FIPS 140-3 Non-Proprietary Security Policy: CryptoComply for Java 140-3
Document Version 1.0 © SafeLogic Inc. Page 1 of 73
SafeLogic Inc.
CryptoComply for Java 140-3
FIPS 140-3 Non-Proprietary Security Policy
Software Version 2.0.0
Document Version 1.0
October 10, 2024
SafeLogic Inc.
530 Lytton Ave, Suite 200
Palo Alto, CA 94301
www.safelogic.com
FIPS 140-3 Non-Proprietary Security Policy: CryptoComply for Java 140-3
Document Version 1.0 © SafeLogic Inc. Page 2 of 73
Table of Contents
1 General Information......................................................................................................................................5
1.1 Overview ......................................................................................................................................................5
1.2 Security Levels ..............................................................................................................................................6
2 Cryptographic Module Specification..............................................................................................................7
2.1 Description ...................................................................................................................................................7
2.2 Tested and Vendor Affirmed Module Version and Identification.................................................................8
2.3 Excluded Components ................................................................................................................................12
2.4 Modes of Operation ...................................................................................................................................12
2.5 Algorithms..................................................................................................................................................13
2.6 Algorithm Specific Information ..................................................................................................................22
2.7 RBG and Entropy ........................................................................................................................................25
2.8 Key Generation...........................................................................................................................................26
2.9 Key Establishment ......................................................................................................................................27
2.10 Industry Protocols ......................................................................................................................................27
3 Cryptographic Module Ports and Interfaces ................................................................................................28
3.1 Ports and Interfaces ...................................................................................................................................28
3.2 Additional Information...............................................................................................................................28
4 Roles, Services, and Authentication.............................................................................................................29
4.1 Authentication Methods ............................................................................................................................29
4.2 Roles...........................................................................................................................................................29
4.3 Approved Services ......................................................................................................................................30
4.4 Non-Approved Services ..............................................................................................................................43
5 Software/Firmware Security .......................................................................................................................43
5.1 Integrity Techniques...................................................................................................................................43
5.2 Initiate on Demand.....................................................................................................................................44
6 Operational Environment............................................................................................................................45
6.1 Configuration Settings and Restrictions.....................................................................................................45
7 Physical Security..........................................................................................................................................46
8 Non-Invasive Security..................................................................................................................................47
9 Sensitive Security Parameter Management.................................................................................................48
9.1 SSPs ............................................................................................................................................................49
10 Self-Tests.................................................................................................................................................60
10.1 Pre-Operational Self-Tests..........................................................................................................................60
10.2 Conditional Self-Tests.................................................................................................................................60
10.3 Error States.................................................................................................................................................62
10.4 Operator Initiation of Self-Tests.................................................................................................................62
11 Life-Cycle Assurance................................................................................................................................63
11.1 Installation, Initialization, and Startup Procedures....................................................................................63
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11.2 Basic Guidance ...........................................................................................................................................63
11.3 Use of the JVM with a Java SecurityManager............................................................................................63
11.4 Design and Rules ........................................................................................................................................66
11.5 Vulnerabilities ............................................................................................................................................68
12 Mitigation of Other Attacks.....................................................................................................................69
Appendix: References and Acronyms...................................................................................................................70
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List of Tables
Table 1 - Security Levels ................................................................................................................................................6
Table 2 - Executable Code Sets......................................................................................................................................8
Table 3 - Tested Operational Environments – Software/Firmware/Hybrid ..................................................................9
Table 4 - Vendor Affirmed Operational Environments – Software/Firmware/Hybrid ................................................10
Table 5 - Modes of Operation......................................................................................................................................12
Table 6 - Approved Algorithms, CAVP Tested..............................................................................................................13
Table 7 - Vendor Affirmed Algorithms.........................................................................................................................19
Table 8 - Non-Approved, Allowed Algorithms with No Security Claimed....................................................................20
Table 9 - Non-Approved, Not Allowed Algorithms ......................................................................................................20
Table 10 - SP 800-38G Format-Preserving Encryption Constraints .............................................................................24
Table 11 – Non-Deterministic Random Number Generation Specification.................................................................25
Table 12 – Ports and Interfaces ...................................................................................................................................28
Table 13 - Roles............................................................................................................................................................29
Table 14 – Approved Services......................................................................................................................................31
Table 15 - Non-Approved Services...............................................................................................................................43
Table 16 - Sensitive Security Parameters (SSPs) Key Table .........................................................................................49
Table 17 – Conditional Algorithm Self-Tests................................................................................................................60
Table 18 – Pairwise Consistency Tests.........................................................................................................................61
Table 19 - Available Java Permissions for SecurityManager........................................................................................64
Table 20 - References ..................................................................................................................................................70
Table 21 - Acronyms ....................................................................................................................................................72
List of Figures
Figure 1 - Module Block Diagram ..................................................................................................................................8
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1 General Information
1.1 Overview
This document provides a non-proprietary FIPS 140-3 Security Policy for CryptoComply for Java 140-3.
SafeLogic Inc.'s CryptoComply for Java 140-3 is designed to provide FIPS 140-3 validated cryptographic
functionality and is available for licensing. For more information, visit www.safelogic.com/cryptocomply.
1.1.1 About FIPS 140
Federal Information Processing Standards Publication 140-3, Security Requirements for Cryptographic
Modules, (FIPS 140-3) specifies the latest requirements for cryptographic modules utilized to protect
sensitive but unclassified information. The National Institute of Standards and Technology (NIST) and
Canadian Centre for Cyber Security (CCCS) collaborate to run the Cryptographic Module Validation
Program (CMVP), which assesses conformance to FIPS 140. NIST (through NVLAP) accredits independent
testing labs to perform FIPS 140 testing. The CMVP reviews and validates modules tested against FIPS
140 criteria. Validated is the term given to a module that has successfully gone through this FIPS 140
validation process. Validated modules receive a validation certificate that is posted on the CMVP’s
website.
More information is available on the CMVP website at:
https://csrc.nist.gov/projects/cryptographic-module-validation-program.
1.1.2 About this Document
This non-proprietary cryptographic module Security Policy for CryptoComply for Java 140-3 from
SafeLogic Inc. (SafeLogic) provides an overview of the product and a high-level description of how it
meets the security requirements of FIPS 140-3. This document includes details on the module’s
cryptographic capabilities, services, sensitive security parameters, and self-tests. This Security Policy also
includes guidance on operating the module while maintaining compliance with FIPS 140-3.
CryptoComply for Java 140-3 may also be referred to as “the module” in this document.
1.1.3 External Resources
The SafeLogic website (www.safelogic.com) contains information on SafeLogic services and products.
The CMVP website maintains all FIPS 140 certificates for SafeLogic’s FIPS 140 validations. These
certificates also include SafeLogic contact information.
1.1.4 Notices
This document may be freely reproduced and distributed, but only in its entirety and without
modification.
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1.2 Security Levels
Table 1 lists the module’s level of validation for each area in FIPS 140-3.
Table 1 - Security Levels
Section Security Level
Overall Security Level 1
Section 1 – General Information 1
Section 2 – Cryptographic Module Specification 1
Section 3 – Cryptographic Module Interfaces 1
Section 4 – Roles, Services, and Authentication 1
Section 5 – Software/Firmware Security 1
Section 6 – Operational Environment 1
Section 7 – Physical Security N/A
Section 8 – Non-Invasive Security N/A
Section 9 – Sensitive Security Parameter Management 1
Section 10 – Self-Tests 1
Section 11 – Life-Cycle Assurance 1
Section 12 – Mitigation of Other Attacks 1
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2 Cryptographic Module Specification
2.1 Description
Purpose and Use:
CryptoComply for Java 140-3 is a standards-based “Drop-in Compliance™” cryptographic module for
Java environments.
The module delivers cryptographic services to host applications through a Java language Application
Programming Interface (API).
Module Type: Software
Module Embodiment: Multi-Chip Stand Alone
Cryptographic Boundary:
The cryptographic boundary is the Java Archive (JAR) file, bc-fips-2.0.0.jar.
The module is the only component within the cryptographic boundary and the only component that
carries out cryptographic functions covered by FIPS 140-3. The module classes are executed on the Java
Virtual Machine (JVM) using the classes of the Java Runtime Environment (JRE). The JVM is the interface
to the computer’s Operating System (OS), which is the interface to the various physical components of
the general purpose computer (GPC).
As a software cryptographic module, the module operates within the Tested Operational Environment’s
Physical Perimeter (TOEPP). The TOEPP physical perimeter is the physical perimeter of the GPC that the
module operates on. The TOEPP includes the JVM/JRE, OS, and the GPC. The TOEPP includes the
Operational Environment (OE) that the module operates in, the module itself, and all other applications
that operate within the OE, including the host application for the module. The external entropy source
used by the module is also within the TOEPP.
The module’s block diagram is provided in Figure 1, which shows the cryptographic boundary and the
logical relationship of the cryptographic module to the other software and hardware components of the
TOEPP. The module’s logical interfaces are defined by its API.
