ubuntu OS Kernel Space User Space Calling Application librte_crypto_post.so.20.0 librte_pmd_aesni_mb.so.20.0 librte_pmd_aesni_gcm.so.20.0 libIPSec_MB.so.0.53.0 API Invocation System Calls Logical Boundary VMware ESXi librte_cryptodev.so.20.0 Figure 2 – Module’s Logical Cryptographic Boundary Security Policy, Version 0.1 VMware's VPN Crypto Module May 15, 2022, Page 9 of 18 © 2022 VMware, Inc. This document may be freely reproduced and distributed whole and intact including this copyright notice. 2.2.3 Modes of Operation The VMware's VPN Crypto Module only supports a FIPS-Approved mode of operation, when operated and configured as described in section 3. Table 3 includes the FIPS-Approved algorithms implemented in librte_crypto_post.so.20.0 and Table 4 includes the FIPS-Approved algorithms implemented in libIPSec_MB.so.0.53.0. Table 3 – FIPS-Approved Algorithms (librte_crypto_post.so.20.0) Algorithm Implementation/Mode Certificate Number SHS SHA-256 A1918 HMAC SHA-256 Table 4 – FIPS-Approved Algorithms (libIPSec_MB.so.0.53.0) Algorithm Modes Certificate Number AES (128, 192, and 256-bit keys) CBC, GCM/GMAC A1917 AES (128-bit key) CCM/CMAC Triple-DES (3-Key)4 CBC SHS SHA-1, SHA-224, SHA-256, SHA-384, and SHA-512 HMAC SHA-1, SHA-224, SHA-256, SHA-384, and SHA-512 4 After December 31st , 2023, non-compliant NIST SP 800-67 three-key TDEA is disallowed for encryption unless specifically allowed by other NIST guidance. Decryption using three-key TDEA is allowed for legacy use. Data encryption using the same three-key Triple-DES key shall not exceed 2^16 64-bit Triple-DES blocks, in accordance with IG A.13. In any other scenario, the module cannot perform more than 2^16 64-bit data block encryptions. The user is responsible for ensuring the module’s compliance with this requirement. Security Policy, Version 0.1 VMware's VPN Crypto Module May 15, 2022, Page 10 of 18 © 2022 VMware, Inc. This document may be freely reproduced and distributed whole and intact including this copyright notice. 2.3 Module Interfaces The module’s logical interfaces exist at a low level in the software as an API. Both the API and physical interfaces can be categorized into the following interfaces defined by FIPS 140-2: • Data input • Data output • Control input • Status output • Power input As a software module, the module’s manual controls, physical indicators, and physical and electrical characteristics are those of the host platform. A mapping of the FIPS 140-2 defined interfaces and the logical interfaces of the module can be found in Table 5 below. Table 5 – FIPS 140-2 Logical Interface Mapping FIPS Interface Logical Interface Physical Interface Data Input The function calls that accept input data for processing through their arguments. Network port, serial port, USB port Data Output The function calls that return by means of their return codes or arguments generated or processed data back to the caller. Network port, serial port, USB port Control Input The function calls that are used to initialize and control the operation of the module. Network port, serial port, USB port , Power button Status Output Return values for function calls; module generated error messages. Network port, serial port, USB port , Graphics controller Power Input Initialization function. AC power socket 2.4 Roles, Services and Authentication 2.4.1 Roles There are two roles in the module (as required by FIPS 140-2) that operators may assume: A Crypto-Officer (CO) role and a User role. Each role and their corresponding services are detailed in the sections below. The User and CO roles are implicitly assumed by the entity accessing the module services. Please note that the keys and Critical Security Parameters (CSPs) listed in Table 6 below indicate the types of access required using the following notation: • R – Read: The CSP is read. • W – Write: The CSP is established, generated, modified, or zeroized. • X – Execute: The CSP is used within an FIPS-Approved or Allowed security function or authentication mechanism. Security Policy, Version 0.1 VMware's VPN Crypto Module May 15, 2022, Page 11 of 18 © 2022 VMware, Inc. This document may be freely reproduced and distributed whole and intact including this copyright notice. 