Copyright Juniper, 2021 Version 1.4 Page 1 of 34 Juniper Networks Public Material – May be reproduced only in its original entirety (without revision). Juniper Business Use Only Juniper Networks ACX5448-M Router Firmware: Junos OS 20.3R1 Non-Proprietary FIPS 140-2 Cryptographic Module Security Policy Document Version: 1.4 Date: December 17, 2021 Juniper Networks, Inc. 1133 Innovation Way Sunnyvale, California 94089 USA 408.745.2000 1.888 JUNIPER www.juniper.net Copyright Juniper, 2021 Version 1.4 Page 2 of 34 Juniper Networks Public Material – May be reproduced only in its original entirety (without revision). Juniper Business Use Only Contents 1 Introduction ..........................................................................................................................................4 Hardware and Physical CryptographicBoundary ..........................................................................6 1.2 Modes of Operation......................................................................................................................6 1.2.1 FIPS ApprovedMode....................................................................................................................7 1.2.2 Non-ApprovedMode ...................................................................................................................7 1.3 Zeroization ..........................................................................................................................................7 2 Cryptographic Functionality ..................................................................................................................9 Approved Algorithms....................................................................................................................9 Allowed Algorithms.....................................................................................................................11 Protocols .....................................................................................................................................12 Disallowed Algorithms.................................................................................................................12 Critical Security Parameters........................................................................................................13 3 Roles, Authentication and Services .....................................................................................................15 Roles and Authentication of Operators to Roles..........................................................................15 Authentication Methods .............................................................................................................15 Approved Services.......................................................................................................................16 Non-Approved Services...............................................................................................................17 4 Self-tests..............................................................................................................................................19 5 Physical Security Policy........................................................................................................................20 6 Security Rules and Guidance...............................................................................................................21 Cryptographic-Officer Guidance .................................................................................................21 Installing the FIPS-Approved firmware image ....................................................................21 Enabling FIPS-Approved Mode of Operation......................................................................22 Placing the Module in a Non-Approved Mode of Operation..............................................24 Entering Keys and CSPs via the Serial Interface..................................................................24 User Guidance.............................................................................................................................24 7 References and Definitions .................................................................................................................25 Copyright Juniper, 2021 Version 1.4 Page 3 of 34 Juniper Networks Public Material – May be reproduced only in its original entirety (without revision). Juniper Business Use Only List of Tables Table 1 – Cryptographic Module Hardware Configurations.........................................................................4 Table 2 – Security Level of Security Requirements.......................................................................................4 Table 3 – Ports and Interfaces ......................................................................................................................6 Table 4 – Kernel Approved Cryptographic Functions ...................................................................................9 Table 5 – LibMD Approved Cryptographic Functions ...................................................................................9 Table 6 – OpenSSL Approved Cryptographic Functions................................................................................9 Table 7 – QuickSec Approved Cryptographic Functions.............................................................................11 Table 8 – MACsec Approved Cryptographic Functions...............................................................................11 Table 9 – Microsemi VSC8258 Chip ............................................................................................................11 