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Figure 1 - Module Block Diagram
2.2 Tested and Vendor Affirmed Module Version and Identification
Tested Module Identification – Software, Firmware, Hybrid (Executable Code Sets):
Table 2 - Executable Code Sets
Package/File
Names
Software/ Firmware
Version
Integrity Test
Implemented
bc-fips-2.0.0.jar 2.0.0 HMAC-SHA-256
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Confirming the Module Checksum, Functionality, and Versioning
The module checksum, functionality, and versioning can be confirmed by executing the command:
java -cp bc-fips-2.0.0.jar org.bouncycastle.util.DumpInfo
which should display:
Version Info: BouncyCastle Security Provider (FIPS edition) v2.0.0
FIPS Ready Status: READY
Module SHA-256 HMAC:
164c8ae41945cb85fdc65666fc4de7301a65d29659ecd455ee5199c7d42d107e
This display indicates that the JAR represents the software release bc-fips-2.0.0, that it has successfully
passed all its startup tests, and that the software release is confirmed to have the HMAC listed above.
Tested Operational Environments - Software, Firmware, Hybrid:
The module operates in a modifiable operational environment under the FIPS 140-3 definitions. The
cryptographic module was tested on the following operational environments on the GPC platforms
detailed in Table 3.
Table 3 - Tested Operational Environments – Software/Firmware/Hybrid
Operating System
Hardware
Platform
Processor(s) PAA/PAI Version(s)
VMware Photon OS 4.0 with JRE 8 on
VMware ESXi 8.0
Dell PowerEdge
R650
Intel Xeon Gold
6330
No 2.0.0
VMware Photon OS 4.0 with JRE 11 on
VMware ESXi 8.0
Dell PowerEdge
R650
Intel Xeon Gold
6330
No 2.0.0
VMware Photon OS 4.0 with JRE 17 on
VMware ESXi 8.0
Dell PowerEdge
R650
Intel Xeon Gold
6330
No 2.0.0
VMware Photon OS 5.0 with JRE 21 on
VMware ESXi 8.0
Dell PowerEdge
R650
Intel Xeon Gold
6330
No 2.0.0
Vendor-Affirmed Operational Environments - Software, Firmware, Hybrid:
Porting guidance is defined in the FIPS 140-3 CMVP Management Manual Section 7.9. The cryptographic
module will remain compliant with the FIPS 140-3 validation when operating on any GPC provided that:
• No source code modifications were made
• The module operates on any general-purpose platform/processor that supports the specified
operating system as listed on the validation entry. Or the module uses another compatible
platform, such as one of the Java SE Runtime Environments listed in the table below (Table 4).
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The CMVP makes no statement as to the correct operation of the module or the security strengths of
the generated keys when so ported if the specific operational environment is not listed on the validation
certificate.
Table 4 - Vendor Affirmed Operational Environments – Software/Firmware/Hybrid
# Operating System Hardware Platform
1. Java SE Runtime Environment v8 (1.8) with HP-UX Generic Hardware Platform
2. Java SE Runtime Environment v11 (1.11) with HP-UX Generic Hardware Platform
3. Java SE Runtime Environment v17 (1.17) with HP-UX Generic Hardware Platform
4. Java SE Runtime Environment v21 (21) with HP-UX Generic Hardware Platform
5. Java SE Runtime Environment v8 (1.8) with Linux CentOS Generic Hardware Platform
6. Java SE Runtime Environment v11 (1.11) with Linux CentOS Generic Hardware Platform
7. Java SE Runtime Environment v17 (1.17) with Linux CentOS Generic Hardware Platform
8. Java SE Runtime Environment v21 (21) with Linux CentOS Generic Hardware Platform
9. Java SE Runtime Environment v8 (1.8) with Red Hat Enterprise
Linux
Generic Hardware Platform
10. Java SE Runtime Environment v11 (1.11) with Red Hat Enterprise
Linux
Generic Hardware Platform
11. Java SE Runtime Environment v17 (1.17) with Red Hat Enterprise
Linux
Generic Hardware Platform
12. Java SE Runtime Environment v21 (21) with Red Hat Enterprise
Linux
Generic Hardware Platform
13. Java SE Runtime Environment v8 (1.8) with Linux Debian Generic Hardware Platform
14. Java SE Runtime Environment v11 (1.11) with Linux Debian Generic Hardware Platform
15. Java SE Runtime Environment v17 (1.17) with Linux Debian Generic Hardware Platform
16. Java SE Runtime Environment v21 (21) with Linux Debian Generic Hardware Platform
17. Java SE Runtime Environment v8 (1.8) with Linux Fedora Generic Hardware Platform
18. Java SE Runtime Environment v11 (1.11) with Linux Fedora Generic Hardware Platform
19. Java SE Runtime Environment v17 (1.17) with Linux Fedora Generic Hardware Platform
20. Java SE Runtime Environment v21 (21) with Linux Fedora Generic Hardware Platform
21. Java SE Runtime Environment v8 (1.8) with Linux Oracle RHC Generic Hardware Platform
22. Java SE Runtime Environment v11 (1.11) with Linux Oracle RHC Generic Hardware Platform
23. Java SE Runtime Environment v17 (1.17) with Linux Oracle RHC Generic Hardware Platform
24. Java SE Runtime Environment v21 (21) with Linux Oracle RHC Generic Hardware Platform
25. Java SE Runtime Environment v8 (1.8) with Linux Oracle UEK Generic Hardware Platform
26. Java SE Runtime Environment v11 (1.11) with Linux Oracle UEK Generic Hardware Platform
27. Java SE Runtime Environment v17 (1.17) with Linux Oracle UEK Generic Hardware Platform
28. Java SE Runtime Environment v21 (21) with Linux Oracle UEK Generic Hardware Platform
29. Java SE Runtime Environment v17 (1.8) with Linux Photon Generic Hardware Platform
30. Java SE Runtime Environment v11 (1.11) with Linux Photon Generic Hardware Platform
31. Java SE Runtime Environment v17 (1.17) with Linux Photon Generic Hardware Platform
32. Java SE Runtime Environment v21 (21) with Linux Photon Generic Hardware Platform
33. Java SE Runtime Environment v8 (1.8) with Linux SUSE Generic Hardware Platform
34. Java SE Runtime Environment v11 (1.11) with Linux SUSE Generic Hardware Platform
35. Java SE Runtime Environment v17 (1.17) with Linux SUSE Generic Hardware Platform
36. Java SE Runtime Environment v21 (21) with Linux SUSE Generic Hardware Platform
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# Operating System Hardware Platform
37. Java SE Runtime Environment v8 (1.8) with Linux Ubuntu Generic Hardware Platform
38. Java SE Runtime Environment v11 (1.11) with Linux Ubuntu Generic Hardware Platform
39. Java SE Runtime Environment v17 (1.17) with Linux Ubuntu Generic Hardware Platform
40. Java SE Runtime Environment v21 (21) with Linux Ubuntu Generic Hardware Platform
41. Java SE Runtime Environment v8 (1.8) with Mac OS X Generic Hardware Platform
42. Java SE Runtime Environment v11 (1.11) with Mac OS X Generic Hardware Platform
43. Java SE Runtime Environment v8 (1.8) with Microsoft Windows Generic Hardware Platform
44. Java SE Runtime Environment v11 (1.11) with Microsoft Windows Generic Hardware Platform
45. Java SE Runtime Environment v17 (1.17) with Microsoft Windows Generic Hardware Platform
46. Java SE Runtime Environment v21 (21) with Microsoft Windows Generic Hardware Platform
47. Java SE Runtime Environment v8 (1.8) with Microsoft Windows
Server
Generic Hardware Platform
48. Java SE Runtime Environment v11 (1.11) with Microsoft Windows
Server
Generic Hardware Platform
49. Java SE Runtime Environment v17 (1.17) with Microsoft Windows
Server
Generic Hardware Platform
50. Java SE Runtime Environment v21 (21) with Microsoft Windows
Server
Generic Hardware Platform
51. Java SE Runtime Environment v8 (1.8) with Microsoft Windows XP Generic Hardware Platform
52. Java SE Runtime Environment v11 (1.11) with Microsoft Windows
XP
Generic Hardware Platform
53. Java SE Runtime Environment v17 (1.17) with Microsoft Windows
XP
Generic Hardware Platform
54. Java SE Runtime Environment v21 (21) with Microsoft Windows XP Generic Hardware Platform
55. Java SE Runtime Environment v8 (1.8) with Solaris Generic Hardware Platform
56. Java SE Runtime Environment v11 (1.11) with Solaris Generic Hardware Platform
57. Java SE Runtime Environment v17 (1.17) with Solaris Generic Hardware Platform
58. Java SE Runtime Environment v21 (21) with Solaris Generic Hardware Platform
59. Java SE Runtime Environment v8 (1.8) with AIX Generic Hardware Platform
60. Java SE Runtime Environment v11 (1.11) with AIX Generic Hardware Platform
61. Java SE Runtime Environment v17 (1.17) with AIX Generic Hardware Platform
62. Java SE Runtime Environment v21 (21) with AIX Generic Hardware Platform
63. Java SE Runtime Environment v17 (1.17) with Red Hat Enterprise
Linux
Generic Hardware Platform
with Intel Cascade Lakes
64. Java SE Runtime Environment v21 (21) with Red Hat Enterprise
Linux
Generic Hardware Platform
with Intel Cascade Lakes
65. Java SE Runtime Environment v17 (1.17) with Red Hat Enterprise
Linux
Generic Hardware Platform
with Intel Sapphire Rapids
66. Java SE Runtime Environment v21 (21) with Red Hat Enterprise
Linux
Generic Hardware Platform
with Intel Sapphire Rapids
67. Java SE Runtime Environment v17 (1.17) with Ubuntu Generic Hardware Platform
with Intel Cascade Lakes
68. Java SE Runtime Environment v21 (21) with Ubuntu Generic Hardware Platform
with Intel Cascade Lakes
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# Operating System Hardware Platform
69. Java SE Runtime Environment v17 (1.17) with Ubuntu Generic Hardware Platform
with Intel Sapphire Rapids
70. Java SE Runtime Environment v21 (21) with Ubuntu Generic Hardware Platform
with Intel Sapphire Rapids
71. Java SE Runtime Environment v17 (1.17) with ClevOS Generic Hardware Platform
with Intel Cascade Lake
72. Java SE Runtime Environment v21 (21) with ClevOS Generic Hardware Platform
with Intel Cascade Lakes
73. Java SE Runtime Environment v17 (1.17) with ClevOS Generic Hardware Platform
with Intel Sapphire Rapids
74. Java SE Runtime Environment v21 (21) with ClevOS Generic Hardware Platform
with Intel Sapphire Rapids
75. Java SE Runtime Environment v17 (1.17) with ClevOS Generic Hardware Platform
with Intel Haswell
76. Java SE Runtime Environment v21 (21) with ClevOS Generic Hardware Platform
with Intel Haswell
77. Java SE Runtime Environment v17 (1.17) with ClevOS Generic Hardware Platform
with Intel Broadwell
78. Java SE Runtime Environment v21 (21) with ClevOS Generic Hardware Platform
with Intel Broadwell
2.3 Excluded Components
Not applicable.
