Infoblox Trinzic Virtual DDI Appliance FIPS 140-2 Non-Proprietary Security Policy Security Level 1 Validation Version 1.02 October 2019 Infoblox Trinzic Virtual DDI Appliance | FIPS 140-2 Non-Proprietary Security Policy 1 Table of Contents, Table of Figures, List of Tables Table of Contents Table of Contents, Table of Figures, List of Tables 1 Table of Contents 1 Table of Figures 2 Table of Tables 3 1. Overview 4 2. Introduction 4 3. Cryptographic Module Specification 4 3.1. Security Level Summary 4 3.2. Cryptographic Boundary 4 3.3. Block Diagram 5 3.4. Secure Initialization 5 3.5. Approved Algorithms 6 3.6. Allowed Algorithms 7 3.7. Non-Approved Algorithms Table 7 4. Cryptographic Module Ports and Interfaces 8 4.1. Logical and Physical Interfaces 8 5. Roles, Services, and Authentication 8 5.1. Roles 9 5.2. Services 9 5.2.1. Crypto-Officer Services 9 5.2.2. User Services 16 5.2.3. Unauthenticated Services 19 5.2.4. Non-Approved Services 20 5.3. Authentication 21 6. Physical Security 22 7. Operational Environment 22 8. Cryptographic Key Management 23 9. EMI / EMC 29 10. Self-Tests 29 10.1. Power-on Self-Tests 29 Infoblox Trinzic Virtual DDI Appliance | FIPS 140-2 Non-Proprietary Security Policy 2 10.2. Conditional Self-Tests 29 10.3. Critical Functions Tests 29 A. Appendices 30 Table of Figures Table of Contents, Table of Figures, List of Tables 1 Table of Contents 1 Table of Figures 2 Table of Tables 3 1. Overview 4 2. Introduction 4 3. Cryptographic Module Specification 4 3.1. Security Level Summary 4 3.2. Cryptographic Boundary 4 3.3. Block Diagram 5 3.4. Secure Initialization 5 3.5. Approved Algorithms 6 3.6. Allowed Algorithms 7 3.7. Non-Approved Algorithms Table 7 4. Cryptographic Module Ports and Interfaces 8 4.1. Logical and Physical Interfaces 8 5. Roles, Services, and Authentication 8 5.1. Roles 9 5.2. Services 9 5.2.1. Crypto-Officer Services 9 5.2.2. User Services 16 5.2.3. Unauthenticated Services 19 5.2.4. Non-Approved Services 20 5.3. Authentication 21 6. Physical Security 22 7. Operational Environment 22 8. Cryptographic Key Management 23 Infoblox Trinzic Virtual DDI Appliance | FIPS 140-2 Non-Proprietary Security Policy 3 9. EMI / EMC 29 10. Self-Tests 29 10.1. Power-on Self-Tests 29 10.2. Conditional Self-Tests 29 10.3. Critical Functions Tests 29 A. Appendices 30 Table of Tables Table 1 Approved Algorithms...................................................................................................................7 Table 2 Allowed Algorithms......................................................................................................................7 Table 3 Non-Approved Algorithms ..........................................................................................................8 Table 4 Logical and Physical Interfaces.................................................................................................8 Table 5 Crypto-Officer Services.............................................................................................................16 Table 6 User Services .............................................................................................................................19 Table 7 Unauthenticated Services.........................................................................................................20 Table 8 Non-approved Services ............................................................................................................21 Table 9 Cryptographic Keys and CSPs ................................................................................................29 Infoblox Trinzic Virtual DDI Appliance | FIPS 140-2 Non-Proprietary Security Policy 4 1. Overview This document is a non-proprietary FIPS 140-2 Security Policy for Infoblox’s Trinzic Virtual DDI Appliance. This policy describes how the Infoblox Trinzic Virtual DDI Appliance (hereafter referred to as the “module”) meets the requirements of FIPS 140-2. This document also describes how to configure the module into the FIPS 140-2 Approved mode. This document was prepared as part of a FIPS 140-2 Security Level 1 validation. The Federal Information Processing Standards Publication 140-2 - Security Requirements for Cryptographic Modules (FIPS 140-2) details the United States Federal Government requirements for cryptographic modules. Detailed information about the FIPS 140-2 standard and validation program is available on the NIST (National Institute of Standards and Technology) website at https://csrc.nist.gov/projects/cryptographic-module-validation- programhttp://csrc.nist.gov/groups/STM/cmvp/index.html. 2. Introduction Infoblox Trinzic Virtual DDI Appliances enable customers to deploy large, robust, manageable and cost- effective Infoblox Grids. This next-generation solution enables distributed delivery of core network services—including DNS, DHCP, IPAM, TFTP, and FTP—with the nonstop availability and real-time service management required for today’s 24x7 advanced IP networks and applications. The Infoblox Trinzic Virtual DDI Appliance is being validated as a multi-chip standalone cryptographic module at FIPS 140-2 overall Security Level 1. 