CAT904 Dolby
®
JPEG 2000/MPEG-2
Processor
Security Policy
Version 1.3 January 2, 2014
Dolby Laboratories CAT904 Dolby
®
JPEG 2000/MPEG-2 Processor Security Policy Version 1.3
ii
Dolby Laboratories Licensing Corporation
Corporate Headquarters
Dolby Laboratories, Inc.
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Dolby and the double-D symbol are registered trademarks of Dolby Laboratories. S07/17900
All other trademarks remain the property of their respective owners. Version 1.3
 2013 Dolby Laboratories. All rights reserved.
May be reproduced only in its original entirety (without revision).
Dolby Laboratories CAT904 Dolby
®
JPEG 2000/MPEG-2 Processor Security Policy Version 1.3
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Contents
1 Module Overview .............................................................................................................1
2 Acronyms and Definitions...............................................................................................2
3 Security Level ..................................................................................................................2
4 Modes of Operation .........................................................................................................3
5 Ports and Interfaces ........................................................................................................3
6 Identification and Authentication Policy ........................................................................4
7 Access Control Policy .....................................................................................................5
8 Operational Environment ................................................................................................9
9 Security Rules..................................................................................................................9
10 Physical Security Policy................................................................................................11
11 Mitigation of Other Attacks Policy................................................................................11
Dolby Laboratories CAT904 Dolby
®
JPEG 2000/MPEG-2 Processor Security Policy Version 1.3
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Dolby Laboratories CAT904 Dolby
®
JPEG 2000/MPEG-2 Processor Security Policy Version 1.3
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1 Module Overview
The CAT904 Dolby
®
JPEG 2000/MPEG-2 Processor is a multi-chip embedded
cryptographic module partially encased in a hard opaque commercial grade metal case.
The primary purpose of the module is to decrypt, decode, and encode audio/video data
for a digital cinema player. The cryptographic boundary is defined as being the perimeter
of the printed circuit board. The components and areas of the printed circuit board not
covered by the metallic case are excluded from the requirements of FIPS 140-2, because
they are non-security relevant.
This document refers specifically to the CAT904 Dolby JPEG 2000/MPEG-2 Processor
hardware P/N CAT904Z revision FIPS_1.0, FIPS_1.0.1, FIPS_1.0.2 and FIPS_1.1 running
firmware version 1.3.4.21.
Figure 1 Image of the Cryptographic Module
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®
JPEG 2000/MPEG-2 Processor Security Policy Version 1.
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2 Acronyms and Definitions
Table 1 shows acronyms used in this document and their definitions.
Table 1 Acronyms and Definitions
Acronym Definition
CPL Composition Play List
HD-SDI
High Definition Serial Digital Interface, as
defined by the SMPTE 292M standard
JPEG Joint Photographic Experts Group
KDM Key Delivery Message
LED Light-Emitting Diode
LTC Linear Time Code
MPEG Moving Picture Experts Group
SMPTE
Society of Motion Picture and Television
Engineers
TMS Theatre Management System
3 Security Level
The cryptographic module meets the overall requirements applicable to Level 3 security
of FIPS 140-2. Table 2 shows the specific requirements sections and associated security
level.
Table 2 Module Security Level Specification
Security Requirements Section Level
Cryptographic Module Specification 3
Module Ports and Interfaces 3
Roles, Services and Authentication 3
Finite State Model 3
Physical Security 3
Operational Environment N/A
Cryptographic Key Management 3
EMI/EMC 3
Self-Tests 3
Design Assurance 3
Mitigation of Other Attacks N/A
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®
JPEG 2000/MPEG-2 Processor Security Policy Version 1.3
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4 Modes of Operation
The cryptographic module only supports an Approved mode of operation. The
Approved mode of operation can be confirmed by verifying that the firmware version
matches the Approved, tested version. The firmware version number can be retrieved
using the Get Status service.