Table 10 – Allowed Cryptographic Functions .............................................................................................11 Table 11 – Protocols using approved algorithms in FIPS Mode..................................................................12 Table 12 – Critical Security Parameters (CSPs) ...........................................................................................13 Table 13 – Public Keys.................................................................................................................................14 Table 14 – Authenticated Services..............................................................................................................16 Table 15 – Unauthenticated Services .........................................................................................................16 Table 16 – CSP Access Rights within Services .............................................................................................17 Table 17 – Non-Approved Authenticated Services.....................................................................................18 Table 18 – Non-Approved Unauthenticated Services.................................................................................18 Table 19 – References.................................................................................................................................25 Table 20 – Acronyms and Definitions .........................................................................................................25 Table 21 – Datasheet ..................................................................................................................................26 List of Figures Figure 1 – Physical Cryptographic Boundary ACX5448-M ............................................................................6 Copyright Juniper, 2021 Version 1.4 Page 4 of 34 Juniper Networks Public Material – May be reproduced only in its original entirety (without revision). Juniper Business Use Only 1 Introduction This is a non-proprietary Cryptographic Module Security Policy for the Juniper Networks ACX5448-M Universal Metro Router. The ACX5448-M series provides dedicated high-performance processing for flows and sessions and integrates advanced security capabilities that protect the network infrastructure as well as user data. This FIPS 140-2 validation includes the ACX5448-M router. The FIPS validated version of firmware is Junos OS 20.3R1. The name of the image file is:  junos-vmhost-install-acx-x86-64-20.3R1.8.tgz The cryptographic boundary for the ACX5448-M is defined as the outer edge of the router. The cryptographic module provides for an encrypted connection, using SSH, between the management station and the module. The cryptographic modules also provide for an encrypted connection, using MACsec, between devices. All other data input to or output from the modules are considered plaintext for this FIPS 140-2 validation. The cryptographic modules are defined as a multiple-chip standalone module that executes Junos OS 20.3R1 firmware on the Juniper Networks ACX5448-M Universal Metro Router as listed in Table 1 below. Table 1 – Cryptographic Module Hardware Configurations Model Hardware Versions Chassis differences Network Ports ACX5448-M ACX5448-M-AC-AFO ACX5448-M-DC-AFO ACX5448-M-AC-AFI ACX5448-M-DC-AFI AC Unit Air flow out DC Unit Air flow out AC Unit Air flow in DC Unit Air flow in 44 SFP+/SFP ports (MACsec) + 6 QSFP28 ports The module is designed to meet FIPS 140-2 Level 1 overall: Table 2 – Security Level of Security Requirements Area Description Level 1 Module Specification 1 2 Ports and Interfaces 1 3 Roles, Services, and Authentication 3 4 Finite State Model 1 5 Physical Security 1 6 Operational Environment N/A 7 Key Management 1 8 EMI/EMC 1 9 Self-test 1 10 Design Assurance 3 11 Mitigation of Other Attacks N/A Overall 1 Copyright Juniper, 2021 Version 1.4 Page 5 of 34 Juniper Networks Public Material – May be reproduced only in its original entirety (without revision). Juniper Business Use Only The module has a non-modifiable operational environment as per the FIPS 140-2 definitions. It includes a firmware load service to support necessary updates. New firmware versions within the scope of this validation must be validated through the FIPS 140-2 CMVP. Any other firmware loaded into the modules are out of the scope of this validation and require a separate FIPS 140-2 validation. The module does not implement any mitigations of other attacks as defined by FIPS 140-2. Juniper's development processes are such that future releases of Junos should be FIPS validate-able when run on the same hardware platform and meet the claims made in this document. Only the versions that explicitly appear on the certificate, however, are formally validated. The CMVP makes no claim as to the correct operation of the module or the security strengths of the generated keys when operating under a version that is not listed on the validation certificate. Copyright Juniper, 2021 Version 1.4 Page 6 of 34 Juniper Networks Public Material – May be reproduced only in its original entirety (without revision). Juniper Business Use Only Hardware and Physical Cryptographic Boundary The physical form of the module is depicted in Figure 1 below. The cryptographic boundary is defined as the outer edge of the chassis. The module does not rely on external devices for input and output of critical security parameters (CSPs). Figure 1 – Physical Cryptographic Boundary ACX5448-M Table 3 – Ports and Interfaces Port Device (# of ports) Description Logical Interface Type Ethernet Management port (1), 44 