3. Cryptographic Module Specification 3.1. Security Level Summary The security level claimed for each section of the FIPS 140-2 standard are as follows: Section Title Level 1 Cryptographic Module Specification 1 2 Module Ports and Interfaces 1 3 Roles, Services, and Authentication 2 4 Finite State Model 1 5 Physical Security 1 6 Operational Environment 1 7 Cryptographic Key Management 1 8 EMI/EMC 1 9 Self-Tests 1 10 Design Assurance 2 11 Mitigation of Other Attacks Not Applicable Overall 1 Figure 1 Security Level Summary 3.2. Cryptographic Boundary The cryptographic boundary for the Trinzic Virtual DDI Appliance is the edge (front, back, left, right, top, and bottom surfaces) of the physical enclosure for the physical appliance that the Trinzic Virtual DDI Appliance is running on. Infoblox Trinzic Virtual DDI Appliance | FIPS 140-2 Non-Proprietary Security Policy 5 3.3. Block Diagram Figure 2 Block Diagram 3.4. Secure Initialization The following steps should be followed to initialize the module into the FIPS Approved mode of operation: ● The module’s host must be run on a production grade platform (e.g. commercially made server or general purpose computer). ● The Trinzic Virtual DDI Appliance must be running NIOS version 8.2.6 with Hotfix-NIOS_8.2.6- 371069_J67303_FIPS_2-6f0806b9bc9cbdbc9837391bb5a86a26-Tue-Aug-21-22-24-14- 2018.bin2 and optionally Hotfix-NIOS_8.2.6_J69312-f7c9b7c3181ceb527aeb0aaf6536a5b3-Thu- Jan-31-06-16-41-2019.bin2. ● FIPS mode must be enabled in the NIOS CLI via command ‘set fips_mode’. ● The password policy must be set such that the Minimum Password Length is at least 6 characters. This can be accomplished via the procedures outlined in the Infoblox NIOS Administrator Guide, section “Managing Passwords” ● The BloxTools feature must not be enabled when operating in the FIPS Approved mode. Infoblox Trinzic Virtual DDI Appliance | FIPS 140-2 Non-Proprietary Security Policy 6 ● The Support Access feature must not be enabled when operating in the FIPS Approved mode. ● RADIUS Authentication must not be used. ● TACACS+ Authentication must not be used. ● Cisco ISE Integration must not be used. ● Microsoft Server Integration must not be used. ● SNMPv1/v2 must not be used. ● Keys/CSPs generated in FIPS mode cannot be used in non-FIPS mode and vice-versa. Failure to follow the above procedures will result in the module operating in a non-approved mode. 3.5. Approved Algorithms The module supports the following approved algorithms for use in the approved mode. Although the module’s cryptographic implementation supports more options than listed below, only those listed are usable by the module. CAVP Cert Algorithm Standard Mode/Method Key Lengths, Curves or Moduli Use 4805 AES1 FIPS 197 CBC, CBC-CS3 (vendor affirmed), CFB128 128, 256 Data Encryption / Decryption Vendor Affirmed CKG SP 800-133 Section 5 Key Generation 1437 CVL (ECC CDH, KAS ECC, KAS FFC) SP 800-56A Rev3 ECC: P-256 , P-384, P- 521 FFC: 2048 Key Agreement 1438 CVL (TLS2 1.0/1.1/1.2, SSH SNMP) SP 800-135 Rev1 TLS 1.2: SHA-256, SHA- 384 SSH: SHA-1, SHA-256, SHA-384, SHA- 512 Key Derivation 1671 DRBG SP 800-90A HMAC-SHA-256 Deterministic Random Bit Generation 1295 DSA FIPS 186-4 2048 FFC Key Generation3 1213 ECDSA FIPS 186-4 P-256 , P-384, P- 521 (w/ SHA-224, SHA-256, SHA- ECC Key Generation4 Signature 1 The module supports the use of AES-NI hardware acceleration if available. 2 No parts of the TLS, SSH, SNMP protocols other than the KDF have been reviewed or tested by the CAVP and CMVP 3 The FFC keys used for Diffie-Hellman are generated according to FIPS 186-4. The module does not support the generation of DSA keys with approved key sizes. 4 The ECC keys used for EC-Diffie-Hellman are generated according to FIPS 186-4. Infoblox Trinzic Virtual DDI Appliance | FIPS 140-2 Non-Proprietary Security Policy 7 384, or SHA-512) Verification 3215 HMAC FIPS 198-1 HMAC-SHA-1-96 HMAC-SHA-1, HMAC-SHA-256, 160, 256 Message Authentication 4805 (AES) 3215 (HMAC) KTS SP 800-38F AES-CBC, HMAC-SHA-1 AES: 128, 256 HMAC: 160 Key Transport 2633 RSA FIPS 186-4 X9.31 PKCS1_V1_5 PSS 2048, 3072, 4096 (w/ SHA-224, SHA-256, SHA- 384, or SHA-512) Key Generation, Digital Signature Generation and Verification 3953 SHS FIPS 180-4 SHA-1, SHA-256 Message Digest Table 1 Approved Algorithms 3.6. Allowed Algorithms The following algorithms are non-approved but allowed for use in the approved mode. Algorithm Caveat Use Diffie-Hellman CVL Certs. #1437 and #1438, Key Agreement, key establishment methodology provides 112 bits of encryption strength Key Agreement Elliptic-Curve Diffie-Hellman CVL Certs. #1437 and #1438, Key Agreement, key establishment methodology provides between 128 and 256 bits of encryption strength Key Agreement HMAC-MD5 Only allowed for use with TLS protocol. TLS 1.0, Internals (i.e. objects comparison) HMAC for cookie. MD5 Only allowed for use with TLS protocol. TLS 1.0, Internals (i.e. objects comparison) HMAC for cookie. NDRNG This implementation satisfies scenario 1(b) of IG 7.14. The module obtains a minimum of 339 bits of entropy before generating keys. Seeding the DRBG RSA Key Wrapping, key establishment methodology provides between 112 and 150 bits of encryption strength Key Wrapping Table 2 Allowed Algorithms 3.7. Non-Approved Algorithms Table The following algorithms are non-approved for use in the approved mode. Infoblox Trinzic Virtual DDI Appliance | FIPS 140-2 Non-Proprietary Security Policy 8 Algorithm Caveat Use DES Encryption/Decryption Diffie-Hellman Non-compliant when used with key sizes less than 2048 bits in length Key Agreement DSA Key Generation, Signature Generation, Signature Verification HMAC-MD5 Keyed Hash MD5 Message Digest RSA Non-compliant when used with key sizes less than 2048 bits in length Key Wrapping Table 3 Non-Approved Algorithms 4. Cryptographic Module Ports and Interfaces 4.1. Logical and Physical Interfaces The module’s interfaces can be categorized under the following FIPS 140-2 logical interfaces. • Data Input • Data Output • Control Input • Status Output The following table provides a mapping of the module’s interfaces to the FIPS 140-2 defined interface categories. FIPS 140-2 Logical Interface(s) Physical Interface DDI Appliance Interface • Data Input • Data Output • Control Input • Status Output Host Network Interfaces Virtual Ethernet Ports • Data Input • Data Output • Control Input • Status Output Host Network Interfaces Virtual Console • Power Input Host Power Supply N/A Table 4 Logical and Physical Interfaces 5. Roles, Services, and Authentication Infoblox Trinzic Virtual DDI Appliance | FIPS 140-2 Non-Proprietary Security Policy 9 5.1. Roles The Infoblox Trinzic Virtual DDI Appliance defines user permissions based on roles. Roles are assigned to user groups. Custom roles can be created to restrict access to particular services. FIPS Role Trinzic Role Description Crypto-Officer Superuser The Superuser role has full access to all resources on the appliance. Superusers can create limited- access admin groups and grant them specific permissions for Crypto Officer services. Limited-Access Admin An admin belonging to a limited- access group which has been granted permissions to Crypto Officer services. Grid Member A Trinzic appliance that is a member of a NIOS grid and managed by a Grid Master. User Limited-Access User An admin belonging to a limited- access group which has only been granted read permissions to Grid Manager services. 