1 FIPS 140-2 Non-Proprietary Security Policy for Aruba AP-324 and AP-325 Wireless Access Points Version 2.4 July 2017 3333 Scott Blvd Santa Clara, CA 95054 2 Copyright © 2017 Aruba an HP Enterprise Company. Aruba trademarks include ,Aruba Networks®, Aruba Wireless Networks®, the registered Aruba the Mobile Edge Company logo, Aruba Mobility Management System®, Mobile Edge Architecture®, People Move. Networks Must Follow®, RFProtect®, Green Island®. All rights reserved. All other trademarks are the property of their respective owners. Open Source Code Certain Aruba products include Open Source software code developed by third parties, including software code subject to the GNU General Public License (GPL), GNU Lesser General Public License (LGPL), or other Open Source Licenses. The Open Source code used can be found at this site: http://www.arubanetworks.com/open_source Legal Notice The use of Aruba. switching platforms and software, by all individuals or corporations, to terminate other vendors’ VPN client devices constitutes complete acceptance of liability by that individual or corporation for this action and indemnifies, in full, Aruba Networks, Inc. from any and all legal actions that might be taken against it with respect to infringement of copyright on behalf of those vendors. Warranty This hardware product is protected by the standard Aruba warranty of one year parts/labor. For more information, refer to the ARUBACARE SERVICE AND SUPPORT TERMS AND CONDITIONS. Altering this device (such as painting it) voids the warranty. Copyright © 2017 Aruba an HP Enterprise Company. Aruba trademarks include , Aruba Networks®, Aruba Wireless Networks®,the registered Aruba the Mobile Edge Company logo, and Aruba Mobility Management System®. 3 1 INTRODUCTION.................................................................................................................................5 1.1 ACRONYMS AND ABBREVIATIONS................................................................................................... 5 2 PRODUCT OVERVIEW......................................................................................................................6 2.1 AP-324............................................................................................................................................ 6 2.1.1 Physical Description............................................................................................................... 6 2.1.1.1 Dimensions/Weight ............................................................................................................ 7 2.1.1.2 Interfaces ............................................................................................................................ 7 2.2 AP-325............................................................................................................................................ 9 2.2.1 Physical Description............................................................................................................... 9 2.2.1.1 Dimensions/Weight ............................................................................................................ 9 2.2.1.2 Interfaces .......................................................................................................................... 10 3 MODULE OBJECTIVES...................................................................................................................12 3.1 SECURITY LEVELS......................................................................................................................... 12 3.2 PHYSICAL SECURITY ..................................................................................................................... 12 3.2.1 Applying TELs ...................................................................................................................... 12 3.2.2 Inspection/Testing of Physical Security Mechanisms ........................................................... 13 3.2.3 TELs Placement.................................................................................................................... 13 3.2.3.1 TELs Placement on the AP-324........................................................................................ 13 3.2.3.2 TEL Placement on the AP-325......................................................................................... 14 3.2.4 Inspection/Testing of Physical Security Mechanisms ........................................................... 16 3.3 OPERATIONAL ENVIRONMENT....................................................................................................... 16 3.4 LOGICAL INTERFACES ................................................................................................................... 16 4 ROLES, AUTHENTICATION AND SERVICES............................................................................18 4.1 ROLES ........................................................................................................................................... 18 4.1.1 Crypto Officer Authentication .............................................................................................. 19 4.1.2 User Authentication.............................................................................................................. 19 4.1.3 Wireless Client Authentication ............................................................................................. 19 4.1.4 Strength of Authentication Mechanisms ............................................................................... 19 4.2 SERVICES ...................................................................................................................................... 20 4.2.1 Crypto Officer Services......................................................................................................... 20 4.2.2 User Services........................................................................................................................ 22 4.2.3 Wireless Client Services ....................................................................................................... 22 4.2.4 Unauthenticated Services ..................................................................................................... 23 4.2.5 Service Available in Non-FIPS Mode................................................................................... 23 5 CRYPTOGRAPHIC ALGORITHMS ..............................................................................................24 6 CRITICAL SECURITY PARAMETERS.........................................................................................28 7 SELF TESTS........................................................................................................................................34 4 8 SECURE OPERATION......................................................................................................................36 8.1 CONFIGURING REMOTE AP FIPS MODE........................................................................................ 36 8.2 CONFIGURING CONTROL PLANE SECURITY (CPSEC) PROTECTED AP FIPS MODE........................ 37 8.3 CONFIGURING REMOTE MESH PORTAL FIPS MODE...................................................................... 38 8.4 CONFIGURING REMOTE MESH POINT FIPS MODE......................................................................... 39 8.5 VERIFY THAT THE MODULE IS IN FIPS MODE................................................................................. 40 8.6 FULL DOCUMENTATION ................................................................................................................ 41 5 1 Introduction This document constitutes the non-proprietary Cryptographic Module Security Policy for the Aruba AP- 324 and AP-325 Wireless Access Points with FIPS 140-2 Level 2 validation from Aruba Networks. This security policy describes how the AP meets the security requirements of FIPS 140-2 Level 2, and how to place and maintain the AP in a secure FIPS 140-2 mode. This policy was prepared as part of the FIPS 140- 2 Level 2 validation of the product. FIPS 140-2 (Federal Information Processing Standards Publication 140-2, Security Requirements for Cryptographic Modules) details the U.S. Government requirements for cryptographic modules. More information about the FIPS 140-2 standard and validation program is available on the National Institute of Standards and Technology (NIST) Web-site at: http://csrc.nist.gov/groups/STM/cmvp/index.html This document can be freely distributed.  