SFP+/SFP ports (MACsec) + 6 QSFP28 ports LAN Communications/Remote management Control in, Data in, Data out, Status out Serial 1 Console serial port Control in, Data in, Data out Status out USB 1 USB port - load Junos image Control in, Data in Power 1 Power connector Power LEDs 6 Status indicator lighting Status out Reset Button 1 Reset Control in Clocking ports (1PPS and 10 MHz GPS) 2 connect the module to external clock signal sources Control in 1.2 Modes of Operation The module supports a FIPS Approved mode of operation and a non-Approved mode of operation. The module must always be zeroized when switching between FIPS Approved mode of operation and the non-Approved mode of operation and vice versa. Copyright Juniper, 2021 Version 1.4 Page 7 of 34 Juniper Networks Public Material – May be reproduced only in its original entirety (without revision). Juniper Business Use Only 1.2.1 FIPS Approved Mode The module with Junos OS 20.3R1 installed, contains a FIPS-Approved mode of operation and a non- Approved mode of operation. The Crypto-Officer places the module in an Approved mode of operation by following the instructions in Crypto-Officer guidance (section 6.1). The Crypto-Officer can verify that the cryptographic module is in an Approved mode by observing the console prompt and running the “show version” command. When operating in FIPS mode, the prompt will read “@:fips>” (e.g. crypto-officer@ACX5448-M:fips>). The “show version” command will allow the Crypto-Officer to verify that the validated firmware version is running on the module. The Crypto-Officer can also use the “show system fips chassis level” command to determine if the module is operating in FIPS mode. The Approved mode supports the approved and allowed algorithms, functions and protocols identified in Table 4 – 11. The services available in this mode are described in Tables 14 and 16. 1.2.2 Non-Approved Mode The cryptographic module supports a non-Approved mode of operation. When operated in the non- Approved mode of operation, the module supports the algorithms identified in Section 2.2 as well as the algorithms supported in the Approved mode of operation. The Crypto-Officer can place the module into a non-approved mode of operation by following the instructions in the Crypto-Officer guidance (section 6.1). 1.3 Zeroization The cryptographic module provides a non-Approved mode of operation in which non-Approved cryptographic algorithms are supported. When transitioning between the non-Approved mode of operation and the FIPS-Approved mode of operation, or vice-versa, the Crypto-Officer shall zeroize all keys and CSPs. Zeroization completely erases all configuration information on the device, including all cryptographic keys and CSPs and returning the module to its factory default state. The Crypto-Officer initiates the zeroization process by entering the “request vmhost zeroize no-forwarding” operational command from the CLI after enabling FIPS mode. Use of this command is restricted to the Crypto-Officer. The Crypto-Officer shall perform zeroization in the following situations: 1. Before FIPS Operation: To prepare the device for operation as a FIPS cryptographic module by erasing all CSPs and other user-created data on a device before its operation as a FIPS cryptographic module. 2. Before non-FIPS Operation: To conduct erasure of all CSPs and other user-created data on a device in preparation for repurposing the device for non-FIPS operation. Copyright Juniper, 2021 Version 1.4 Page 8 of 34 Juniper Networks Public Material – May be reproduced only in its original entirety (without revision). Juniper Business Use Only CAUTION: Perform system zeroization with care. After the zeroization process is complete, no data is left on the Routing Engine. The device is returned to the factory default state, equivalent to a fresh installation of the firmware, without any configured users or configuration files. To zeroize the device: 1. From the CLI, enter Crypto-officer@device> request vmhost zeroize no-forwarding warning: System will be rebooted and may not boot without configuration Erase all data, including configuration and log files? [yes, no] (no) 2. To initiate the zeroization process, type yes at the prompt: Erase all data, including configuration and log files? [yes, no] (no) yes 3. When the system finishes rebooting the system will be in a factory default state. Note: The Crypto-Officer must retain control of the module while zeroization is in process. Copyright Juniper, 2021 Version 1.4 Page 9 of 34 Juniper Networks Public Material – May be reproduced only in its original entirety (without revision). Juniper Business Use Only 2 Cryptographic Functionality The module implements the FIPS Approved and Non-Approved but Allowed cryptographic functions listed in Tables 4, 5, 6, 7, 8, 9 and 10 below. Table 11 summarizes the high-level protocol algorithm support. There are some algorithm modes that were tested but not implemented by the module. Only the algorithms, modes, and key sizes that are implemented by the module are shown in this/these table(s). Approved Algorithms Table 4 – Kernel Approved Cryptographic Functions CAVP Cert. Algorithm Standard Mode Description Functions A869 DRBG SP800-90A HMAC SHA-256 Random Bit Generation A869 HMAC FIPS 198 SHA-1 Key size: 160 bits, λ = 96 Message Authentication, DRBG Primitive SHA-256 Key size: 256 bits, λ = 128, 256 A869 SHS FIPS 180-4 SHA-1 SHA-256 SHA-384 SHA-512 Message Digest Generation Table 5 – LibMD Approved Cryptographic Functions CAVP Cert. Algorithm Standard Mode Description Functions A873 HMAC FIPS 198 SHA-1 Key size: 160 bits, λ = 96 Message Authentication SHA-256 Key size: 256 bits, λ = 128, 256 