5.2. Services Listed below are the services for each of the module’s roles that are approved for use in the FIPS approved mode. 5.2.1. Crypto-Officer Services Name Description Inputs Outputs Key/CSP Access Infoblox Console Access NIOS CLI via virtual console to manage appliance. Commands and configuration data Status of commands and configuration data • Superuser/Admin Password (read) Infoblox Trinzic Virtual DDI Appliance | FIPS 140-2 Non-Proprietary Security Policy 10 Infoblox Remote Console Access NIOS CLI via SSH to manage appliance. SSH inputs, commands, and data SSH outputs, commands, and data • Superuser/Admin Password (read) • SSHv2 private key (read) • SSHv2 public key (read) • SSHv2 Diffie-Hellman Private Key (read/write/delete) • SSHv2 Diffie-Hellman Public Key (read/write/delete) • SSHv2 Elliptic-Curve Diffie- Hellman Private Key (read/write/delete) • SSHv2 Elliptic-Curve Diffie- Hellman Public Key (read/write/delete) • SSHv2 Encryption Key (read/write/delete) • SSHv2 Authentication Key (read/write/delete) Infoblox Grid Manager Access NIOS web interface to manage appliance TLS inputs, commands, and data TLS outputs, commands, and data • X.509 HTTPS Certificate (read) • TLS pre-master secret (read/write/delete) • TLS master secret (read/write/delete) • TLS encryption key (read/write/delete) • TLS authentication key (read/write/delete) • Superuser/Admin Password (read) • X. 509 User Certificate (read) • X. 509 CA Certificate (read) Show Status View currently logged in user in Grid Manager N/A Status and data None Configure Dashboards Home page in Grid Manager providing quick access to task, grid and network status. Commands and configuration data Status of commands and configuration data None Configure Smart Folders Organize core networking service data in Grid Manager. Commands and configuration data Status of commands and configuration data None Infoblox Trinzic Virtual DDI Appliance | FIPS 140-2 Non-Proprietary Security Policy 11 Manage Licenses Manage appliance licenses from CLI or Grid Manager Commands and configuration data Status of commands and configuration data None Manage Users Setting up users, groups, roles, and permissions from Grid Manager Commands and configuration data Status of commands and configuration data • Superuser/Admin/User Password (write/delete) Manage Remote Authenticatio n Services Configure remote authentication services for Active Directory, LDAPS, or Certificate Authentication from Grid Manager. Commands and configuration data Status of commands and configuration data • LDAPS Bind User Password (write/delete) • X. 509 CA Certificate (read/write/delete) Deploy Grid Creating and managing Grid master and members via Grid Manager and CLI. OpenVPN inputs, commands, and data OpenVPN outputs, commands, and data • Grid Shared Secret (read/write/delete) • OpenVPN TLS Public Key (read) • TLS pre-master secret (read/write/delete) • TLS master secret (write/delete) • TLS encryption key (write/delete) • TLS authentication key (write/delete) • OpenVPN pre-master secret (read/write/delete) • OpenVPN master secret (write/delete) • OpenVPN encryption key (write/delete) • OpenVPN authentication key (write/delete) Deploy Independent appliances Deploy Infoblox appliance as a standalone via Grid Manager and CLI. Commands and configuration data Status of commands and configuration data • Superuser/Admin Password (write/delete) Infoblox Trinzic Virtual DDI Appliance | FIPS 140-2 Non-Proprietary Security Policy 12 Deploy Cloud Network Automation Configuring Cloud platform appliances to provide DNS and DHCP service in the cloud from Grid Manager. Commands and configuration data Status of commands and configuration data None Configure Syslog Backups Configure Syslog to backup over FTP or SCP in Grid Manager Commands and configuration data Status of commands and configuration data • TLS pre-master secret (read/write/delete) • TLS master secret (read/write/delete) • TLS encryption key (read/write/delete) • TLS authentication key (read/write/delete) • SSHv2 Diffie-Hellman Private Key (read/write/delete) • SSHv2 Diffie-Hellman Public Key (read/write/delete) • SSHv2 Elliptic-Curve Diffie- Hellman Private Key (read/write/delete) • SSHv2 Elliptic-Curve Diffie- Hellman Public Key (read/write/delete) • SSHv2 Encryption Key (read/write/delete) • SSHv2 Authentication Key (read/write/delete) Capture and Export Network Traffic Capture network traffic on appliance interfaces and export capture file via SCP or TLS. Commands and configuration data Status of commands and configuration data • SSHv2 Diffie-Hellman Private Key (read/write/delete) • SSHv2 Diffie-Hellman Public Key (read/write/delete) • SSHv2 Elliptic-Curve Diffie- Hellman Private Key (read/write/delete) • SSHv2 Elliptic-Curve Diffie- Hellman Public Key (read/write/delete) • SSHv2 Encryption Key (read/write/delete) • SSHv2 Authentication Key (read/write/delete) Infoblox Trinzic Virtual DDI Appliance | FIPS 140-2 Non-Proprietary Security Policy 13 Manage NTP Manage network time protocol service in Grid Manager Commands and configuration data Status of commands and configuration data None Manage Captive Portal Manage network captive portal in Grid Manager Commands and configuration data Status of commands and configuration data None Manage IPAM Managing IP address