2.4.2 Services Table 6 below describes the CO and User services. Table 6 – Crypto Officer and User Services Role Service Description CSP and Type of Access CO, User Encryption Encrypt plaintext using supplied key and algorithm specification AES Key – RX AES GCM IV – RX TDES Key – RX CO, User Decryption Decrypt ciphertext using supplied key and algorithm specification AES Key – RX AES GCM IV – RX TDES Key – RX CO, User Hashing Compute and return a message digest using SHA algorithm None CO, User Message Authentication Code generation Compute and return a hashed message authentication code HMAC Key – RX CO, User Show Status Show current operational mode of the module None CO, User Run On-Demand Self-Tests Execute required self-tests AES Key – RX AES GCM IV – RX TDES Key – RX HMAC Key – RX CO, User Key Zeroization Zeroize all Keys and CSP AES Key – W AES GCM IV – W TDES Key – W HMAC Key – W 2.4.3 Authentication The module is a Level 1 software-only cryptographic module and does not implement authentication. Roles are assumed implicitly through the execution of either a CO or a User service. 2.5 Physical Security The VMware's VPN Crypto Module is a software module, which FIPS 140-2 defines as a multi-chip standalone cryptographic module. As such, it does not include physical security mechanisms. Thus, the FIPS 140-2 requirements for physical security are not applicable. 2.6 Operational Environment The module was tested and found to be compliant with FIPS 140-2 requirements on: • A Dell PowerEdge R740 Server with an Intel Xeon Gold 6230R processor running Ubuntu 18.04 on VMware ESXi 7.0. The module only allows access to CSPs through its well-defined API. Security Policy, Version 0.1 VMware's VPN Crypto Module May 15, 2022, Page 12 of 18 © 2022 VMware, Inc. This document may be freely reproduced and distributed whole and intact including this copyright notice. Per IG G.5, VMware affirms that the module remains compliant with the FIPS 140-2 validation when operating on any general-purpose computer (GPC) provided that the GPC uses the specified single user operating system/mode specified on the validation certificate, or another compatible single user operating system. The CMVP allows vendor porting and re-compilation of a validated cryptographic module from the operational environment specified on the validation certificate to an operational environment which was not included as part of the validation testing as long as the porting rules are followed. VMware, Inc. affirms that the VMware's VPN Crypto Module runs in its configured, Approved mode of operation on the following binary compatible platforms executing VMware ESXi 6.7, ESXi 7.0 or higher, or without ESXi with any of the compatible single user operating system: • Dell PowerEdge R530, R730, R740, R830, R840, R930, R940, FC640, T320, T430 with Intel Xeon Processor and R740 with Intel Xeon Gold 61xx or 62xx series Processor • HPE ProLiant Gen 10: DL 180, DL 360, DL 385, DL560 with Intel Xeon Processor and DL38P Gen8 with AMD Opteron Processor • Cisco UCS Servers with Intel Xeon Processors, B200, B480, M5 B-Series Blade Serves; C125, C220, C480 M5 C-Series Blade Servers; B22 M-Series Blade Servers and, C24 M3-Series Rackmount Servers • A general-purpose computer platform with Intel Xeon or AMD Opteron Processor executing VMware ESXi (or without hypervisor) and any OS (including any Linux distribution such as Ubuntu 20.04; Photon OS 3.0 or higher; RHEL 7.x, 8.x; CentOS 6.x, 7.x, 8.x; SLES 11, 12, 15; and Fedora) with single user mode. • A cloud computing environment composed of a general-purpose computing platform executing VMware ESXi or a VMware cloud solution that is executing VMware ESXi. • A public, private or hybrid cloud computing environment or offering composed of a general-purpose computing platform using one of the single user operating systems specified in this document or a compatible single-user operating system. No claim can be made as to the correct operation of the module and the security strength of keys when the module is ported to an operational environment that is not listed on the CMVP validation certificate. In addition to its full AES software implementations, the VMware's VPN Crypto Module is capable of leveraging the AES-NI instruction set of supported Intel and AMD processors in order to accelerate AES calculations. All cryptographic keys and CSPs are under the control of the OS, which protects its CSPs against unauthorized disclosure, modification, and substitution. The module only allows access to CSPs through its well-defined API. The tested OS segregates user processes into separate process spaces. Each process space is logically separated from all other processes by the operating system and hardware. The module functions entirely within the process space of the calling application, and implicitly satisfies the FIPS 140-2 requirement for a single user mode of operation. Security Policy, Version 0.1 VMware's VPN Crypto Module May 15, 2022 Page 13 of 18 © 2022 VMware, Inc. This document may be freely reproduced and distributed whole and intact including this copyright notice. 