2.4 Modes of Operation
Modes List and Description:
Table 5 - Modes of Operation
Name Description Type Status Indicator
Approved
mode
Only supports
approved operations
Approved CryptoServicesRegistrar.IsInApprovedOnlyMode()
can be called to determine the mode of
operation. This method will return true for
approved mode.
Non-
approved
mode
Permits operations
that are not
approved
Non-
Approved
CryptoServicesRegistrar.IsInApprovedOnlyMode()
can be called to determine the mode of
operation. This method will return false for non-
approved mode.
Mode Change Instructions and Status:
In default operation the module will start with all algorithms and services enabled.
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If the module detects that the system property org.bouncycastle.fips.approved_only is set to true the
module will start in approved mode and non-approved mode functionality will not be available.
The module optionally uses the Java SecurityManager. If the underlying JVM is running with a Java
SecurityManager installed the module starts in approved mode by default with secret and private key
export disabled. When the module is not used within the context of the Java SecurityManager, it will
start by default in the non-approved mode. Refer to Security Policy Section 11.3 for additional
information about the Java SecurityManager.
Refer to Security Policy Section 11.4.1 for additional information on the module’s mode of operation
rules.
2.5 Algorithms
The module implements the algorithms specified in the tables below. The module supports both an
Approved mode and a Non-approved mode of operation. Please see Security Policy Section 2.4 for
additional details on the modes of operation and the configuration of the Approved mode of operation.
Please see Security Policy Section 11.1 for Initialization steps.
2.5.1 Approved Algorithms
The module implements the following approved algorithms that have been tested by the Cryptographic
Algorithm Validation Program (CAVP). There are algorithms, modes, and keys that have been CAVP
tested but not used by the module. Only the algorithms, modes/methods, and key
lengths/curves/moduli shown in this table are used by the module.
Table 6 - Approved Algorithms, CAVP Tested
Algorithm Name
(Implementation)
CAVP Cert
Name
Algorithm Properties Reference Use/Function
AES A4399 Modes: CBC, CFB8, CFB128,
CTR, ECB, FF1, OFB
Key sizes: 128, 192, 256 bits
AES [FIPS 197,
SP 800-38A],
AES FF1 Format
Preserving
Encryption [SP
800-38G]
Encryption,
Decryption
AES CBC
Ciphertext
Stealing (CS)
A4399 Modes: CBC-CS1, CBC-CS2,
CBC-CS3
Key sizes: 128, 192, 256 bits
[Addendum to
SP 800-38A,
Oct 2010]
Encryption,
Decryption
AES CCM A4399 Key sizes: 128, 192, 256 bits [SP 800-38C] Generation,
Authentication
AES CMAC A4399 Key sizes: 128, 192, 256 bits [SP 800-38B] Generation,
Authentication
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Algorithm Name
(Implementation)
CAVP Cert
Name
Algorithm Properties Reference Use/Function
AES GCM/GMAC1
A4399 Key sizes: 128, 192, 256 bits [SP 800-38D] Generation,
Authentication
AES KW, KWP
(KTS: Key
Wrapping Using
AES2
)
A4399 Modes: AES KW, KWP
Key sizes: 128, 192, 256 bits
(key establishment
methodology providing 128,
192 or 256 bits of encryption
strength)
[SP 800-38F] Key Wrapping
DRBG, Counter
DRBG
A4399 AES 128, AES 192, AES 256 [SP 800-90Ar1] Random Bit
Generation
DRBG, Hash DRBG A4399 SHA sizes: SHA-1, SHA-224,
SHA-256, SHA-384, SHA2-512,
SHA-512/224, SHA2-512/256
[SP 800-90Ar1] Random Bit
Generation
DRBG, HMAC
DRBG
A4399 SHA sizes: SHA-1, SHA-224,
SHA-256, SHA-384, SHA2-512,
SHA-512/224, SHA2-512/256
[SP 800-90Ar1] Random Bit
Generation
DSA3
A4399 Key sizes: 10244
, 2048, 3072
bits
[FIPS 186-4] Key Pair
Generation,
PQG
Generation,
PQG
Verification,
Signature
Generation,
Signature
Verification
ECDSA A4399 Curves/Key sizes: P-192, P-224,
P-256, P-384, P-521, K-163, K-
233, K-283, K-409, K-571, B-
163, B-233, B-283, B-409, B-
5715
[FIPS 186-4] Key
Generation,
Key
Verification,
Signature
Generation,
Signature
Verification
1
GCM encryption with an internally generated IV, see Security Policy Section 2.6.1 concerning external IVs. IV
generation is compliant with IG C.H.
2
Keys are not established directly into the module using key agreement or key transport algorithms.
3
DSA signature generation with SHA-1 is only for use with protocols.
4
Key size only used for Signature Verification
5
Curves P-192, K-163, and B-163 only used for Signature Verification and Key Verification
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Algorithm Name
(Implementation)
CAVP Cert
Name
Algorithm Properties Reference Use/Function
HMAC A4399 SHA sizes: SHA-1, SHA-224,
SHA-256, SHA-384, SHA-512,
SHA-512/224, SHA-512/256,
SHA3-224, SHA3-256, SHA3-
384, SHA3-512
[FIPS 198-1] Generation,
Authentication
KAS-ECC6
A4399 Domain Parameter Generation
Methods/Schemes:
P-224, P-256, P-384, P-521, K-
233, K-283, K-409, K-571, B-
233, B-283, B-409, B-571
ephemeralUnified, fullMqv,
fullUnified, onePassDh,
onePassMqv, onePassUnified,
staticUnified
Curves specified above
providing between 112 and 256
bits of encryption strength
[SP 800-56Ar3] Key Agreement
KAS-FFC6
A4399 Domain Parameter Generation
Methods/Schemes:
ffdhe2048, ffdhe3072,
ffdhe4096, ffdhe6144,
ffdhe8192, MODP-2048,
MODP-3072, MODP-4096,
MODP-6144, MODP-8192
dhHybrid1, MQV2, dhEphem,
dhHybrid, OneFlow, MQV1,
dhOneFlow, dhStatic
Groups specified above
providing between 112 and 200
bits of encryption strength
[SP 800-56Ar3] Key Agreement
KAS-IFC A4399 RSASVE with, and without, key
confirmation.
Key sizes: 2048, 3072, 4096
providing between 112 and 152
bits of encryption strength
[SP 800-56Br2,
Section 7.2.1]
Key Agreement
6
Keys are not established directly into the module using key agreement or key transport algorithms.