A873 SHS FIPS 180-4 SHA-1 SHA-256 SHA-512 Message Digest Generation Table 6 – OpenSSL Approved Cryptographic Functions CAVP Cert. Algorithm Standard Mode Description Functions A871 AES FIPS 197 SP800-38A CBC, CTR, ECB Key Sizes: 128, 192, 256 Encrypt, Decrypt N/A1 CKG SP 800 133 Section 6.1 Asymmetric key generation using unmodified DRBG output 1 Vendor Affirmed Copyright Juniper, 2021 Version 1.4 Page 10 of 34 Juniper Networks Public Material – May be reproduced only in its original entirety (without revision). Juniper Business Use Only N/A2 KAS-SSC SP 800- 56Arev3 ECC DH P-256 (SHA 256) P-384 (SHA 384) P-521 (SHA 512) Key Agreement Scheme A871 CVL SP 800-135 SSH SHA 1, 256, 384, 512 Key Derivation A871 DRBG SP 800-90A HMAC SHA-256 Random Number Generation A871 ECDSA FIPS 186-4 B.4.2 Testing Candidates P-256 (SHA 256) P-384 (SHA 384) P-521 (SHA 512) SigGen, KeyGen, SigVer, PKV A871 HMAC FIPS 198 SHA-1 Key size: 160 bits, λ = 160 Message Authentication SHA-224 Key size: 224 bits, λ = 192 SHA-512 Key size: 512 bits, λ = 512 SHA-256 Key size: 256, bits, λ = 256 Message Authentication, DRBG Primitive N/A KTS AES CBC Cert. # A871 and HMAC Cert. # A871 key establishment methodology provides between 128 and 256 bits of encryption strength Triple-DES CBC Cert. # A871 and HMAC Cert. # A871 key establishment methodology provides 112 bits of encryption strength A871 RSA FIPS 186-4 n=2048 (SHA 256, 512) n=3072 (SHA 256, 512) n=4096 (SHA 256, 512) KeyGen, SigGen, SigVer A871 SHS FIPS 180-4 SHA-1 SHA-256 SHA-384 SHA-512 Message Digest Generation, KDF Primitive SHA-224 Message Digest Generation A871 Triple-DES SP 800-67 TCBC Key Size: 192 Encrypt, Decrypt 2 Vendor Affirmed as per IG D.1-rev3 Copyright Juniper, 2021 Version 1.4 Page 11 of 34 Juniper Networks Public Material – May be reproduced only in its original entirety (without revision). Juniper Business Use Only Table 7 – QuickSec Approved Cryptographic Functions CAVP Cert. Algorithm Standard Mode Description Functions A872 HMAC FIPS 198 SHA-1 SHA-256 SHA-384 Key size: 256, bits, λ = 256 A872 SHS SP800- 180-4 SHA1 SHA-256 SHA-384 Message Digest Generation, KDF Primitive A872 DRBG SP800-90A HMAC SHA-256 Random Bit Generation Table 8 – MACsec Approved Cryptographic Functions CAVP Cert. Algorithm Standard Mode Description Functions A870 AES SP800- 197- 38A ECB, CBC Key Sizes: 128, 256 AES CMAC SP800-38D CMAC Key Sizes: 128,256 Key Derivation SP 800- 108: Used to generate MACsec keys SP800-38F KW Key Size: 128 Key Wrapping for MACsec keys A870 KBKDF SP 800-108 Counter CMAC AES128 CMAC AES256 KDF for MACsec keys N/A KTS AES KW # A870 Key Wrapping (key establishment methodology provides 128 bits of encryption strength) Table 9 – Microsemi VSC8258 Chip CAVP Cert. Algorithm Standard Mode Description Functions AES 3969 AES SP800-38D, 802.11AE GCM, XPN Key Sizes: 128, 256 Encrypt, Decrypt Allowed Algorithms Table 10 – Allowed Cryptographic Functions Algorithm Caveat Use NDRNG IG 7.14 Scenario 1a The module generates a minimum of 256 bits of entropy for key generation. Seeding the DRBG Copyright Juniper, 2021 Version 1.4 Page 12 of 34 Juniper Networks Public Material – May be reproduced only in its original entirety (without revision). Juniper Business Use Only Protocols Table 11 – Protocols using approved algorithms in FIPS Mode Protocol Key Exchange Auth Cipher Integrity MACsec MKA MACsec Key Agreement Shared secret AES GCM 128/256 AES XPN 128/256 HMAC-SHA- 256 SSHv23 EC Diffie-Hellman P-256, P-384, P-521 ECDSA P-256 ECDSA P-384 ECDSA P-521 RSA 2048 RSA 3072 RSA 4096 Triple-DES CBC AES CBC 128/192/256 AES CTR 128/192/256 HMAC-SHA-1 HMAC-SHA2- 256 HMAC-SHA2- 512 No part of these protocols, other than the KDF, have been tested by the CAVP and CMVP. The MACsec and SSH algorithms allow independent selection of key exchange, authentication, cipher and integrity. In Table 11 above, each column of options for a given protocol is independent and may be used in any viable combination. The modules can take on the role of Peer or Authenticator in reference to the MACsec protocol. The AES GCM IV construction is performed in compliance with IEEE 802.1AE and its amendments. Disallowed Algorithms These algorithms and protocols are non-Approved algorithms that are disabled when the module is operated in an Approved mode of operation. The algorithms are available as part of the SSH connect service when the module is operated in the non-Approved mode. Algorithms  RSA with key size less than 2048  ECDSA with ed25519 curve  ECDH with ed25519 curve  ARCFOUR  Blowfish  CAST  DSA (SigGen, SigVer; non-compliant)  HMAC-MD5  HMAC-RIPEMD160  UMAC  Diffie-Hellman  Chacha20  Poly  OpenSSL AES-GCM 3 RFC 4253 governs the generation of the Triple-DES encryption key for use with the SSHv2 protocol Copyright Juniper, 2021 Version 1.4 Page 13 of 34 Juniper Networks Public Material – May be reproduced only in its original entirety (without revision). Juniper Business Use Only Critical Security Parameters All CSPs and public keys used by the module are described in this section. Table 12 – Critical Security Parameters (CSPs) Name Description and usage DRBG_Seed Seed material used to seed or reseed the HMAC DRBG DRBG_State Values V and Key which comprise the HMAC_DRBG state Entropy Input String 256 bits entropy (min) input used to instantiate the HMAC DRBG ECDH Shared Secret The Diffie-Hellman shared secret used in EC Diffie-Hellman (ECDH) exchange. Created per the EC Diffie-Hellman protocol. Provides between 128-256 bits of security. SSH PHK SSH Private host key. 1st time SSH is configured, the keys are generated. ECDSA P- 256. RSA 2048 SSH ECDH Ephemeral EC Diffie-Hellman private key used in SSH. ECDH P-256, P-384, or