management services in Grid Manager Commands and configuration data Status of commands and configuration data None Manage File Distribution Service Managing transfer of files through TFTP, FTP and HTTP in Grid Manager Commands and configuration data Status of commands and configuration data None Managing NIOS Software and Configuration Files Performing software upgrades and downgrades in Grid Manager. (New firmware versions within the scope of this validation must be validated through the FIPS 140-2 CMVP. Any other firmware loaded into this module is out of the scope of this validation and requires a separate FIPS 140-2 validation.) Commands and configuration data Status of commands and configuration data • Software/Firmware Load Test Public Key (read) Configure RIR Registration Updates Managing Regional Internet Registries in Grid Manager. Commands and configuration data Status of commands and configuration data None Infoblox Trinzic Virtual DDI Appliance | FIPS 140-2 Non-Proprietary Security Policy 14 Configure IP Address Management Managing network and IP addresses in Grid Manager and CLI. Commands and configuration data Status of commands and configuration data None Configure IP Discovery and vDiscovery IP discovery for detecting and obtaining information about active hosts in predefined networks in Grid Manager Commands and configuration data Status of commands and configuration data None Configure Infoblox Network Insight Configure united network discovery for geographically dispersed networks in Grid Manager Commands and configuration data Status of commands and configuration data None Configure DNS Configuring DNS services in Grid Manager Commands and configuration data Status of commands and configuration data None Configure DNSSEC Configure DNSSEC services in Grid Manager Commands and configuration data Status of commands and configuration data • DNSSEC KSK Private Key (write/delete) • DNSSEC KSK Public Key (read/write/delete) • DNSSEC ZSK Private Key (write/delete) • DNSSEC ZSK Public Key (read/write/delete) Configure DHCP Configuring DHCP services in Grid Manager Commands and configuration data Status of commands and configuration data None Configure Authenticated DHCP Configure DHCP to authenticate users using configured Remote Authentication servers in Grid Manager Commands and configuration data Status of commands and configuration data None Infoblox Trinzic Virtual DDI Appliance | FIPS 140-2 Non-Proprietary Security Policy 15 Configure Appliance Monitoring Configure monitoring state of appliance, service, database capacity, and ports in Grid Manager Commands and configuration data Status of commands and configuration data None Configure DHCP Fingerprint Detection DHCP fingerprint detection to identify IPv4 and IPv6 devices in Grid Manager Commands and configuration data Status of commands and configuration data None Configure SNMPv3 Configure SNMPv3 in Grid Manager Commands and configuration data Status of commands and configuration data • SNMPv3 Auth Password (write/delete) • SNMPv3 Privacy Password (write/delete) Configure Infoblox Reporting and Analytics Configure automated collection, analysis and presentation of core networking data in Grid Manager Commands and configuration data Status of commands and configuration data None Configure Infoblox Advanced DNS protection Configure threat protection rules to detect, report and stop DoS, DDoS and other network attacks targeting DNS in Grid Manager Commands and configuration data Status of commands and configuration data None Configure Infoblox DNS Firewall Configure DNS Resource policy zones to control DNS lookups in Grid Manager Commands and configuration data Status of commands and configuration data None Infoblox Trinzic Virtual DDI Appliance | FIPS 140-2 Non-Proprietary Security Policy 16 Configure Infoblox Threat Insight Configure for protecting mission critical DNS infrastructure in Grid Manager Commands and configuration data Status of commands and configuration data None Configure Ecosystem – Outbound Notifications Using RESTful API and DXL for obtaining core network service information Commands and configuration data Status of commands and configuration data • X.509 HTTPS Certificate (read) • TLS pre-master secret (read/write/delete) • TLS master secret (read/write/delete) • TLS encryption key (read/write/delete) • TLS authentication key (read/write/delete) • Superuser/Admin Password (read) • X. 509 User Certificate (read) • X. 509 CA Certificate (read) Configure Informational GUI Banner Configure informational banner to display in Grid Manager Commands and configuration data Status of commands and configuration data None Configure Dynamic DNS Services Configure Kerberos Authenticated Dynamic DNS services in Grid Manager Commands and configuration data Status of commands and configuration data • GSS-TSIG Encryption Key (read/write/delete) • GSS-TSIG Authentication Key (read/write/delete) Zeroization5 Zeroize all keys/CSPs Commands and configuration data Status of commands and configuration data All (delete) Table 5 Crypto-Officer Services 5.2.2. User Services Name Description Inputs Outputs Key/CSP Access 5 The Crypto Officer must remain in control of the module throughout the zeroization process. Infoblox Trinzic Virtual DDI Appliance | FIPS 140-2 Non-Proprietary Security Policy 17 Authenticated DHCP Authenticate to DHCP server via Remote Access Server Remote authenticatio n inputs and data. Status and Client network configuration • User Password (read) • LDAPS Bind User Password (read) • X. 509 CA Certificate (read) Infoblox Grid Manager Access NIOS web interface over TLS. TLS inputs, commands, and data TLS outputs, commands, and data • X.509 HTTPS Certificate (read) • TLS pre-master secret (read/write/delete) • TLS master secret (read/write/delete) • TLS encryption key (read/write/delete) • TLS authentication key (read/write/delete) • Superuser/Admin Password (read) • X. 509 User Certificate (read) • X. 509 