Document Version 1.3 ©Oracle Corporation This document may be reproduced whole and intact including the Copyright notice. FIPS 140-2 Non-Proprietary Security Policy Acme Packet 4600 [1] and Acme Packet 6300 [2] and Acme Packet 6350 [3] FIPS 140-2 Level 1 Validation Hardware Version: 4600 [1], 6300 [2], and 6350 [3] Firmware Version: S-Cz8.2.0 Date: December 6th , 2019 Acme Packet 4600, Acme Packet 6300 and Acme Packet 6350 Security Policy i Title: Acme Packet 4600 [1], Acme Packet 6300 [2] and Acme Packet 6350 [3] Non-Proprietary Security Policy Date: December 6th , 2019 Author: Acumen Security, LLC. Contributing Authors: Oracle Communications Engineering Oracle Security Evaluations – Global Product Security Oracle Corporation World Headquarters 500 Oracle Parkway Redwood Shores, CA 94065 U.S.A. Worldwide Inquiries: Phone: +1.650.506.7000 Fax: +1.650.506.7200 oracle.com Copyright © 2019, Oracle and/or its affiliates. All rights reserved. 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Introduction.................................................................................................................................................. 1 1.1 Overview............................................................................................................................................................. 1 1.2 Document Organization...................................................................................................................................... 1 2. Acme Packet 4600 [1], Acme Packet 6300 [2] and Acme Packet 6350 [3] ......................................................... 2 2.1 Functional Overview........................................................................................................................................... 2 3. Cryptographic Module Specification............................................................................................................... 3 3.1 Definition of the Cryptographic Module ............................................................................................................ 3 3.2 FIPS 140-2 Validation Scope ............................................................................................................................... 4 3.3 Approved or Allowed Security Functions ........................................................................................................... 4 3.4 Non-Approved But Allowed Security Functions ................................................................................................. 6 3.5 Non-Approved Security Functions and Services................................................................................................. 7 3.6 Vendor Affirmed Security Functions................................................................................................................... 7 4. Module Ports and Interfaces.......................................................................................................................... 8 5. Physical Security.......................................................................................................................................... 13 6. Operational Environment ............................................................................................................................ 14 7. Roles and Services....................................................................................................................................... 15 7.1 Operator Services and Descriptions ................................................................................................................. 15 7.2 Unauthenticated Services and Descriptions..................................................................................................... 18 7.3 Operator Authentication .................................................................................................................................. 18 7.3.1 Crypto-Officer: Password-Based Authentication .......................................................................................................18 7.3.2 User: Certificate-Based Authentication......................................................................................................................19 7.4 Key and CSP Management................................................................................................................................ 19 8. Self-Tests .................................................................................................................................................... 27 8.1 Power-Up Self-Tests.......................................................................................................................................... 27 8.1.1 Firmware Integrity Test..............................................................................................................................................27 8.1.2 Mocana Cryptographic Library Self-Tests...................................................................................................................27 8.1.3 Oracle Acme Packet Cryptographic Library Self-Tests................................................................................................27 8.1.4 Nitrox Self-Tests .........................................................................................................................................................27 8.1.5 Octeon Self-tests ........................................................................................................................................................28 8.2 Critical Functions Self-Tests.............................................................................................................................. 28 8.3 Conditional Self-Tests ....................................................................................................................................... 28 9. Crypto-Officer and User Guidance................................................................................................................ 29 9.1 Secure Setup and Initialization ......................................................................................................................... 29 9.2 AES-GCM IV Construction/Usage...................................................................................................................... 30 10. Mitigation of Other Attacks...................................................................................................................... 31 Acronyms Terms and Abbreviations.................................................................................................................... 32 References......................................................................................................................................................... 33 Acme Packet 4600, Acme Packet 6300 and Acme Packet 6350 Security Policy iii List of Tables Table 1: FIPS 140-2 Security Requirements............................................................................................................ 4 Table 2: FIPS Approved and Allowed Security Functions for Oracle Acme Packet Cryptographic Library.................... 5 Table 3: FIPS Approved and Allowed Security Functions for Oracle Acme Packet Mocana Cryptographic Library..... 