The exact firmware version: ArubaOS 6.5.1-FIPS In addition, in this document, the Aruba AP-324 and AP-325 Wireless Access Points are referred to as the Access Point, the AP, the module, the cryptographic module, Aruba Wireless AP. 1.1 Acronyms and Abbreviations AES Advanced Encryption Standard AP Access Point CBC Cipher Block Chaining CLI Command Line Interface CO Crypto Officer CPSec Control Plane Security protected CSEC Communications Security Establishment Canada CSP Critical Security Parameter ECO External Crypto Officer EMC Electromagnetic Compatibility EMI Electromagnetic Interference FE Fast Ethernet GE Gigabit Ethernet GHz Gigahertz HMAC Hashed Message Authentication Code Hz Hertz IKE Internet Key Exchange IPsec Internet Protocol security KAT Known Answer Test KEK Key Encryption Key L2TP Layer-2 Tunneling Protocol LAN Local Area Network LED Light Emitting Diode SHA Secure Hash Algorithm SNMP Simple Network Management Protocol SPOE Serial & Power Over Ethernet TEL Tamper-Evident Label TFTP Trivial File Transfer Protocol WLAN Wireless Local Area Network 6 2 Product Overview This section introduces the various Aruba Wireless Access Points, providing a brief overview and summary of the physical features of each model covered by this FIPS 140-2 security policy. 2.1 AP-324 Figure 1 - Aruba AP-324 This section introduces the Aruba AP-324 Wireless Access Point (AP) with FIPS 140-2 Level 2 validation. It describes the purpose of the AP, its physical attributes, and its interfaces. These compact and cost-effective dual-radio APs deliver wireless data rates of up to 1.733 Gbps to 5-GHz devices with 802.11ac technology. They also support MU-MIMO with four spatial streams as well as 2.4- GHz 802.11n clients at data rates up to 800 Mbps. 2.4-GHz and 5-GHz (1.733 Gbps max rate) radios, each with 4SS MU-MIMO and four combined, duplexed (dual-band) external RP-SMA antenna connectors. When managed by Aruba Mobility Controllers, AP-324 offers centralized configuration, data encryption, policy enforcement and network services, as well as distributed and centralized traffic forwarding. 2.1.1 Physical Description The Aruba AP-324 Access Point is a multi-chip standalone cryptographic module consisting of hardware and software, all contained in a hard, opaque plastic and metal case. The module contains 802.11 a/b/g/n/ac transceivers and supports external antennas through four N-type female connectors for external antennas. The case physically encloses the complete set of hardware and software components and represents the cryptographic boundary of the module. The Access Point configuration validated during the cryptographic module testing included:  HW: AP-324-F1 (HPE SKU JW185A) 7 2.1.1.1 Dimensions/Weight The AP has the following physical dimensions:  Dimensions/weight (unit, excluding mount accessories): - 203mm (W) x 203mm (D) x 57mm (H) 8.0” (W) x 8.0” (D) x 2.2” (H) - 950g/34 oz  Dimensions/weight (shipping): - 315mm(W) x 265mm(D) x 100mm (H) 12.4” (W) x 10.4” (D) x 3.9” (H) - 1,350g/48 oz Environmental  Operating: - Temperature: 0° C to +50° C (+32° F to +122° F) - Humidity: 5% to 95% non- condensing Storage and transportation:  Temperature: -40° C to +70° C (-40° F to +158° F) Temperature: -40° C to +70° C (-40° F to +158° F) 2.1.1.2 Interfaces The module provides the following network interfaces:  Two 10/100/1000BASE-T Ethernet network interfaces (RJ-45)  Auto-sensing link speed and MDI/MDX  Link Aggregation support to achieve platform throughput up to 2 Gbps  802.3az Energy Efficient Ethernet (EEE)  PoE-PD: 48 Vdc (nominal) 802.3af or 802.3at PoE DC power interface, accepts 2.1/5.5-mm center-positive  12V DC power interface circular plug with 9.5-mm length  USB 2.0 host interface (Type A connector) Bluetooth Low Energy (BLE) radio  Up to 4dBm transmit power (class 2) and -94dBm receive sensitivity Other Interfaces  Visual indicators (tri-color LEDs): For system and radio status  Reset button: Factory reset (during device power up)  Serial console interface (RJ-45) 8 AP-324 LED Status Indicators LED Color/State Meaning System Status (Left) Off AP powered off Green/Amber Alternating Device booting; not ready Green- Solid Device ready Amber- Solid Device ready; power-save mode (802.3af PoE): * Single radio * USB disabled Green or Amber Flashing Restricted mode: * Uplink negotiated in sub optimal speed; or * Radio in non-high throughput (HT) mode Red System error condition Radio Status (Right) Off AP powered off, or both radios disabled Green- Solid Both radios enabled in access mode Amber- Solid Both radios enabled in monitor mode Green/Amber Alternating One radio enabled in access mode, one enabled in monitor mode 9 2.2 AP-325 Figure 2 - Aruba AP-325 This section introduces the Aruba AP-325 Wireless Access Point (AP) with FIPS 140-2 Level 2 validation. It describes the purpose of the AP, its physical attributes, and its interfaces. These compact and cost-effective dual-radio APs deliver wireless data rates of up to 1.733 Gbps to 5-GHz devices with 802.11ac technology. They also support MU-MIMO with four spatial streams as well as 2.4- GHz 802.11n clients at data rates up to 800 Mbps. 2.4-GHz and 5-GHz (1.733 Gbps max rate) radios, each with 4SS MU-MIMO and eight combined, duplexed (dual-band) internal antennas. When managed by Aruba Mobility Controllers, AP-325 offers centralized configuration, data encryption, policy enforcement and network services, as well as distributed and centralized traffic forwarding. 2.2.1 Physical Description The Aruba AP-325 Access Point is a multi-chip standalone cryptographic module consisting of hardware and software, all contained in a hard, opaque plastic and metal case. The module contains 802.11 a/b/g/n/ac transceivers and contains eight combined, duplexed (dual-band) internal antennas.. The case physically encloses the complete set of hardware and software components and represents the cryptographic boundary of the module. The Access Point configuration validated during the cryptographic module testing included:  HW: AP-325-F1(HPE SKU JW187A) 2.2.1.1 Dimensions/Weight The AP has the following physical dimensions: 10  Dimensions/weight (unit, excluding mount accessories): - 203mm (W) x 203mm (D) x 57mm (H) 8.0” (W) x 8.0” (D) x 2.2” (H) - 950g/34 oz  Dimensions/weight (shipping): - 315mm(W) x 265mm(D) x 100mm (H) 12.4” (W) x 10.4” (D) x 3.9” (H) - 1,350g/48 oz Environmental  Operating: - Temperature: 0° C to +50° C (+32° F to +122° F) - Humidity: 5% to 95% non- condensing Storage and transportation:  Temperature: -40° C to +70° C (-40° F to +158° F) Temperature: -40° C to +70° C (-40° F to +158° F) 2.2.1.2 Interfaces The module provides the following network interfaces:  Two 10/100/1000BASE-T Ethernet network interfaces (RJ-45)  Auto-sensing link speed and MDI/MDX  Link Aggregation support to achieve platform throughput up to 2 Gbps  802.3az Energy Efficient Ethernet (EEE)  PoE-PD: 48 Vdc (nominal) 802.3af or 802.3at PoE DC power interface, accepts 2.1/5.5-mm center-positive  12V DC power interface circular plug with 9.5-mm length  USB 2.0 host interface (Type A connector) Bluetooth Low Energy (BLE) radio  Up to 4dBm transmit power (class 2) and -94dBm receive sensitivity Other Interfaces  Visual indicators (tri-color LEDs): For system and radio status  Reset button: Factory reset (during device power up)  Serial console interface (RJ-45) 11 AP-325 LED Status Indicators LED Color/State Meaning System Status (Left) Off AP powered off Green/Amber Alternating Device booting; not ready Green- Solid Device ready Amber- Solid Device ready; power-save mode (802.3af PoE): * Single radio * USB disabled Green or Amber Flashing Restricted mode: * Uplink negotiated in sub optimal speed; or * Radio in non-high throughput (HT) mode Red System error condition Radio Status (Right) Off AP powered off, or both radios disabled Green- Solid Both radios enabled in access mode Amber- Solid Both radios enabled in monitor mode Green/Amber Alternating One radio enabled in access mode, one enabled in monitor mode 12 3 Module Objectives This section describes the assurance levels for each of the areas described in the FIPS 140-2 Standard. 3.1 Security Levels Table 1 - Security Levels Section Section Title Level 1 Cryptographic Module Specification 2 2 Cryptographic Module Ports and Interfaces 2 3 Roles, Services, and Authentication 2 4 Finite State Model 2 5 Physical Security 2 6 Operational Environment N/A 7 Cryptographic Key Management 2 8 EMI/EMC 2 9 Self-tests 2 10 Design Assurance 2 11 Mitigation of Other Attacks N/A Overall Overall module validation level 2 3.2 Physical Security The Aruba Wireless AP is a scalable, multi-processor standalone network device and is enclosed in a robust plastic and metal housing. The AP enclosure is resistant to probing (please note that this feature has not been validated as part of the FIPS 140-2 validation) and is opaque within the visible spectrum. The enclosure of the AP has been designed to satisfy FIPS 140-2 Level 2 physical security requirements. 