© 2008 Research In Motion Limited. All rights reserved. www.blackberry.com This document may be freely reproduced and distributed whole and intact including this Copyright Notice. FIPS 140-2 Security Policy BlackBerry Cryptographic Kernel Versions 3.8.5.11b and 3.8.5.11c Document Version 1.1 Security Certifications Team Research In Motion (RIM) BlackBerry Cryptographic Kernel versions 3.8.5.11b and 3.8.5.11c © 2008 Research In Motion Limited. All rights reserved. www.blackberry.com Document and Contact Information Version Date Author Description 1.0 29 February 2008 Sean Sandrock Document creation. 1.1 4 March 2008 Sean Sandrock Various modifications. Contact Corporate Office Security Certifications Team certifications@rim.com (519) 888-7465 ext. 72921 Research In Motion 295 Phillip Street Waterloo, Ontario Canada N2L 3W8 www.rim.com www.blackberry.com BlackBerry Cryptographic Kernel versions 3.8.5.11b and 3.8.5.11c © 2008 Research In Motion Limited. All rights reserved. www.blackberry.com Contents Introduction ....................................................................................................................... 1 Cryptographic Module Specification.................................................................................. 2 Cryptographic Module Ports and Interfaces...................................................................... 4 Roles, Services, and Authentication ................................................................................. 5 Physical Security............................................................................................................... 7 Cryptographic Keys and Critical Security Parameters ...................................................... 8 Self-Tests.......................................................................................................................... 9 Mitigation of Other Attacks.............................................................................................. 11 Glossary.......................................................................................................................... 12 BlackBerry Cryptographic Kernel versions 3.8.5.11b and 3.8.5.11c © 2008 Research In Motion Limited. All rights reserved. www.blackberry.com List of Tables Table 1. Implementation of FIPS 140-2 Interfaces......................................................................... 4 Table 2. Module Services............................................................................................................... 5 Table 3. Role Selection by Module Service.................................................................................... 5 Table 4. Cryptographic Keys and CSPs......................................................................................... 8 Table 5. Module Self-Tests............................................................................................................. 9 Table 6. Attack Types................................................................................................................... 11 BlackBerry Cryptographic Kernel versions 3.8.5.11b and 3.8.5.11c © 2008 Research In Motion Limited. All rights reserved. www.blackberry.com List of Figures Figure 1. BlackBerry Solution Architecture..................................................................................... 1 Figure 2. Physical Boundary........................................................................................................... 3 BlackBerry Cryptographic Kernel versions 3.8.5.11b and 3.8.5.11c 1 www.blackberry.com Introduction BlackBerry® is the leading wireless solution that allows users to stay connected to a full suite of applications, including email, phone, enterprise applications, Internet, SMS, and organiser information. BlackBerry is a totally integrated package that includes innovative software, advanced BlackBerry wireless devices and wireless network service, providing a seamless solution. The BlackBerry architecture is shown in the following figure. Figure 1. BlackBerry Solution Architecture BlackBerry devices are built on industry-leading wireless technology, allowing users to receive email and information automatically with no need to request for delivery. Additionally, users are notified when new information arrives, making it easier to stay informed. BlackBerry devices also provide an intuitive user experience. Users simply click on an email address, telephone number, or URL inside a message to automatically begin composing the new email, make the call, or link to the web page. BlackBerry device users can also easily navigate through icons, menus, and options with the roll-and-click trackwheel or trackball, and quickly compose messages or enter data using the device keyboard. Each BlackBerry device1 contains the BlackBerry Cryptographic Kernel, a firmware module that provides the cryptographic functionality required for basic operation of the device. The BlackBerry Cryptographic Kernel, hereafter referred to as cryptographic module or module, provides the following cryptographic services: • Data encryption and decryption • Message digest and authentication code generation • Random data generation • Digital signature verification • Elliptic curve key agreement More information on the BlackBerry solution is available from http://www.blackberry.com/. 