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Algorithm Name
(Implementation)
CAVP Cert
Name
Algorithm Properties Reference Use/Function
KDA, HKDF A4399 PRFs: HMAC-SHA-1, HMAC
SHA-224, HMAC-SHA-256,
HMAC-SHA-384, HMAC-SHA-
512, HMAC-SHA-512/224,
HMAC-SHA-512/256, HMAC-
SHA3-224, HMAC-SHA3-256,
HMAC-SHA3-384, HMAC-SHA3-
512
[SP 800-56Cr2] Key Derivation
KDA, One Step A4399 PRFs: SHA-1, SHA-224, SHA-
256, SHA-384, SHA-512, SHA-
512/224, SHA-512/256, SHA3-
224, SHA3-256, SHA3-384,
SHA3-512, HMAC-SHA-1,
HMAC-SHA-224, HMAC-SHA-
256, HMAC-SHA-384, HMAC-
SHA-512, HMAC-SHA-512/224,
HMAC-SHA-512/256, HMAC-
SHA3-224, HMAC-SHA3-256,
HMAC-SHA3-384, HMAC-SHA3-
512, KMAC-128, KMAC-256
[SP 800-56Cr2] Key Derivation
KDA, Two Step A4399 PRFs: HMAC-SHA-1, HMAC-
SHA-224, HMAC-SHA-256,
HMAC-SHA-384, HMAC-SHA-
512, HMAC-SHA-512/224,
HMAC-SHA-512/256, HMAC-
SHA3-224, HMAC-SHA3-256,
HMAC-SHA3-384, HMAC-SHA3-
512, CMAC-AES128, CMAC-
AES192, CMAC-AES256
[SP 800-56Cr2] Key Derivation
KDF, using
Pseudorandom
Functions7
A4399 Modes: Counter Mode,
Feedback Mode, Double-
Pipeline Iteration Mode
Types:
CMAC-based KBKDF with AES
(128, 192, 256)
HMAC-based KBKDF with SHA-
1, SHA-224, SHA-256, SHA-384,
SHA-512, SHA3-224, SHA3-256,
SHA3-384, SHA3-512
[SP 800-108] Key Derivation
7
Note: CAVP testing is not provided for use of the PRFs SHA-512/224 and SHA-512/256. These must not be used in
approved mode.
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Algorithm Name
(Implementation)
CAVP Cert
Name
Algorithm Properties Reference Use/Function
KDF, Existing
Application-
Specific8
CVL
A4399
TLS v1.0/1.1 KDF
SHA sizes: SHA2-256, SHA2-
384, SHA2-512
[SP 800-135r1] Key Derivation
KDF, Existing
Application-
Specific8
CVL
A4399
TLS 1.2 KDF
SHA sizes: SHA2-256, SHA2-
384, SHA2-512
[SP 800-135r1] Key Derivation
KDF, Existing
Application-
Specific8
CVL
A4399
SNMP KDF
Password Length: 64, 8192
[SP 800-135r1] Key Derivation
KDF, Existing
Application-
Specific8
CVL
A4399
SSH KDF
AES: 128
SHA sizes: SHA2-224
[SP 800-135r1] Key Derivation
KDF, Existing
Application-
Specific8
CVL
A4399
X9.63 KDF
SHA sizes: SHA2-224, SHA2-
256, SHA2-384, SHA2-512
[SP 800-135r1] Key Derivation
Can be used
along with KAS-
SSC
KDF, Existing
Application-
Specific8
CVL
A4399
IKEv2 KDF
SHA sizes: SHA-1, SHA-224,
SHA-256, SHA-384, SHA-512
[SP 800-135r1] Key Derivation
KDF, Existing
Application-
Specific8
CVL
A4399
SRTP KDF
AES: 128, 192, 256
[SP 800-135r1] Key Derivation
KTS-IFC A4399 RSA-OAEP with, and without,
key confirmation.
Key sizes: 2048, 3072, 4096
providing between 112 and 152
bits of encryption strength
Key Generation Method:
rsakpg2-crt
[SP 800-56Br2,
Section 7.2.2]
Key Transport
PBKDF, Password-
based
A4399 Options: PBKDF with Option 1a
Types: HMAC-based KDF using
SHA-1, SHA-224, SHA-256, SHA-
384, SHA-512
[SP 800-132] Key Derivation
RSA A4399 Key sizes: 2048, 3072, 4096 [FIPS 186-4,
ANSI X9.31-
1998 and PKCS
#1 v2.1 (PSS
and PKCS1.5)]
Key Pair
Generation
8
No parts of the protocols (TLS, SNMPv3, SSHv2, X9.63, IKEv2, SRTP), other than the approved cryptographic
algorithms and the KDFs, have been reviewed or tested by the CAVP and CMVP
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Algorithm Name
(Implementation)
CAVP Cert
Name
Algorithm Properties Reference Use/Function
RSA A4399 Key sizes: 2048, 3072, 4096 [FIPS 186-4,
ANSI X9.31-
1998 and PKCS
#1 v2.1 (PSS
and PKCS1.5)]
Signature
Generation
RSA A4399 Key sizes: 1024, 2048, 3072,
4096
[FIPS 186-4,
ANSI X9.31-
1998 and PKCS
#1 v2.1 (PSS
and PKCS1.5)]
Signature
Verification
RSA A4399 Key sizes: 1024, 1536, 2048,
3072, 4096
[FIPS 186-2,
ANSI X9.31-
1998 and PKCS
#1 v2.1 (PSS
and PKCS1.5)]
Signature
Verification
RSA Decryption
Primitive
CVL
A4399
Key size: 2048 [SP 800-56Br2] Component
Test
RSA Signature
Primitive
CVL
A4399
Key size: 2048 [FIPS 186-4] Component
Test
Safe Primes A4399 Parameter sets: ffdhe2048,
ffdhe3072, ffdhe4096,
ffdhe6144, ffdhe8192, MODP-
2048, MODP-3072, MODP-
4096, MODP-6144, MODP-
8192
[SP 800-56Ar3] Key
Generation,
Key
Verification
SHA-3, SHAKE A4399 SHA3-224, SHA3-256, SHA3-
384, SHA3-512, SHAKE128,
SHAKE256
[FIPS 202] Digital
Signature
Generation,
Digital
Signature
Verification,
non-Digital
Signature
Applications
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Algorithm Name
(Implementation)
CAVP Cert
Name
Algorithm Properties Reference Use/Function
SHA-3 Derived
Functions
A4399 Types: cSHAKE-128, cSHAKE-
256, KMAC-128, KMAC-256,
ParallelHash-128, ParallelHash-
256, TupleHash-128,
TupleHash-256
[SP 800-185] Digital
Signature
Generation,
Digital
Signature
Verification,
non-Digital
Signature
Applications
SHS A4399 SHA sizes: SHA-1, SHA-224,
SHA-256, SHA-384, SHA-512,
SHA-512/224, SHA-512/256
[FIPS 180-4] Digital
Signature
Generation,
Digital
Signature
Verification,
non-Digital
Signature
Applications
2.5.2 Vendor Affirmed Algorithms
Vendor-Affirmed Algorithms:
Table 7 - Vendor Affirmed Algorithms
Algorithm
Name
Algorithm
Properties
Implementation Reference
CKG Used for the
generation of
symmetric keys and
asymmetric seeds
Other
Cryptographic key
generation
[SP 800-133r2]
CKG using output from DRBG,
Vendor Affirmed per IG D.H.
The resulting key or a generated
seed is an unmodified output from a
DRBG:
• Section 5.1 (Asymmetric
seeds from DRBG)
• Section 6.1 (Direct
Generation of Symmetric
keys from DRBG)
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2.5.3 Non-Approved, Allowed Algorithms
Non-Approved, Allowed Algorithms:
Not applicable.
2.5.4 Non-Approved, Allowed Algorithms with No Security Claimed
Non-Approved, Allowed Algorithms with No Security Claimed.
These algorithms are Allowed in Approved mode.
Table 8 - Non-Approved, Allowed Algorithms with No Security Claimed
Algorithm Caveat Use/Function
MD5 within TLS Allowed per IG 2.4.A, no security claimed MD5 used within a TLS handshake
2.5.5 Non-Approved, Not Allowed Algorithms
Non-Approved, Not Allowed Algorithms:
Table 9 - Non-Approved, Not Allowed Algorithms
Algorithm Use/Function
AES (non-compliant9
) Non-approved modes for AES
ARC4 (RC4) ARC4/RC4 stream cipher
Blowfish Blowfish block cipher
Camellia Camellia block cipher
CAST5 CAST5 block cipher
ChaCha20 ChaCha20 stream cipher
ChaCha20-Poly1305 AEAD ChaCha20 using Poly1305 as the MAC
DES DES block cipher
Diffie-Hellman KAS (non-compliant10
) non-compliant key agreement methods
DSA (non-compliant11
) non-FIPS digest signatures using DSA
DSTU4145 DSTU4145 EC algorithm
ECDSA (non-compliant12
) non-FIPS digest signatures using ECDSA
9
Support for additional modes of operation.
10
Support for additional key sizes and the establishment of keys of less than 112 bits of security strength.
11
Deterministic signature calculation, support for additional digests, and key sizes.
12
Deterministic signature calculation, support for additional digests, and key sizes.