3.2.1 Applying TELs The Crypto Officer must apply Tamper-Evident Labels (TELs) to the AP to allow detection of the opening of the device, and to block the serial console port (on the bottom of the device). The TELs shall be installed for the module to operate in a FIPS Approved mode of operation. Vendor provides FIPS 140 designated TELs which have met the physical security testing requirements for tamper evident labels under the FIPS 140-2 Standard. TELs are not endorsed by the Cryptographic Module Validation Program (CMVP). Aruba provides double the required amount of TELs with shipping and additional replacement TELs can be obtained by calling customer support and requesting part number 4011570-01 (HPE SKU JY894A). The Crypto Officer is responsible for securing and having control at all times of any unused tamper evident labels. If evidence of tampering is found with the TELs, the module must immediately be powered down and the administrator must be made aware of a physical security breach. The Crypto Officer should employ TELs as follows:  Before applying a TEL, make sure the target surfaces are clean and dry. 13  Do not cut, trim, punch, or otherwise alter the TEL.  Apply the wholly intact TEL firmly and completely to the target surfaces.  Ensure that TEL placement is not defeated by simultaneous removal of multiple modules.  Allow 24 hours for the TEL adhesive seal to completely cure.  Record the position and serial number of each applied TEL in a security log.  To obtain additional or replacement TELS, please order Aruba Networks part number: 4011570— 01 (HPE SKU JY894A). Once applied, the TELs included with the AP cannot be surreptitiously broken, removed or reapplied without an obvious change in appearance: Each TEL has a unique serial number to prevent replacement with similar label. To protect the device from tampering, TELs should be applied by the Crypto Officer as pictured below: 3.2.2 Inspection/Testing of Physical Security Mechanisms Table 3.2 - Inspection/Testing of Physical Security Mechanisms Physical Security Mechanism Recommended Test Frequency Guidance Tamper-evident labels (TELs) Once per month Examine for any sign of removal, replacement, tearing, etc. See images below for locations of TELs. If any TELS are found to be missing or damaged, contact a system administrator immediately Opaque module enclosure Once per month Examine module enclosure for any evidence of new openings or other access to the module internals. If any TELS are found to be missing or damaged, contact a system administrator immediately 3.2.3 TELs Placement This section displays all the TELs locations on each of module. 3.2.3.1 TELs Placement on the AP-324 The AP-324 requires 3 TELs. One on each edge (labels 1 and 2) and one covering the console port (label 3). See figures 6, and 7 for placement. 14 Figure 6 - Top View of AP-324 with TELs Figure 7 – Bottom View of AP-324 with TELs 3.2.3.2 TEL Placement on the AP-325 The AP-325 requires 3 TELS. One on each edge (labels 1 and 2) and one covering the console port (label 3). See figures 8 and 9 for placement. 15 Figure 8 – Top View of AP-325 with TELs Figure 9 – Bottom View of AP-325 with TELs 16 3.2.4 Inspection/Testing of Physical Security Mechanisms Table 2 - Inspection/Testing of Physical Security Mechanisms Physical Security Mechanism Recommended Test Frequency Guidance Tamper-evident labels (TELs) Once per month Examine for any sign of removal, replacement, tearing, etc. See images above for locations of TELs. If any TELS are found to be missing or damaged, contact a system administrator immediately Opaque module enclosure Once per month Examine module enclosure for any evidence of new openings or other access to the module internals. If any indication is found that indicates tampering, contact a system administrator immediately 3.3 Operational Environment The FIPS 140‐2 Operational Environment requirements are not applicable because the module is designated as a non-modifiable operational environment. The module only allows the loading of trusted and verified firmware that is signed by Aruba. 3.4 Logical Interfaces The physical interfaces are divided into logical interfaces defined by FIPS 140-2 as described in the following table. Table 3 - Logical Interfaces FIPS 140-2 Logical Interface Module Physical Interface Data Input Interface  10/100/1000 Ethernet Ports  802.11a/b/g/n/ac Antenna Interfaces  USB 2.0 Interface Data Output Interface  10/100/1000 Ethernet Ports  802.11a/b/g/n/ac Antenna Interfaces  USB 2.0 Interface Control Input Interface  10/100/1000 Ethernet Ports  802.11a/b/g/n/ac Antenna Interfaces  Reset button Status Output Interface  10/100/1000 Ethernet Ports  802.11a/b/g/n/ac Antenna Interfaces  USB 2.0 Interface Power Interface  Power Input  Power-over-Ethernet (POE) Data input and output, control input, status output, and power interfaces are defined as follows: 17  Data input and output are the packets that use the networking functionality of the module.  Control input consists of manual control inputs for power and reset through the power interfaces (power supply or POE). It also consists of all of the data that is entered into the access point while using the management interfaces. A reset button is present which is used to reset the AP to factory default settings.  Status output consists of the status indicators displayed through the LEDs, the status data that is output from the module while using the management interfaces, and the log file. o LEDs indicate the physical state of the module, such as power-up (or rebooting), utilization level, and activation state. The log file records the results of self-tests, configuration errors, and monitoring data.  The module may be powered by an external power supply. Operating power may also be provided via Power Over Ethernet (POE) device, when connected, the power is provided through the connected Ethernet cable.  Console port is disabled when operating in FIPS mode by TEL. The module distinguishes between different forms of data, control, and status traffic over the network ports by analyzing the packet headers and contents. 18 4 Roles, Authentication and Services 4.1 Roles The module supports the roles of Crypto Officer, User, and Wireless Client; no additional roles (e.g., Maintenance) are supported. Administrative operations carried out by the Aruba Mobility Controller map to the Crypto Officer role. The Crypto Officer has the ability to configure, manage, and monitor the module, including the configuration, loading, and zeroization of CSPs. Defining characteristics of the roles depend on whether the module is configured as in either Remote AP FIPS mode, Control Plane Security (CPSec) Protected AP FIPS mode or Mesh AP FIPS Mode. There are four FIPS approved modes of operations, which are Remote AP FIPS mode, Control Plane Security (CPSec) Protected AP FIPS mode and the two Mesh Modes, Remote Mesh Portal FIPS Mode and Remote Mesh Point FIPS Mode. Please refer to section 8 in this documentation for more information.  Remote AP FIPS mode: o Crypto Officer role: the Crypto Officer is the Aruba Mobility Controller that has the ability to configure, manage, and monitor the module, including the configuration, loading, and zeroization of CSPs. o User role: in the configuration, the User operator shares the same services and authentication techniques as the Mobility Controller in the Crypto Officer role. o Wireless Client role: in Remote AP FIPS mode configuration, a wireless client can create a connection to the module using 802.11i and access wireless network access/bridging services. When Remote AP cannot communicate with the controller, the wireless client role authenticates to the module via 802.11i Pre-shared secret only.  CPSec Protected AP FIPS mode: o Crypto Officer role: the Crypto Officer is the Aruba Mobility Controller that has the ability to configure, manage, and monitor the module, including the configuration, loading, and zeroization of CSPs. o User role: in the configuration, the User operator shares the same services and authentication techniques as the Mobility Controller in the Crypto Officer o Wireless Client role: in CPSec Protected AP FIPS mode configuration, a wireless client can create a connection to the module using 802.11i Pre-shared secret and access wireless network access services.  Remote Mesh Portal FIPS mode: o Crypto Officer role: the Crypto Officer is the Aruba Mobility Controller that has the ability to configure, manage, and monitor the module, including the configuration, loading, and zeroization of CSPs. o User role: the adjacent Mesh Point APs in a given mesh cluster. Please notice that Remote Mesh Portal AP must be physically wired to Mobility Controller. o Wireless Client role: in Remote Mesh Portal FIPS AP configuration, a wireless client can create a connection to the module using WPA2 and access wireless network access services.  Remote Mesh Point FIPS mode: o Crypto Officer role: the Crypto Officer role is the Aruba Mobility Controller that has the ability to configure, manage, and monitor the module, including the configuration, 19 loading, and zeroization of CSPs. The first mesh AP configured is the only AP with the direct wired connection. o User role: the adjacent Mesh APs in a given mesh cluster. Please notice that User role can be a Mesh Point AP or a Mesh Portal AP in the given mesh network. o Wireless Client role: in Mesh Remote Mesh Point FIPS AP configuration, a wireless client can create a connection to the module using WPA2 and access wireless network access services. 