1 Excludes RIM 850™, RIM 950™, RIM 857™, and RIM 957™ wireless handheld devices. BlackBerry Cryptographic Kernel versions 3.8.5.11b and 3.8.5.11c 2 www.blackberry.com Cryptographic Module Specification Security Functions The cryptographic module is a firmware module that implements the following FIPS-Approved security functions2 : • AES-256 ASM Code (encrypt and decrypt), as specified in FIPS 197. The implementation supports the CBC and CTR modes of operation and has been awarded certificate numbers 736 and 737 on the AES Validation List. • AES-256 Native Code (encrypt and decrypt), as specified in FIPS 197. The implementation supports the CBC and CTR modes of operation and has been awarded certificate numbers 734 and 735 on the AES Validation List. • Triple DES (encrypt and decrypt), as specified in FIPS 46-3. The implementation supports the CBC mode of operation and has been awarded certificate numbers 653 and 654 on the Triple DES Validation List. • SHA-1, -256, and -512, as specified in FIPS 180-2. The implementation has been awarded certificate numbers 751 and 752 on the SHS Validation List. • HMAC SHA-1, -256, and -512, as specified in FIPS 198. The implementation has been awarded certificate numbers 400 and 401 on the HMAC Validation List. • FIPS 186-2 RNG, as specified in FIPS 186-2. The implementation uses SHA-1 as the function G and has been awarded certificate numbers 428 and 429 on the RNG Validation List. • RSA PKCS#1 (signature verification), as specified in PKCS #1, version 2.1. The implementation has been awarded certificate numbers 344 and 345 on the RSA Validation List. • ECDSA (signature verification), as specified in FIPS 186-2 and ANSI X9.62. The implementation has been awarded certificate numbers 78 and 79 on the ECDSA Validation List. The implementation supports elliptic curve K-571. The module implements the following non-Approved security functions that, per FIPS 140-2 Annex D: Approved Key Establishment Techniques for FIPS PUB 140-2, may presently be used in a FIPS-Approved mode of operation: • EC Diffie-Hellman (key agreement, key establishment methodology provides 256 bits of encryption strength), as specified in IEEE P1363 Draft 13. The implementation supports elliptic curves P-521 and K-571. • ECMQV (key agreement, key establishment methodology provides 256 bits of encryption strength), as specified in IEEE P1363 Draft 13. The implementation supports elliptic curves P-521 and K-571. Modes of Operation The module does not have a non-Approved mode of operation and, consequently, always operates in a FIPS-Approved mode of operation. 2 A security function is FIPS-Approved if it is explicitly listed in FIPS 140-2 Annex A: Approved Security Functions for FIPS PUB 140-2. BlackBerry Cryptographic Kernel versions 3.8.5.11b and 3.8.5.11c 3 www.blackberry.com Conformance Testing and FIPS-Compliance For the purposes of FIPS 140-2 conformance testing, the module was executed on the BlackBerry 8300 Smartphone and, per FIPS 140-2 Implementation Guidance G.5, remains FIPS- compliant when executed on other BlackBerry devices. Conformance testing was performed using BlackBerry device software version 4.3. In order for the module to remain validated on a specific handheld device, both the module and the tested operating platform shall be ported to any device unchanged. Cryptographic Boundary The physical boundary of the module is the physical boundary of the BlackBerry device that executes the module and is shown in the following figure. Consequently, the embodiment of the module is multiple-chip standalone. Figure 2. Physical Boundary Determining the Module Version The operator may determine the version of the module on a BlackBerry device by performing the following operations: 1. Navigate to the Options list. 2. Click the About item. 3. The About screen appears and displays the module version, e.g. “Cryptographic Kernel v3.8.5.11c”. Device Physical Boundary Application Operating System Module BlackBerry Cryptographic Kernel versions 3.8.5.11b and 3.8.5.11c 4 www.blackberry.com Cryptographic Module Ports and Interfaces The module ports correspond to the physical ports of the BlackBerry device executing the module, and the module interfaces correspond to the logical interfaces to the module. The following table describes the module ports and interfaces. Table 1. Implementation of FIPS 140-2 Interfaces FIPS 140-2 Interface Module Ports Module Interfaces Data Input Keyboard, microphone, USB port, headset jack, wireless modem, Bluetooth® wireless radio Input parameters of module function calls Data Output Speaker, USB port, headset jack, wireless modem, Bluetooth wireless radio Output parameters of module function calls Control Input Keyboard, USB port, trackwheel, trackball, escape button, backlight button, phone button Module function calls Status Output USB port, LCD screen, LED Return codes of module function calls Power Input USB port Not supported Maintenance Not supported Not supported BlackBerry Cryptographic Kernel versions 3.8.5.11b and 3.8.5.11c 5 www.blackberry.com Roles, Services, and Authentication Roles The module supports a User and Crypto Officer role. The module does not support a maintenance role. The module does not support multiple or concurrent operators and is intended for use by a single operator, thus it always operates in a