6 Table 4: FIPS Approved and Allowed Security Functions for Cavium Nitrox ............................................................ 6 Table 5: FIPS Approved and Allowed Security Functions for Cavium Octeon........................................................... 6 Table 6: Non-Approved but Allowed Security Functions ........................................................................................ 7 Table 7: Non-Approved Disallowed Functions ....................................................................................................... 7 Table 8: Vendor Affirmed Functions...................................................................................................................... 7 Table 9: Mapping of FIPS 140 Logical Interfaces to Physical Ports........................................................................... 8 Table 10: Physical Ports........................................................................................................................................ 9 Table 11: Mapping of FIPS 140 Logical Interfaces to Physical ports....................................................................... 10 Table 12: Physical Ports...................................................................................................................................... 11 Table 13: Service Summary................................................................................................................................. 15 Table 14: Operator Services and Descriptions...................................................................................................... 18 Table 15: Operator Services and Descriptions...................................................................................................... 18 Table 16: Crypto-Officer Authentication.............................................................................................................. 19 Table 17: User Authentication ............................................................................................................................ 19 Table 18: CSP Table ............................................................................................................................................ 26 Table 19: Acronyms............................................................................................................................................ 32 Table 20: References .......................................................................................................................................... 33 List of Figures Figure 1: Acme Packet 4600.................................................................................................................................. 3 Figure 2: Acme Packet 6300.................................................................................................................................. 3 Figure 3: Acme Packet 6350.................................................................................................................................. 3 Figure 4: Acme Packet 4600 - Front View .............................................................................................................. 9 Figure 5: Acme Packet 4600 - Rear View................................................................................................................ 9 Figure 6: Acme Packet 6300 - Front View ............................................................................................................ 11 Figure 7: Acme Packet 6300 - Rear View.............................................................................................................. 11 Figure 8: Acme Packet 6350 - Front View ............................................................................................................ 12 Figure 9: Acme Packet 6350 - Rear View.............................................................................................................. 12 Acme Packet 4600, Acme Packet 6300 and Acme Packet 6350 Page 1 of 33 1. Introduction 1.1 Overview This document is the Security Policy for the Acme Packet 4600, the Acme Packet 6300 and the Acme Packet 6350 appliances manufactured by Oracle Corporation. Acme Packet 4600, the Acme Packet 6300 and the Acme Packet 6350 are also referred to as “the module” or “module”. This Security Policy specifies the security rules under which the module shall operate to meet the requirements of FIPS 140-2 Level 1. It also describes how the Acme Packet 4600, the Acme Packet 6300 and the Acme Packet 6350 appliances function in order to meet the FIPS requirements, and the actions that operators must take to maintain the security of the modules. This Security Policy describes the features and design of the Acme Packet 4600, the Acme Packet 6300 and the Acme Packet 6350 modules using the terminology contained in the FIPS 140-2 specification. FIPS 140-2, Security Requirements for Cryptographic Modules specifies the security requirements that will be satisfied by a cryptographic module utilized within a security system protecting sensitive but unclassified information. The NIST/CCCS Cryptographic Module Validation Program (CMVP) validates cryptographic modules to FIPS 140-2. Validated products are accepted by the Federal agencies of both the USA and Canada for the protection of sensitive or designated information. 1.2 Document Organization The Security Policy document is one document in a FIPS 140-2 Submission Package. The Submission Package contains: • Oracle Non-Proprietary Security Policy • Oracle Vendor Evidence document • Finite State Machine • Entropy Assessment Document • Other supporting documentation as additional references With the exception of this Non-Proprietary Security Policy, the FIPS 140-2 Validation Documentation is proprietary to Oracle and is releasable only under appropriate non-disclosure agreements. For access to these documents, please contact Oracle. Acme Packet 4600, Acme Packet 6300 and Acme Packet 6350 Page 2 of 33 2. Acme Packet 4600 [1], Acme Packet 6300 [2] and Acme Packet 6350 [3] 2.1 Functional Overview The Acme Packet 4600, the Acme Packet 6300 and the Acme Packet 6350 appliances are specifically designed to meet the unique price performance and manageability requirements of the small to medium sized enterprise and remote office/ branch office. Ideal for small site border control and Session Initiation Protocol (SIP) trunking service termination applications, the Acme Packet 4600, the Acme Packet 6300 and the Acme Packet 6350 appliances deliver Oracle’s industry leading ESBC capabilities in a small form factor appliance. With support for high availability (HA) configurations, hardware assisted transcoding and Quality of Service (QoS) measurement, the Acme Packet 4600, the Acme Packet 6300 and the Acme Packet 6350 appliances are a natural choice when uncompromising reliability and performance are needed in an entry-level appliance. With models designed for the smallest branch office to the largest data center, the Acme Packet ESBC product family supports distributed, centralized, or hybrid SIP trunking topologies. Acme Packet 4600, Acme Packet 6300 and Acme Packet 6350 appliances address the unique connectivity, security, and control