4.1.1 Crypto Officer Authentication In each of FIPS approved modes, the Aruba Mobility Controller implements the Crypto Officer role. Connections between the module and the mobility controller are protected using IPSec. Crypto Officer’s authentication is accomplished via either Pre-shared secret (IKEv1), RSA digital certificate (IKEv1/IKEv2) or ECDSA digital certificate (IKEv2). 4.1.2 User Authentication Authentication for the User role depends on the module configuration. When the module is configured in Remote Mesh Portal FIPS mode or Remote Mesh Point FIPS mode, the User role is authenticated via the WPA2 pre-shared key or EAP. When the module is configured as a Remote AP FIPS mode and CPSec protected AP FIPS mode, the User role is authenticated via the same IKEv1/IKEv2 pre-shared key or RSA/ECDSA certificate that is used by the Crypto Officer 4.1.3 Wireless Client Authentication The wireless client role defined in each of FIPS approved modes authenticates to the module via 802.11i. Please notice that WEP and TKIP configurations are not permitted in FIPS mode. When Remote AP cannot communicate with the controller, the wireless client role authenticates to the module via 802.11i Pre-shared secret only. 4.1.4 Strength of Authentication Mechanisms The following table describes the relative strength of each supported authentication mechanism. Table 4 - Strength of Authentication Mechanisms Authentication Mechanism Mechanism Strength IKEv1 Pre-shared secret based authentication (CO/User role) Passwords are required to be a minimum of eight ASCII characters and a maximum of 64 with a minimum of one letter and one number, or 64 HEX characters. Assuming the weakest option of 8 ASCII characters with the listed restrictions, the probability of randomly guessing the correct sequence is one (1) in 3,608,347,333,959,680 (this calculation is based on the assumption that the typical standard American QWERTY computer keyboard has 10 Integer digits, 52 alphabetic characters, and 32 special characters providing 94 characters to choose from in total. The calculation should be 94^8 (Total number of 8-digit passwords) – 84^8 (Total number of 8-digit passwords without numbers) – 42^8 (Total number of 8-digit passwords without letters) + 32^8 (Total number of 8-digit passwords without letters or numbers, added since it’s double-counted in the previous two subtractions) = 3,608,347,333,959,680). At optimal network conditions (assuming 1ms round- trip latency), an attacker would only get 60,000 guesses per minute. Therefore the associated probability of a successful random attempt during a one-minute period is 60,000/3,608,347,333,959,680, which is less than 1 in 100,000 required by FIPS 140-2. 20 Authentication Mechanism Mechanism Strength 802.11i Pre-shared secret based authentication (Wireless Client and Mesh AP user roles) Passwords are required to be a minimum of eight ASCII characters and a maximum of 63 with a minimum of one letter and one number, or the password must be exactly 64 HEX characters. Assuming the weakest option of 8 ASCII characters with the listed restrictions, the probability of randomly guessing the correct sequence is one (1) in 3,608,347,333,959,680 (this calculation is based on the assumption that the typical standard American QWERTY computer keyboard has 10 Integer digits, 52 alphabetic characters, and 32 special characters providing 94 characters to choose from in total. The calculation should be 94^8 (Total number of 8-digit passwords) – 84^8 (Total number of 8-digit passwords without numbers) – 42^8 (Total number of 8-digit passwords without letters) + 32^8 (Total number of 8-digit passwords without letters or numbers, added since it’s double-counted in the previous two subtractions) = 3,608,347,333,959,680). At optimal network conditions (assuming 1ms round-trip latency), an attacker would only get 60,000 guesses per minute. Therefore the associated probability of a successful random attempt during a one-minute period is 60,000/3,608,347,333,959,680, which is less than 1 in 100,000 required by FIPS 140-2. RSA Certificate based authentication (CO/User role) The module supports 2048-bit RSA key authentication during IKEv1 and IKEv2. RSA 2048 bit keys correspond to 112 bits of security. Assuming the low end of that range, the associated probability of a successful random attempt is 1 in 2^112, which is less than 1 in 1,000,000 required by FIPS 140- 2. At optimal network conditions (assuming 1ms round-trip latency), an attacker would only get 60,000 guesses per minute. Therefore the associated probability of a successful random attempt during a one-minute period is 60,000/2^112, which is less than 1 in 100,000 required by FIPS 140-2. ECDSA Certificate based authentication (CO/User role) ECDSA signing and verification is used to authenticate to the module during IKEv1/IKEv2. Both P-256 and P-384 curves are supported. ECDSA P-256 provides 128 bits of equivalent security, and P-384 provides 192 bits of equivalent security. Assuming the low end of that range, the associated probability of a successful random attempt during a one-minute period is 1 in 2^128, which is less than 1 in 1,000,000 required by FIPS 140-2. At optimal network conditions (assuming 1ms round-trip latency), an attacker would only get 60,000 guesses per minute. Therefore the associated probability of a successful random attempt during a one-minute period is 60,000/2^128, which is less than 1 in 100,000 required by FIPS 140-2. 4.2 Services The module provides various services depending on role. These are described below. 4.2.1 Crypto Officer Services The CO role in each of FIPS modes defined in section 4.1 has the same services. Table 5 - Crypto Officer Services 21 Services Description CSPs Accessed (see section 6 below for a complete description to each CSP and the associated cryptographic algorithms) FIPS mode enable/disable The CO selects/de-selects FIPS mode as a configuration option. None. Key Management The CO can configure/modify the IKEv1/IKEv2 shared secret (The RSA private key is protected by non-volatile memory and cannot be modified) and the 802.11i Pre- shared secret (used in advanced Remote AP configuration). Also, the CO/User implicitly uses the KEK to read/write configuration to non-volatile memory. 1 (read), 13 and 25(write) Remotely reboot module The CO can remotely trigger a reboot None Self-test triggered by CO/User reboot The CO can trigger a programmatic reset leading to self-test and initialization None. Update module firmware The CO can trigger a module firmware update 1, 12 (read) Configure non-security related module parameters CO can configure various operational parameters that do not relate to security None. Creation/use of secure management session between module and CO The module supports use of IPSec for securing the management channel. 2, 3, 4, 5. 6, 7, .8, 9, 10, 11 (read, write) 13 (read) 14, 15, 16, 17, 18, 19, 20, 21, 22, 23, 24 (read, write) System Status CO may view system status information through the secured management channel See creation/use of secure management session above. Creation/use of secure mesh channel The module requires secure connections between mesh points using 802.11i 1, 25 (read) 26, 27, 28, 29, 30 (read/write) 22 Services Description CSPs Accessed (see section 6 below for a complete description to each CSP and the associated cryptographic algorithms) Zeroization The cryptographic keys stored in SDRAM memory can be zeroized by rebooting the module. The cryptographic keys (IKEv1 Pre- shared secret and 802.11i Pre- shared secret) stored in the flash can be zeroized by using command ‘ap wipe out flash’ or by overwriting with a new secret. The other keys/CSPs (KEK, RSA/ECDSA public key/private key and certificate) stored in Flash memory can be zeroized by using command ‘ap wipe out flash’. All CSPs will be destroyed. 4.2.2 User Services The User role for Remote AP FIPS mode and Control Plane Security (CPSec) Protected AP FIPS mode supports the same services listed in the Section 4.2.1 Crypto Officer Services. The User role for Remote Mesh Portal FIPS mode and Remote Mesh Point FIPS mode supports the services listed in Section 4.2.3 Wireless Client Role. 4.2.3 Wireless Client Services The following services are provided for the Wireless Client role in Remote AP FIPS mode, CPSec protected AP FIPS mode, Remote Mesh Portal FIPS mode and Remote Mesh Point FIPS mode. Table 6- User Services (Wireless Client Services) Service Description CSPs Accessed (see section 6 below for a complete description to each CSP and the associated cryptographic algorithms) Generation and use of 802.11i cryptographic keys In all modes, the links between the module and wireless client are secured with 802.11i. 1, 25 (read) 26,27,28,29,30 (read/write) Use of 802.11i Pre-shared secret for establishment of IEEE 802.11i keys When the module is in advanced Remote AP configuration, the links between the module and the wireless client are secured with 802.11i. This is authenticated with a shared secret only. 1, 25 (read) Wireless bridging services The module bridges traffic between the wireless client and the wired network. None 23 4.2.4 Unauthenticated Services The module provides the following unauthenticated services, which are available regardless of role.  