Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption FIPS 140-2 Non-Proprietary Security Policy Revision 2.1 October 2020 Storage Processor SAS Module: FW: 03.90 or 04.10 and P/N 362-000-332, P/N 363-000-071, P/N 363-000-084 and P/N 364-000-096 Embedded SAS Module: FW: 04.10 and P/N 362-000-333, P/N 363-000-071, P/N 363-000-084 and P/N 364-000-096 Pluggable I/O SAS Module: FW 03.90 or 04.10 and P/N 362-000-333, P/N 363-000-071, P/N 363-000-084 and P/N 364-000-063 Revisions 2 Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption FIPS 140-2 Non-Proprietary Security Policy Revisions Rev. Date Description 1.8 May 2017 Initial release – Prepared by Corsec Security Inc. on behalf of EMC corporation 2.0 November 2019 Update for revalidation by Dell EMC 2.1 October 2020 Update for revalidation by Dell EMC The information in this publication is provided “as is.” Dell Inc. makes no representations or warranties of any kind with respect to the information in this publication, and specifically disclaims implied warranties of merchantability or fitness for a particular purpose. Use, copying, and distribution of any software described in this publication requires an applicable software license. Copyright © 2020 Dell Inc. or its subsidiaries. All Rights Reserved. Dell, EMC, Dell EMC and other trademarks are trademarks of Dell Inc. or its subsidiaries. Other trademarks may be trademarks of their respective owners. This document may be freely reproduced and distributed whole and intact including this copyright notice. 10/20/2020 Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption FIPS 140-2 Non-Proprietary Security Policy, Rev. 2.1 Table of contents 3 Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption FIPS 140-2 Non-Proprietary Security Policy Contents Revisions.........................................................................................................................................2 Contents..........................................................................................................................................3 Figures ............................................................................................................................................4 Tables .............................................................................................................................................4 1 Introduction............................................................................................................................5 1.1 Purpose .......................................................................................................................5 1.2 References ..................................................................................................................5 2 Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption.....................................6 2.1 Overview......................................................................................................................6 2.2 Module Specification ...................................................................................................7 2.3 Module Interfaces........................................................................................................9 2.4 Roles and Services....................................................................................................10 2.5 Physical Security .......................................................................................................11 2.6 Operational Environment...........................................................................................13 2.7 Cryptographic Key Management...............................................................................13 2.8 EMI/EMC ...................................................................................................................14 2.9 Self-Tests ..................................................................................................................14 2.9.1 Power-Up Self-Tests........................................................................................15 2.9.2 Conditional Self-Tests......................................................................................15 2.9.3 Critical Functions Self-Tests............................................................................15 2.10 Mitigation of Other Attacks ........................................................................................16 3 Secure Operation ................................................................................................................17 3.1 Initial Setup................................................................................................................17 3.2 Secure Management .................................................................................................18 3.2.1 Management....................................................................................................18 3.2.2 Monitoring Status.............................................................................................18 3.2.3 Zeroization .......................................................................................................18 3.3 User Guidance...........................................................................................................18 3.4 Non-FIPS Approved Mode ........................................................................................18 4 Acronyms ............................................................................................................................19 Appendix A - Technical Support and Resources ..........................................................................21 Table of contents 4 Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption FIPS 140-2 Non-Proprietary Security Policy Figures Figure 1 - Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption Block Diagram.......8 Figure 2 - Top view of Pluggable I/O SAS Module ........................................................................12 Figure 3 - Bottom view of Pluggable I/O SAS Module...................................................................12 Figure 4 - Top view of Storage Processor SAS module ................................................................12 Figure 5 - Top view of Embedded SAS module............................................................................13 Figure 6 - Bottom view of Embedded SAS module .......................................................................13 Tables Table 1 - Security Level per FIPS 140-2 Sections...........................................................................7 Table 2 - FIPS-Approved algorithm implementations ......................................................................9 Table 3 - FIPS 140-2 Logical Interface Mappings .........................................................................10 Table 4 - Crypto Officer and User Services ...................................................................................11 Table 5 - List of Cryptographic Keys, Cryptographic Key Components, and CSPs ......................14 Table 6 - Acronyms........................................................................................................................19 Introduction 5 Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption FIPS 140-2 Non-Proprietary Security Policy 1 Introduction 1.1 Purpose This is a non-proprietary Cryptographic Module Security Policy for the Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption. This Security Policy describes how the Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption meets the security requirements of Federal Information Processing Standards (FIPS) Publication 140-2. For additional information please visit Cryptographic Module Validation Program (CMVP) website at https://csrc.nist.gov/projects/cryptographic-module-validation-program. This document also describes how to operate the module in a secure FIPS-approved mode of operation. This policy was prepared as part of the Level 1 FIPS 140-2 validation of the module. The Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption is also referred to in this document as the module. 1.2 References This document deals only with operations and capabilities of the module in the technical terms of a FIPS 140-2 cryptographic module security policy. More information is available on the module from the following sources: • The Dell EMC website (www.dellemc.com) contains information on the full line of products from Dell EMC. • The CMVP website (https://csrc.nist.gov/projects/cryptographic-module-validation- program/validated-modules/search) contains contact information for individuals to answer technical or sales-related questions for the module. Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption 6 Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption FIPS 140-2 Non-Proprietary Security Policy 2 Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption 2.1 Overview The Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption is a high-density SAS controller chipset executing specialized firmware that provides Data At Rest Encryption (D@RE) for Dell EMC Unity/Unity XT storage arrays. D@RE provides data security and offers a convenient means to decommission all drives in the system at once. Information is protected from unauthorized access even when drives are physically removed from the system. The Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption is an optimized solution for native SAS HBA applications. The Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption implements 256-bit AES-XTS encryption/decryption to encrypt and decrypt data as it is being written to or read from a SAS drive. The module is available in five (5) variants. The Storage Processor SAS Module variant is embedded on the printed circuit board (PCB) of the Storage Processor (SP). The Storage Processor SAS module consists of: • FW: 03.90 or 04.10 • SAS Controller (P/N 362-000-332) • Flash Memory (P/N 363-000-071) • Serial EEPROM (P/N 363-000-084) • 75 MHz Clock (P/N 364-000-096) The Embedded SAS Module variant is embedded on the SP assembly’s embedded module component. The Embedded