CA Certificate (read) Show Status View currently logged in user in Grid Manager N/A Status and data None Change User Password Change password of currently authenticated user Commands and configuration data Command status and data • User Password (write/delete) Configure Dashboards Configure home page in Grid Manager providing quick access to task, grid and network status. Commands and configuration data Status and data None View Dashboards Home page in Grid Manager providing quick access to task, grid and network status. Commands and data Status and data None Access Smart Folders Organize core networking service data in Grid Manager. Commands and data Status and data None Infoblox Trinzic Virtual DDI Appliance | FIPS 140-2 Non-Proprietary Security Policy 18 View Licenses View appliance licenses from Grid Manager Commands and data Status and data None View and Export Log Files View and export log files from Grid Manager. Commands and data Status and data • TLS pre-master secret (read/write/delete) • TLS master secret (read/write/delete) • TLS encryption key (read/write/delete) • TLS authentication key (read/write/delete) • SSHv2 Diffie-Hellman Private Key (read/write/delete) • SSHv2 Diffie-Hellman Public Key (read/write/delete) • SSHv2 Elliptic-Curve Diffie- Hellman Private Key (read/write/delete) • SSHv2 Elliptic-Curve Diffie- Hellman Public Key (read/write/delete) • SSHv2 Encryption Key (read/write/delete) SSHv2 Authentication Key (read/write/delete) Capture and Export Network Traffic Capture network traffic on appliance interfaces and export capture file via SCP or TLS. Commands and data Status and data • SSHv2 Diffie-Hellman Private Key (read/write/delete) • SSHv2 Diffie-Hellman Public Key (read/write/delete) • SSHv2 Elliptic-Curve Diffie- Hellman Private Key (read/write/delete) • SSHv2 Elliptic-Curve Diffie- Hellman Public Key (read/write/delete) • SSHv2 Encryption Key (read/write/delete) • SSHv2 Authentication Key (read/write/delete) SNMPv3 Send SNMPv3 traps SNMPv3 inputs, commands, and data SNMPv3 outputs, status, and data • SNMPv3 encryption key (read/write/delete) • SNMPv3 authentication key (read/write/delete) Infoblox Trinzic Virtual DDI Appliance | FIPS 140-2 Non-Proprietary Security Policy 19 Infoblox Reporting and Analytics Collect automated collection, analysis and presentation of core networking data. Commands and data Status and data None Ecosystem – Outbound Notifications Using RESTful API and DXL for obtaining core network service information TLS inputs, commands, and data TLS outputs, status, and data • X.509 HTTPS Certificate (read) • TLS pre-master secret (read/write/delete) • TLS master secret (read/write/delete) • TLS encryption key (read/write/delete) • TLS authentication key (read/write/delete) • Superuser/Admin Password (read) • X. 509 User Certificate (read) • X. 509 CA Certificate (read) Table 6 User Services 5.2.3. Unauthenticated Services Name Description Inputs Outputs Captive Portal Access captive portal. Commands and data Command status and data DNS Domain Name Service queries. Commands and data Command status and data DHCP Receive network configuration from appliance DHCP server. Commands and data Command status and data File Distribution Service Appliance hosted FTP, TFTP, or HTTP file distribution service. *Cannot be used to distribute keys or CSPs. Commands and data Command status and data Infoblox Trinzic Virtual DDI Appliance | FIPS 140-2 Non-Proprietary Security Policy 20 NTP Receive network time protocol updates from appliance NTP service. Commands and data Command status and data View Console Status Virtual console provided by virtualization host shows status output interface. None Status and data On-Demand Self-Tests On-demand self- tests invoked by rebooting the module. None Status and data Table 7 Unauthenticated Services 5.2.4. Non-Approved Services The following services are non-approved for use in the FIPS approved mode. Name Description Support Access Support Access SSH service bloxTools Pre-installed environment to host custom web based applications RADIUS Authentication Remote user authentication using RADIUS protocol TACACS+ Authentication Remote user authentication using TACACS+ protocol Infoblox Trinzic Virtual DDI Appliance | FIPS 140-2 Non-Proprietary Security Policy 21 Cisco ISE Integration Authenticating to Cisco Identity Services Engine Microsoft Server Integration Managing Microsoft DNS/DHCP servers using BIND SNMPv1/v2 Simple Network Management Protocol versions 1 and 2 Table 8 Non-approved Services 5.3. Authentication The module has the following methods of role based authentication: ● Local password-based authentication ● Remote password-based authentication (Active Directory, LDAPS) ● Certificate authentication ● Two-Factor authentication ● Grid Member Challenge-response authentication mechanism Assuming that the Secure Initialization routine is followed, Infoblox enforces a 6 character minimum password, using a 72 character set of a-z, A-Z, 0-9, and “!@#%^&*()”. This results in a bare minimum of 139,314,069,504 (72^6) possible passwords. Thus the FIPS 140-2 requirement that for a single random password attempt the probability of success must be less than 1 in 1,000,000 is satisfied. FIPS 140-2 requires that in a 1-minute span, the probability of guessing the password correct (at random) must be less than 1 in 100,000. The web interface only allows 5 unsuccessful login attempts per minute. This calculates to a 1 in 27,862,813,900.8 ((72^6)/5) chance of a successful password attempt in a minute, which is less than the 1 in 100,000 requirement. The SSH interface implements a maximum of 3 tries per login attempt with each failed attempt adding an incremented delay of 5 seconds. 