System status – module LEDs  Reboot module by removing/replacing power  Self-test and initialization at power-on. 4.2.5 Service Available in Non-FIPS Mode • All of the services that are available in FIPS mode are also available in non-FIPS mode. • When operating in the non-FIPS mode, the TLS, SSH, and 802.11i services can utilize the non-Approved algorithms listed in the “Non-FIPS Approved Cryptographic Algorithms used only in Non-FIPS 140 Mode” section at the end of section 5. • Upgrading the firmware via the console port. • Debugging via the console port. Please note that all CSPs will be zeroized automatically when switching from FIPS mode to non-FIPS mode, or from non-FIPS mode to FIPS mode. 24 5 Cryptographic Algorithms The firmware in each module contains the following cryptographic algorithm implementations/crypto libraries to implement the different FIPS approved cryptographic algorithms that will be used for the corresponding security services supported by the module in FIPS mode: NOTE: The modes listed for each algorithm are only those actually used by the module (additional modes may have been tested during CAVS testing and not currently used).  ArubaOS OpenSSL Module algorithm implementation  ArubaOS Crypto Module algorithm implementation  ArubaOS UBOOT Bootloader algorithm implementation  Aruba AP Hardware algorithm implementation Below are the detailed lists for the FIPS approved algorithms and the associated certificate implemented by each crypto library ArubaOS OpenSSL CAVP Certificate # Algorithm Standard Mode/Method Key Lengths, Curves, Moduli Use 3998 AES FIPS 197, SP 800- 38A ECB, CBC, CFB (128only), CTR (192, 256, ext only) 128, 192, 256 Data Encryption/Decryption 825 CVL RSASP1 PKCS 1.5 FIPS 186-4 MOD 2048 RSA 1188 DRBG SP 800- 90A AES CTR 256 Deterministic Random Number Generation 891 ECDSA 186-4 PKG, SigGen, SigVer P256, P384 Digital Key Generation, Signature Generation and Verification 2610 HMAC FIPS 198-1 HMAC- SHA1, HMAC-SHA- 256, HMAC- SHA-384, HMAC-SHA- 512 112, 126, 160, 256 Message Authentication 92 KBKDF SP 800-108 CTR HMAC- SHA1,HMAC- SHA256, HMAC-SHA384 Deriving Keys 2054 RSA FIPS 186-2 SHA-1, SHA- 256, SHA- 384, SHA-512 PKCS1 v1.5 1024 (legacy SigVer only), 2048 Digital Signature Verification 25 2054 RSA FIPS 186-4 SHA-1, SHA- 256, SHA- 384, SHA-512 PKCS1 v1.5 2048 Key Gen, Digital Signature Generation and Verification 3300 SHS FIPS 180-4 SHA-1, SHA- 256, SHA- 384, SHA-512 Byte Only Message Digest 2196 Triple-DES SP 800-67 TEBC, TCBC 192 Data Encryption/Decryption Note: o RSA (non-compliant with the following functions:)  FIPS186-2: ALG[ANSIX9.31]: Key(gen)(MOD: 1024 PubKey Values: 65537) ALG[RSASSA-PKCS1_V1_5]: SIG(gen): 1024, SHS: SHA-1/SHA-256/SHA- 384/SHA-512, 2048, SHS: SHA-1 o ECDSA (non-compliant with the following functions:)  FIPS186-2: SIG(gen): CURVES(P-256 P-384), SHS: SHA-1 ArubaOS Crypto Module CAVP Certificate # Algorithm Standard Mode/Method Key Lengths, Curves, Moduli Use 4138 AES FIPS 197, SP 800-38A CBC, GCM, CTR (ext only) 128, 192, 256 Data Encryption/Decryption 944 CVL IKEv1, IKEv2 SP800-135 IKEv1(DSA, PSK 2048, SHA-256, 384), IKEv2(2048 SHA-356, 384) Key Derivation 945 RSASP1 186-4 2048 PKCS #1.5 Key Gen, SigVer, SigGen 950 ECDSA 186-4 PKG, SigGen, SigVer (P- 256, 384, SHA 1, 256, 384, 512 P256, P384 PKG,Digital Signature Generation and Verification 2711 HMAC FIPS 198-1 HMAC- SHA1, HMAC-SHA- 256, HMAC- SHA-384, HMAC-SHA- 112, 126, 160, 256 Message Authentication 26 512 2254 RSA FIPS 186-2 SHA-1, SHA- 256, SHA- 384, SHA-512 PKCS1 v1.5 1024 (legacy SigVer only), 2048 Digital Signature Verification 2254 RSA FIPS 186-4 SHA-1, SHA- 256, SHA- 384, SHA-512 PKCS1 v1.5 2048, 1024 (legacy SigVer only) Key Generation, Digital Signature Generation and Verification 3408 SHS FIPS 180-4 SHA-1, SHA- 256, SHA- 384, SHA-512 Byte Only Message Digest 2262 Triple-DES SP 800-67 TCBC 192 Data Encryption/Decryption Note: o RSA (non-compliant with the following functions:)  FIPS186-2: ALG[ANSIX9.31]: Key(gen)(MOD: 1024 PubKey Values: 65537) ALG[RSASSA-PKCS1_V1_5]: SIG(gen): 1024, SHS: SHA-1/SHA-256/SHA- 384/SHA-512, 2048, SHS: SHA-1 o ECDSA (non-compliant with the following functions:)  FIPS186-2: SIG(gen): CURVES(P-256 P-384), SHS: SHA-1 ArubaOS UBOOT Bootloader CAVP Certificate # Algorithm Standard Mode/Method Key Lengths, Curves, Moduli Use 2395 RSA FIPS 186-4 SHA-1, SHA256 2048 Digital Signature Verification 3633 SHS FIPS 180-4 SHA-1, SHA- 256 Byte Only Message Digest NOTE: Only Firmware signed with SHA-256 is permitted in the Approved mode. Digital signature verification with SHA-1, while available within the module, shall only be used while in the non-Approved mode. Aruba AP Hardware CAVP Certificate # Algorithm Standard Mode/Method Key Lengths, Curves, Moduli Use 1648 AES FIPS 197, SP 800-38A ECB, CBC, CFB128, OFB, CTR 128, 192, 256 Data Encryption/Decryption 27 (ext only) CCM, GCM(used for self-test only) 538 HMAC FIPS 198-1 HMAC- SHA1, HMAC-SHA- 256, HMAC- SHA-384, HMAC-SHA- 512 112, 126, 160, 256 Message Authentication 934 SHS FIPS 180-4 SHA-1, SHA- 256, SHA- 384, SHA-512 Byte Only Message Digest 758 Triple-DES SP 800-67 TEBC, TCBC, TOFB 192 Data Encryption/Decryption Non-FIPS Approved Algorithms Allowed in FIPS Mode  Diffie-Hellman (key agreement; key establishment methodology provides 112 bits of encryption strength)  EC Diffie-Hellman (key agreement; key establishment methodology provides 128 or 192 bits of encryption strength)  NDRNG (used solely to seed the Approved DRBG) NOTE: IKEv1 and IKEv2 protocols have not been reviewed or tested by the CAVP and CMVP. Non-FIPS Approved Cryptographic Algorithms used only in Non-FIPS 140 Mode The cryptographic module implements the following non-approved algorithms that are not permitted for use, and are not used, in the FIPS 140-2 mode of operations:  DES  HMAC-MD5  MD5  RC4 Note: DES, MD5, HMAC-MD5 and RC4 are used for older versions of TLS, SSH and WEP non- approved mode 28 6 Critical Security Parameters The following Critical Security Parameters (CSPs) are used by the module: Table 7 - Critical Security Parameters # Name Algorithm/Key Size Generation/Use Storage Zeroization General Keys/CSPs 1 Key Encryption Key (KEK) Triple-DES (192 bits) Hardcoded during manufacturing. Used only to protect keys stored in the flash, not for key transport. (3 Key, CBC) Stored in Flash memory (plaintext) Zeroized by using command ‘ap wipe out flash’. 2 DRBG entropy input SP 800-90a CTR_DRBG (512 bits) Entropy inputs to DRBG function used to construct the DRBG seed. 64 bytes are gotten from the entropy source on each call by any service that requires a random number. Testing estimates 505.26 bits of entropy are returned in the 512 bit string. Stored in SDRAM memory (plaintext) Zeroized by rebooting the module 3 DRBG seed SP 800-90a CTR_DRBG (384-bits) Input to the DRBG that determines the internal state of the DRBG. Generated using DRBG derivation function that includes the entropy input from the entropy source. Stored in SDRAM memory (plaintext) Zeroized by rebooting the module 4 DRBG Key SP 800-90a CTR_DRBG (256 bits) This is the DRBG key used for SP 800-90a CTR_DRBG. Stored in SDRAM memory (plaintext) Zeroized by rebooting the module 5 DRBG V SP 800-90a CTR_DRBG V (128 bits) Internal V value used as part of SP 800-90a CTR_DRBG. Stored in SDRAM memory (plaintext) Zeroized by rebooting the module 29 6 Diffie-Hellman private key Diffie-Hellman Group 14 (224 bits) Generated internally by calling FIPS approved DRBG (Cert. #1188) to derive Diffie-Hellman shared secret used in both IKEv1 and IKEv2. Stored in SDRAM memory (plaintext) Zeroized by rebooting the module 7 Diffie-Hellman public key Diffie-Hellman Group 14 (2048 bits) Derived internally in compliance with Diffie- Hellman key agreement scheme. Used for establishing DH shared secret. Stored in SDRAM memory (plaintext) Zeroized by rebooting the module 8 Diffie-Hellman shared secret Diffie-Hellman Group 14 (2048 bits) Established during Diffie- Hellman Exchange. Used for deriving IPSec/IKE cryptographic keys. Stored in SDRAM memory (plaintext) Zeroized by rebooting the module 9 EC Diffie-Hellman private key EC Diffie-Hellman (Curves: P-256 or P-384). Generated internally by calling FIPS approved DRBG (Cert #1188) during EC Diffie-Hellman Exchange. Used for establishing ECDH shared secret. Stored in SDRAM memory (plaintext) Zeroized by rebooting the module 10 EC Diffie-Hellman public key EC Diffie-Hellman (Curves: P-256 or P-384). Derived internally in compliance with EC Diffie-Hellman key agreement scheme. Used for establishing ECDH shared secret. Stored in SDRAM memory (plaintext) Zeroized by rebooting the module 11 EC Diffie-Hellman shared secret EC Diffie-Hellman (Curves: P-256 or P-384) Established during EC Diffie-Hellman Exchange. Used for deriving IPSec/IKE cryptographic keys. Stored in SDRAM memory (plaintext) Zeroized by rebooting the module 12 Factory CA Public Key RSA (2048 bits) This is RSA public key. Loaded into the module during manufacturing. Used for Firmware verification. Stored in Flash encrypted with KEK Zeroized by using command ‘ap wipe out flash’ IPSec/IKE 30 13 IKEv1 Pre-shared secret Shared secret (8 - 64 ASCII or 64 HEX characters) Entered by CO role. Used for IKEv1 peers authentication. Stored in Flash memory encrypted with KEK Zeroized by using command ‘ap wipe out flash’ or by overwriting with a new secret 14 skeyid Shared Secret (160/256/384 bits) A shared secret known only to IKEv1 peers. It was established via key derivation function defined in SP800-135 KDF (IKEv1). Used for deriving other keys in IKEv1 protocol implementation. Stored in SDRAM memory (plaintext) Zeroized by rebooting the module. 