single-user mode of operation. Services The services described in the following table are available to the operator. Table 2. Module Services Service Description Reset Resets the module. The module may be reset by pressing the Alt + Right Shift + Backspace key combination or power cycling the module. View Status Displays the status of the module. Inject Master Key Replaces the existing Master Key with a new Master Key. The new Master Key is created outside the cryptographic boundary for this service. Perform Key Agreement Creates a new Master Key and uses it to replace the existing Master Key. The new Master Key is created cooperatively by performing key agreement with the BlackBerry Enterprise Server™. Inject PIN Master Key Replaces the existing PIN Master Key with a new PIN Master Key. The new PIN Master Key is created outside the cryptographic boundary and is encrypted for input into the module for this service. Generate Session Key Generates a Session Key or a PIN Session Key. This service is performed automatically on behalf of the operator during the Encrypt Data service. Encrypt Data Encrypts data that is to be sent from the device. A Session Key is automatically generated via the Generate Session Key service and used to encrypt the data. The Session Key is encrypted with the Master Key and then the encrypted data and encrypted Session Key are ready for transmission. Decrypt Data Decrypts data that has been received by the device. The encrypted Session Key is decrypted with the Master Key and is then used to decrypt the data. This service is performed automatically on behalf of the operator. Generate HMAC Generates a message authentication code. Perform Self-Tests Executes the module self-tests. Verify Signature Verifies the digital signature of an IT policy received by the device. This service is performed automatically on behalf of the operator. Authentication The module does not support operator authentication. Roles are implicitly selected based on the service performed by the operator. Implicit role selection is summarised in the following table, as are the keys and critical security parameters (CSPs) that are affected by each service. Table 3. Role Selection by Module Service Service Role Implicitly Selected Affected Keys and CSPs Access to Keys and CSPs Reset User N/A N/A View Status User N/A N/A BlackBerry Cryptographic Kernel versions 3.8.5.11b and 3.8.5.11c 6 www.blackberry.com Service Role Implicitly Selected Affected Keys and CSPs Access to Keys and CSPs Inject Master Key Crypto Officer Master Key Write Perform Key Agreement Crypto Officer ECC Key Pair Execute Master Key Write Inject PIN Master Key Crypto Officer PIN Master Key Write Generate Session Key User Session Key / PIN Session Key Write Encrypt Data User Master Key / PIN Master Key Execute Session Key / PIN Session Key Execute Decrypt Data User Master Key / PIN Master Key Execute Session Key / PIN Session Key Execute Generate HMAC User HMAC Key Execute Perform Self-Tests User Software Integrity Key Execute Verify Signature User ECC Public Key Execute BlackBerry Cryptographic Kernel versions 3.8.5.11b and 3.8.5.11c 7 www.blackberry.com Physical Security The BlackBerry device that executes the module is manufactured using industry standard integrated circuits and meets the FIPS 140-2 Level 1 physical security requirements. BlackBerry Cryptographic Kernel versions 3.8.5.11b and 3.8.5.11c 8 www.blackberry.com Cryptographic Keys and Critical Security Parameters The following table describes the cryptographic keys, key components, and CSPs utilised by the module. Table 4. Cryptographic Keys and CSPs Key / CSP Description Master Key A Triple DES or AES-256 key used to encrypt and decrypt Session Keys. The Master Key can be generated outside the cryptographic boundary and input into the module, or created cooperatively with the BlackBerry Enterprise Server through key agreement. Session Key A Triple DES or AES-256 key used to encrypt and decrypt data. The module generates Session Keys using the implemented FIPS 186-2 RNG. PIN Master Key A Master Key that is specifically a Triple DES key used to encrypt and decrypt PIN Session Keys. The PIN Master Key is generated outside the cryptographic boundary and input into the module. PIN Session Key A Session Key that is specifically a Triple DES key used to encrypt and decrypt data for PIN messaging. The module generates PIN Session Keys using the implemented FIPS 186-2 RNG. Software Integrity Key A RSA public key used to verify the integrity of the module software. ECC Key Pair A key pair used to perform key agreement over elliptic curves. ECC Public Key A public key used to verify digital signatures over elliptic curves HMAC Key A key used to calculate a message authentication code using the HMAC algorithm. Key Zeroization The BlackBerry security solution provides multiple protective features to ensure algorithmic keys and key components are protected. Similarly, data, and specifically key, removal through zeroization is built in as an integral part of the BlackBerry security package. Keys will be automatically zeroized in the event that a user fails password entry repeatedly. A user may also request a zeroization at anytime by navigating to the Options list and selecting “Wipe Handheld” via the Security Options Æ General Settings. Whether the zeroization is