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Algorithm Use/Function
EdDSA Ed25519 and Ed448 signature algorithms
ElGamal ElGamal key transport algorithm
FF3-1 Format Preserving Encryption – AES FF3-1
GOST28147 GOST-28147 block cipher
GOST3410-1994 GOST-3410-1994 algorithm
GOST3410-2001 GOST-3410-2001 EC algorithm
GOST3410-2012 GOST-3410-2012 EC algorithm
GOST3411 GOST-3411-1994 message digest
GOST3411-2012-256 GOST-3411-2012 256-bit message digest
GOST3411-2012-512 GOST-3411-2012 512-bit message digest
HMAC-GOST3411 GOST-3411 HMAC
HMAC-MD5 MD5 HMAC
HMAC-RIPEMD128 RIPEMD128 HMAC
HMAC-RIPEMD160 RIPEMD160 HMAC
HMAC-RIPEMD256 RIPEMD256HMAC
HMAC-RIPEMD320 RIPEMD320 HMAC
HMAC-TIGER TIGER HMAC
HMAC-WHIRLPOOL WHIRLPOOL HMAC
HSS HSS signature scheme (RFC 8708)
IDEA IDEA block cipher
KAS13
using SHA-512/224 or SHA-512/256
(non-compliant)
Key Agreement using SHA-512/224 and SHA-
512/256 based KDFs
KBKDF using SHA-512/224 or SHA-512/256
(non-compliant)
KBKDF2 using the PRFs SHA-512/224 and SHA-
512/256
LMS LMS signature scheme (RFC 8708)
MD5 MD5 message digest
OpenSSL PBKDF (non-compliant) OpenSSL PBE key derivation scheme
PKCS#12 PBKDF (non-compliant) PKCS#12 PBE key derivation scheme
PKCS#5 Scheme 1 PBKDF (non-compliant) PKCS#5 PBE key derivation scheme
Poly1305 Poly1305 message MAC
13
Keys are not directly established into the module using key agreement or transport techniques.
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Algorithm Use/Function
PRNG X9.31 X9.31 PRNG
RC2 RC2 block cipher
RIPEMD128 RIPEMD128 message digest
RIPEMD160 RIPEMD160 message digest
RIPEMD256 RIPEMD256 message digest
RIPEMD320 RIPEMD320 message digest
RSA (non-compliant14
) Non-compliant RSA signature schemes
RSA KTS (non-compliant15
) Non-compliant RSA key transport schemes
SCrypt (non-compliant) SCrypt using non-compliant PBKDF2
SEED SEED block cipher
Serpent Serpent block cipher
SipHash SipHash MAC
SHACAL-2 SHACAL2 block cipher
TIGER TIGER message digest
Triple-DES Triple-DES cipher
Twofish Twofish block cipher
WHIRLPOOL WHIRLPOOL message digest
XDH X25519 and X448 key agreement algorithms
2.6 Algorithm Specific Information
2.6.1 Enforcement and Guidance for GCM IVs (IG C.H conformance)
IVs for GCM can be generated randomly, or via a FipsNonceGenerator. IV generation is compliant with
IG C.H.
Where an IV is not generated within the module the module supports the importing of GCM IVs. In
approved mode, importing a GCM IV for encryption that originates from outside the module is non-
conformant.
In approved mode, when a GCM IV is generated randomly, the module enforces the use of an approved
DRBG in line with Section 8.2.2 of SP 800-38D.
14
Support for additional digests and signature formats, PKCS#1 1.5 key wrapping, support for additional key sizes.
15
Support for additional key sizes and the establishment of keys of less than 112 bits of security strength.
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In approved mode, when a GCM IV is generated using the FipsNonceGenerator, a counter is used as the
basis for the nonce and the IV is generated in accordance with TLS protocol. Rollover of the counter in
the FipsNonceGenerator will result in an IllegalStateException indicating the FipsNonceGenerator is
exhausted and (as per IG C.H) where used for TLS 1.2, rollover will terminate any TLS session in process
using the current key and the exception can only be recovered from by using a new handshake and
creating a new FipsNonceGenerator.
A service indicator for IV usage is provided in the module through Java logging. Setting the logging level
to Level.FINE for the named logger org.bouncycastle.jcajce.provider.BaseCipher will produce a log
message when an IV which may have been produced outside the module and/or not from a compliant
source is detected. The log message will be of the standard form including the detail:
FINE: Passed in GCM nonce detected: <IV value>
where <IV value> is a HEX representation of the IV in use.
Setting the logging level to Level.FINER will produce an additional log message for any GCM IV which is
used if the previous Level.FINE message is not activated. Log messages in this case will show the detail
as:
FINER: GCM nonce detected: <IV value>
where <IV value> is a HEX representation of the IV in use.
Per IG C.H, this Security Policy also states that in the event module power is lost and restored the
consuming application must ensure that any of its AES GCM keys used for encryption or decryption are
re-distributed.
The AES GCM mode falls under:
• IG C.H scenario 2: GCM IV is generated randomly, and the module uses an Approved DRBG that
is internal to the module’s boundary. The IV length is 96 bits.
• IG C.H scenario 1 for TLS v1.2 protocol: The module is compatible with the TLS v1.2 protocol and
supports acceptable AES GCM ciphersuites from Section 3.3.1 of the SP 800-52r2.
2.6.2 Enforcement and Guidance for Use of the Approved PBKDF (IG D.N conformance)
The PBKDF aligns with Option 1a in Section 5.4 of SP 800-132.
In line with the requirements for SP 800-132, keys generated using the approved PBKDF must only be
used for storage applications. Any other use of the approved PBKDF is non-conformant.
In approved mode the module enforces that any password used must encode to at least 14 bytes (112
bits) and that the salt is at least 16 bytes (128 bits) long. The iteration count associated with the PBKDF
should be as large as practical.
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As the module is a general purpose software module, it is not possible to anticipate all the levels of use
for the PBKDF, however a user of the module should also note that a password should at least contain
enough entropy to be unguessable and also contain enough entropy to reflect the security strength
required for the key being generated. In the event a password encoding is simply based on ASCII, a 14-
byte password is unlikely to contain sufficient entropy for most purposes. The standard set of printable
characters only allows for as much as 6 bits of entropy per byte. For a 14-byte password, this yields a key
that has been generated using 14 * 6 bits of entropy, giving only 84 bits of security, which is well below
what is required for a key with the same level of hardness as a 112-bit one. Users are referred to
Appendix A (Security Considerations) of SP 800-132 for further information on password, salt, and
iteration count selection.
The iteration count value is provided by the user and should be appropriate to the way the algorithm is
being used. (The memory hard augmentation of PBKDF provided by SCRYPT uses an iteration count of
1). For straight PBKDF with no memory hard support, the iteration count provided by the user should be
at point of maximum cost bearable by the user carrying out the key derivation in the normal course of
usage. To ensure sufficient whitening of the password in both cases, the module enforces a salt size of
128 bits in approved mode.
For users interested in introducing memory hardness as a layer on top of the PBKDF the SCrypt
augmentation to PBDKF based on HMAC-SHA-256 (as described in RFC 7914) is also available in non-
approved mode.
2.6.3 Rules for Setting the N and the S String in cSHAKE
To customize the output of the cSHAKE function, the cSHAKE algorithm permits the operator to input
strings for the Function-Name input (N) and the Customization String (S).
The Function-Name input (N) is reserved for values specified by NIST and should only be set to the
appropriate NIST specified value. Any other use of N is non-conformant.
The Customization String (S) is available to allow users to customize the cSHAKE function as they wish.
The length of S is limited to the available size of a byte array in the JVM running the module.
2.6.4 Guidance for the Use of Format-Preserving Encryption
The module supports both FF1 and, in non-approved mode, FF3-1 format preserving encryption. Both
are modes of AES. Table 10 shows the parameter constraints applicable to the module's
implementation, as required by IG C.J.
Table 10 - SP 800-38G Format-Preserving Encryption Constraints
FF1 FF3-1
radix in range of 2 … 216
in range of 2 … 216
radixminlen
≥ 1,000,000 ≥ 1,000,000
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FF1 FF3-1
minlen ≥ 2 octets 2 octets
maxlen < 232
octets 2 * floor(logradix(296
)) octets
maxTlen ≥ 0 octets 8 octets (fixed)
An attempt to use the FF1 or FF3-1 without meeting the radixminlen
constraint or by exceeding maxlen
will result in an IllegalArgumentException. Note: only FF1 should be used in approved mode.
2.6.5 TLS 1.2 KDF (IG D.Q Conformance)
As indicated under CAVP certificate A4399, the module supports TLS 1.2 KDF per RFC 5246, i.e. without
using the extended master secret.
2.6.6 Truncated HMACs
Approved HMAC algorithms can produce truncated versions of the specified HMAC. The right-most bits
are truncated as per the NIST SP 800-107r1 (see also IG C.L and IG C.D).
2.7 RBG and Entropy
The module does not include an entropy source.
The module's use of an external Random Number Generator (RNG) is determined by the settings
described in the subsections below.
Table 11 – Non-Deterministic Random Number Generation Specification
Entropy
Sources
Minimum
number of bits
of entropy
Details
Passive
Entropy
128 As per FIPS 140-3 IG 9.3.A Section 2b, a minimum of 16 bytes (128
bits) is required from the source configured for seed generation for
the JVM. The entropy reader will block until the seed generator has
provided the minimum number of bytes.
2.7.1 Use of External RNG
The module makes use of the JVM's configured SecureRandom entropy source to provide entropy when
required. The module will request entropy as appropriate to the security strength and seeding
configuration for the DRBG that is using it and for the default DRBG will request a minimum of 256 bits
of entropy. In approved mode the minimum amount of entropy that can be requested by a DRBG is 112
bits. The module will wait until the SecureRandom.generateSeed() returns the requested amount of
entropy, blocking if necessary.
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The JVM’s entropy source can be configured through setting the security property
securerandom.strongAlgorithms in the JVM's java.security file.