3 failed attempts will take 30 seconds (5 + 10 + 15), therefore, in 1 minute only 6 attempts can be made. This calculates to a 1 in 23,219,011,584 ((72^6)/6) chance of a successful password attempt in a minute, which is less than the 1 in 100,000 requirement. The console interface implements a delay of three seconds per invalid login attempt. As such, a maximum of 20 invalid login attempts are possible per minute. This calculates to a 1 in 6965703475.2 ((72^6)/20) chance of a successful password attempt in a minute, which is less than the 1 in 100,000 requirement. Two-Factor authentication (Password + X.509 certificate authentication) Infoblox Trinzic Virtual DDI Appliance | FIPS 140-2 Non-Proprietary Security Policy 22 If Two-Factor authentication is used, the calculations are based on the security-strength of the algorithm. For example, if the X.509 certificate is RSA-2048 w/ SHA-256, then the security-strength is 112 bits (based on SP 800-57). Based on this, a 1 in 2^112 chance is much less than 1 in 1,000,000 per single attempt. With the worst case assumption that the network interface can support up to 29,296,875 ((1,000,000,000 bps / 2048 bits) * 60 seconds) connection attempts per minute. The chance of a successful authentication attempt in a minute calculates to a (2^112)/29,296,875, which satisfies the 1 in 100,000 requirement. Infoblox Two-Factor authentication provides option 'Username/password request'. If you select this option NIOS populates the username from the certificate and requests password from the user. If you do not select this option, only the certificate is necessary to log in to the appliance. NIOS performs lookup against local users by default. You can enable remote lookup for user membership (Active Directory or LDAPS). A password must not be empty. Certificates are validated by an OCSP responder. Grid Member Challenge-response authentication mechanism The grid member login handshake consists of an initial 3-way authentication mechanism: 1. Challenge [replica -> master] A challenge comprising time and random data and a hash of that and the shared secret is sent. 2. Response challenge [master -> replica] A response comprising a SHA256 hash of the challenge from Item1 and the shared secret is returned along with a challenge comprising time and random data. 3. Response request [replica -> master] A response comprising a SHA256 hash of the challenge from Item 2 and the shared secret and grid name is sent. At this point, a secure VPN tunnel is created between the replica and master. Lower bounds on the shared secret length and required entropy are listed elsewhere as 72^6. A failed connection attempt must wait 30 seconds for the clusterd state machine to time out. This clearly meets the 1 in 100,000 requirement. 6. Physical Security The module is a firmware module whose host must run on a production grade platform (e.g. commercially made server or general purpose computer). 7. Operational Environment The module is operating in a limited, non-modifiable operational environment (assuming that the Secure Initialization routine is followed). The module was tested on HP ProLiant DL380 Gen9 servers with Intel Xeon processors running ESXi 5.5 and ESXi 6.5. Infoblox Trinzic Virtual DDI Appliance | FIPS 140-2 Non-Proprietary Security Policy 23 8. Cryptographic Key Management Key/CSP Name Key/CSP Type Key/CSP Size Generation/ Input6 Output Storage Zeroization Use7 Superuser / Admin / User Password Password 6 (or more) character s, a-z, A- Z, 0-9, or “!@#%^& *()” Input into module encrypted (via SSH or TLS) N/A The password is stored in the module’s persistent memory (DB) Via zeroization service. Authentication for Superuser, Limited-Access Admin, or User LDAPS Bind User Password Password 6 (or more) character s, a-z, A- Z, 0-9, or “!@#%^& *()” Input into module encrypted (via TLS) N/A The password is stored in the module’s persistent memory (DB) Via zeroization service. Authentication for credential for remote LDAPS server. Integrity Test Public Key RSA Public Key (with SHA256 Signature Algorithm) 4096 bits Generated internally. N/A Stored in the module’s persistent memory Via zeroization service. Integrity Test Integrity Test Private Key RSA Private Key 4096 bits Generated internally. N/A Stored in the module’s persistent memory Via zeroization service. Integrity Test Software / Firmware Load Test Public Key RSA Public Key (with SHA256 Signature Algorithm) 2048 bits This key is not generated by the module. N/A This key is hard-coded into the module; stored in the module’s persistent memory. N/A Software / Firmware Load Test X.509 CA Certificate x.509 Certificate with ECDSA, or RSA Public Key (with SHA-224, SHA-256, SHA-384, or SHA-512 Signature Algorithm) ECDSA: P-256 (256 bits), P-384 (384 bits), P-521 (521 bits) RSA: 2048 bits, 3072 bits, 4096 bits Generated Externally Encrypte d (via TLS) Stored in the module’s persistent memory (DB) Via zeroization service. External Trusted CA Certificate 6 For all keys marked as “generated internally”, the resulting symmetric key or the generated seed to be used in the asymmetric key generation is an unmodified output from the DRBG unless otherwise noted. 7 Keys/CSPs generated in FIPS mode cannot be used in non-FIPS mode and vice-versa. Infoblox Trinzic Virtual DDI Appliance | FIPS 140-2 Non-Proprietary Security Policy 24 X.509 HTTPS Certificate X.509 Certificate with RSA Public Key (with SHA- 256 Signature Algorithm) 2048 bits, 4096 bits Generated internally, or input into module encrypted (via TLS) Encrypte d (via TLS) Stored in the module’s persistent memory (DB) Via zeroization service. HTTPS Server Certificate X.509 HTTPS Certificate Private Key RSA 2048 bits, 4096 bits Generated Internally N/A Stored in the module’s persistent memory (DB) Via zeroization service. Private key for HTTPS Server Certificate X. 509 Client Certificate X.509 Certificate with RSA Public Key (with SHA- 256 Signature Algorithm) 2048 bits Generated Internally Encrypte d (via TLS) Stored in the module’s persistent memory (DB) Via zeroization service. Authenticating the Module to an external server. X. 509 Client Certificate Private Key RSA 2048 bits Generated Internally N/A Stored in the module’s