challenges enterprises often encounter when extending real-time voice, video, and UC sessions to smaller sites. The appliances also helps enterprises contain voice transport costs and overcome the unique regulatory compliance challenges associated with IP telephony. TDM fallback capabilities ensure continuous dial out service at remote sites in the event of WAN or SIP trunk failures. Stateful high availability configurations protect against link and hardware failures. An embedded browser based graphical user interface (GUI) simplifies setup and administration Acme Packet 4600, Acme Packet 6300 and Acme Packet 6350 Page 3 of 33 3. Cryptographic Module Specification 3.1 Definition of the Cryptographic Module The module consists of the Acme Packet 4600, the Acme Packet 6300 and the Acme Packet 6350 appliances running firmware version S-Cz8.2.0 on hardware platforms 4600, 6300 and 6350. The modules are classified as a multi-chip standalone cryptographic module. The physical cryptographic boundary for the Acme Packet 4600, the Acme Packet 6300 and the Acme Packet 6350 is all components with exception of the removable power supplies. A representation of the cryptographic boundary is defined as the chassis of the module as shown in the Figures below: Figure 1: Acme Packet 4600 Figure 2: Acme Packet 6300 Figure 3: Acme Packet 6350 Acme Packet 4600, Acme Packet 6300 and Acme Packet 6350 Page 4 of 33 3.2 FIPS 140-2 Validation Scope The Acme Packet 4600 [1] and Acme Packet 6300 [2] and Acme Packet 6350 [3] appliances are being validated to overall FIPS 140-2 Level 1 requirements. See Table 1 below. Security Requirements Section Level Cryptographic Module Specification 1 Cryptographic Module Ports and Interfaces 1 Roles and Services and Authentication 2 Finite State Machine Model 1 Physical Security 1 Operational Environment N/A Cryptographic Key Management 1 EMI/EMC 1 Self-Tests 1 Design Assurance 3 Mitigation of Other Attacks N/A Table 1: FIPS 140-2 Security Requirements 3.3 Approved or Allowed Security Functions The appliances contain the following FIPS Approved Algorithms listed in Table 2 (Oracle Acme Packet Cryptographic Library Acme Packet 4600, 6300 and 6350), Table 3 (Oracle Acme Packet Mocana Cryptographic Library Acme Packet 4600, 6300 and 6350), Table 4 (Cavium Nitrox) and Table 5 (Cavium Octeon): Approved or Allowed Security Functions Cert# SymmetricAlgorithms AES CBC, ECB, GCM; Encrypt/Decrypt; Key Size = 128, 256 CTR; Encrypt; Key Size = 128,256 C 143 Triple DES1 CBC; Encrypt/Decrypt; Key Size = 192 C 143 Secure Hash Standard (SHS) SHS SHA-1, SHA-256, SHA-384, SHA-512 C 143 Data Authentication Code HMAC HMAC-SHA-1, HMAC-SHA-256, HMAC-SHA-384, HMAC-SHA-512 C 143 AsymmetricAlgorithms 1 Triple-DES was CAVP tested but is not utilized by the services associated with the Oracle Acme Packet Cryptographic Library. Acme Packet 4600, Acme Packet 6300 and Acme Packet 6350 Page 5 of 33 Approved or Allowed Security Functions Cert# RSA RSA: FIPS186-4: 186-4 KEY(gen): FIPS186-4_Random_e ALG[ANSIX9.31] SIG(gen) (2048 SHA(1, 256 , 384) ALG[ANSIX9.31] SIG(Ver) (2048 SHA(1, 256, 384)) RSA: FIPS186-2 : ALG[ANSIX9.31] SIG(gen) (4096 SHA (256,384)) ALG[ANSIX9.31] SIG(Ver) (2048 SHA(1, 256, 384)), (4096 SHA (1, 256, 384)) RSA: FIPS186-4: 186-4 KEY(gen): FIPS186-4_Random_e ALG[ANSIX9.31] SIG(gen) (2048 SHA(1, 256 , 384), (4096 SHA (256,384)) SIG(Ver) (2048 SHA(1, 256, 384)) RSA: FIPS186-2 Signature Verification 9.31: Modulus lengths: 2048, 4096 SHAs: SHA-1, SHA-256, SHA-384 C 143 ECDSA Firmware: FIPS186-4 PKG: CURVES (P-256, P-384 Testing Candidates) SigGen: CURVES (P-256: (SHA-256, 384) P-384: (SHA-256, 384) SigVer: CURVES (P-256: (SHA-256, 384) P-384: (SHA-256, 384)) C 143 Random NumberGeneration DRBG Firmware: CTR_DRBG: [ Prediction Resistance Tested: Not Enabled; BlockCipher_Use_df: (AES- 256)] Hash_Based DRBG: [ Prediction Resistance Tested: Not Enabled (SHA-1) C 143 Key establishment Key Derivation Firmware: SNMP KDF, SRTP KDF, TLS KDF C 143 Key Transport KTS Firmware: KTS (AES Cert. # C 143 and HMAC Cert. # C 143; key establishment methodology provides 128 or 256 bits of encryption strength); Table 2: FIPS Approved and Allowed Security Functions for Oracle Acme Packet Cryptographic Library Approved or Allowed Security Functions Cert # SymmetricAlgorithms AES CBC; Encrypt/Decrypt; Key Size = 128, 256 C 141 Triple DES2 CBC; Encrypt/Decrypt; Key Size = 192 C 141 Secure Hash Standard (SHS) SHS SHA-1, SHA-256, SHA-384, SHA-512 C 141 Data Authentication Code 2 Per IG A.13 the same Triple-DES key shall not be used to encrypt more than 2^20 64-bit blocks of data. Acme Packet 4600, Acme Packet 6300 and Acme Packet 6350 Page 6 of 33 HMAC HMAC-SHA-1, HMAC-SHA-256, HMAC-SHA-384, HMAC-SHA-512 C 141 AsymmetricAlgorithms RSA RSA: 186-4: 186-4 KEY(gen): FIPS186-4_Random_e PKCS1.5: SIG(Ver) (1024 SHA(1); (2048 SHA (1)) C 141 Key Establishment Key Derivation SSH KDF, IKEv1/IKEv2 KDF C 141 Key Transport KTS KTS (AES Cert. # C 141 and HMAC Cert. # C 141; key establishment methodology provides 128 or 256 bits of encryption strength); Table 3: FIPS Approved and Allowed Security Functions for Oracle Acme Packet Mocana Cryptographic Library Note: P-384 for ECDSA was CAVP tested but is not utilized by the module’s services. Note: Triple-DES was CAVP tested but is not utilized by the services associated with the Oracle Acme Packet Cryptographic Library Acme Packet for the 4600, 6300 and 6350. The services that are associated with Oracle Acme Packet Cryptographic Library are SNMP, SRTP and TLS. Approved or Allowed Security Functions Cert # SymmetricAlgorithms AES CBC; Encrypt/Decrypt; Key Size = 128, 256 5257 Triple DES3 CBC; Encrypt/Decrypt; Key Size = 192 2659 CVL CVL RSADP, Mod Size 2048 1728 Table 4: FIPS Approved and Allowed Security Functions for Cavium Nitrox Approved or Allowed Security Functions Cert # SymmetricAlgorithms AES ECB; Encrypt/Decrypt; Key Size = 128 CTR; Encrypt; Key Size = 128 5256 Key Establishment Key Derivation SRTP KDF 1727 Table 5: FIPS Approved and Allowed Security Functions for Cavium Octeon 3.4 Non-Approved But Allowed Security Functions The following are considered non-Approved but allowed security functions: Algorithm Usage EC-Diffie-Hellman CVL Certs. #C143, #C141 and #1727, key agreement; key establishment methodology 3 Per IG A.13 the same Triple-DES key shall not be used to encrypt more than 2^20 64-bit blocks of data. Acme Packet 4600, Acme Packet 6300 and Acme Packet 6350 Page 7 of 33 Algorithm Usage provides 128 or 192 bits of encryption strength Diffie-Hellman CVL Certs. #C143, #C141 and #1727, key agreement; key establishment methodology provides 112 bits of encryption strength RSA Key Wrapping Key wrapping, key establishment methodology provides 112-bits of encryption strength NDRNG Used for seeding the NIST SP 800-90A Hash_DRBG and CTR_DRBG. Per FIPS 140-2 IG 7.14 scenario 1 (a). The module provides a minimum of 440 bits of entropy input for the Hash_DRBG. The input length for the CTR_DRBG depends on the size of the AES key used. If the AES key length is 128 bits, the seed size is 256 bits. If the AES key length is 256 bits, then the seed size is 384 bits. MD5 (TLS 1.0/1.1/1.2) MACing: HMAC MD5, Hashing: MD5 Table 6: Non-Approved but Allowed Security Functions 3.5 Non-Approved Security Functions and Services The following services are considered non-Approved and may not be used in a FIPS-approved mode of operation: Service Non-Approved Security Functions SSH Asymmetric Algorithms: DSA, Symmetric Algorithms: Rijndael, AES GCM, 192-Bit AES CTR SNMP Hashing: MD5, Symmetric Algorithms: DES SRTP Hashing: MD5 IKEv1/IKEv2 Hashing: MD5, Symmetric Algorithms: 192-Bit AES CBC TLS 1.0/1.1/1.2 Symmetric Algorithms: DES Diffie-Hellman Key agreement, less than 112 bits of encryption strength. RSA Key Wrapping Key wrapping, less than 112 bits of encryption strength. Table 7: Non-Approved Disallowed Functions Services listed in the previous table make use non-compliant cryptographic algorithms. Use of these algorithms are prohibited in a FIPS-approved mode of operation. These services are allowed in FIPS mode when using allowed algorithms (as specified in section 9.1). 