2.7.2 Guidance for the Use of DRBGs and Configuring the JVM's Entropy Source
A user can instantiate the default Approved DRBG for the module explicitly by using
SecureRandom.getInstance("DEFAULT", "BCFIPS"), or by using a BouncyCastleFipsProvider object
instead of the provider name as appropriate. This will seed the Approved DRBG from the live entropy
source of the JVM with a number of bits of entropy appropriate to the security level of the default
Approved DRBG configured for the module.
The JVM's entropy source is checked according to SP 800-90B, Section 4.4 using the suggested C values
for the Repetition Count Test (Section 4.4.1) and the Adaptive Proportion Test (Section 4.4.2) by default.
These values can also be configured using the security property org.bouncycastle.entropy.factors. This
property takes a comma separated list of C values: one for 4.4.1, one for 4.4.2, and a value of H. For the
default, the property would be set as:
org.bouncycastle.entropy.factors: 4, 13, 8.0
in the java.security property file.
An additional option is available using the Approved Hash DRBG and the process outlined in SP 800-90A,
Section 8.6.5. This can be turned on by following the instructions in Section 2.3 of the User Guide. The
two DRBGs are instantiated in a chain as a "Source DRBG" to seed the "Target DRBG" in accordance with
Section 7 of Draft NIST SP 800-90C, where the Target DRBG is the default Approved DRBG used by the
module.
The initial seed and the subsequent reseeds for the DRBG chain come from the live entropy source
configured for the JVM. The DRBG chain will reseed automatically by pausing for 20 requests (which will
usually equate to 5120 bytes). An entropy gathering thread reseeds the DRBG chain when it has
gathered sufficient entropy (currently 256 bits) from the live entropy source. Once reseeded, the
request counter is reset and the reseed process begins again.
The “Source DRBG” in the chain is internal to the module and inaccessible to the user to ensure it is only
used for generating seeds for the default Approved DRBG of the module.
The user shall ensure that the entropy source is configured per Section 2.7.1 of this Security Policy and
will block, or fail, if it is unable to provide the amount of entropy requested.
2.8 Key Generation
The module performs Cryptographic Key Generation in conformance to FIPS 140-3 IG D.H. The CKG for
symmetric keys and seeds used for generating asymmetric keys is performed as per Section 4 of the SP
800-133r2 (using the output of a random bit generator) and is compliant with FIPS 186-4 and SP 800-
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90Ar1 for DRBG. The seed used in asymmetric key generation is the direct output of SP 800-90Ar1
DRBG.
Refer to Section 9.1 of the Security Policy for SSP generation details.
2.9 Key Establishment
The module does not perform automatic SSP establishment, it only provides the components to the
calling application, which can be used in SSP establishment.
2.10 Industry Protocols
The module implements KDFs from SP 800-135r1 (Recommendation for Existing Application-Specific Key
Derivation Functions). These KDFs have been validated by the CAVP and received CVL certificates
(A4399). No parts of these protocols, other than the CAVP tested components, have been reviewed or
tested by the CAVP and CMVP.
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3 Cryptographic Module Ports and Interfaces
3.1 Ports and Interfaces
As a software cryptographic module, the module supports logical interfaces only and not physical ports.
All access to the module is through the module’s API. The API provides and defines the module’s logical
interfaces.
The module does not implement a control output interface. As a software module, the power interface
is also not applicable.
The mapping of the FIPS 140-3 logical interfaces to the module is described in Table 12.
Table 12 – Ports and Interfaces
Physical Port Logical Interface Data That Passes Over the Port/Interface
N/A Data Input API input parameters – plaintext and/or ciphertext data.
N/A Data Output API output parameters and return values – plaintext and/or
ciphertext data.
N/A Control Input API method calls – method calls or input parameters that
specify commands and/or control data used to control the
operation of the module.
N/A Control Output N/A, not implemented
N/A Status Output API output parameters and return/error codes that provide
status information used to indicate the state of the module.
N/A Power N/A for software modules
3.2 Additional Information
All interfaces are logically separated by the module’s API.
When the module performs self-tests, is in an error state, is generating keys, or performing zeroization,
the module prevents all output on the logical data output interface as only the thread performing the
operation has access to the data. The module is single-threaded, and in an error state, the module does
not return any output data, only an error value.
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4 Roles, Services, and Authentication
4.1 Authentication Methods
Not applicable.
The module does not support authentication.
4.2 Roles
The module supports two distinct operator roles, which are the User and Cryptographic Officer (CO).
The cryptographic module implicitly maps the two roles to the services.
An operator is considered the owner of the thread that instantiates the module and, therefore, only one
concurrent operator is allowed. The module does not support a maintenance role and/or bypass
capability.
Table 13 lists all operator roles supported by the module.
Table 13 - Roles
Name Type Operator Type Authentication Type Authentication Strength
CO Role CO N/A – Authentication not
required for Level 1
N/A
User Role User N/A – Authentication not
required for Level 1
N/A
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4.3 Approved Services
Table 14 lists the module services and corresponding details. The modes of SSP access shown in the table are defined as:
• G = Generate: The module generates or derives the SSP.
• R = Read: The SSP is read from the module (e.g. the SSP is output).
• E = Execute: The module uses the SSP in performing a cryptographic operation.
• W = Write: The SSP is updated, imported or written to the module.
• Z = Zeroize: The module zeroizes the SSP.
Note: The module services are the same in the approved and non-approved modes of operation. The only difference is the function(s) used (i.e.
approved/allowed or non-approved/non-allowed).
Services in the module are accessed via the public APIs of the JAR file. The ability of a thread to invoke non-approved services depends on
whether it has been registered with the module as approved mode only. In approved mode, no non-approved services are accessible.
Refer also to Section 6.1 and 11.2 of this Security Policy for guidance.
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Table 14 – Approved Services
Name Description Indicator16
Input Output
Approved
Security
Functions
Keys / SSPs Roles
Keys/SSPs
Access
Initialize
Module and
Run Self-
Tests on
Demand
The JRE will call the static
constructor for self-tests
on module initialization
Flag N/A Exception
in case of
failure
N/A N/A CO /
User
N/A
Show Status A user can call
FipsStatus.IsReady() at any
time to determine if the
module is ready.
CryptoServicesRegistrar.IsI
nApprovedOnlyMode() can
be called to determine the
approved mode of
operation
Flag N/A Boolean N/A N/A CO /
User
N/A
Info Service A user can call
DumpInfo.main() at any
time to display the
module version,
checksum, and status
information
Flag N/A Module
name and
version,
checksum,
and status
N/A N/A CO /
User
N/A
Zeroize /
Power-off
The module uses the JVM
garbage collector on
thread termination
Flag N/A Shutdown
indication
N/A All SSPs CO /
User
Z
16
Flag is accessed by calling the method CryptoServicesRegistrar.isInApprovedOnlyMode() - this method will return true if the thread is running in approved-only
mode, false otherwise. Refer also to Section 2.4 of this Security Policy.