P-521 SSH-SEKs SSH Session Keys: SSH Session Encryption Key: 3-Key Triple-DES or AES (128,192,256); SSH Session Integrity Key: HMAC (SHA-1, SHA-256, SHA2-512). MACsec CAK Externally generated pre-shared key entered when MACsec static connectivity association key (CAK) security mode is enabled (32 characters for 128-bit AES keys or 64 characters for 256-bit AES keys). Entered by the CO when configuring the module via SSH or the serial interface4 . MACsec CKN Externally generated pre-shared key used to identify the CAK (64 characters). Entered by the CO when configuring the module via SSH or the serial interface5 . MACsec SAK Security Association Key used to encrypt/decrypt traffic for a given session. Derived from CAK using KDF SP 800-108. (128-bit AES). MACsec KEK Key Encryption Key used to transmit SAK to other members of a MACsec connectivity association. Derived from CAK using KDF SP 800-108. (128-bit AES). MACsec ICK Integrity Check Key used to verify the integrity and authenticity of MPDUs. Derived from CAK using KDF SP 800-108. (128/256-bit CMAC). HMAC Key The LibMD HMAC keys: message digest for hashing password and critical function test. User Password Passwords used to authenticate Users to the module. CO Password Passwords used to authenticate COs to the module. 4 When entered via the serial interface, the CO must use a non-network GPC. 5 When entered via the serial interface, the CO must use a non-network GPC. Copyright Juniper, 2021 Version 1.4 Page 14 of 34 Juniper Networks Public Material – May be reproduced only in its original entirety (without revision). Juniper Business Use Only Table 13 – Public Keys Name Description and usage SSH-PUB SSH Public Host Key used to identify the host. ECDSA P-256. RSA 2048, 4096. SSH-ECDH- PUB Ephemeral EC Diffie-Hellman public key used in SSH key establishment. ECDH P-256, P-384, or P-521 Auth-User Pub User Authentication Public Keys. Used to authenticate users to the module. ECDSA P-256, P- 384, or P-521; RSA 2048, 4096 Auth-CO Pub CO Authentication Public Keys. Used to authenticate CO to the module. ECDSA P-256, P-384, or P-521; RSA 2048, 4096 Root CA ECDSA P-256 X.509 Certificate; Used to verify the validity of the Juniper Package CA at software load and also at runtime for integrity. Package CA ECDSA P-256 X.509 Certificate; Used to verify the validity the Juniper Image at software load and also at runtime for integrity. Copyright Juniper, 2021 Version 1.4 Page 15 of 34 Juniper Networks Public Material – May be reproduced only in its original entirety (without revision). Juniper Business Use Only 3 Roles, Authentication and Services Roles and Authentication of Operators to Roles The module supports two roles: Crypto-Officer (CO) and User. The module supports concurrent operators but does not support a maintenance role and/or bypass capability. The module enforces the separation of roles using identity-based operator authentication. The Crypto-Officer role configures and monitors the module via a console or SSH connection. As root or super-user, the Crypto-Officer has permission to view and edit secrets within the module. The User role monitors the router via the console or SSH. The User role cannot change the configuration. Authentication Methods The module implements two forms of Identity-Based authentication, Username and password over the Console and SSH as well as Username and ECDSA or RSA public key over SSH. Password authentication: The module enforces 10-character passwords (at minimum) chosen from the 96 human readable ASCII characters. The maximum password length is 20-characters. Thus, the probability of a successful random attempt is 1/9610 , which is less than 1/1 million. The module enforces a timed access mechanism as follows: For the first two failed attempts (assuming 0 time to process), no timed access is enforced. Upon the third attempt, the module enforces a 5- second delay. Each failed attempt thereafter results in an additional 5-second delay above the previous (e.g. 4th failed attempt = 10-second delay, 5th failed attempt = 15-second delay, 6th failed attempt = 20- second delay, 7th failed attempt = 25-second delay). This leads to a maximum of 7 possible attempts in a one-minute period for each getty. The best approachfor the attacker would be to disconnect after 4 failed attempts and wait for a new getty to be spawned. This would allow the attacker to perform roughly 9.6 attempts per minute (576 attempts per hour/60 mins); this would be rounded down to 9 per minute, because there is no such thing as 0.6 attempts. The probability of a success with multiple consecutive attempts in a one-minute period is 9/(9610 ), which is less than 1/100,000. ECDSA signature verification: SSH public-key authentication. The module supports ECDSA (P-256, P-384, and P-521), which has a minimum equivalent computational resistance to attack of either 2128 , 2192 or 2256 depending on the curve. Thus, the probability of a successful random attempt is 1/ (2128 ), which is less than 1/1,000,000. Configurable SSH connection establishment rate limits the number of connection attempts, and thus failed authentication attempts in a one-minute period to a maximum of 15,000 attempts. The probability of a success with multiple consecutive attempts in a one-minute period is 15,000/(2128 ), which is less than 1/100,000. RSA signature verification: SSH public-key authentication. The module supports RSA (2048, 4096), which has a minimum equivalent computational resistance to attack of 2112 (2048). Thus, the probability of a successful random attempt is 1/ (2112 ), which is less than 1/1,000,000. Configurable SSH connection establishment rate limits the number of