initiated by an attacker, user, or administrator, handheld memory will be erased, destroying all key material and user specific data. Moreover, session keys that are created per datagram are destroyed after each data fragment is sent. BlackBerry Cryptographic Kernel versions 3.8.5.11b and 3.8.5.11c 9 www.blackberry.com Self-Tests The module implements the self-tests described in the following table. Table 5. Module Self-Tests Test Description Software Integrity Test The module implements an integrity test for the module software by verifying its 1024-bit RSA signature. The software integrity test passes if and only if the signature verifies successfully using the Software Integrity Key. AES-256 CAT The module implements a compare answer test (CAT) for the AES-256 variants. The test passes if and only if the calculated output of each variant is compared and confirmed as congruent. Triple DES CBC KAT The module implements a KAT for Triple DES in the CBC mode of operation. The test passes if and only if the calculated output equals the expected output. SHA-1 KAT The module implements a KAT for SHA-1. The KAT passes if and only if the calculated output equals the expected output. SHA-256 KAT The module implements a KAT for SHA-256. The KAT passes if and only if the calculated output equals the expected output. SHA-512 KAT The module implements a KAT for SHA-512. The KAT passes if and only if the calculated output equals the expected output. HMAC SHA-1 KAT The module implements a KAT for HMAC SHA-1. The KAT passes if and only if the calculated output equals the expected output. HMAC SHA-256 KAT The module implements a KAT for HMAC SHA-256. The KAT passes if and only if the calculated output equals the expected output. HMAC SHA-512 KAT The module implements a KAT for HMAC SHA-512. The KAT passes if and only if the calculated output equals the expected output. RSA Verify KAT The module implements a KAT for RSA signature verification. The test passes if and only if the calculated output equals the expected output. ECDSA Verify KAT The module implements a KAT for ECDSA signature verification. The test passes if and only if the calculated output equals the expected output. FIPS 186-2 RNG KAT The module implements a KAT for the FIPS 186-2 RNG. The KAT passes if and only if the calculated output equals the expected output. Continuous RNG Test The module implements a continuous RNG test, as specified in FIPS 140-2, for the implemented FIPS 186-2 RNG. All self-tests, except the Continuous RNG Test, are executed during power-up without requiring operator input or action. The Software Integrity Test is the first self-test executed during power- up. Invoking the Self-Tests The operator may invoke the power-up self-tests by resetting the module via the Reset service. The operator may also invoke all of the self-tests with the exception of the Software Integrity Test and Continuous RNG test by performing the following operations: 1. Navigate to the Security options screen. 2. Click the General Settings option item. 3. Depending on the handheld model, click the trackwheel or trackball to open the General Settings options menu. 4. In the menu, click Verify Security Software. BlackBerry Cryptographic Kernel versions 3.8.5.11b and 3.8.5.11c 10 www.blackberry.com When the self-tests are executed in this manner, the module displays the list of self-tests that are being executed and a pass/fail status upon completion. BlackBerry Cryptographic Kernel versions 3.8.5.11b and 3.8.5.11c 11 www.blackberry.com Mitigation of Other Attacks The module is designed to mitigate multiple side-channel attacks specific to the AES algorithm. Mitigation of these attacks is accomplished through the execution of table masking, splitting, and stirring manoeuvres designed to aid in the protection of cryptographic keys and plain text data at all points during the encryption, decryption, and self-test operations. The following table describes the types of attacks the module mitigates. Table 6. Attack Types Attack type Description Side-Channel • attempts to exploit physical properties of the algorithm implementation using Power Analysis (for example, SPA and DPA) and Electro-Magnetic Analysis (for example, SEMA and DEMA) • attempts to determine the encryption keys that a device uses by measuring and analyzing the power consumption, or electro-magnetic radiation, emitted by the device during cryptographic operations BlackBerry Cryptographic Kernel versions 3.8.5.11b and 3.8.5.11c 12 www.blackberry.com Glossary AES Advanced Encryption Standard ANSI American National Standards Institute CBC Cipher block chaining CSP Critical security parameter DES Data Encryption Standard EC Elliptic curve ECC Elliptic curve cryptography ECDSA Elliptic curve Digital Signature Algorithm ECMQV Elliptic curve Menezes, Qu, Vanstone FIPS Federal Information Processing Standard HMAC Keyed-hashed message authentication code IEEE Institute of Electrical and Electronics Engineers KAT Known answer test LCD Liquid crystal display LED Light emitting diode PIN Personal identification number PKCS Public Key Cryptography Standard PUB Publication RIM Research In Motion RNG Random number generator RSA Rivest, Shamir, Adleman SHA Secure Hash Algorithm SHS Secure Hash Standard SMS Short Messaging Service URL Uniform resource locator USB Universal serial bus