The following Approved algorithms are supported:
 AES 128-bit – certificates #519, #520, #1067
 AES 256-bit – certificate #520
 SHA-1 – certificates #592, #1086
 SHA-256 – certificate #592
 RSA 2048 Key Gen and Sign/Verify – certificate #233
 HMAC-SHA-1 – certificates #270, #676
 HMAC-SHA-256 – certificate #270
 FIPS 186 GP RNG – certificate #650
 ANSI X9.31 RNG – certificate #296
The cryptographic module supports TLS v1.0 with AES, as well as the following non-
FIPS-approved algorithms:
 MD5 within TLS
 RSA 2048 Encrypt/Decrypt for Key Transport (key wrapping; key establishment
methodology provides 112 bits of encryption strength)
 SP 800-135rev1 TLS KDF for key establishment (not CAVP tested)
5 Ports and Interfaces
The cryptographic module provides the following physical ports and logical interfaces:
Table 3 Module Port and Interface Specification
Port Interface
Compact PCI/220-pin interface
Data Input, Data Output, Control Input, Status
Output, Power Input
Board Reset (Jumper 15) Control Input
HD-SDI ports (Qty: 2) Data Output
Status LEDs (Qty: 13) Status Output
RS232 ports (Qty: 1) Status Output
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6 Identification and Authentication Policy
Assumption of Roles
The cryptographic module shall support two distinct operator roles: User and
Cryptographic Officer. The Cryptographic Officer is assumed by Dolby Laboratories and
the User is assumed by the Show Store. The cryptographic module shall enforce the
separation of roles using identity-based operator authentication by means of digital
signatures.
Table 4 Roles and Required Identification and Authentication
Role Type of Authentication Authentication Data
User
Identity-based operator
authentication
Digital Signature Verification
using Show Store Root Public
Key
Cryptographic Officer
Identity-based operator
authentication
Digital Signature Verification
using Dolby Maintenance
Public Key
Table 5 Strengths of Authentication Mechanisms
Authentication Mechanism Strength of Mechanism
RSA 2048-bit Digital Signature verification
The probability that a random attempt will
succeed or a false acceptance will occur is
1/2112 which is less than 1/1,000,000.
The probability of successfully authenticating
to the module within one minute through
random attempts is 200/2112 (due to timing
limitations in the module) which is less than
1/100,000.
Dolby Laboratories CAT904 Dolby
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JPEG 2000/MPEG-2 Processor Security Policy Version 1.3
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7 Access Control Policy
Roles and Services
Table 6 Services Authorized for Roles
Role Authorized Services
User: Assumed by the Show
Store
Execute Key Delivery Message (KDM): Execute KDM, which
includes the loading of an RSA wrapped Content Key.
Start Suite: Initializes the playback suite.
Prep Suite: Prepares the playback suite for playback of
content
Stop Suite: Terminates the playback suite.
Purge Suite: Purges the playback suite and begins projector
log extraction.
CPL Validate: Validates a content play list.
Playback: Control the playback of content (e.g., Play, Stop,
Clear, Mute, Repeat, Step, etc.).
Set Time: Sets or adjusts the current time of the cryptographic
module with restrictions.
Get Time Status: Retrieves the current time and adjustment
settings.
Check License: Verifies the playback license exists and is
valid.
Clear Licenses: Clears all licenses.
Delete License: Deletes a single license.
Get Usage Rights: Retrieves usage rights.
Get All Content IDs: Retrieves all content IDs.
Get Number of Keys: Retrieves the total number of keys
present in a KDM.
Get Audit Logs: Retrieves audit logs.
ASM Send: Sends an Auditorium Security Message (ASM) to
the projector.
Decrypt Subtitle: Decrypts a subtitle file using a Content Key
obtained from a KDM.
Get ShowPlayer Certificate: Retrieves the Media Block
certificate chain.
Get Projector Certificate and Thumbprint: Retrieves the
Projector certificate chain and certificate thumbprint.