connection attempts, and thus failed authentication attempts in Copyright Juniper, 2021 Version 1.4 Page 16 of 34 Juniper Networks Public Material – May be reproduced only in its original entirety (without revision). Juniper Business Use Only a one-minute period to a maximum of 15,000 attempts. The probability of a success with multiple consecutive attempts in a one-minute period is 15,000/ (2112 ), which is less than 1/100,000. Approved Services All services implemented by the module are listed in the tables below. Table 18 lists the access to CSPs by each service. Table 14 – Authenticated Services Service Description CO User Configure security Security relevant configuration x Configure Non-security relevant configuration x Secure Traffic MACsec encrypted transfer of data x Status Show status x x Zeroize Destroy all CSPs x SSH connect Initiate SSH connection for SSH monitoring and control (CLI) x x MACsec connect Initiate MACsec connection x Console access Console monitoring and control (CLI) x x Remote reset Software initiated reset, performs self-tests on demand. x Load Image Verification and loading of a validated firmware image into the switch. x Table 15 – Unauthenticated Services Service Description Local reset Hardware reset or power cycle Traffic Traffic requiring no cryptographic services (e.g. OSPF, BGP) LED Status Basic Copyright Juniper, 2021 Version 1.4 Page 17 of 34 Juniper Networks Public Material – May be reproduced only in its original entirety (without revision). Juniper Business Use Only Table 16 – CSP Access Rights within Services Service CSPs DRBG_Seed DRBG_State Entropy Input String ECDH Shared Secret SSH PHK SSH ECDH SSH-SEK MACsec SAK MACsec CAK MACsec CKN MACsec KEK MACsec ICK HMAC Key CO-PW User-PW Configure security -- E -- GWR G W R -- -- GW R W R W R G W G W G W W Configure -- -- -- -- -- -- -- -- -- -- -- -- -- -- -- Secure traffic -- -- -- -- -- -- -- E -- -- E -- -- -- -- Status -- -- -- -- -- -- -- -- -- -- -- -- -- -- -- Zeroize Z Z Z Z Z Z Z Z Z Z Z Z Z Z Z SSH connect -- E -- E E GE GE -- -- -- -- -- -- E E MACsec connect -- E -- -- -- -- -- GE -- -- GE GE -- -- -- Console access -- -- -- -- -- -- -- -- -- -- -- -- -- E E Remote reset G EZ GZ GZ Z -- Z Z Z -- -- -- Z -- -- -- Load Image -- -- -- -- -- -- -- -- -- -- -- -- -- -- -- Local reset G EZ GZ GZ Z -- Z Z Z -- -- -- Z -- -- -- Traffic -- -- -- -- -- -- -- -- -- -- -- -- -- -- -- G = Generate: The module generates the CSP R = Read: The CSP is read from the module (e.g. the CSP is output) E = Execute: The module executes using the CSP W = Write: The CSP is updated or written to the module (persistent storage) Z = Zeroize: The module zeroizes the CSP. Non-Approved Services The following services are available in the non-Approved mode of operation. The security functions provided by the non-Approved services are identical to the Approved counterparts with the exception of SSH Connect (non-compliant). SSH Connect (non-compliant) supports the security functions identified in Section 2.2 and the SSHv2 row of Table 11. Copyright Juniper, 2021 Version 1.4 Page 18 of 34 Juniper Networks Public Material – May be reproduced only in its original entirety (without revision). Juniper Business Use Only Table 17 – Non-Approved Authenticated Services Service Description CO User Configure security (non-compliant) Security relevant configuration x Configure (non-compliant) (non-compliant) Non-security relevant configuration x Secure Traffic (non-compliant) MACsec encrypted transfer of data x Status (non-compliant) Show status x x Zeroize (non-compliant) Destroy all CSPs x SSH connect (non-compliant) Initiate SSH connection for SSH monitoring and control (CLI) x x MACsec connect (non- compliant) Initiate MACsec connection x Console access (non-compliant) Console monitoring and control (CLI) x x Remote reset (non-compliant) Software initiated reset, performs self-tests on demand x Load Image (non-compliant) Verification and loading of a validated firmware image into the switch. x Table 18 – Non-Approved Unauthenticated Services Service Description Local reset Hardware reset or power cycle Traffic Traffic requiring no cryptographic services (e.g. OSPF, BGP) LED Status Basic Copyright Juniper, 2021 Version 1.4 Page 19 of 34 Juniper Networks Public Material – May be reproduced only in its original entirety (without revision). Juniper Business Use Only 4 Self-tests Each time the module is powered up it tests that the cryptographic algorithms still operate correctly, and that sensitive data have not been damaged. Power-up self–tests are available on demand by power cycling the module (Remote reset service). On power up or reset, the module performs the self-tests described below. All KATs must be completed successfully prior to any other use of cryptography by the module in the FIPS Mode of operation. If any one of the fails, the module enters the Error state.  Firmware Integrity check: using ECDSA P-256 with SHA-256  Kernel KATs o SP 800-90A HMAC DRBG KAT  Health-tests initialize, re-seed, and generate o HMAC-SHA-1 KAT o HMAC-SHA-256 KAT o SHA-384 KAT o SHA-512 KAT  OpenSSL KATs o AES-CBC (128/192/256) Encrypt KAT o AES-CBC (128/192/256) Decrypt KAT o SP 800-90A HMAC DRBG KAT  Health-tests initialize, re-seed, and generate o ECDSA P-256 Sign/Verify PCT o ECDH P-256 KAT  Derivation of the expected shared secret. o HMAC-SHA-1 KAT o HMAC-SHA-224 KAT o HMAC-SHA-256 KAT o HMAC-SHA-512 KAT o KAS -ECC KAT o KDF-SSH KAT o RSA 2048 w/ SHA-256 Sign KAT o RSA 2048 w/ SHA-256 Verify KAT o Triple-DES-CBC Encrypt KAT o Triple-DES-CBC Decrypt KAT  LibMD KATs o HMAC-SHA-1 o HMAC-SHA-256 o SHA-512  QuickSec KATs o SP 800-90A HMAC DRBG KAT  Health-tests initialize, re-seed, and generate o HMAC-SHA-1 KAT o HMAC-SHA-256 KAT  MacSec KATs Copyright Juniper, 2021 Version 1.4 Page 20 of 34 Juniper Networks Public Material – May be reproduced only in its original entirety (without revision). Juniper Business Use Only o AES128-CMAC KAT o AES256-CMAC KAT o AES-ECB (128/256) Encrypt KAT o AES-ECB (128/256) Decrypt KAT o AES-KEYWRAP wrapping/unwrapping with AES GCM (128, 192, 256) KAT o SP 800-108 KBKDF KAT  VSC8258 o AES GCM Encrypt/Decrypt with AES 256 KAT The module also performs the following conditional self-tests:  Continuous RNG Test on the SP 800-90A HMAC-DRBGs in the OpenSSL and Quicksec libraries.  