3.6 Vendor Affirmed Security Functions The following services are considered non-Approved and may not be used in a FIPS-approved mode of operation: Algorithm Vendor Affirmed Security Functions CKG In accordance with FIPS 140-2 IG D.12, the cryptographic module performs Cryptographic Key Generation (CKG) as per SP800-133 (vendor affirmed). The resulting generated symmetric keys and the seed used in the asymmetric key generation are the unmodified output from an NIST SP 800-90A DRBG. Table 8: Vendor Affirmed Functions Acme Packet 4600, Acme Packet 6300 and Acme Packet 6350 Page 8 of 33 4. Module Ports and Interfaces The module interfaces can be categorized as follows the FIPS 140-2 Standard: • Data Input Interface • Data Output Interface • Control Input interface • Status Output Interface • Power Interface The table below provides a mapping of ports for the Acme Packet 4600: Logical Interface Physical Ports Information Input/Output Data Input Ethernet SFP Ports (P0,1,2,3) Ethernet RJ-45 ports (P4 and P5) Ethernet MGT Ports (Mgmt0, Mgmt1, Mgmt2) Cipher text Plain text Data Output Ethernet SFP Ports (P0,1,2,3) Ethernet RJ-45 ports (P4 and P5) Ethernet MGT Ports (Mgmt0, Mgmt1, Mgmt2) Cipher text Plain text Control Input Ethernet SFP Ports (P0,1,2,3) Ethernet RJ-45 ports (P4 and P5) Console Port Reset Button Power Switch Ethernet MGT Ports (Mgmt0, Mgmt1, Mgmt2) Plaintext control input via console port (configuration commands, operator passwords) Ciphertext control input via network management (EMS control, CDR accounting, CLI management) Status Output Ethernet SFP Ports (P0,1,2,3) Ethernet RJ-45 ports (P4 and P5) Console Port Alarm Port Ethernet MGT Ports (Mgmt0, Mgmt1, Mgmt2) LEDs LCD Plaintext status output via console port. Ciphertext status output via network management Power Power Plug N/A Table 9: Mapping of FIPS 140 Logical Interfaces to Physical Ports The table below provides a mapping of ports for the Acme Packet 4600: Physical Interface Number of Ports Description / Use Console Port 1 Provides console access to the module. The module supports only one active serial console connection at a time. Console port communication is used for administration and maintenance purposes from a central office (CO) location. Tasks conducted over a console port include: • Configuring the boot process and management network • Creating the initial connection to the module • Accessing and using functionality available via the ACLI Acme Packet 4600, Acme Packet 6300 and Acme Packet 6350 Page 9 of 33 Physical Interface Number of Ports Description / Use • Performing in-lab system maintenance (services described below) • Performing factory-reset to zeroize nvram and keys Alarm Port 1 Provides status output USB Ports 1 This port is used for recovery. e.g. system re-installation after zeroization. Ethernet Management ports 3 (Mgmt0, Mgmt1, Mgmt2) Used for EMS control, CDR accounting, CLI management, and other management functions Signaling and Media Ethernet ports 6 (SFP P0,1,2,3 RJ-45 P4, P5) Provide network connectivity for signaling and media traffic. These ports are also used for incoming and outgoing data (voice) connections. Table 10: Physical Ports Figure 4: Acme Packet 4600 - Front View Figure 5: Acme Packet 4600 - Rear View Acme Packet 4600, Acme Packet 6300 and Acme Packet 6350 Page 10 of 33 The table below provides a mapping of ports for the Acme Packet 6300 and Acme Packet 6350: Logical Interface Physical Ports Information Input/Output Data Input Ethernet Ports (Slot 0 P0,1 and Slot 1 P0,1) Ethernet MGT Ports (Mgmt0, Mgmt1, Mgmt2) Cipher text Plain text Data Output Ethernet Ports (Slot 0 P0,1 and Slot 1 P0,1) Ethernet MGT Ports (Mgmt0, Mgmt1, Mgmt2) Cipher text Plain text Control Input Console Port Reset Button Power Switch Ethernet Ports (Slot 0 P0,1 and Slot 1 P0,1) Ethernet MGT Ports (Mgmt0, Mgmt1, Mgmt2) Plaintext control input via console port (configuration commands, operator passwords) Ciphertext control input via network management (EMS control, CDR accounting, CLI management) Status Output Console Port Alarm Port Ethernet Ports (Slot 0 P0,1 and Slot 1 P0,1) Ethernet MGT Ports (Mgmt0, Mgmt1, Mgmt2) LEDs LCD Plaintext status output via console port. Ciphertext status output via network management Power Power Plug N/A Table 11: Mapping of FIPS 140 Logical Interfaces to Physical ports The table below describes the interfaces on the Acme Packet 6300 and Acme Packet 6350: Physical Interface Number of Ports 6300 Number of Ports 6350 Description / Use Console Port 1 1 Provides console access to the module. The module supports only one active serial console connection at a time. Console port communication is used for administration and maintenance purposes from a central office (CO) location. Tasks conducted over a console port include: • Configuring the boot process and management network • Creating the initial connection to the module • Accessing and using functionality available via the ACLI • Performing in-lab system maintenance (services described below) • Performing factory-reset to zeroize nvram and keys in Flash Alarm Port 1 1 Provides status output USB Ports 1 1 This port is used for recovery. e.g. system re-installation after zeroization. Acme Packet 4600, Acme Packet 6300 and Acme Packet 6350 Page 11 of 33 Physical Interface Number of Ports 6300 Number of Ports 6350 Description / Use Management Ethernet ports 3 (Mgmt0, Mgmt1, Mgmt2) 3 (Mgmt0, Mgmt1, Mgmt2) Used for EMS control, CDR accounting, CLI management, and other management functions. Signaling and Media Ethernet ports 4 (Slot 0 P0,1 and Slot 1 P0,1) 2 (Slot 0 P0,1 and Slot 1 P0,1) Provide network connectivity for signaling and media traffic. These ports are also used for incoming and outgoing data (voice) connections. Table 12: Physical Ports Figure 6: Acme Packet 6300 - Front View Figure 7: Acme Packet 6300 - Rear View Acme Packet 4600, Acme Packet 6300 and Acme Packet 6350 Page 12 of 33 Figure 8: Acme Packet 6350 - Front View Figure 9: Acme Packet 6350 - Rear View Acme Packet 4600, Acme Packet 6300 and Acme Packet 6350 Page 13 of 33 5. Physical Security The module’s physical embodiment is that of a multi-chip standalone device that meets Level 1 Physical Security requirements. The module is completely enclosed in a rack mountable chassis. Acme Packet 4600, Acme Packet 6300 and Acme Packet 6350 Page 14 of 33 6. Operational Environment The modules support a limited modifiable