Cryptographic Officer:
Assumed by Dolby
Laboratories
Firmware Upgrade: Updates the firmware of the module.
Zeroize: This service actively destroys all plain text critical
security parameters.
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JPEG 2000/MPEG-2 Processor Security Policy Version 1.
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Unauthenticated Services
The cryptographic module supports the following unauthenticated services:
 Self-tests: This service executes the suite of self-tests required by FIPS 140-2 and
is invoked by power cycling or resetting the device.
 Get Status: This service provides module status via LEDs, the RS-232 port the
Compact PCI interface.
 Get Time: Retrieves the current time from the cryptographic module.
 Get Public Key Hash: Retrieves the pre-computed hash of the System Public Key.
 Set Configuration: This service sets audio and video parameters (e.g., video
format, output enable, AV mute, 3D coefficients, etc.).
Definition of Critical Security Parameters (CSPs)
The following are CSPs contained in the module:
 System Private Key: Used to perform TLS authentication, the key transport of
Content Keys, and to sign audit logs.
 Key Encryption Key: Used to AES encrypt the System Private Key, Data
Encryption Key, HMAC Key, and Content Keys that are stored locally. The Key
Encryption Key is used automatically at system boot time to decrypt the System
Private Key, Data Encryption Key and HMAC Key.
 Data Encryption Key: Used to AES encrypt RNG State and firmware images that
are to be stored locally.
 HMAC Key: Authenticates storage of certificates, time adjustment parameters,
and the file system.
 Content Keys: Used to AES decrypt content received from the Show Store.
 Content Integrity Keys: Used to verify content integrity.
 CineLink™ Keys: AES keys used in the CineLink processor.
 RNG State: The ANSI X9.31 seed and seed key.
 FIPS 186-2 RNG State: The current FIPS 186-2 GP DRNG state.
 TLS Session Parameters Used in Support of TLS Session Establishment:
 TLS Random Number
 TLS PreMaster Secret
 TLS Master Secret
 TLS Encryption Keys: TLS AES session keys used during TLS sessions.
 TLS HMAC Keys – TLS HMAC keys used during initial TLS handshake.
 Firmware Image Decryption Key – Used to AES decrypt firmware images during
firmware upgrade.
Definition of Public Keys
The following are the public keys contained in the module:
 System public Key: Used to perform the key transport of Content Keys.
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 Show Store Public Key: Used to support TLS operations.
 Show Store Root Public Key: Used to verify Show Store certificates.
 Root Public Key: Used to verify a certificate chain of trust.
 Dolby Maintenance Public Key: Used to verify the digital signature over the
firmware image to be loaded.
 X.509 Certificates – Used when verifying a chain of trust.
Definition of CSPs Modes of Access
Table 7 defines the relationship between access to CSPs and the different module
services. The modes of access shown in the tables are defined as follows:
 Generate: The CSP is generated.
 Use: The CSP is used.
 Import: The CSP is entered into the module.
 Export: The CSP is output from the module.
 Wrap: The CSP is RSA wrapped.
 Unwrap: The CS is RSA unwrapped.
 Destroy: The CSP is actively destroyed within the module.
Table 7 CSP Access Rights within Roles and Services
Role
C.O. User
Service Cryptographic Keys and CSPs Access
Operation
X Execute KDM
Import & Unwrap Content Key.
Use System Private Key, Key Encryption Key, Data
Encryption Key, HMAC Key, TLS Keys (i.e., TLS Session
Parameters, TLS Encryption Key, TLS HMAC Key), RNG
State.
Use Root Public Key, Show Store Public Key, Show Store
Root Public Key, X.509 Certificates.
X Start Suite
Use TLS Keys, Data Encryption Key, RNG State.
Use Root Public Key, Show Store Public Key, Show Store
Root Public Key, X.509 Certificates.
X Prep Suite
Generate CineLink Key.