Continuous RNG test on the NDRNG.  SP 800-56A assurances as per SP 800-56Arev3 Sections 5.5.2,5.6.2, and/or 5.6.3, in accordance to IG 9.6.  Pairwise consistency test when generating ECDSA, and RSA key pairs.  Firmware Load Test (ECDSA signature verification). 5 Physical Security Policy The modules physical embodiment is that of a multi-chip standalone device that meets Level 1 Physical Security requirements. The module is completely enclosed in a rectangular nickel or clear zinc coated, cold rolled steel, plated steel and brushed aluminum enclosure. There are no ventilation holes, gaps, slits, cracks, slots, or crevices that would allow for any sort of observation of any component contained within the cryptographic boundary. Copyright Juniper, 2021 Version 1.4 Page 21 of 34 Juniper Networks Public Material – May be reproduced only in its original entirety (without revision). Juniper Business Use Only 6 Security Rules and Guidance The module design corresponds to the security rules below. The term shall in this context specifically refers to a requirement for correct usage of the module in the Approved mode; all other statements indicate a security rule implemented by the module. 1. The module clears previous authentications on power cycle. 2. When the module has not been placed in a valid role, the operator does not have access to any cryptographic services. 3. Power up self-tests do not require any operator action. 4. Data output is inhibited during key generation, self-tests, zeroization, and error states. 5. Status information does not contain CSPs or sensitive data that if misused could lead to a compromise of the module. 6. There are no restrictions on which keys or CSPs are zeroized by the zeroization service. 7. The module does not support a maintenance interface or role. 8. The module does not support manual key entry. 9. The module does not output intermediate key values. 10. The module requires two independent internal actions to be performed prior to outputting plaintext CSPs. 11. The Crypto-Officer shall verify that the firmware image to be loaded on the module is a FIPS validated image. If any non-validated firmware image is loaded the module will no longer be a FIPS validated module. 12. The Crypto-Officer shall retain control of the module while zeroization is in process. 13. If the module loses power and then it is restored, then a new key shall be established for use with the AES GCM encryption/decryption processes. 14. The operator shall ensure that the number of 64-bit blocks encrypted by the same key does not exceed 2^20 with a single Triple-DES key when Triple-DES is the encryption algorithm for SSH. 15. Virtual Chassis is not supported in FIPS mode and shall not be configured on the modules. 16. RSA key generated shall only be 2048 bits or greater. 17. The module shall only be used with CMVP FIPS 140-2 validated modules when supporting the MACsec protocol for providing Peer, Authenticator functionality. 18. The link between the Peer and Authenticator, used in the MACsec communication, should be secure to prevent the possibility for an attacker to introduce foreign equipment into the local area network. 19. 3-key Triple-DES has been implemented in the module and is FIPS approved until December 31, 2023. Should the CMVP disallow the usage of Triple-DES post December 31, 2023, then users must not configure Triple-DES. Cryptographic-Officer Guidance The Crypto-Officer must check to verify the firmware image on the device is the FIPS 140-2 validated image. If the image is the FIPS 140-2 validated image, then proceed to section 6.1.2. Installing the FIPS-Approved firmware image Download the validated firmware image from the Copyright Juniper, 2021 Version 1.4 Page 22 of 34 Juniper Networks Public Material – May be reproduced only in its original entirety (without revision). Juniper Business Use Only https://www.juniper.net/support/downloads/junos.html. Log in to the Juniper Networks authentication system using the username (generally your e-mail address) and password supplied by Juniper Networks representatives. Select the validated firmware image. Download the firmware image to a local host or to an internal software distribution site. Connect to the console port on the device from your management device and log in to the Junos OS CLI. Copy the firmware package to the device to the /var/tmp/ directory. Install the downloaded firmware image on the device: user@device> request vmhost software add /var/tmp/package.tgz. NOTE: If you need to terminate the installation, do not reboot your device; instead, finish the installation and then issue the request system software delete package.tgz command, where package.tgz is, for example, junos-vmhost-install-mx-x86-64-20.3R1.8.tgz. This is your last chance to stop the installation. Reboot the device to load the installation and start the new firmware image: user@device> request vmhost reboot After the reboot has completed, log in and use the show version command to verify that the new version of the firmware is