operational environment as per the FIPS 140-2 Section 4.6. Acme Packet 4600, Acme Packet 6300 and Acme Packet 6350 Page 15 of 33 7. Roles and Services As required by FIPS 140-2 Level 2, there are three roles (a Crypto Officer Role, User Role, and Unauthenticated Role) in the module that operators may assume. The module supports role-based authentication, and the respective services for each role are described in the following sections. The below table gives a high-level description of all services provided by the module and lists the roles allowed to invoke each service. Operator Role Summary of Services User • View configuration versions and system performance data • Test pattern rules, local policies, and session translations • Display system alarms. Crypto-Officer Allowed access to all system commands and configuration privileges Unauthenticated • Request Authentication • Show Status • Initiate self-tests Table 13: Service Summary 7.1 Operator Services and Descriptions The below table provides a full description of all services provided by the module and lists the roles allowed to invoke each service. U CO Service Name Service Description Keys and CSP(s) Access Type(s) X Configure Initializes the module for FIPS mode of operation HMAC-SHA-256 key R, W, X X Zeroize CSP’s Clears keys/CSPs from memory and disk All CSP’s Z X Firmware Update Updates firmware Firmware Integrity Key (RSA) R, X X Bypass Configure bypass using TCP or UDP and viewing bypass service status HMAC-SHA-256 Bypass Key R, W, X Acme Packet 4600, Acme Packet 6300 and Acme Packet 6350 Page 16 of 33 U CO Service Name Service Description Keys and CSP(s) Access Type(s) X X Decrypt Decrypts a block of data Using AES or Triple-DES in FIPS Mode TLS Session Keys (AES128) TLS Session Keys (AES256) SSH Session Key (AES128) SSH Session Key (AES256) SRTP Session Key (AES-128) SNMP Privacy Key (AES-128) IKE Session Encryption Key (Triple-DES, AES-128, AES-256) IPsec Session Encryption Key (Triple- DES, AES-128 or AES-256) X X X X X X X X X X Encrypt Encrypts a block of data Using AES or Triple-DES in FIPS Mode TLS Session Keys (AES128) TLS Session Keys (AES256) SSH Session Key (AES128) SSH Session Key (AES256) SRTP Session Key (AES-128) SNMP Privacy Key (AES-128) IKE Session Encryption Key (Triple-DES, AES-128, AES-256) IPsec Session Encryption Key (Triple- DES, AES-128 or AES-256) X X X X X X X X X X Generate Keys Generates AES or Triple-DES for encrypt/decrypt operations. TLS Session Keys (AES128) TLS Session Keys (AES256) SSH Session Key (AES128) SSH Session Key (AES256) SRTP Session Key (AES-128) SNMP Privacy Key (AES-128) IKE Session Encryption Key (Triple-DES, AES-128, AES-256) IPsec Session Encryption Key (Triple- DES, AES-128 or AES-256) R, W R, W R, W R, W R, W R, W R, W R, W Acme Packet 4600, Acme Packet 6300 and Acme Packet 6350 Page 17 of 33 U CO Service Name Service Description Keys and CSP(s) Access Type(s) Generates Diffie-Hellman, EC Diffie-Hellman, and RSA keys for key transport/key establishment. Diffie-Hellman Public Key (DH) Diffie-Hellman Private Key (DH) EC Diffie-Hellman Public Key (ECDH) EC Diffie-Hellman Private Key (ECDH) SSH authentication private Key (RSA) SSH authentication public key (RSA) TLS authentication private Key (ECDSA/RSA) TLS authentication public key (ECDSA/RSA) TLS premaster secret, TLS Master secret, SRTP Master key IKE Private Key (RSA) IKE Public Key (RSA) SKEYSEED SKEYID SKEYID_d R, W R, W R, W R, W R, W R, W R, W R, W R, W R, W R, W R, W R, W R, W R, W R, W X X Verify Used as part of the TLS, SSH protocol negotiation SSH authentication private Key (RSA) SSH authentication public key (RSA) TLS authentication private Key (ECDSA/RSA) TLS authentication public key (ECDSA/RSA) Diffie-Hellman Public Key (DH) Diffie-Hellman Private Key (DH) EC Diffie-Hellman Public Key (ECDH) EC Diffie-Hellman Private Key (ECDH) X X X X X X X X X X Generate Seed Generate an entropy_input for Hash_DRBG, CTR DRBG DRBG Seed DRBG Entropy Input String R, W, X R, W, X X X Generate Random Number Generate random number. DRBG C DRBG V DRBG Key R, W, X R, W, X R, W, X Acme Packet 4600, Acme Packet 6300 and Acme Packet 6350 Page 18 of 33 U CO Service Name Service Description Keys and CSP(s) Access Type(s) X X HMAC Generate HMAC SNMP Authentication Key SRTP Authentication Key SSH Integrity Keys TLS Integrity Keys IPsec Session Authentication Key IKE Session Authentication Key X X X X X X X X Generate Certificate Generate certificate Web UI Certificate R, W, X X X Authenticate Authenticate Users Operator Password R, W, X R – Read, W – Write, X – Execute, Z - Zeroize Table 14: Operator Services and Descriptions Note: TLS, SRTP and SNMP protocols use the Oracle Acme Packet Cryptographic library. Note: SSH, IKEv2 and IPSec use the Oracle Acme Packet Mocana Cryptographic library. 7.2 Unauthenticated Services and Descriptions The below table provides a full description of the unauthenticated services provided by the module: Service Name Service Description Authentication Request authentication to an authorized role. On-Demand Self-Test Initialization This service initiates the FIPS self-test when requested. Show Status This service shows the operational status of the module Table 15: Operator Services and Descriptions 7.3 Operator Authentication 7.3.1 Crypto-Officer: Password-Based Authentication In FIPS-approved mode of operation, the module is accessed via Command Line Interface over the Console ports or via SSH or SNMPv3 over the Network Management Ports. Other than status functions available by viewing the Status LEDs, the services described are available only to authenticated operators. Acme Packet 4600, Acme Packet 6300 and Acme Packet 6350 Page 19 of 33 Method Probability of a Single Successful Random Attempt Probability of a Successful Attempt within a Minute Password-Based (CO and User Authentication to management interfaces) Passwords must be a minimum of 8 characters. The password can consist of alphanumeric values, {a-z, A-Z, 0-9, and special characters], yielding 94 choices per character. The probability of a successful random attempt is 1/94^8, which is less than 1/1,000,000. Passwords must be a minimum of 8 characters. The password can consist of alphanumeric values, {a-z, A-Z, 0-9, and special characters], yielding 94 choices per character Assuming 10 attempts per second via a scripted or automatic attack, the probability of a success with multiple attempts in a one-minute period is 600/94^8, which is less than 1/100,000. SNMPv3 Passwords Passwords must be a minimum of 8 characters. The password can consist of alphanumeric values, {a-z, A-Z, 0-9, and special characters], yielding 94 choices per character. The probability of a successful random attempt is 1/94^8, which is less than 1/1,000,000. Passwords must be a minimum of 8 characters. The password can consist of alphanumeric values, {a-z, A-Z, 0-9, and special characters], yielding 94 choices per character. Assuming 10 attempts per second via a scripted or automatic attack, the probability of a success with multiple attempts in a one-minute period is 600/94^8, which is less than 1/100,000. Password-Based (SIP Authentication Challenge Response) Passwords must be a minimum of 12 numeric characters. 