Use HMAC Key, TLS Keys, Data Encryption Key, RNG
State.
Use Root Public Key, Show Store Public Key, Show Store
Root Public Key, X.509 Certificates.
Export CineLink Key.
X Stop suite
Use TLS Keys, Data Encryption Key, RNG State.
Use Root Public Key, Show Store Public Key, Show Store
Root Public Key, X.509 Certificates.
X Purge Suite
Use TLS Keys, Data Encryption Key, RNG State.
Use Root Public Key, Show Store Public Key, Show Store
Root Public Key, X.509 Certificates.
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JPEG 2000/MPEG-2 Processor Security Policy Version 1.
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Role
C.O. User
Service Cryptographic Keys and CSPs Access
Operation
X CPL Validate
Use HMAC Key, TLS Keys, Data Encryption Key, RNG
State.
Use Root Public Key, Show Store Public Key, Show Store
Root Public Key, X.509 Certificates.
X Playback
Generate Content Integrity Key.
Use Content Key, Key Encryption Key, HMAC Key,
Content Integrity Key, CineLink Key, FIPS 186-2 RNG
State.
Export CineLink Key.
X Set time
Use TLS Keys, Data Encryption Key, RNG State, HMAC
Key.
Use Root Public Key, Show Store Public Key, Show Store
Root Public Key, X.509 Certificates.
X Get Time Status
Use HMAC Key, TLS Keys, Data Encryption Key, RNG
State.
Use Root Public Key, Show Store Public Key, Show Store
Root Public Key, X.509 Certificates.
X Check License
Use TLS Keys, Data Encryption Key, RNG State, HMAC
Key.
Use Root Public Key, Show Store Public Key, Show Store
Root Public Key, X.509 Certificates.
X Clear Licenses
Use HMAC Key, TLS Keys, Data Encryption Key, RNG
State.
Use Root Public Key, Show Store Public Key, Show Store
Root Public Key, X.509 Certificates.
X Delete License
Use HMAC Key, TLS Keys, Data Encryption Key, RNG
State.
Use Root Public Key, Show Store Public Key, Show Store
Root Public Key, X.509 Certificates.
X
Get Usage
Rights
Use TLS Keys, Data Encryption Key, RNG State, HMAC
Key.
Use Root Public Key, Show Store Public Key, Show Store
Root Public Key, X.509 Certificates.
X
Get All Content
IDs
Use TLS Keys, Data Encryption Key, RNG State.
Use Root Public Key, Show Store Public Key, Show Store
Root Public Key, X.509 Certificates.
X
Get Number of
Keys
Use TLS Keys, Data Encryption Key, RNG State.
Use Root Public Key, Show Store Public Key, Show Store
Root Public Key, X.509 Certificates.
X Get Audit Logs
Use System Private Key, TLS Keys, Data Encryption Key,
RNG State.
Use Root Public Key, Show Store Public Key, Show Store
Root Public Key, X.509 Certificates.
X ASM Send
Use TLS Keys, Data Encryption Key, RNG State.
Use Root Public Key, Show Store Public Key, Show Store
Root Public Key, X.509 Certificates.
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JPEG 2000/MPEG-2 Processor Security Policy Version 1.3
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Role
C.O. User
Service Cryptographic Keys and CSPs Access
Operation
X Decrypt Subtitle
Use Content Key, Key Encryption Key, TLS Keys, Data
Encryption Key, RNG State.
Use Root Public Key, Show Store Public Key, Show Store
Root Public Key, X.509 Certificates.
X Get Show
Player
Certificate
Use TLS Keys, Data Encryption Key, RNG State.
Use Root Public Key, Show Store Public Key, Show Store
Root Public Key, X.509 Certificates.
X Get Projector
Certificate and
Thumbprint
Use TLS Keys, Data Encryption Key, RNG State.
Use Root Public Key, Show Store Public Key, Show Store
Root Public Key, X.509 Certificates.