persistent memory (DB) Via zeroization service. Private Key for Client Certificate X. 509 User Certificate X.509 Certificate with RSA Public Key (with SHA- 256 or SHA- 512 Signature Algorithm) 2048 bits 3072 bits 4096 bits Generate Externally Plaintext Stored in the module’s dynamic memory After user is authenticate d Authenticate user to module. SSHv2 Private Key RSA 2048 bits Generated internally N/A Stored in the module’s persistent memory. Upon session re- key or termination. This is the private host key used for SSHv2 authentication SSHv2 Public Key RSA 2048 bits Generated internally Plaintext Stored in the module’s persistent memory. Via zeroization service. This is the public host key used for SSHv2 authentication SSHv2 Diffie- Hellman Private Key Diffie- Hellman 2048 bits Generated internally N/A Stored in dynamic memory. Upon negotiation of shared secret SSH Key Agreement Infoblox Trinzic Virtual DDI Appliance | FIPS 140-2 Non-Proprietary Security Policy 25 SSHv2 Diffie- Hellman Public Key Diffie- Hellman 2048 bits Generated internally Plaintext Stored in dynamic memory Upon negotiation of shared secret SSH Key Agreement SSHv2 Elliptic- Curve Diffie- Hellman Private Key Elliptic- Curve Diffie- Hellman 256 bits, 384 bits, 521 bits Generated internally N/A Stored in dynamic memory Upon negotiation of shared secret SSH Key Agreement SSHv2 Elliptic- Curve Diffie- Hellman Public Key Elliptic- Curve Diffie- Hellman P-256 (256 bits), P-384 (384 bits), P-521 (521 bits) Generated internally Plaintext Stored in dynamic memory Upon negotiation of shared secret SSH Key Agreement SSHv2 Encryption Key AES-128- CBC, AES- 256-CBC 128 bits, 256 bits Derived via the SP800- 135 KDF N/A Ephemeral Upon session re- key or termination. This is the SSHv2 session key; used to encrypt SSHv2 data traffic SSHv2 Authenticati on Key HMAC- SHA1 160 bits Derived via the SP800- 135 KDF N/A Ephemeral Upon session re- key or termination. This is the SSHv2 authentication key; used to authenticate SSHv2 data traffic snmpEngine ID Unique ID 32-byte maximum length Generated externally Plaintext Hardcoded, stored in the module’s persistent memory. N/A This is the SnmpEngineID as defined in RFC3411, used to identify the SNMP engine SNMPv3 Auth Password Password 6 (or more) character s, a-z, A- Z, 0-9, or “!@#%^& *()” Input into module encrypted (via SSH or TLS) N/A This password is stored in the module’s persistent memory (DB) in AES encrypted form Via zeroization service. Authentication for SNMPv3 SNMPv3 Privacy Password Password 6 (or more) character s, a-z, A- Z, 0-9, or “!@#%^& *()” Input into module encrypted (via SSH or TLS) N/A This password is stored in the module’s persistent memory (DB) in AES encrypted form Via zeroization service. Privacy for SNMPv3 Infoblox Trinzic Virtual DDI Appliance | FIPS 140-2 Non-Proprietary Security Policy 26 SNMPv3 Encryption Key AES-128 CFB 128 bits Derived via the SP800- 135 KDF N/A Ephemeral Upon session re- key or termination. Encryption for SNMPv3 SNMPv3 Authenticati on Key HMAC- SHA-1-96 160 bits Derived via the SP800- 135 KDF N/A Ephemeral Upon session re- key or termination. Encryption for SNMPv3 TLS Diffie- Hellman Private Key Diffie- Hellman 2048 bits Generated internally N/A Stored in dynamic memory. Upon negotiation of shared secret TLS Key Agreement TLS Diffie- Hellman Public Key Diffie- Hellman 2048 bits Generated internally Plaintext Stored in dynamic memory Upon negotiation of shared secret TLS Key Agreement TLS Pre- master Secret Key Material 384 bits (RSA Key Transport ), 2048 bits (Diffie- Hellman Key Agreeme nt) Entered into the module protected by RSA, or derived via Diffie- Hellman N/A Ephemeral Upon completion of key derivation. Used to derive TLS master secret TLS Master Secret Key Material 48 bytes (384 bits) Derived from pre- master secret N/A Ephemeral Upon completion of key derivation. Used to produce keys in TLS handshake TLS Encryption Key AES-128 CBC, AES- 256 CBC 128 bits, 256 bits Derived via the SP800- 135 KDF N/A Ephemeral Upon session re- key or termination. Used to encrypt traffic in TLS TLS Authenticati on Key HMAC- SHA-1 160 bits Derived via the SP800- 135 KDF N/A Ephemeral Upon session re- key or termination. Used to authenticate traffic in TLS Infoblox Trinzic Virtual DDI Appliance | FIPS 140-2 Non-Proprietary Security Policy 27 OpenVPN TLS Private Key RSA Private Key 2048-bits Generated externally. Input encrypted (via TLS) N/A This key is stored in the module’s persistent memory Via zeroization service. Used for TLS in OpenVPN to authenticate vNIOS appliance. OpenVPN TLS Public Key RSA Public Key 2048-bits Generated externally. Input encrypted (via TLS) N/A This key is stored in the module’s persistent memory Via zeroization service. Used for TLS in OpenVPN to authenticate vNIOS appliance. OpenVPN Pre-master Secret Key Material 48 bytes (384 bits) Derived via Diffie- Hellman N/A Ephemeral Upon completion of key derivation. Used to produce keys in an OpenVPN TLS handshake OpenVPN Master Secret Key Material 48 bytes (384 bits) Derived from pre- master secret N/A Ephemeral Upon completion of key derivation. Used to produce keys in OpenVPN TLS handshake OpenVPN Encryption Key AES-256 CBC 256 bits Derived via the SP800- 135 KDF N/A Ephemeral Upon session re- key or termination. Used to encrypt traffic in OpenVPN OpenVPN Authenticati on Key HMAC- SHA-1 160 bits Derived via the SP800- 135 KDF N/A Ephemeral Upon session re- key or termination. Used to authenticate traffic in OpenVPN Grid Shared Secret Shared Secret used in HMAC- SHA-256 CRAM authenticati on 6 (or more) character s, a-z, A- Z, 0-9, or “!