0- 9, yielding 10 choices per character. The probability of a successful random attempt is 1/10^12, which is less than 1/1,000,000. Passwords must be a minimum of 12 numeric characters. 0-9, yielding 10 choices per character. Assuming 10 attempts per second via a scripted or automatic attack, the probability of a success with multiple attempts in a one-minute period is 600/10^12, which is less than 1/100,000. Table 16: Crypto-Officer Authentication 7.3.2 User: Certificate-Based Authentication The module also supports authentication via digital certificates for the User Role as implemented by the TLS and SSH protocols. The module supports a public key based authentication with 2048-bit RSA and 2048-bit ECDSA keys. Method Probability of a Single Successful Random Attempt Probability of a Successful Attempt within a Minute Certificate- Based A 2048-bit RSA/ECDSA key has at least 112-bits of equivalent strength. The probability of a successful random attempt is 1 /2^112, which is less than 1/1,000,000. Assuming the module can support 60 authentication attempts in one minute, the probability of a success with multiple consecutive attempts in a one-minute period is 60/2^112, which is less than 1/100,000. Table 17: User Authentication 7.4 Key and CSP Management The following keys, cryptographic key components and other critical security parameters are contained in the module. No parts of the SSH, TLS, or SNMP protocol, other than the KDF, have been tested by the CAVP and CMVP. Acme Packet 4600, Acme Packet 6300 and Acme Packet 6350 Page 20 of 33 CSP Name Generation/Input Establishment/ Export Storage Use Operator Passwords Generated by the crypto officer as per the module policy Agreement: NA Entry: Entry via console or SSH management session Output: Output as part of HA direct physical connection Non Volatile RAM Authentication of the crypto officer and user Firmware Integrity Key (RSA) Generated externally Entry: RSA (2048 bits) entered as part of Firmware image Output: Output as part of HA direct physical connection Flash Public key used to verify the integrity of firmware and updates DRBG Entropy Input String Generated internally from hardware sources Agreement: NA Entry: NA Output: None Volatile RAM Used in the random bit generation process DRBG Seed Generated internally from hardware sources Agreement: NA Entry: NA Output: None Volatile RAM Used in the random bit generation process DRBG Key Internal value used as part of SP 800-90A CTR_DRBG Agreement: NA Entry: NA Output: None Volatile RAM Used in the random bit generation process DRBG V Internal value used as part of SP 800-90A DRBG Agreement: NA Entry: NA Output: None Volatile RAM Used in the random bit generation process DRBG C Internal value used as part Agreement: NA Volatile RAM Used in the random bit generation Acme Packet 4600, Acme Packet 6300 and Acme Packet 6350 Page 21 of 33 CSP Name Generation/Input Establishment/ Export Storage Use of SP 800-90A HASH_DRBG Entry: NA Output: None process Diffie-Hellman Public Key (DH) 2048-bit Internal generation by FIPS- approved CTR_DRBG in firmware Agreement: Diffie-Hellman Entry: NA Output: None Volatile RAM Used to derive the secret session key during DH key agreement protocol Diffie-Hellman Private Key (DH) 224 bit Internal generation by FIPS- approved CTR_DRBG Agreement: Diffie-Hellman Entry: NA Output: None Volatile RAM Used to derive the secret session key during DH key agreement protocol ECDH Public Key (P- 256) Internal generation by FIPS- approved CTR_DRBG in firmware Agreement: EC Diffie-Hellman Entry: NA Output: None Volatile RAM Used to derive the secret session key during ECDH key agreement protocol ECDH Private Key (P- 256) Internal generation by FIPS- approved CTR_DRBG Agreement: EC Diffie-Hellman Entry: NA Output: None Volatile RAM Used to derive the secret session key during ECDH key agreement protocol SNMP Privacy Key (AES-128) NIST SP 800-135 KDF Agreement: NIST SP 800-135 KDF Entry: NA Output: Output as part of HA direct physical connection Volatile RAM For encryption / decryption of SNMP session traffic SNMP Authentication Internal generation by FIPS- Agreement: NA Volatile RAM 160-bit HMAC-SHA-1 for message Acme Packet 4600, Acme Packet 6300 and Acme Packet 6350 Page 22 of 33 CSP Name Generation/Input Establishment/ Export Storage Use Key (HMAC-SHA1) approved CTR_DRBG in firmware Output: Output as part of HA direct physical connection authentication and verification in SNMP SRTP Master Key (AES-128) Internal generation by FIPS- approved Hash_DRBG in firmware Agreement: Diffie-Hellman Entry: NA Output: encrypted or output as part of HA direct physical connection Volatile RAM Generation of SRTP session keys SRTP Session Key (AES-128) NIST SP 800-135 KDF Agreement: NIST SP 800-135 KDF Entry: NA Output: Output as part of HA direct physical connection Volatile RAM For encryption / decryption of SRTP session traffic SRTP Authentication Key (HMAC-SHA1) Derived from the master key Agreement: NA Output: Output as part of HA direct physical connection Volatile RAM 160-bit HMAC-SHA-1 for message authentication and verification in SRTP SSH Authentication Private Key (RSA) Internal generation by FIPS- approved CTR_DRBG Agreement: RSA (2048 bits) Output: Output as part of HA direct physical connection Flash Memory RSA private key for SSH authentication SSH Authentication Public Key (RSA) Internal generation by FIPS- approved CTR_DRBG Agreement: RSA (2048 bits) Output: Output as part of HA direct physical connection Flash Memory RSA public key for SSH authentication. SSH Session Keys ( AES-128, AES-256) Derived via SSH KDF. Note: These keys are generated via SSH (IETF RFC 4251). This protocol Agreement: Diffie-Hellman Volatile RAM Encryption and decryption of SSH session Acme Packet 4600, Acme Packet 6300 and Acme Packet 6350 Page 23 of 33 CSP Name Generation/Input Establishment/ Export Storage Use enforces limits on the number of total possible encryption/decryption operations. SSH Integrity Keys (HMAC-SHA1) Derived via SSH KDF. Agreement: NA Output: Output as part of HA direct physical connection Volatile RAM 160-bit HMAC-SHA-1 for message authentication and verification in SSH TLS Authentication Private Key (ECDSA/RSA) Internal generation by FIPS- approved CTR_DRBG Agreement: RSA (2048bits); ECDSA (P- 256/P-384) Output: Output as part of HA direct physical connection Flash Memory ECDSA/RSA private key for TLS authentication TLS Authentication Public Key (ECDSA/RSA) Internal generation by FIPS- approved CTR_DRBG Agreement: RSA (2048bits); ECDSA (P- 256/P-384) Output: Output as part of HA direct physical connection Volatile RAM ECDSA/RSA public key for TLS authentication. TLS Premaster Secret (48 Bytes) Internal generation by FIPS- approved CTR_DRBG in firmware Agreement: NA Entry: Input during TLS negotiation Output: Output to peer encrypted by Public Key Volatile RAM Establishes TLS master secret TLS Master Secret (48 Bytes) Derived from the TLS Pre- Master Secret Agreement: NA Volatile RAM Used for computing the Session Key TLS Session Keys ( AES-128, AES-256) Derived from the TLS Master Secret Note: These keys are generated via TLS (IETF RFC 5246). This protocol Agreement: RSA key transport Volatile RAM Used for encryption & decryption of TLS session Acme Packet 4600, Acme Packet 6300 and Acme Packet 6350 Page 24 of 33 CSP Name Generation/Input Establishment/ Export Storage Use enforces limits on the number of total possible encryption/decryption operations. TLS Integrity Keys (HMAC-SHA1) Internal generation by FIPS- approved CTR_DRBG in firmware Agreement: NA Output: Output as part of HA direct physical connection Volatile RAM 160-bit HMAC-SHA-1 for message authentication and verification in TLS SKEYSEED (20 Bytes) Derived by using key derivation function defined in SP800-135 KDF (IKEv2). Agreement: NIST SP 800-135 KDF Entry: NA Output: Output as part of HA direct physical connection to another box Volatile RAM 160 bit shared secret known only to IKE peers. Used to derive IKE session keys SKEYID (20 Bytes) Derived by using key derivation function defined in SP800-135 KDF (IKEv2). Agreement: NIST SP 800-135 KDF Entry: NA Output: Output as part of HA direct physical connection to another box Volatile RAM 160 bit secret value used to derive other IKE secrets SKEYID_d (20 Bytes) Derived using SKEYID, Diffie Hellman shared secret and other non-secret values through key derivation function defined in SP800135 KDF (IKEv1/IKEv2). Agreement: NIST SP 800-135 KDF Entry: NA Output: Output as part of HA direct physical connection to another box Volatile RAM 160 bit secret value used to derive IKE session keys Acme Packet 4600, Acme Packet 6300 and Acme Packet 6350 Page 25 of 33 CSP Name Generation/Input Establishment/ Export Storage Use IKE Pre-Shared Key Preloaded by the Crypto Officer. Agreement: NA Output: Output as part of HA direct physical connection to another box Flash Memory Secret used to derive IKE skeyid when using pre-shared secret authentication IKE Session Encryption Key (Triple-DES, AES-128, AES-256 bit) Derived via key derivation function defined in SP800- 135 KDF (IKEv1/IKEv2) Agreement: NIST SP 800-135 KDF Entry: NA Output: Output as part of HA direct physical connection to another box Volatile RAM Triple-DES, AES 128 and 256 key used to encrypt data IKE Session Authentication Key (HMAC-SHA-512) Derived via key derivation function defined in SP800- 135 KDF (IKEv1/IKEv2) Agreement: NIST SP 800-135 KDF Entry: NA Output: Output as part of HA direct physical connection to another box Volatile RAM 512 bit key HMAC-SHA-512 used for data authentication IKE Private Key (RSA 2048 bit) Internal generation by FIPS- approved CTR_DRBG in firmware Agreement: RSA (2048 bits) Output: Output as part of HA direct physical connection to another box Volatile RAM RSA 2048 bit key used to authenticate the module to a peer during IKE IKE Public Key (RSA 2048-bit) Internal generation by FIPS- approved CTR_DRBG in firmware Agreement: RSA (2048 bits) Output: Output as part of HA direct physical connection to another box Volatile RAM RSA 2048 bit public key for TLS authentication. IPsec Session Encryption Key Derived via a key derivation function defined in SP800- Agreement: NIST SP 800-135 Volatile RAM Triple-DES, AES 128 or 256 bit key used to encrypt data Acme Packet 4600, Acme Packet 6300 and Acme Packet 6350 Page 26 of 33 CSP Name Generation/Input Establishment/ Export Storage Use (Triple-DES, AES-128 or AES-256 bit) 135 KDF (IKEv1/IKEv2). KDF Entry: NA Output: Output as part of HA direct physical connection to another box IPsec Session Authentication Key (HMAC-SHA-512) Derived via a key derivation function defined in SP800- 135 KDF (IKEv1/IKEv2). Agreement: NIST SP 800-135 KDF Entry: NA Output: Output as part of HA direct physical connection to another box Volatile RAM 512 bit HMAC-SHA-512 key used for data authentication for IPsec traffic Web UI Certificate Internal generation by FIPS approved CTR_DRBG in firmware Agreement: NA Output: TLS session with operator Flash Web server certificate Bypass Key (HMAC- SHA-256) Internal generation by FIPS- approved CTR_DRBG in firmware Agreement: NA Output: NA Flash Memory 256-bit HMAC-SHA-256 used to protect bypass table Table 18: CSP Table Note: When the module generates symmetric keys or seeds used for generating asymmetric keys, unmodified DRBG output is used as the symmetric key or as the seed for generating the asymmetric keys. Note: All keys generated by the module use the direct output of a FIPS approved DRBG. This meets the requirements of SP 800-133. Acme Packet 4600, Acme Packet 6300 and Acme Packet 6350 Page 27 of 33 8. Self-Tests The modules include an array of self-tests that are run during startup and conditionally during operations to prevent any secure data from being released and to ensure all components are functioning correctly. Self-tests may be run on-demand by power cycling the module. 8.1 Power-Up Self-Tests Acme Packet 4600, Acme Packet 6300 and Acme Packet 6350 appliances perform the following power-up self- tests when power is applied to the module. These self-tests require no inputs or actions from the operator: 8.1.1 Firmware Integrity Test • Firmware Integrity Test (RSA 2048/SHA-256) 8.1.2 Mocana Cryptographic Library Self-Tests • AES (Encrypt/Decrypt) Known Answer Test; • Triple-DES (Encrypt/Decrypt) Known Answer Test; • SHA-1 Known Answer Test; • SHA-256 Known Answer Test; • SHA-384 Known Answer Test; • SHA-512 Known Answer Test; • HMAC-SHA-1 Known Answer Test; • HMAC-SHA-256 Known Answer Test; • HMAC-SHA-384 Known Answer Test; • HMAC-SHA-512 Known Answer Test; and • RSA Verify Test. 8.1.3 Oracle Acme Packet Cryptographic Library Self-Tests • SHA-1 Known Answer Test; • SHA-256 Known Answer Test; • SHA-512 Known Answer Test; • HMAC-SHA-1 Known Answer Test; • HMAC-SHA-256 Known Answer Test; • HMAC-SHA-384 Known Answer Test; • HMAC-SHA-512 Known Answer Test; • AES (Encrypt/Decrypt) Known Answer Test; • AES GCM (Encrypt/Decrypt) Known Answer Test; • SP 800-90A DRBG Known Answer Test; • RSA sign/verify Known Answer Test; and • ECDSA sign/verify Known Answer Test. 8.1.4 Nitrox Self-Tests • AES (Encrypt/Decrypt) Known Answer Test; • Triple-DES (Encrypt/Decrypt) Known Answer Test; and • RSA Sign/Verify Known Answer Test. Acme Packet 4600, Acme Packet 6300 and Acme Packet 6350 Page 28 of 33 8.1.5 Octeon Self-tests • AES (Encrypt/Decrypt) Known Answer Test When the modules are in a power-up self-test state or error state, the data output interface is inhibited and remains inhibited until the module can transition into an operational state. While the CO may attempt to restart the module to clear an error, the module will require re-installation in the event of a hard error such as a failed self-test. 8.2 Critical Functions Self-Tests Acme Packet 4600 [1], Acme Packet 6300 [2] and Acme Packet 6350 [3] appliances perform the following critical self-tests. These critical function tests are performed for each SP 800-90A DRBG implemented within the module. • SP 800-90A Instantiation Test • SP 800-90A Generate Test • SP 800-90A Reseed Test • SP 800-90A Uninstantiate Test 8.3 Conditional Self-Tests The module performs the following conditional self-tests when called by the module: • Pair Wise consistency tests to verify that the asymmetric keys generated for RSA, and ECDSA work correctly by performing a sign and verify operation; • Continuous Random Number Generator test to verify that the output of approved-DRBGs is not the same as the previously generated value; • Continuous Random Number Generator test to verify that the output of entropy is not the same as the previously generated value; • Bypass conditional test using HMAC-SHA-256 to ensure the mechanism governing media traffic is functioning correctly, and; • Firmware Load test using a 2048-bit/SHA-256 RSA-Based integrity test to verify firmware to be loaded into the module. Acme Packet 4600, Acme Packet 6300 and Acme Packet 6350 Page 29 of 33 9. Crypto-Officer and User Guidance The modules include an array of self-tests that are run during startup and conditionally during operations to prevent any secure data from being released and to ensure all components are functioning correctly. Self-tests may be run on-demand by power cycling the module. FIPS Mode is enabled by a license installed by Oracle, which will open/lock down features where appropriate. This section describes the configuration, maintenance, and administration of the cryptographic module. 