15 skeyid_d Shared Secret (160/256/384 bits) A shared secret known only to IKEv1 peers. It was derived via key derivation function defined in SP800-135 KDF (IKEv1). Used for deriving IKEv1 session authentication key. Stored in SDRAM memory (plaintext) Zeroized by rebooting the module 16 SKEYSEED Shared Secret (160/256/384 bits) A shared secret known only to IKEv2 peers. It was derived via key derivation function defined in SP800-135 KDF (IKEv2) and it will be used for deriving other keys in IKEv2 protocol. Stored in SDRAM memory (plaintext) Zeroized by rebooting the module 17 IKE session authentication key HMAC-SHA- 1/256/384 (160/256/384 bits) The IKE session (IKE Phase I) authentication key. This key is derived via key derivation function defined in SP800-135 KDF (IKEv1/IKEv2). Used for IKEv1/IKEv2 payload integrity verification. Stored in SDRAM memory (plaintext) Zeroized by rebooting the module 18 IKE session encryption key Triple-DES (192 bits, 3 Key CBC) /AES (128/192/256 bits, CBC) The IKE session (IKE Phase I) encrypt key. This key is derived via key derivation function defined in SP800-135 Stored in SDRAM memory (plaintext) Zeroized by rebooting the module 31 KDF (IKEv1/IKEv2). Used for IKE payload protection. 19 IPSec session encryption keys Triple-DES (192 bits, 3 KEY CBC) / AES (CBC) and AES-GCM (128/192/256 bits) The IPsec (IKE phase II) encryption key. This key is derived via a key derivation function defined in SP800-135 KDF (IKEv1/IKEv2). Used for IPSec traffics protection. Stored in SDRAM memory (plaintext) Zeroized by rebooting the module 20 IPSec session authentication keys HMAC-SHA-1 (160 bits) The IPsec (IKE Phase II) authentication key. This key is derived via using the KDF defined in SP800-135 KDF (IKEv1/IKEv2). Used for IPSec traffics integrity verification. Stored in SDRAM memory (plaintext) Zeroized by rebooting the module 21 IKE RSA Private Key RSA private key (2048 bits) This is the RSA private key. This key is generated by the module in compliance with FIPS 186-4 RSA key pair generation method. In both IKEv1 and IKEv2, DRBG (Cert. #1188) is called for key generation. It is used for RSA signature signing in either IKEv1 or IKEv2. Stored in Flash memory encrypted with KEK Zeroized by using command ‘ap wipe out flash’ 22 IKE RSA public key RSA public key (2048 bits) This is the RSA public key. This key is derived in compliance with FIPS 186-4 RSA key pair generation method in the module. It is used for RSA signature verification in either IKEv1 or IKEv2. This key can also be entered by the CO on the Mobility Controller via SSH (CLI) and/or Stored in Flash memory encrypted with KEK Zeroized by using command ‘ap wipe out flash’ 32 TLS (for the GUI). 23 IKE ECDSA Private Key ECDSA suite B (Curves: P-256 or P- 384) This is the ECDSA private key. This key is generated by the module in compliance with FIPS 186-4 ECDSA key pair generation method. In IKEv2, DRBG (Cert #1188) is called for key generation. It is used for ECDSA signature signing in IKEv2. Stored in Flash memory encrypted with KEK Zeroized by using command ‘ap wipe out flash’. 24 IKE ECDSA Public Key ECDSA suite B (Curves: P-256 or P- 384) This is the ECDSA public key. This key is derived in compliance with FIPS 186-4 ECDSA key pair generation method in the module. It is used for ECDSA signature verification in IKEv2. This key can also be entered by the CO on the Mobility Controller via SSH (CLI) and/or TLS (for the GUI). Stored in Flash memory encrypted with KEK Zeroized by using command ‘ap wipe out flash’ 802.11i 25 802.11i Pre-shared secret Shared secret (8-63 ASCII characters, or 64 HEX characters) Entered by CO role. Used for 802.11i client/server authentication. Stored in Flash memory encrypted with KEK Zeroized by using command ‘ap wipe out flash’ or by overwriting with a new secret. 26 802.11i Pair-Wise Master key (PMK) Shared secret (256 bits) The PMK is transported to the module, protected by IPSec secure tunnel. Used to derive the Pairwise Transient Key (PTK) for 802.11i communications. Stored in SDRAM (plaintext) Zeroized by rebooting the module 33 27 802.11i Pairwise Transient Key (PTK) HMAC (384 bits) This key is used to derive 802.11i session key by using the KDF defined in SP800-108. Stored in SDRAM memory (plaintext) Zeroized by rebooting the module 28 802.11i session key AES-CCM (128 bits) Derived during 802.11i 4-way handshake by using the KDF defined in SP800-108 then used as the session key. Stored in SDRAM memory (plaintext) Zeroized by rebooting the module 29 802.11i Group Master Key (GMK) Shared secret (256 bits) Generated by calling DRBG (Cert. #1188). Used to derive 802.11i Group Transient Key GTK. Stored in SDRAM memory (plaintext) Zeroized by rebooting the module 30 802.11i Group Transient Key (GTK) AES-CCM (256 bits) Derived from 802.11 GMK by using the KDF defined in SP800- 108. The GTK is the 802.11i session key used for broadcast communications protection. Stored in SDRAM memory (plaintext) Zeroized by rebooting the module Please note that:  AES GCM IV generation is performed in compliance with the Implementation Guidance A.5 scenario 2. FIPS approved DRBG (Cert. #1188) is used for IV generation and 96 bits of IV is supported).  For keys identified as being "Generated internally by calling FIPS approved DRBG", the generated seed used in the asymmetric key generation is an unmodified output from the DRBG.  CSPs labeled as “Entered by CO” (as well as the ECDSA/RSA public keys) are entered into the module via SSH/TLS or from the controller via IPSec. 34 7 Self Tests The module performs Power On Self-Tests regardless the modes (non-FIPS mode, Remote AP FIPS mode, Control Plane Security (CPSec) Protected AP FIPS mode, Remote Mesh Portal FIPS mode or Remote Mesh Point FIPS mode). In addition, the module also performs Conditional tests after being configured into either Remote AP FIPS mode, Control Plane Security (CPSec) Protected AP FIPS mode Remote Mesh Portal FIPS mode or Remote Mesh Point FIPS mode. In the event any self-test fails, the module enters an error state, logs the error, and reboots automatically. The module performs the following power on self-tests: ArubaOS OpenSSL Module:  AES (encrypt/decrypt) KATs  Triple-DES (encrypt/decrypt) KATs  DRBG KAT  RSA (sign/verify) KATs  ECDSA (sign/verify) KATs  SHS (SHA1, SHA256, SHA384 and SHA512) KATs  HMAC (HMAC-SHA1, HMAC-SHA256, HMAC-SHA384 and HMAC-SHA512) KATs ArubaOS Crypto Module  AES (encrypt/decrypt) KATs  AES-GCM (encrypt/decrypt) KATs  Triple-DES (encrypt/decrypt) KATs  SHA (SHA1, SHA256, SHA384 and SHA512) KATs  HMAC (HMAC-SHA1, HMAC-SHA256, HMAC-SHA384 and HMAC-SHA512) KATs  RSA (sign/verify) KATs  ECDSA (sign/verify) KATs ArubaOS UBOOT Bootloader Module  Firmware Integrity Test: RSA PKCS#1 v1.5 (2048 bits) signature verification with SHA- 256 (the integrity test is the KAT) Aruba AP Hardware algorithm implementation power on self-tests:  AES (encrypt/decrypt) KATs  AES-CCM (encrypt/decrypt) KATs  AES-GCM (encrypt/decrypt) KATs  Triple-DES (encrypt/decrypt) KATs  SHA-1 KAT  HMAC (HMAC-SHA1, HMAC-SHA256, HMAC-SHA384 and HMAC-SHA512) KATs The following Conditional Tests are performed in the module: ArubaOS OpenSSL Module algorithm implementation  CRNG Test to Approved RNG (DRBG)  SP800-90A Section 11.3 Health Tests for CTR_DRBG (Instantiate, Generate and Reseed).  