SAS Module variant consists of: • FW: 04.10 • SAS Controller (P/N 362-000-333) • Flash Memory (P/N 363-000-071) • Serial EEPROM (P/N 363-000-084) • 75 MHz Clock (P/N 364-000-096) The Pluggable I/O SAS Module variant is embedded on the PCB of a pluggable I/O Module. The Pluggable I/O SAS Module consists of: • FW: 03.90 or 04.10 • SAS Controller (P/N 362-000-333) • Flash Memory (P/N 363-000-071) • Serial EEPROM (P/N 363-000-084) • 75 MHz Clock (P/N 364-000-063) Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption 7 Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption FIPS 140-2 Non-Proprietary Security Policy The Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption is validated at the FIPS 140-2 Section levels shown in Table 1 below. Table 1 - Security Level per FIPS 140-2 Sections Section Section Title Level 1 Cryptographic Module Specification 1 2 Cryptographic Module Ports and Interfaces 1 3 Roles, Services, and Authentication 1 4 Finite State Model 1 5 Physical Security 1 6 Operational Environment N/A 7 Cryptographic Key Management 1 8 EMI/EMC 1 9 Self-tests 1 10 Design Assurance 1 11 Mitigation of Other Attacks N/A 2.2 Module Specification The Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption is a hardware module with a multiple-chip embedded embodiment. The overall security level of the module is 1 (one). The cryptographic boundary of the Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption includes the following components:  SAS controller: - P/N 362-000-332 eight-lane SAS controller that is configured to provide two quad- lane SAS interfaces. It incorporates FIPS 197 validated, IEEE 1619-compliant XTS-AES encryption engines. - P/N 362-000-333 sixteen-lane SAS controller that can be configured to provide four quad-lane SAS interfaces or two eight-lane SAS interfaces. It incorporates FIPS 197 validated, IEEE 1619-compliant XTS-AES encryption engines. Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption 8 Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption FIPS 140-2 Non-Proprietary Security Policy  Flash Memory (P/N 363-000-071)  Serial EEPROM (P/N 363-000-084)  75 MHz reference clock: - Within Storage Processor SAS Module and Embedded SAS module – P/N 364- 000-096 - Within Pluggable I/O SAS Module – P/N 364-000-063 The cryptographic module includes 16MB of Flash memory for firmware storage and error logging and 4KB SEEPROM for boot block, errata storage, and initialization of the module. The module also includes an on-board 75 MHz reference clock. The module uses SAS ports to interface with the attached storage and PCIe to interface with the host device. Figure 1 below presents the block diagram of the module. KEY: PCIe – Peripheral Component Interconnect express SEEPROM – Serial Electrically Erasable Programmable Read Only Memory SAS – Serial Attached SCSI (Small Computer System Interface) SAS Ports PCIe Interface Reference Clock SAS Controller Flash Memory SEEPROM Plaintext Data Encrypted Data Control Input Status Output Power Supply Crypto Boundary Figure 1 - Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption Block Diagram Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption 9 Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption FIPS 140-2 Non-Proprietary Security Policy The module implements the FIPS-approved algorithms listed in Table 2 below. Table 2 - FIPS-Approved algorithm implementations Algorithm Certificate Number 256-bit AES ECB encryption/decryption 3586 256-bit AES-XTS encryption/decryption. In compliance with IG A.9, the module performs the check of Key 1 ≠ Key 2 prior to using keys for AES-XTS encryption/decryption. 3598 256-bit AES Key Wrap The module provides key wrap and unwrap functions. Only the AES key unwrap function is currently used. 3598 HMAC with SHA-512 The module uses HMAC SHA-512 only to perform the integrity test during power- up. The HMAC and SHA algorithms are not available once the module is operational. HMAC SHA-1, HMAC SHA-224, HMAC SHA-256 and HMAC SHA- 384 listed on certificate #2296 are not accessible. 2296 SHA-512 SHA-1, SHA-224, SHA-256 and SHA-384 listed on certificate #2961 are not accessible. 2961 2.3 Module Interfaces The module’s design separates the physical connections into four logically distinct and isolated categories. They are:  Data Input Interface  Data Output Interface  Control Input Interface  Status Output Interface In addition, the module supports a Power Input interface. Physical interfaces for the Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption are described in Table 3 below. Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption 10 Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption FIPS 140-2 Non-Proprietary Security Policy Table 3 - FIPS 140-2 Logical Interface Mappings Physical Port/Interface Quantity FIPS 140-2 Interface PCIe interface Storage Processor SAS Module: 1 Embedded SAS Module: 1 Pluggable I/O SAS Module: 1 Data Input Data Output Control Input Status Output Power Input SAS interface Storage Processor SAS Module: 2 x 4 (8 x 12G ) ports Embedded SAS Module: 4 x 4 (16 x 12G ) ports or 2 x 8 (16 x 12G) ports Pluggable I/O SAS Module: 4 x 4 (16 x 12G ) ports or 2 x 8 (16 x 12G) ports Data Input Data Output 2.4 Roles and Services There are two roles in the module that operators may assume: a Crypto Officer (CO) role and a User role. Roles are assumed implicitly based on the service accessed. Descriptions of the services available to a CO and a User are described below in Table 4. Please note that the keys and Critical Security Parameters (CSPs) listed in the Table 4 indicate the type of access required using the following notation: R – Read: The CSP is read. W – Write: The CSP is established, generated, modified, or zeroized. X – Execute: The CSP is used within an Approved or Allowed security function or authentication mechanism. Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption 11 Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption FIPS 140-2 Non-Proprietary Security Policy Table 4 - Crypto Officer and User Services 2.5 Physical Security The Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption is a multiple-chip embedded cryptographic module. The module consists of production-grade components that include standard passivation techniques. Figure 2 and Figure 3 below identify all components within the cryptographic boundary along with module interfaces of the Pluggable I/O SAS Module. Figure 4 identifies all components within the cryptographic boundary along with module interfaces of the Storage Processor SAS Module. Figure 5 and Figure 6 identify all components within the cryptographic boundary along with module interfaces of the Embedded SAS Module. Service CO User Description Input Output CSP and Type of Access Configure parameters ✓ - Configuring the module’s configuration parameters Command Status output None Show Status - ✓ Show the module’s status Command Status output None Load KEK ✓ - Load KEK Command Status output KEK - W KEK-KEK - R/X Zeroize KEK ✓ - Zeroize KEK Zeroize KEK-KEK Command Status output KEK - W KEK-KEK - W Load DEK ✓ - Load DEK Command Status output DEK - W KEK - R/X Zeroize DEK ✓ - Zeroize DEK Command Status output DEK - W Encryption/ Decryption I/Os - ✓ Perform encryption/decryption of I/Os over SAS interface Command Status output DEK - R/X Power down ✓ - Power down the module. KEK and DEK are zeroized as part of the power down process. Command Status output KEK - W DEK - W Perform self- tests ✓ - Invoke self-tests via a reboot or power cycling Rebootor power cycling Status output None Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption 12 Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption FIPS 140-2 Non-Proprietary Security Policy Figure 2 - Top view of Pluggable I/O SAS Module Figure 3 - Bottom view of Pluggable I/O SAS Module Figure 4 - Top view of Storage Processor SAS module Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption 13 Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption FIPS 140-2 Non-Proprietary Security Policy 2.6 Operational Environment The cryptographic module employs a non-modifiable operating environment. The cryptographic module does not provide a general-purpose Operating System (OS) to the operator. The operational environment of the cryptographic module consists of the module’s firmware v03.90 or v04.10. The module only loads and executes firmware that successfully passes the HMAC SHA-512 verification method 2.7 Cryptographic Key Management The module supports the CSPs listed below in Table 5 below. Figure 5 - Top view of Embedded SAS module Figure 6 - Bottom view of Embedded SAS module Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption 14 Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption FIPS 140-2 Non-Proprietary Security Policy Table 5 - List of Cryptographic Keys, Cryptographic Key Components, and CSPs The KEK-KEK is generated outside the module and automatically loaded into the module in plaintext form during initial configuration of the module into the approved mode. Configuring the module for FIPS-approved mode is detailed in Section 3. The KEK is wrapped outside the module boundary on the host platform with the KEK-KEK. The KEK is entered encrypted electronically from the host platform of the module. The module uses its internally stored copy of the KEK-KEK to decrypt (unwrap) the KEK using an AES (Cert. #3598) key unwrapping algorithm. The DEK is wrapped outside the module boundary on the host platform with the KEK. The DEK is entered encrypted electronically from the host platform of the module. The module then uses the KEK which was previously unwrapped to decrypt (unwrap) the DEK using an AES (Cert. #3598) key unwrapping algorithm. 2.8 EMI/EMC Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption was tested and found conformant to the EMI/EMC requirements specified by 47 Code of Federal Regulations, Part 15, Subpart B, Unintentional Radiators, Digital Devices, Class A (business use). 