2.7 Cryptographic Key Management The module supports the CSPs listed below in Table 7. Table 7 – List of Cryptographic Keys, Key Components, and CSPs Key/CSP Key/CSP Description Generation/Input Output Storage Zeroization Use AES Key 128, 192, 256-bit key Input via API in plaintext Output in plaintext via Tested Platform’s INT Path In RAM Reboot OS; Cycle host power Encryption, Decryption; Authentication AES GCM Key 128, 192, 256-bit key Input via API in plaintext Output in plaintext via Tested Platform’s INT Path In RAM Reboot OS; Cycle host power Encryption, Decryption AES GCM IV 96-bit Input via API in plaintext None In RAM Reboot OS; Cycle host power Encryption, Decryption AES CCM Key 128-bit key Input via API in plaintext Output in plaintext via Tested Platform’s INT Path In RAM Reboot OS; Cycle host power Encryption, Decryption TDES Key5 168-bit key Input via API in plaintext Output in plaintext via Tested Platform’s INT Path In RAM Reboot OS; Cycle host power Encryption, Decryption HMAC Key 112-bit key Input via API in plaintext Output in plaintext via Tested Platform’s INT Path In RAM Reboot OS; Cycle host power Message Authentication 5 Note that the security strength of the Triple-DES Key is 112 bits. Security Policy, Version 0.1 VMware's VPN Crypto Module May 15, 2022, Page 14 of 18 © 2022 VMware, Inc. This document may be freely reproduced and distributed whole and intact including this copyright notice. 2.7.1 Key Generation The module does not implement any random number generator for the generation of random bits or keys. The cryptographic module is passed keys and CSPs as API parameters, associated by memory location. The application calling the cryptographic module passes keys and CSPs in plaintext within the physical boundary. 2.7.2 Key Entry/Output Symmetric keys are provided to the module by the calling process, and are destroyed when released by the appropriate API function calls. The module does not perform persistent storage of keys. 2.7.3 Zeroization Keys and CSPs can be zeroized by rebooting the host hardware platform. 2.8 Electromagnetic Interference/Electromagnetic Compatibility (EMI/EMC) The Dell PowerEdge R740 has been tested and found to comply with the limits for a Class A digital device, pursuant to Part 15 of the FCC Rules. These limits are designed to provide reasonable protection against harmful interference when the equipment is operated in a commercial environment. This equipment generates, uses, and can radiate radio frequency energy and, if not installed and used in accordance with the instruction manual, may cause harmful interference to radio communications. Operation of this equipment in a residential area is likely to cause harmful interference, in which case the user will be required to correct the interference at his own expense. 2.9 Self-Tests Cryptographic self-tests are performed by the module after initialization of the module, and on demand by power cycling the module. The module does not implement any algorithms that require conditional self- tests. The following sections list the self-tests performed by the module, their expected error status, and any error resolutions. Self-tests are health checks that ensure the cryptographic algorithms implemented within the module are operating correctly. The self-tests identified in FIPS 140-2 broadly fall within two categories: 1. Power-On Self-Tests 2. Conditional Self-Tests 2.9.1 Power-On Self-Tests The module performs the required set of power-on self-tests. These self-tests are performed automatically by the module when the module is powered-up. The list of power-on self-tests that follows may also be run on-demand when the CO reboots the OS. The module will perform the listed power-on self-tests to successful completion. During the execution of self-tests, data output from the module is inhibited. If any of the self-tests fail, the module will return an error code to the application that tried to load and initialize the module. The module will enter an error state and none of the module’s services are available in the error state. In order to resolve a cryptographic self-test error, the module must be restarted by rebooting the OS. If the error persists, the module must be reinstalled. The VMware's VPN Crypto Module performs the following power-on self-tests: Security Policy, Version 0.1 VMware's VPN Crypto Module May 15, 2022, Page 15 of 18 © 2022 VMware, Inc. This document may be freely reproduced and distributed whole and intact including this copyright notice. • Software integrity check o HMAC SHA-256 • Known Answer Tests (KATs) o AES CBC Encryption KAT (128, 192, and 256-bit) o AES CBC Decryption KAT (128, 192, and 256-bit) o AES GCM Encryption KAT (128, 192, and 256-bit) o AES GCM Decryption KAT (128, 192, and 256-bit) o AES CCM Encryption KAT (128-bit) o AES CCM Decryption KAT (128-bit) o Triple-DES CBC Encryption KAT o Triple-DES CBC Decryption KAT o CMAC-AES Encryption KAT (128-bit) o CMAC-AES Decryption KAT (128-bit) o HMAC SHA-1, HMAC-SHA-224, HMAC SHA-256, HMAC-SHA-384 and HMAC SHA-512 KAT (also tests SHA-1, SHA-224, SHA-256, SHA-384 and SHA-512) 2.9.2 Conditional Self-Tests The module does not implement any algorithm that requires the module to perform any conditional self- tests. 