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Name Description Indicator16
Input Output
Approved
Security
Functions
Keys / SSPs Roles
Keys/SSPs
Access
Data
Encryption
Used to encrypt data Flag Key,
Plaintext
Ciphertext AES CBC, AES
CFB8, AES
CFB128, AES
CTR, AES
ECB, AES FF1,
AES OFB,
AES CBC-CS1,
AES CBC-CS2,
AES CBC-CS3,
AES CCM,
AES GCM
AES Encryption Key CO /
User
E
Data
Decryption
Used to decrypt data Flag Key,
Ciphertext
Plaintext AES CBC, AES
CFB8, AES
CFB128, AES
CTR, AES
ECB, AES FF1,
AES OFB,
AES CBC-CS1,
AES CBC-CS2,
AES CBC-CS3,
AES CCM,
AES GCM
AES Decryption Key CO /
User
E
MAC
Calculation
Used to calculate data
integrity codes with
CMAC, GMAC
Flag Key,
Message
MAC AES CMAC,
AES GMAC
AES Authentication
Key
CO /
User
E
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Name Description Indicator16
Input Output
Approved
Security
Functions
Keys / SSPs Roles
Keys/SSPs
Access
Signature
Generation
Used to generate digital
signatures
Flag Key,
Message
Signature DSA, ECDSA,
RSA
DSA Signing Key,
EC Signing Key,
RSA Signing Key
CO /
User
E
Signature
Verification
Used to verify digital
signatures
Flag Key,
Message
Signature
Boolean DSA, ECDSA,
RSA
DSA Verification
Key,
EC Verification Key,
RSA Verification
Key
CO /
User
E
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DRBG (SP
800-90Ar1)
output
Used to generate random
numbers, IVs and keys
Flag N/A Data Counter
DRBG
Hash DRBG
HMAC DRBG
AES Encryption
Key,
AES Decryption
Key,
AES Authentication
Key,
AES Wrapping Key,
DH Agreement
Private Key,
DH Agreement
Public Key,
DRBG Seed,
Internal State V
and C value,
and DRBG Key,
DSA Signing Key,
EC Agreement
Private Key,
EC Agreement
Public Key,
EC Signing Key,
HMAC
Authentication Key,
KMAC
Authentication Key,
RSA Signing Key,
RSA Key Transport
Private Key,
RSA Key Transport
Public Key
CO /
User
CO /
User
G
E
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Name Description Indicator16
Input Output
Approved
Security
Functions
Keys / SSPs Roles
Keys/SSPs
Access
DRBG Seed,
Internal State V
and C value,
and DRBG Key
Message
Hashing
Used to generate a
message digest, SHAKE
output
Flag Message Hash SHS, SHA-3,
SHAKE, SHA-
3 Derived
Functions
(cSHAKE,
TupleHash,
ParallelHash)
N/A CO /
User
N/A
Keyed
Message
Hashing
Used to calculate data
integrity codes with HMAC
and KMAC
Flag Key,
Message
Hash HMAC,
SHA-3
Derived
Functions
(KMAC)
HMAC
Authentication Key,
KMAC
Authentication Key
CO /
User
E
TLS Key
Derivation
Function
Used to calculate a value
suitable to be used for a
master secret in TLS
Flag TLS
Parameters
Data HKDF,
Existing
Application-
Specific (TLS
KDF)
TLS KDF Secret
Value
CO /
User
E
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Name Description Indicator16
Input Output
Approved
Security
Functions
Keys / SSPs Roles
Keys/SSPs
Access
SP 800-
108r1 KDF
Used to calculate a value
suitable to be used for a
secret key
Flag KDF
Parameters
Data KBKDF using
Pseudorando
m
Functions
SP 800-108r1 KDF
Secret Value
CO /
User
E
SSH
Derivation
Function
Used to calculate a value
suitable to be used for a
secret key
Flag SSH
Parameters
Data Existing
Application-
Specific (SSH
KDF)
SSH KDF Secret
Value
CO /
User
E:
X9.63
Derivation
Function
Used to calculate a value
suitable to be used for a
secret key
Flag X9.63
Parameters
Data Existing
Application-
Specific
(X9.63 KDF)
DH Agreement
Private Key,
EC Agreement
Private Key,
RSA Signing Key
X9.63 KDF Secret
Value
CO /
User
CO /
User
G
E
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Name Description Indicator16
Input Output
Approved
Security
Functions
Keys / SSPs Roles
Keys/SSPs
Access
SP 800-
56Cr2
OneStep/
TwoStep
Key
Derivation
Function
(KDM)
Used to calculate a value
suitable to be used for a
secret key
Flag KDM
Parameters
Data HKDF, KDF
One Step,
KDF Two
Step
DH Agreement
Private Key,
EC Agreement
Private Key,
RSA Signing Key
SP 800-56Cr2
OneStep/TwoStep
KDF Secret Value
CO /
User
CO /
User
G
E
IKEv2
Derivation
Function
Used to calculate a value
suitable to be used for a
secret key
Flag IKEv2
Parameters
Data Existing
Application-
Specific
(IKEv2 KDF)
IKEv2 KDF Secret
Value
CO /
User
E
SRTP
Derivation
Function
Used to calculate a value
suitable to be used for a
secret key
Flag SRTP
Parameters
Data Existing
Application-
Specific
(SRTP KDF)
SRTP KDF Secret
Value
CO /
User
E
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Name Description Indicator16
Input Output
Approved
Security
Functions
Keys / SSPs Roles
Keys/SSPs
Access
PBKDF Used to generate a key
using an encoding of a
password and a message
hash
Flag Password,
PBKDF
Parameters
Data KDF
Password-
Based
HMAC
Authentication Key,
KMAC
Authentication Key
HMAC
Authentication Key,
KMAC
Authentication Key,
PBKDF Secret Value
CO /
User
CO /
User
G
E
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Name Description Indicator16
Input Output
Approved
Security
Functions
Keys / SSPs Roles
Keys/SSPs
Access
Key
Agreement
Schemes
Used to calculate key
agreement values
Flag Key
Agreement
keys,
Parameters
Data KAS-ECC,
KAS-FFC,
KAS-IFC,
Safe Primes
AES Encryption
Key,
AES Decryption
Key,
AES Authentication
Key,
AES Wrapping Key,
HMAC
Authentication Key,
KMAC
Authentication Key
DH Agreement
Private Key,
EC Agreement
Private Key,
RSA Key Transport
Private Key
CO /
User
CO /
User
G
E
Key
Wrapping
Used to encrypt a key
value
Flag Wrapping
key, Key
Wrapped
key
AES KW, AES
KWP, KTS-IFC
AES Wrapping Key,
HMAC
Authentication Key,
KMAC
Authentication Key,
RSA Key Transport
Private Key
CO /
User
E
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Name Description Indicator16
Input Output
Approved
Security
Functions
Keys / SSPs Roles
Keys/SSPs
Access
Key
Unwrapping
Used to decrypt a key
value
Flag Unwrappin
g key,
Wrapped
key
Key AES KW, AES
KWP, KTS-IFC
AES Wrapping Key,
HMAC
Authentication Key,
KMAC
Authentication Key,
RSA Key Transport
Public Key
CO /
User
E
Key
Generation
Used to generate a key
pair
Flag Key
Generation
Parameters
Key Pair RSA KeyGen,
DSA KeyGen,
ECDSA
KeyGen, CKG
DRBG Output,
DSA Signing Key,
EC Signing Key,
RSA Signing Key,
DSA Verification
Key,
EC Verification Key,
RSA Verification
Key
CO /
User
E
Key
Verification
Used to verify a key pair Flag Key Pair Boolean ECDSA
KeyVer
EC Signing Key,
EC Verification Key
CO /
User
E
Entropy
Callback
Gathers entropy in a
passive manner from a
user-provided function
Flag N/A Random
bits
DRBG, CKG DRBG Seed,
Internal State V
and C value,
and DRBG Key
CO /
User
G
DRBG
Health Tests
Used to perform checks of
incoming entropy against
Section 4.4 of SP 800-90B
Flag N/A N/A DRBG N/A CO /
User
N/A
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SSP Export
Operation
Returns a CSP as data that
can be used for later
output
Flag SSP Data N/A AES Encryption
Key,
AES Decryption
Key,
AES Authentication
Key,
AES Wrapping Key,
DH Agreement
Private Key,
DH Agreement
Public Key,
DSA Signing Key,
DSA Verification
Key,
EC Agreement
Private Key,
EC Agreement
Public Key,
EC Signing Key,
EC Verification Key,
HMAC
Authentication Key,
KMAC
Authentication Key,
RSA Signing Key,
RSA Key Transport
Private Key,
RSA Key Transport
Public Key
CO /
User
R
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Name Description Indicator16
Input Output
Approved
Security
Functions
Keys / SSPs Roles
Keys/SSPs
Access
Utility Miscellaneous utility
functions, does not access
CSPs
Flag N/A N/A N/A N/A User N/A
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4.4 Non-Approved Services
Table 15 - Non-Approved Services
Name Description Indicator17
Algorithms
Accessed
Roles
Data
Encryption
Used to encrypt data Flag Triple-DES CO / User
Data
Decryption
Used to decrypt data Flag Triple-DES CO / User
MAC
Calculation
Used to calculate data integrity codes
with CMAC
Flag Triple-DES CMAC CO / User
DRBG (SP
800-90Ar1)
output
Used to generate random numbers,
IVs and keys
Flag ctrDRBG-Triple-DES CO / User
Key
Agreement
Schemes
Used to calculate key agreement
values
Flag Triple-DES CO / User
Key
Wrapping
Used to encrypt a key value Flag Triple-DES KW CO / User
Key
Unwrapping
Used to decrypt a key value Flag Triple-DES KW CO / User
5 Software/Firmware Security
5.1 Integrity Techniques
The integrity technique used by the module is HMAC-SHA-256. The integrity technique has received
CAVP certificate A4399.
The integrity technique is implemented by the module itself. The HMAC of the module JAR file,
excluding directories and metadata, is calculated and compared to the expected value embedded within
the module’s properties. If the calculated value does not match the expected value, the module raises
an error and fails to load. The integrity test can be performed on demand by power cycling the host
platform.
17
Flag is accessed by calling the method CryptoServicesRegistrar.isInApprovedOnlyMode() - this method will return
true if the thread is running in approved-only mode, false otherwise. Refer also to Section 2.4 of this Security
Policy.
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5.2 Initiate on Demand
Each time the module is powered up, it runs the pre-operational tests to ensure that the integrity of the
module has been maintained. Self-tests are available on demand by power cycling the module.
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6 Operational Environment
The module operates in a modifiable operational environment under the FIPS 140-3 definitions.
The module runs on a GPC running one of the operating systems specified in the approved operational
environment list (refer to Section 2.2 of this Security Policy). Each approved operating system manages
processes and threads in a logically separated manner. The module’s operator is considered the owner
of the calling application that instantiates the module within the process space of the Java Virtual
Machine.
6.1 Configuration Settings and Restrictions
The module must be installed as described in Security Policy Section 11.1.
No specific configuration options are required for the operational environments. No security rules,
settings, or restrictions to the configuration of the operational environment are needed for the module
to function in a FIPS-conformant manner.
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7 Physical Security
The requirements of this section are not applicable to the module. The module is a software
module and does not implement any physical security mechanisms.
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8 Non-Invasive Security
The requirements of this section are not applicable to the module.