@#%^& *()” Input into module encrypted (via SSH or TLS) N/A Shared Secret is stored in the module’s persistent memory (DB) in AES encrypted form Via zeroization service. Used to authenticate Grid members when establishing a VPN tunnel DNSSEC KSK Private Key RSA Private Key 2048 bits, 3072 bits, 4096 bits Generated Internally N/A Stored in persistent memory Via zeroization service. Used to sign all DNSKEY records DNSSEC KSK Public Key RSA Public Key (with SHA-256 or SHA-512 signatures) 2048 bits, 3072 bits, 4096 bits Generated Internally Plaintext Stored in persistent memory Via zeroization service. Used to sign all DNSKEY records Infoblox Trinzic Virtual DDI Appliance | FIPS 140-2 Non-Proprietary Security Policy 28 DNSSEC ZSK Private Key RSA Private Key 2048 bits, 3072 bits, 4096 bits Generated Internally N/A Stored in persistent memory Via zeroization service. Used to sign each RRset in a zone DNSSEC ZSK Public Key RSA Public Key (with SHA-256 or SHA-512 signatures) 2048 bits, 3072 bits, 4096 bits Generated Internally Plaintext Stored in persistent memory Via zeroization service. Used to sign each RRset in a zone HMAC DRBG entropy input 256-bit Entropy Input during regular run, 320-bytes - during instantiate phase Generated by the module’s NDRNG N/A Ephemeral Upon reseed and shutdown. Random Number Generation HMAC DRBG seed Seed 440-bits Derived via the SP800- 90A Mechanism s N/A Ephemeral Upon reseed and shutdown. DRBG Seed HMAC DRBG V Internal State Value 256 bits Derived via the SP800- 90A Mechanism s N/A Ephemeral Upon reseed and shutdown. DRBG Internal State HMAC DRBG Key Internal State Value 256 bits Derived via the SP800- 90A Mechanism s N/A Ephemeral Upon reseed and shutdown. Random Number Generation GSS-TSIG Encryption Key AES-128- CTS, AES- 256-CTS Kerberos Key 128 bits, 256 bits Generated externally. Input into module encrypted (via TLS) Output encrypte d (via TLS) Stored encrypted in persistent memory. Via zeroization service. Used for Secure DDNS Updates GSS-TSIG Authenticati on Key HMAC- SHA-1-96 Kerberos Key 160 bits Generated externally. Input into module encrypted (via TLS) Output encrypte d (via TLS) Stored encrypted in persistent memory. Via zeroization service. Used for Secure DDNS Updates Key Encryption Key (KEK) AES-128- CBC key 128 bits Generated internally N/A Stored in persistent memory. Via zeroization service. Used for encrypting database keys. Infoblox Trinzic Virtual DDI Appliance | FIPS 140-2 Non-Proprietary Security Policy 29 Table 9 Cryptographic Keys and CSPs 9. EMI / EMC The tested platform conformed to the EMI/EMC requirements specified by 47 Code of Federal Regulations, Part 15, Subpart B, Unintentional Radiators, Digital Devices, Class A (i.e., for business use). 10. Self-Tests Output via the Data Output interface is inhibited during the performance of self-tests. The module enters the error state upon any self-test failure. The following self-tests are executed automatically without any need for input or actions from the user. 10.1. Power-on Self-Tests The results of the power-on self-tests are output via the virtual console and to the system syslog. ● Integrity Test ● SHA-1 Known Answer Test ● HMAC-SHA-1/256/384/512 Known Answer Tests ● AES ECB encrypt / decrypt Known Answer Test ● RSA sign / verify Known Answer Test ● ECDSA sign / verify Known Answer Test ● HMAC_DRBG w/ SHA-256 Known Answer Tests (Instantiate, Reseed, Generate) ● Primitive “Z” Computation Known Answer Test for Diffie-Hellman ● Primitive “Z” Computation Known Answer Test for Elliptic-Curve Diffie-Hellman 10.2. Conditional Self-Tests ● Continuous Random Number Generator Test (CRNGT) on the SP800-90A HMAC_DRBG w/ SHA-256 ● Health Tests (Instantiate, Reseed, Generate) on the SP800-90A HMAC_DRBG w/ SHA-256 ● SP800-90B Health Tests (Repetition Count Test and Adaptive Proportion Test) for the NDRNG ● ECDSA Pair-wise Consistency Test ● RSA Pair-wise Consistency Test ● Diffie-Hellman Pair-wise Conditional Test ● Elliptic-Curve Diffie-Hellman Pair-wise Conditional Test ● Conditional Tests for Assurances (as specified in SP800-56A Sections 5.5.2, 5.6.2 and 5.6.3) ● Firmware Load Test 10.3. Critical Functions Tests ● Memory test – All memory is tested and isolated faulty memory is disabled Infoblox Trinzic Virtual DDI Appliance | FIPS 140-2 Non-Proprietary Security Policy 30 A. Appendices Table of Acronyms: Acronym Definition 8N1 Eight Data Bits, No Parity Bit, One Stop Bit AC Alternating Current AES Advanced Encryption Standard CA Certificate Authority CVL Component Validation List DB9/DB-9 D-Subminiature 9 DC Direct Current DDI DNS, DHCP, and IPAM DHCP Dynamic Host Configuration Protocol DNS Domain Name System DRBG Deterministic Random Bit Generator DSA Digital Signature Algorithm DTC DNS Traffic Control ECDSA Elliptic Curve Digital Signature Algorithm EMI Electromagnetic Interference EMC Electromagnetic Compatibility FIPS Federal Information Processing Standard FTP File Transfer Protocol HA High Availability HMAC Hash-based Message Authentication Code HSM Hardware Security Module IKE Internet Key Exchange IP Internet Protocol IPAM Internet Protocol Address Management IPMI Intelligent Platform Management Interface IPsec Internet Protocol Security KAS Key Agreement Scheme KDF Key Derivation Function LAN Local Area Network LBDN Load Balanced Domain Name LDAP Lightweight Directory Access Protocol LCD Liquid-Crystal Display LOM Lights-Out Management MAC Media Access Control MD5 Message Digest 5 MGMT Management NEBS Network Equipment-Building System NDRNG Non-Deterministic Random Number Generator PKI Public Key Infrastructure PRNG Pseudo-Random Number Generator PSU Power Supply Unit RADIUS Remote Authentication Dial-In User Service RAID Redundant Array of Independent Disks RC4 Rivest Cipher 4 Infoblox Trinzic Virtual DDI Appliance | FIPS 140-2 Non-Proprietary Security Policy 31 RSA Rivest, Shamir and Adleman (cryptosystem) SHA Secure Hash Algorithm SHS Secure Hash Standard SNMP Simple Network Management Protocol SSH Secure Shell TACACS+ Terminal Access Controller Access-Control System TLS Transport Layer Security TFTP Trivial File Transfer Protocol USB Universal Serial Bus VAC Voltage in Alternating Current XOFF Pause Transmission XON Resume Transmission © 2019 Infoblox Inc. 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