X
Firmware
Upgrade
Import & Unwrap Firmware Image Decryption Key.
Use Key Encryption Key, Firmware Image Decryption
Key, Data Encryption Key.
Use Root Public Key, Dolby Maintenance Public Key,
X.509 Certificates.
X
Zeroize
Import & Unwrap Firmware Image Decryption Key.
Use Firmware Image Decryption Key.
Use Root Public Key, Dolby Maintenance Public Key,
X.509 Certificates.
Destroy all plaintext CSPs.
Self-tests None
Get Status None
Get Time None
Get Public Key
Hash
None
Set
Configuration
None
8 Operational Environment
The FIPS 140-2 Area 6 Operational Environment requirements are not applicable because
the module supports a limited operational environment; only validated and trusted
software can be loaded by means of a 2048-bit RSA digital signature.
9 Security Rules
The cryptographic module design corresponds to the module security rules. This section
documents the security rules enforced by the cryptographic module to implement the
security requirements of this FIPS 140-2 Level 3 module.
 The cryptographic module provides two distinct operator roles. These are the
User role and the Cryptographic-Officer role.
 The cryptographic module provides identity-based authentication.
 The cryptographic module does not support a maintenance interface.
 The cryptographic module performs the following tests for each implemented
cryptographic algorithm:
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JPEG 2000/MPEG-2 Processor Security Policy Version 1.
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Power-up Self Tests
1) Cryptographic algorithm tests:
a. AES 128-bit Decrypt KAT – certificate #519
b. AES 128-bit and 256-bit Encrypt KAT – certificate #520
c. AES 128-bit and 256-bit Decrypt KAT – certificate #520
d. AES 128-bit Encrypt KAT – certificate #1067
e. RSA 2048-bit Sign KAT – certificate #233
f. RSA 2048-bit Verify KAT – certificate #233
g. RSA 2048-bit Encrypt KAT
h. RSA 2048-bit Decrypt KAT
i. HMAC SHA-1 KAT, 2 implementations – certificates #270, #676
j. HMAC SHA-256 KAT – certificate #270
k. SHA-1 KAT (Tested as a part of HMAC), 2 implementations – certificates
#592, #1086
l. SHA-256 KAT (Tested as a part of HMAC) – certificate #592
m. RNG KATs – certificates #296. #650
2) Firmware Integrity Test (CRC-32)
3) Critical Functions Tests
a. RAM Write/Read Test
Conditional Self-Tests
1) Continuous Random Number Generator (RNG) test - performed on ANSI
X9.31 RNG and FIPS 186-2 GP RNG
2) Firmware Load Test (RSA Digital Signature Verification)
 The operator is capable of invoking power-up self-tests by power cycling or
resetting the module.
 Data output is inhibited during self-tests, zeroization, and error states.
 Status information does not contain CSPs or sensitive data that if misused could
lead to a compromise of the module.
 The module does not support multiple concurrent operators.
 When the cryptographic module is powered off and subsequently powered on,
the results of previous authentications is not retained and the module requires
the operator to be re-authenticated.
 The module uses the FIPS validated nShield module to generate randomness that
is injected during manufacturing. Three 64-bit random values are provided
during manufacturing to account for a maximum of 192-bits of uncertainty.
Dolby Laboratories CAT904 Dolby
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JPEG 2000/MPEG-2 Processor Security Policy Version 1.3
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10 Physical Security Policy
Physical Security Mechanisms
The CAT904 Dolby JPEG 2000/MPEG-2 Processor includes the following physical
security mechanisms:
 Production-grade components and production-grade opaque metal enclosure.
 Metal enclosure with automatic zeroization when enclosure is opened via tamper
detection and zeroization circuitry.
 Enclosure cover screws are protected with tamper-evident expansion plugs.
11 Mitigation of Other Attacks Policy
The module has not been designed to mitigate specific attacks beyond the scope of FIPS
140-2 requirements.