2.9 Self-Tests Cryptographic self-tests are performed by the module when the module is first powered up. These power-up self- tests can be initiated on-demand at any time by rebooting or power cycling the module. The following sections list self-tests performed by the module, their expected error status, and error resolutions. CSP CSP Type Generation / Input Output Storage Zeroization Use DEK 256-bit AES- XTS Entered electronically in ciphertext Never exits the module Stored in plaintext within the SAS controller Zeroize DEK service and Power down service Encryption and Decryption of data KEK 256-bit AES ECB Unwrap Key Entered electronically in ciphertext Never exits the module Stored in plaintext within the SAS controller Zeroize KEK service and Power down service Decryption of DEK KEK- KEK 256-bit AES ECB Unwrap Key Loaded electronically in plaintext as part of module initial configuration. Never exits the module Stored in plaintext in flash memory Zeroize KEK service Decryption of KEK Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption 15 Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption FIPS 140-2 Non-Proprietary Security Policy 2.9.1 Power-Up Self-Tests During power-up, once the module is initialized, Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption performs the following power-on self-tests:  Main module firmware integrity test – HMAC SHA-512  Known Answer Tests (KATs) o AES-ECB encrypt KAT o AES-ECB decrypt KAT o AES-XTS encrypt KAT o AES-XTS decrypt KAT o AES key unwrap KAT After powering–on the module, the power-up self-tests will execute automatically with no intervention from the operator. While the module is executing the self-tests all data output interfaces are inhibited. When the power- up self-tests complete successfully, then the module is in a fully operational state. If the module fails an integrity test on main firmware, or any power-up self-test, then a critical error occurs. The error is logged in a register internally and outputted from the module over the PCIe interface. Once the module has entered the critical error state, all cryptographic processing and data output is inhibited. To clear the critical error state, the module must be power cycled or rebooted. If the condition persists, the module must be serviced by Dell EMC. 2.9.2 Conditional Self-Tests The module does not perform any conditional self-tests. 2.9.3 Critical Functions Self-Tests The Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption performs the following critical functional self-tests at power-on or reboot of the module:  ILA integrity test – HMAC SHA-512 While the module is executing the self-tests all data output interfaces are inhibited. When the critical functions self-tests complete successfully, then the module is in a fully operational state. If the module fails either of the critical functions tests, then the module enters a critical error state. The error is logged in a register internally and output from the module over the PCIe interface. Once the module has entered the critical error state, all cryptographic processing and data output is inhibited. To clear the critical error state, the module must be power cycled or rebooted. If the condition persists, the module must be serviced by Dell EMC. Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption 16 Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption FIPS 140-2 Non-Proprietary Security Policy Note: HMAC SHA-512 is used by the module only to perform the main firmware integrity test and ILA integrity test. These functions are not available for any other use. The module's integrity check using HMAC-SHA-512 also serves as the known answer test for the HMAC algorithm. 2.10 Mitigation of Other Attacks This section is not applicable. The module does not claim to mitigate any attacks beyond the FIPS 140-2 Level 1 requirements for this validation. Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption 17 Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption FIPS 140-2 Non-Proprietary Security Policy 3 Secure Operation The Del EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption meets Level 1 requirements for FIPS 140-2. The sections below describe how to place the module in the FIPS-approved mode of operation. 3.1 Initial Setup The module is available pre-installed on a Dell EMC Unity/Unity XT array. The module is delivered in a non-operational factory state. The CO is responsible for initialization, configuration, and management activities of the module. The module can be managed through the following underlying host device’s interfaces: • Unisphere Command Line Interface (CLI) • Unisphere Graphical User Interface (GUI) The commands and buttons used in these interfaces translate to commands that enter the module over the PCIe bus. During initial setup, the CO must perform the following steps to configure the module: • The CO shall validate the module firmware version number 03.90 or 04.10 by executing the following service command: svc_diag --state spinfo. For more information, please refer to the Dell EMC Unity Family Service Commands Technical Notes document. • The CO shall install the Unity license file that includes the Data at Rest Encryption feature on the host device. This process will configure the KEK-KEK. For more information, please refer to the Dell EMC Unity Family