2.10 Mitigation of Other Attacks This section is not applicable. The module was not designed to mitigate any attacks beyond the FIPS 140-2 Level 1 requirements for this validation. Security Policy, Version 0.1 VMware's VPN Crypto Module May 15, 2022, Page 16 of 18 © 2022 VMware, Inc. This document may be freely reproduced and distributed whole and intact including this copyright notice. 3 SECURE OPERATION The VMware's VPN Crypto Module meets Level 1 requirements for FIPS 140-2. The sections below describe how to place and keep the module in FIPS-Approved mode of operation. 3.1 Crypto Officer Guidance 3.1.1 VMware’s VPN Crypto Module Secure Operation There are no additional steps beyond installing the VMware NSX-T 3.2 or later versions that must be performed to use the module correctly. The module is installed automatically when the NSX-T Edge is installed. The module cannot be obtained separately and is part of the NSX-T Edge installation media. The CO does not need to perform any action for the module to install or initialize. See " Installing NSX Edge" and “NSX Edge Installation Methods” in "VMware NSX-T Data Center" documentation. 3.2 User Guidance The User or API functions calls should be designed to deal with the identified error cases of the VMware's VPN Crypto Module. The user is responsible for ensuring the module’s compliance with IG A.13 regarding the maximum number of encryptions permitted with the same Triple-DES key. After December 31st, 2023, non-compliant NIST SP 800-67 three-key TDEA is disallowed for encryption unless specifically allowed by other NIST guidance. Decryption using three-key TDEA is allowed for legacy use. Please see A.13 SP 800-67rev1 Transition for more information. Per IG A.5 Scenario 1.b implementation ii), the AES GCM IV is constructed in compliance with the IPsec- v3 protocol per RFC 4106 and is to be used in the context of the AES GCM mode within the IPsec-v3 protocol alone. The module uses RFC 7296-compliant IKEv2 to establish the shared secret SKEYSEED from which the AES GCM encryption keys are derived. Per requirements of IPSec-v3, the IV is constituted of 32-bits of salt followed by 64-bits of the deterministic nonce. The last 64 bits of the IV are deterministically constructed using an incremental counter. When the nonce portion of the IV exhausts the maximum number of possible values for a given security association, either party to the security association that encounters this condition triggers a rekeying with IKEv2 to establish a new encryption key for the security association per RFC 7296. In the event that the module’s power is lost and then restored, a new key for use with the AES GCM encryption/decryption is established. There are no additional user guidance instructions for correct operation of the module. Security Policy, Version 0.1 VMware's VPN Crypto Module May 15, 2022, Page 17 of 18 © 2022 VMware, Inc. This document may be freely reproduced and distributed whole and intact including this copyright notice. 4 ACRONYMS Table 8 provides definitions for the acronyms used in this document. Table 8 – Acronyms Acronym Definition AES Advanced Encryption Standard AES-NI Advanced Encryption Standard – New Instructions API Application Programming Interface CBC Cipher Block Chaining CCCS Canadian Centre for Cyber Security CCM CBC Counter Mode CMAC Cipher-based Message Authentication Code CMVP Cryptographic Module Validation Program CO Crypto Officer CSP Critical Security Parameter CTR Counter EMC Electromagnetic Compatibility EMI Electromagnetic Interference FIPS Federal Information Processing Standard FCC Federal Communications Commission GCM Galois/Counter Mode GMAC GCM Message Authentication Code HMAC (Keyed) Hash Message Authenticating Code INT A validated Cryptographic Module which lies internal or inside of the boundary in regard to the reference diagram CM software physical boundary IT Information Technology KAT Known Answer Test NIST National Institute of Standards and Technology SHA Secure Hash Algorithm SHS Secure Hash Standard SP Special Publication TDES Triple Digital Encryption Standard VPN Virtual Private Network Security Policy, Version 0.1 VMware's VPN Crypto Module May 15, 2022, Page 18 of 18 © 2022 VMware, Inc. This document may be freely reproduced and distributed whole and intact including this copyright notice.