ECDSA Pairwise Consistency Test 35  RSA Pairwise Consistency Test ArubaOS Crypto Module algorithm implementation  RSA Pairwise Consistency Test  ECDSA Pairwise Consistency Test ArubaOS UBOOT Bootloader Module algorithm implementation  Firmware Load Test - RSA PKCS#1 v1.5 (2048 bits) signature verification with SHA-256 CRNG test to NDRNG These self-tests are run for the hardware cryptographic implementation as well as for the Aruba OpenSSL and ArubaOS cryptographic module implementations. Self-test results are written to the serial console. In the event of a KATs failure, the AP logs different messages, depending on the error. For an ArubaOS OpenSSL AP module and ArubaOS cryptographic module KAT failure: AP rebooted [DATE][TIME] : Restarting System, SW FIPS KAT failed For an AES Atheros hardware POST failure: Starting HW SHA1 KAT ...Completed HW SHA1 AT Starting HW HMAC-SHA1 KAT ...Completed HW HMAC-SHA1 KAT Starting HW AES KAT ...Restarting system. 36 8 Secure Operation The module can be configured to be in the following FIPS approved modes of operations via corresponding Aruba Mobility Controllers that have been certified to FIPS level 2: • Remote AP FIPS mode – When the module is configured as a Remote AP, it is intended to be deployed in a remote location (relative to the Mobility Controller). The module provides cryptographic processing in the form of IPSec for all traffic to and from the Mobility Controller. • Control Plane Security (CPSec) Protected AP FIPS mode – When the module is configured as a Control Plane Security protected AP it is intended to be deployed in a local/private location (LAN, WAN, MPLS) relative to the Mobility Controller. The module provides cryptographic processing in the form of IPSec for all Control traffic to and from the Mobility Controller. • Remote Mesh Portal FIPS mode – When the module is configured in Mesh Portal mode, it is intended to be connected over a physical wire to the mobility controller. These modules serve as the connection point between the Mesh Point and the Mobility Controller. Mesh Portals communicate with the Mobility Controller through IPSec and with Mesh Points via 802.11i session. The Crypto Officer role is the Mobility Controller that authenticates via IKEv1/IKEv2 pre-shared key or RSA/ECDSA certificate authentication method, and Users are the "n" Mesh Points that authenticate via 802.11i preshared key. • Remote Mesh Point FIPS mode – an AP that establishes all wireless path to the Remote Mesh portal in FIPS mode over 802.11 and an IPSec tunnel via the Remote Mesh Portal to the controller. In addition, the module also supports a non-FIPS mode – an un-provisioned AP, which by default does not serve any wireless clients. The Crypto Officer must first enable and then provision the AP into a FIPS AP mode of operation. Only firmware updates signed with SHA-256/RSA 2048 are permitted. This section explains how to place the module in each FIPS mode and how to verify that it is in FIPS mode. An important point in the Aruba APs is that to change configurations from any one mode to any other mode requires the module to be re-provisioned and rebooted before any new configured mode can be enabled. The access point is managed by an Aruba Mobility Controller in FIPS mode, and access to the Mobility Controller’s administrative interface via a non-networked general purpose computer is required to assist in placing the module in FIPS mode. The controller used to provision the AP is referred to below as the “staging controller”. The staging controller must be provisioned with the appropriate firmware image for the module, which has been validated to FIPS 140-2, prior to initiating AP provisioning. The Crypto Officer shall perform the following steps: 8.1 Configuring Remote AP FIPS Mode 1. Apply TELs according to the directions in section 3.2 2. Log into the administrative console of the staging controller 3. Deploying the AP in Remote FIPS mode configure the controller for supporting Remote APs, For detailed instructions and steps, see Section “Configuring the Secure Remote Access Point Service” in Chapter “Remote Access Points” of the Aruba OS User Manual. 4. Enable FIPS mode on the controller. This is accomplished by going to the Configuration > Network > Controller > System Settings page (this is the default page when you click the Configuration tab), and clicking the FIPS Mode for Mobility Controller Enable checkbox. 37 5. Enable FIPS mode on the AP. This accomplished by going to the Configuration > Wireless > AP Configuration > AP Group page. There, you click the Edit button for the appropriate AP group, and then select AP > AP System Profile. Then, check the “Fips Enable” box, check “Apply”, and save the configuration. 6. If the staging controller does not provide PoE, either ensure the presence of a PoE injector for the LAN connection between the module and the controller, or ensure the presence of a DC power supply appropriate to the particular model of the module. 7. Connect the module via an Ethernet cable to the staging controller; note that this should be a direct connection, with no intervening network or devices; if PoE is being supplied by an injector, this represents the only exception. That is, nothing other than a PoE injector should be present between the module and the staging controller. 8. Once the module is connected to the controller by the Ethernet cable, navigate to the Configuration > Wireless > AP Installation page, where you should see an entry for the AP. Select that AP, click the “Provision” button, which will open the provisioning window. Now provision the AP as Remote AP by filling in the form appropriately. Detailed steps are listed in section entitled “Provisioning an Individual AP” in the ArubaOS User Guide. Click “Apply and Reboot” to complete the provisioning process. (The User Guide is available at: https://support.arubanetworks.com/Documentation/tabid/77/DMXModule/512/EntryId/23053/Def ault.aspx) a. During the provisioning process as Remote AP if Pre-shared secret is selected to be the Remote AP Authentication Method, the IKE Pre-shared secret (8 - 64 ASCII or 64 HEX characters) is input to the module during provisioning. In the initial provisioning of an AP, this key will be entered in plaintext; subsequently, during provisioning, it will be entered encrypted over the secure IPSec session. If certificate based authentication is chosen, the AP’s RSA or ECDSA key pair is used to authenticate AP to controller during IPSec. 9. Via the logging facility of the staging controller, ensure that the module (the AP) is successfully provisioned with firmware and configuration 10. Terminate the administrative session 11. Disconnect the module from the staging controller, and install it on the deployment network; when power is applied, the module will attempt to discover and connect to an Aruba Mobility Controller on the network. 8.2 Configuring Control Plane Security (CPSec) Protected AP FIPS mode 1. Apply TELs according to the directions in section 3.2 2. Log into the administrative console of the staging controller 3. Configure the staging controller with CPSec under Configuration > Controller > Control Plane Security tab. AP will authenticate to the controller using certificate based authentication (IKEv2) to establish IPSec. The AP is configured with an RSA key pair at manufacturing. The AP’s certificate is signed by Aruba Certification Authority (trusted by all Aruba controllers) and the AP’s RSA private key is stored in non-volatile memory. Refer to the “Configuring Control Plane Security” section in the ArubaOS User Manual for details on the steps. 38 4. Enable FIPS mode on the controller. This is accomplished by going to the Configuration > Network > Controller > System Settings page (this is the default page when you click the Configuration tab), and clicking the FIPS Mode for Mobility Controller Enable checkbox. 5. Enable FIPS mode on the AP. This accomplished by going to the Configuration > Wireless > AP Configuration > AP Group page. There, you click the Edit button for the appropriate AP group, and then select AP > AP System Profile. Then, check the “FIPS Enable” box, check “Apply”, and save the configuration. 6. If the staging controller does not provide PoE, either ensure the presence of a PoE injector for the LAN connection between the module and the controller, or ensure the presence of a DC power supply appropriate to the particular model of the module 7. Connect the module via an Ethernet cable to the staging controller; note that this should be a direct connection, with no intervening network or devices; if PoE is being supplied by an injector, this represents the only exception. That is, nothing other than a PoE injector should be present between the module and the staging controller. 8. Once the module is connected to the controller by the Ethernet cable, navigate to the Configuration > Wireless > AP Installation page, where you should see an entry for the AP. Select that AP, click the “Provision” button, which will open the provisioning window. Now provision the CPSec Mode by filling in the form appropriately. Detailed steps are listed in Section “Provisioning an Individual AP” of Chapter “The Basic User-Centric Networks” of the Aruba OS User Guide. Click “Apply and Reboot” to complete the provisioning process. a. For CPSec AP mode, the AP always uses certificate based authentication to establish IPSec connection with controller. AP uses the RSA key pair assigned to it at manufacturing to authenticate itself to controller during IPSec. Refer to “Configuring Control Plane Security” Section in Aruba OS User Manual for details on the steps to provision an AP with CPSec enabled on controller. 