9.1 Secure Setup and Initialization The operator shall set up the device as defined in the Session Border Controller ACLI Configuration Guide. The Crypto-Officer shall also: • Verify that the firmware version of the module is Version S-Cz8.2.0. • A new account for the Crypto-Officer and User shall be created as part of Setup and Initialization process. Upon creation of the new CO and User accounts the “default” accounts shipped with the module shall be disabled. • Ensure all traffic is encapsulated in a TLS, SSH, or SRTP tunnel as appropriate. • HTTPS shall be enabled and configure the web server certificate prior to connecting to the WebUI over TLS. • Ensure that SNMP V3 is configured with AES-128/HMAC only. • Ensure IKEv1 and IKEv2 is using AES CBC or CTR mode for encryption and HMAC-SHA-512 for authentication • Ensure SSH is configured to use AES CTR mode for encryption. • Ensure SSH and IKEv1/IKEv2 only use Diffie-Hellman group 14 in FIPS approved mode. • Ensure all management traffic is encapsulated within a trusted session (i.e., Telnet should not be used in FIPS mode of operation). • Ensure RSA keys are at least 2048-bit keys for TLS, IKEv1/IKEv2. No 512-bit or 1024-bit keys can be used in FIPS mode of operation. • All operator passwords must be a minimum of 8 characters in length. • Ensure use of FIPS-approved algorithms for TLS: o TLS_ECDHE_ECDSA_WITH_AES_256_GCM_SHA384 o TLS_ECDHE_ECDSA_WITH_AES_128_GCM_SHA256 o TLS_ECDHE_RSA_WITH_AES_256_GCM_SHA384 o TLS_ECDHE_RSA_WITH_AES_128_GCM_SHA256 o TLS_ECDHE_RSA_WITH_AES_256_CBC_SHA384 o TLS_ECDHE_RSA_WITH_AES_128_CBC_SHA256 o TLS_DHE_RSA_WITH_AES_256_GCM_SHA384 o TLS_DHE_RSA_WITH_AES_128_GCM_SHA256 o TLS_DHE_RSA_WITH_AES_128_CBC_SHA256 o TLS_DHE_RSA_WITH_AES_256_CBC_SHA256 • Be aware that when configuring High Availability (HA), only a local HA configuration to a directly connected box via a physical cable over the management port is allowed in FIPS Approved Mode. Remote HA is not allowed in FIPS Approved mode. • Be aware that HA configuration data that contains keys and CSP’s must never be transported over an untrusted network. Ensure that the HA ports used for the transport of HA data (including keys and CSP’s) are bound to a private IP address range during setup. • Be aware that only the HA state transactions between the two devices over the direct physical connection are Acme Packet 4600, Acme Packet 6300 and Acme Packet 6350 Page 30 of 33 permitted over those dedicated ports. • RADIUS and TACACS+ shall not be used in FIPS approved mode. • Any firmware loaded into this module that is not shown on the module certificate, is out of the scope of this validation and requires a separate FIPS 140-2 validation. Services in Table 7 of Section 3.5 make use non-compliant cryptographic algorithms. Use of these algorithms will place the module in a non-Approved mode of operation. 9.2 AES-GCM IV Construction/Usage The AES-GCM IV is used in the following protocols: • TLS: The TLS AES-GCM IV is generated in compliance with TLSv1.2 GCM cipher suites as specified in RFC 5288 and section 3.3.1 of NIST SP 800-52rev1. Per RFC 5246, when the nonce_explicit part of the IV exhausts the maximum number of possible values for a given session key, the module will trigger a handshake to establish a new encryption key. In case the module’s power is lost and then restored, the key used for the AES GCM encryption or decryption shall be redistributed. Note: IKE/IPSec does not use AES GCM. Acme Packet 4600, Acme Packet 6300 and Acme Packet 6350 Page 31 of 33 10.Mitigation of Other Attacks The module does not mitigate attacks beyond those identified in FIPS 140-2. Acme Packet 4600, Acme Packet 6300 and Acme Packet 6350 Page 32 of 33 Acronyms Terms and Abbreviations Term Definition AES Advanced Encryption Standard BBRAM Battery Backed RAM CMVP Cryptographic Module Validation Program CDR Call Data Record CSEC Communications Security Establishment Canada CSP Critical Security Parameter DHE Diffie-Hellman Ephemeral DRBG Deterministic Random Bit Generator ESBC Enterprise Session Border Controller ECDSA Elliptic Curve Digital Signature Algorithm ESBC Enterprise Session Border Controller EDC Error Detection Code EMS Enterprise Management Server HA High Availability HMAC (Keyed) Hash Message Authentication Code IKE Internet Key Exchange KAT Known Answer Test KDF Key Derivation Function LED Light Emitting Diode MGT Management NIST National Institute of Standards and Technology POST Power On Self Test PUB Publication RAM Random Access Memory ROM Read Only Memory SHA Secure Hash Algorithm SNMP Simple Network Management Protocol SRTP Secure Real Time Protocol TDM Time Division Multiplexing TLS Transport Layer Security Table 19: Acronyms Acme Packet 4600, Acme Packet 6300 and Acme Packet 6350 Page 33 of 33 References The FIPS 140-2 standard, and information on the CMVP, can be found at http://csrc.nist.gov/groups/STM/cmvp/index.html. More information describing the module can be found on the Oracle web site at https://www.oracle.com/industries/communications/enterprise/products/session-border-controller/index.html. This Security Policy contains non-proprietary information. All other documentation submitted for FIPS 140-2 conformance testing and validation is “Oracle - Proprietary” and is releasable only under appropriate non-disclosure agreements. Document Author Title FIPS PUB 140-2 NIST FIPS PUB 140-2: Security Requirements for Cryptographic Modules FIPS IG NIST Implementation Guidance for FIPS PUB 140-2 and the Cryptographic Module Validation Program FIPS PUB 140-2 Annex A NIST FIPS 140-2 Annex A: Approved Security Functions FIPS PUB 140-2 Annex B NIST FIPS 140-2 Annex B: Approved Protection Profiles FIPS PUB 140-2 Annex C NIST FIPS 140-2 Annex C: Approved Random Number Generators FIPS PUB 140-2 Annex D NIST FIPS 140-2 Annex D: Approved Key Establishment Techniques DTR for FIPS PUB 140-2 NIST Derived Test Requirements (DTR) for FIPS PUB 140-2, Security Requirements for Cryptographic Modules NIST SP 800-67 NIST Recommendation for the Triple Data Encryption Algorithm TDEA Block Cypher FIPS PUB 197 NIST Advanced Encryption Standard FIPS PUB 198-1 NIST The Keyed Hash Message Authentication Code (HMAC) FIPS PUB 186-4 NIST Digital Signature Standard (DSS) FIPS PUB 180-4 NIST Secure Hash Standard (SHS) NIST SP 800-131A NIST Recommendation for the Transitioning of Cryptographic Algorithms and Key Sizes PKCS#1 RSA Laboratories PKCS#1 v2.1: RSA Cryptographic Standard Table 20: References