successfully installed. Also install the fips-mode package and jpfe-fips package needed for enabling FIPS mode and running KATS respectively. These packages are part of the downloaded firmware. The following are the commands used for installing these packages: user@device >request system software add optional://fips-mode.tgz user@device >request system software add optional://jpfe-fips.tgz Enabling FIPS-Approved Mode of Operation The Crypto-Officer is responsible for initializing the module in a FIPS-Approved mode of operation. The FIPS-Approved mode of operation is not automatically enabled. The Crypto-Officer shall place the module in the FIPS-Approved mode by first zeroizing the device to delete all keys and CSPs. The instructions for zeroizing the module are in section 1.3 of this document. Next, the Crypto-Officer shall follow the steps found in the Junos OS FIPS Evaluated Configuration Guide for ACX5448-M Devices, Release 20.3R1 document Chapter 2 to place the module into a FIPS-Approved mode of operation. The steps from the aforementioned document are repeated below: To enable FIPS mode in Junos OS on the device: 1. Zeroize the device as explained in Section 1.3. Copyright Juniper, 2021 Version 1.4 Page 23 of 34 Juniper Networks Public Material – May be reproduced only in its original entirety (without revision). Juniper Business Use Only 2. Login to the device with crypto-officer credentials and enter configuration mode: crypto-officer@device> edit Entering configuration mode [edit] crypto-officer@device# 3. Enable FIPS mode on the device by setting the FIPS level to 1, and verify the level: [edit] crypto-officer@device # set system fips chassis level 1 [edit] crypto-officer@device # show system fips chassis level 1; 4. Commit the configuration [edit ] crypto-officer@device# commit configuration check succeeds Generating RSA key /etc/ssh/fips_ssh_host_key Generating RSA2 key /etc/ssh/fips_ssh_host_rsa_key Generating ECDSA key /etc/ssh/fips_ssh_host_ecdsa_key [edit] 'system' reboot is required to transition to FIPS level 1 commit complete 5. Reboot the device: [edit] crypto-officer@device# run request vmhost reboot Reboot the system ? [yes,no] (no) yes During the reboot, the device runs Known Answer Tests (KATS). It returns a login prompt: crypto-officer@device:fips> 6. After the reboot has completed, log in and use the “show version” command to verify the firmware version is the validated version. crypto-officer@device:fips> show version Copyright Juniper, 2021 Version 1.4 Page 24 of 34 Juniper Networks Public Material – May be reproduced only in its original entirety (without revision). Juniper Business Use Only Placing the Module in a Non-Approved Mode of Operation As Crypto-Officer, the operator needs to disable the FIPS-Approved mode of operation on the device to return it to a non-Approved mode of operation. To disable FIPS-Approved mode on the device, the device must be zeroized. Follow the steps found in section 1.3 to zeroize the device. Entering Keys and CSPs via the Serial Interface The Crypto-Officer must use a non-networked GPC when entering keys or CSPs (such as MACsec CAK and CKN values). User Guidance The user should verify that the module is operating in the desired mode of operation (FIPS-Approved mode or non-Approved mode) by observing the command prompt when logged into the device. If the string “:fips” is present, then the device is operating in a FIPS-Approved mode. Otherwise it is operating in a non-Approved mode. All FIPS users, including the Crypto Officer, must observe security guidelines at all times. All FIPS users must: • Keep all passwords confidential. • Store devices and documentation in a secure area. • Deploy devices in secure areas. • Check audit files periodically. • Conform to all other FIPS 140-2 security rules. • Follow these guidelines: • Users are trusted. • Users abide by all security guidelines. • Users do not deliberately compromise security. • Users behave responsibly at all times. Copyright Juniper, 2021 Version 1.4 Page 25 of 34 Juniper Networks Public Material – May be reproduced only in its original entirety (without revision). Juniper Business Use Only 7 References and Definitions The following standards are referred to in this Security Policy. Table 19 – References Abbreviation Full Specification Name [FIPS140-2] Security Requirements for Cryptographic Modules, May 25, 2001 [SP800-131A] Transitions: Recommendationfor Transitioning the Use of Cryptographic Algorithms and Key Lengths, January 2011 [IG] Implementation Guidance for FIPS PUB 140-2 and the Cryptographic Module Validation Program Table 20 – Acronyms and Definitions Acronym Definition AES Advanced Encryption Standard CAK Connectivity Association Key CKN Connectivity Association Key Name DH Diffie-Hellman DSA Digital Signature Algorithm ECDH Elliptic Curve Diffie-Hellman ECDSA Elliptic Curve Digital Signature Algorithm EMC Electromagnetic Compatibility FIPS Federal Information Processing Standard HMAC Keyed-Hash Message Authentication Code ICV Integrity Check Value (i.e. Tag) ICK Integrity Check Key KEK Key Encrypting Key MACsec Media Access Control Security MD5 Message Digest 5 RSA Public-key encryption technology developed by RSA Data Security, Inc. SCB Switch Control Board SHA Secure Hash Algorithms SSH Secure Shell Triple-DES Triple - Data Encryption Standard Copyright Juniper, 2021 Version 1.4 Page 26 of 34 Juniper Networks Public Material – May be reproduced only in its original entirety (without revision). Juniper Business Use Only Table 21 – Datasheet Model Title URL ACX5448-M ACX5448-M 5G UNIVERSAL ROUTING PLATFORM https://www.juniper.net/assets/us/en/local/pdf/datashee ts/1000644-en.pdf