9. Via the logging facility of the staging controller, ensure that the module (the AP) is successfully provisioned with firmware and configuration 10. Terminate the administrative session 11. Disconnect the module from the staging controller, and install it on the deployment network; when power is applied, the module will attempt to discover and connect to an Aruba Mobility Controller on the network. 8.3 Configuring Remote Mesh Portal FIPS Mode 1. Apply TELs according to the directions in section 3.2 2. Log into the administrative console of the staging controller 3. Deploying the AP in Remote Mesh Portal mode, create the corresponding Mesh Profiles on the controller as described in detail in Section “Mesh Profiles” of Chapter “Secure Enterprise Mesh” of the Aruba OS User Manual. a. For mesh configurations, configure a WPA2 PSK which is 8-63 ASCII characters or 64 hexadecimal digits in length; generation of such keys is outside the scope of this policy. 4. Enable FIPS mode on the controller. This is accomplished by going to the Configuration > Network > Controller > System Settings page (this is the default page when you click the Configuration tab), and clicking the FIPS Mode for Mobility Controller Enable checkbox. 5. Enable FIPS mode on the AP. This accomplished by going to the Configuration > Wireless > AP Configuration > AP Group page. There, you click the Edit button for the appropriate AP group, and then select AP > AP System Profile. Then, check the “FIPS Enable” box, check “Apply”, and save the configuration. 39 6. If the staging controller does not provide PoE, either ensure the presence of a PoE injector for the LAN connection between the module and the controller, or ensure the presence of a DC power supply appropriate to the particular model of the module. 7. Connect the module via an Ethernet cable to the staging controller; note that this should be a direct connection, with no intervening network or devices; if PoE is being supplied by an injector, this represents the only exception. That is, nothing other than a PoE injector should be present between the module and the staging controller. 8. Once the module is connected to the controller by the Ethernet cable, navigate to the Configuration > Wireless > AP Installation page, where you should see an entry for the AP. Select that AP, click the “Provision” button, which will open the provisioning window. Now provision the AP as Remote Mesh Portal by filling in the form appropriately. Detailed steps are listed in Section “Provisioning an Individual AP” of Chapter “The Basic User-Centric Networks” of the Aruba OS User Guide. Click “Apply and Reboot” to complete the provisioning process. a. During the provisioning process as Remote Mesh Portal, if Pre-shared key is selected to be the Remote IP Authentication Method, the IKE pre-shared key (which is at least 8 characters in length) is input to the module during provisioning. Generation of this key is outside the scope of this policy. In the initial provisioning of an AP, this key will be entered in plaintext; subsequently, during provisioning, it will be entered encrypted over the secure IPSec session. If certificate based authentication is chosen, AP’s RSA key pair is used to authenticate AP to controller during IPSec. AP’s RSA private key is contained in the AP’s non volatile memory and is generated at manufacturing time in factory. b. During the provisioning process as Remote Mesh Portal, the WPA2 PSK is input to the module via the corresponding Mesh cluster profile. This key is stored on flash encrypted. 9. Via the logging facility of the staging controller, ensure that the module (the AP) is successfully provisioned with firmware and configuration 10. Terminate the administrative session 11. Disconnect the module from the staging controller, and install it on the deployment network; when power is applied, the module will attempt to discover and connect to an Aruba Mobility Controller on the network. To verify that the module is in FIPS mode, do the following: 1. Log into the administrative console of the Aruba Mobility Controller 2. Verify that the module is connected to the Mobility Controller 3. Verify that the module has FIPS mode enabled by issuing command “show ap ap-name config” 4. Terminate the administrative session 8.4 Configuring Remote Mesh Point FIPS Mode 1. Apply TELs according to the directions in section 3.2 2. Log into the administrative console of the staging controller 3. Deploying the AP in Remote Mesh Point mode, create the corresponding Mesh Profiles on the controller as described in detail in Section “Mesh Points” of Chapter “Secure Enterprise Mesh” of the Aruba OS User Manual. a. For mesh configurations, configure a WPA2 PSK which is 8-63 ASCII characters or 64 hexadecimal digits in length; generation of such keys is outside the scope of this policy. 4. Enable FIPS mode on the controller. This is accomplished by going to the Configuration > Network > Controller > System Settings page (this is the default page when you click the Configuration tab), and clicking the FIPS Mode for Mobility Controller Enable checkbox. 40 5. Enable FIPS mode on the AP. This accomplished by going to the Configuration > Wireless > AP Configuration > AP Group page. There, you click the Edit button for the appropriate AP group, and then select AP > AP System Profile. Then, check the “Fips Enable” box, check “Apply”, and save the configuration. 6. If the staging controller does not provide PoE, either ensure the presence of a PoE injector for the LAN connection between the module and the controller, or ensure the presence of a DC power supply appropriate to the particular model of the module. 7. Connect the module via an Ethernet cable to the staging controller; note that this should be a direct connection, with no intervening network or devices; if PoE is being supplied by an injector, this represents the only exception. That is, nothing other than a PoE injector should be present between the module and the staging controller. 8. Once the module is connected to the controller by the Ethernet cable, navigate to the Configuration > Wireless > AP Installation page, where you should see an entry for the AP. Select that AP, click the “Provision” button, which will open the provisioning window. Now provision the AP as Remote Mesh Portal by filling in the form appropriately. Detailed steps are listed in Section “Provisioning an Individual AP” of Chapter “The Basic User-Centric Networks” of the Aruba OS User Guide. Click “Apply and Reboot” to complete the provisioning process. a. During the provisioning process as Remote Mesh Point, if Pre-shared key is selected to be the Remote IP Authentication Method, the IKE pre-shared key (which is 8 – 64 ASCII characters or 64 HEX characters in length) is input to the module during provisioning. Generation of this key is outside the scope of this policy. In the initial provisioning of an AP, this key will be entered in plaintext; subsequently, during provisioning, it will be entered encrypted over the secure IPSec session. If certificate based authentication is chosen, AP’s RSA key pair is used to authenticate AP to controller during IPSec. AP’s RSA private key is contained in the AP’s non volatile memory and is generated at manufacturing time in factory. b. During the provisioning process as Mesh Point, the WPA2 PSK is input to the module via the corresponding Mesh cluster profile. This key is stored on flash encrypted. 9. Via the logging facility of the staging controller, ensure that the module (the AP) is successfully provisioned with firmware and configuration 10. Terminate the administrative session 11. Disconnect the module from the staging controller, and install it on the deployment network; when power is applied, the module will attempt to discover and connect to an Aruba Mobility Controller on the network. 8.5 Verify that the module is in FIPS mode For all the approved modes of operations in either Remote AP FIPS mode or Control Plane Security (CPSec) Protected AP FIPS modedo the following to verify the module is in FIPS mode: 1. Log into the administrative console of the Aruba Mobility Controller 2. Verify that the module is connected to the Mobility Controller 3. Verify that the module has FIPS mode enabled by issuing command “show ap ap-name config” 4. Terminate the administrative session 41 8.6 Full Documentation Can be found at: https://support.arubanetworks.com/Documentation/tabid/77/DMXModule/512/Default.aspx?EntryId=2305 4