Security Configuration Guide and Dell EMC Unity: Data at Rest Encryption White Paper. • The CO shall verify that the Encryption mode has changed from “Unencrypted” to “Controller Based Encryption” via Unisphere GUI or Unisphere CLI. To view the status via Unisphere GUI, navigate to Settings > Management > Encryption. To view the status via Unisphere CLI, use /prot/encrypt show - detail command and for more information please refer to the Dell EMC Unity Family Unisphere CLI User Guide. • The CO shall reboot the system. Once the module is powered on and all power-up self-tests have completed successfully, the module is operating in FIPS-Approved mode. Once all steps are completed, the module is initialized. Note: Dell EMC Unity Family documentation is available via Dell EMC Support. Please reference Appendix A - Technical Support and Resources for additional information. Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption 18 Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption FIPS 140-2 Non-Proprietary Security Policy 3.2 Secure Management The CO is responsible for ensuring that the module is operating correctly. 3.2.1 Management When configured according to the guidance stated in this Security Policy, the module runs in a FIPS-Approved mode of operation. The CO shall manage the module via the host device interfaces, Unisphere CLI and Unisphere GUI. 3.2.2 Monitoring Status The CO should monitor the module status regularly. The CO can verify that the module is operating in the approved mode by ensuring that the Encryption mode reports “Controller Based Encryption”. Please refer to Section 3.1 for the details to verify the Encryption mode. When configured according to the guidance stated in this Security Policy, the module operates in the FIPS-Approved mode. The module when operational is always in the FIPS-Approved mode. The current status of the module which is output over the PCIe interface can be monitored via the Unisphere CLI and Unisphere GUI interfaces. The encryption mode of the array is also reported on the Unisphere CLI and Unisphere GUI host device interfaces. Detailed instructions to monitor and troubleshoot the systems are provided via Dell EMC Support at www.dellemc.com 3.2.3 Zeroization A CO can perform the Zeroize DEK service or Power down service to zeroize the DEK. The KEK is zeroized when a CO performs the Zeroize KEK service or Power down service. CO zeroizes the KEK-KEK by performing the Zeroize KEK service. Once keys are zeroized they are no longer available to the module. 3.3 User Guidance No additional guidance for Users is required to maintain the FIPS-Approved mode of operation. 3.4 Non-FIPS Approved Mode When initialized and configured according to the instructions in this Security Policy, the module does not support a non-FIPS-Approved mode of operation. Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption 19 Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption FIPS 140-2 Non-Proprietary Security Policy 4 Acronyms Table 6 below provides definitions for the acronyms used in this document. Table 6 - Acronyms Acronym Definition AES Advanced Encryption Standard CLI Command Line Interface CMVP Cryptographic Module Validation Program CO Crypto Officer CCCS Canadian Centre for Cyber Security CSP Critical Security Parameter D@RE Data At Rest Encryption DEK Data Encryption Key ECB Electronic Code Book EEPROM Electrically Erasable Programmable Read Only Encryption EMC Electromagnetic Compatibility EMI Electromagnetic Interference FIPS Federal Information Processing Standard GUI Graphical User Interface HBA Host Bus Adapter HMAC (Keyed) Hash Messaged Authentication Code ILA Image Loader Agent I/O Input/Output IEEE Institute of Electrical and Electronics Engineers IT Information Technology KAT Known Answer Test KEK Key Encryption Key KEK-KEK Key Encryption Key-Key Encryption Key Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption 20 Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption FIPS 140-2 Non-Proprietary Security Policy Acronym Definition MA Massachusetts KB Kilobyte MB Megabyte MHz Megahertz N/A Not Applicable NIST National Institute of Standards and Technology OS Operating System PCB Printed Circuit Board PCIe Peripheral Component Interconnect Express SAS Serial Attached SCSI SCSI Small Computer System Interface SEEPROM Serial Electrically Erasable Programmable Read Only Encryption SSP Serial SCSI Protocol VA Virginia XEX XOR-Encrypt-XOR XOR Exclusive Or XTS XEX-Based Tweaked-Codebook Mode with Ciphertext Stealing Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption 21 Dell EMC Unity/Unity XT 12 Gb/s SAS I/O Module with Encryption FIPS 140-2 Non-Proprietary Security Policy Appendix A - Technical Support and Resources Dell.com/support is focused on meeting customer needs with proven services and support. Storage technical documents and videos provide expertise that helps to ensure customer success on Dell EMC storage platforms. Additional configuration and management documentation for the Dell EMC Unity family can be found here: https://www.dellemc.com/en-us/documentation/unity-family.htm