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9 Sensitive Security Parameter Management
All Sensitive Security Parameters (SSPs) used by the module are described in this section in Table 16. All usage of these SSPs by the module
(including all SSP lifecycle states) is described in the services detailed in Section 4.3 - Approved Services. Please note that the module does not
perform automatic SSP establishment, it only provides the components to the calling application, which can be used in SSP establishment.
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9.1 SSPs
Table 16 - Sensitive Security Parameters (SSPs) Key Table
SSP Name /
Type
Strength
Security
Function &
Cert.
Number
Generation
Import /
Export
Establishment Storage18
Zeroisation
Use & related
keys
AES Encryption
Key
128, 192, 256
bits
AES CBC,
AES CFB8,
AES
CFB128,
AES CTR,
AES ECB,
AES FF1,
AES OFB,
AES CBC-
CS1, AES
CBC-CS2,
AES CBC-
CS3, AES
CCM, AES
GCM, CKG
A4399
DRBG19
Import20
,
Export21
N/A N/A destroy() service
call or host
platform power
cycle
AES
encryption22
18
The module does not provide persistent storage
19
Key generator used in conjunction with an approved DRBG
20
Import done via key constructor and/or factory (Electronic Entry)
21
Export done via key recovery using getEncoded() method and followed by separate step to export key details as either plaintext or encrypted (Electronic Entry)
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SSP Name /
Type
Strength
Security
Function &
Cert.
Number
Generation
Import /
Export
Establishment Storage18
Zeroisation
Use & related
keys
AES Decryption
Key
128, 192, 256
bits
AES CBC,
AES CFB8,
AES
CFB128,
AES CTR,
AES ECB,
AES FF1,
AES OFB,
AES CBC-
CS1, AES
CBC-CS2,
AES CBC-
CS3, AES
CCM, AES
GCM, CKG
A4399
DRBG19
Import20
,
Export21
N/A N/A destroy() service
call or host
platform power
cycle
AES
decryption
AES
Authentication
Key
128, 192, 256
bits
AES CMAC,
AES GMAC,
CKG
A4399
DRBG19
Import20
,
Export21
N/A N/A destroy() service
call or host
platform power
cycle
AES
CMAC/GMAC
22
The AES GCM key and IV is generated randomly per IG C.H, and the Initialization Vector (IV) is a minimum of 96 bits. In the event module power is lost and
restored, the consuming application must ensure that any of its AES GCM keys used for encryption or decryption are re-distributed. Refer to Section 2.6.1 of the
Security Policy.
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SSP Name /
Type
Strength
Security
Function &
Cert.
Number
Generation
Import /
Export
Establishment Storage18
Zeroisation
Use & related
keys
AES Wrapping
Key
128, 192, 256
bits
AES KW,
AES KWP,
CKG
A4399
DRBG19
Import20
,
Export21
N/A N/A destroy() service
call or host
platform power
cycle
AES
(128/192/256)
key wrapping
key for KTS
DH Agreement
Private Key
112, 128, 152,
176, 200 bits
KAS-FFC,
CKG
A4399
DRBG19
Import20
,
Export21
N/A N/A destroy() service
call or host
platform power
cycle
Diffie-Hellman
(ffdhe and
MODP) key
agreement
May be paired
with DH
Agreement
Public Key
DH Agreement
Public Key
112, 128, 152,
176, 200 bits
KAS-FFC,
CKG
A4399
DRBG19
Import20
,
Export21
N/A N/A Not zeroized,
public key value
known outside of
module
Diffie-Hellman
(ffdhe and
MODP) key
agreement
May be paired
with DH
Agreement
Private Key
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SSP Name /
Type
Strength
Security
Function &
Cert.
Number
Generation
Import /
Export
Establishment Storage18
Zeroisation
Use & related
keys
DSA Signing
Key
112, 128 bits DSA
Signature
Generation,
CKG
A4399
DRBG19
Import20
,
Export21
N/A N/A destroy() service
call or host
platform power
cycle
DSA signature
generation
May be paired
with DSA
Verification
Key
DSA
Verification
Key
80, 112, 128
bits
DSA
Signature
Verification,
CKG
A4399
DRBG19
Import20
,
Export21
N/A N/A Not zeroized,
public key value
known outside of
module
DSA signature
verification
May be paired
with DSA
Signing Key
EC Agreement
Private Key
112, 128, 192,
256 bits
KAS-ECC,
CKG
A4399
DRBG19
Import20
,
Export21
N/A N/A destroy() service
call or host
platform power
cycle
EC key
agreement
May be paired
with EC
Agreement
Public Key
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SSP Name /
Type
Strength
Security
Function &
Cert.
Number
Generation
Import /
Export
Establishment Storage18
Zeroisation
Use & related
keys
EC Agreement
Public Key
112, 128, 192,
256 bits
KAS-ECC,
CKG
A4399
DRBG19
Import20
,
Export21
N/A N/A Not zeroized,
public key value
known outside of
module
EC key
agreement
May be paired
with EC
Agreement
Private Key
EC Signing Key 112, 128, 192,
256 bits
ECDSA
Signature
Generation,
CKG
A4399
DRBG19
Import20
,
Export21
N/A N/A destroy() service
call or host
platform power
cycle
ECDSA
signature
generation.
May be paired
with EC
Verification
Key
EC Verification
Key
112, 128, 192,
256 bits
ECDSA
Signature
Verification,
CKG
A4399
DRBG19
Import20
,
Export21
N/A N/A Not zeroized,
public key value
known outside of
module
ECDSA
signature
verification.
May be paired
with EC
Signing Key
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SSP Name /
Type
Strength
Security
Function &
Cert.
Number
Generation
Import /
Export
Establishment Storage18
Zeroisation
Use & related
keys
HMAC
Authentication
Key
112-256 bits HMAC-SHA-
1, HMAC-
SHA-2,
HMAC-SHA-
3, CKG
A4399
DRBG19
Import20
,
Export21
N/A N/A destroy() service
call or host
platform power
cycle
Keyed-Hash
Calculation
KMAC
Authentication
Key
112-256 bits KMAC, CKG
A4399
DRBG19
Import20
,
Export21
N/A N/A destroy() service
call or host
platform power
cycle
Keyed-Hash
Calculation
RSA Signing
Key
112, 128, 152
bits
RSA
Signature
Generation,
CKG
A4399
DRBG19
Import20
,
Export21
N/A N/A destroy() service
call or host
platform power
cycle
RSA signature
generation
May be paired
with RSA
Verification
Key
RSA
Verification
Key
80, 112, 128,
152 bits
RSA
Signature
Verification,
CKG
A4399
DRBG19
Import20
,
Export21
N/A N/A Not zeroized,
public key value
known outside of
module
RSA signature
verification
May be paired
with RSA
Signing Key
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SSP Name /
Type
Strength
Security
Function &
Cert.
Number
Generation
Import /
Export
Establishment Storage18
Zeroisation
Use & related
keys
RSA Key
Transport
Private Key23
112, 128, 152
bits
KTS-IFC,
CKG
A4399
DRBG19
Import20
,
Export21
N/A N/A destroy() service
call or host
platform power
cycle
RSA key
transport and
decryption
May be paired
with RSA
Public Key
Transport Key
RSA Key
Transport
Public Key23
112, 128, 152
bits
KTS-IFC,
CKG
A4399
DRBG19
Import20
,
Export21
N/A N/A Not zeroized,
public key value
known outside of
module
RSA key
transport
May be paired
with RSA Key
Transport
Private Key
IKEv2 KDF
Secret Value
112, 128, 192,
256 bits
KDF IKEv2
A4399
Generated as
output of an
IKEv2
agreement
scheme
N/A N/A N/A destroy() service
call or host
platform power
cycle
Key Derivation
PBKDF Secret
Value
112-256 bits PBKDF
A4399
Generated as
output of a
PBE key and a
PRF
N/A N/A N/A destroy() service
call or host
platform power
cycle
Key Derivation
23
RSA key transport using PKCS#1 1.5 padding is deprecated through 2023 and disallowed after 2023.
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SSP Name /
Type
Strength
Security
Function &
Cert.
Number
Generation
Import /
Export
Establishment Storage18
Zeroisation
Use & related
keys
SP 800-56Cr2
OneStep/
TwoStep KDF
Secret Value
112, 128, 192,
256 bits
KDA
OneStep SP
800-56Cr2,
KDA
TwoStep SP
800-56Cr2
A4399
Generated as
output of an
agreement
scheme
N/A N/A N/A destroy() service
call or host
platform power
cycle
Key Derivation
SP 800-108r1
KDF Secret
Value
112, 128, 192,
256 bits
KDF SP 800-
108
A4399
Generated as
output of an
agreement
scheme
N/A N/A N/A destroy() service
call or host
platform power
cycle
Key Derivation
SRTP KDF
Secret Value
128, 192, 256
bits
KDF SRTP
A4399
Generated as
output of an
SRTP
agreement
scheme
N/A N/A N/A destroy() service
call or host
platform power
cycle
Key Derivation
SSH KDF Secret
Value
80, 112, 128,
192, 256 bits
KDF SSH
A4399
Generated as
output of an
SSH
agreement
scheme
N/A N/A N/A destroy() service
call or host
platform power
cycle
Key Derivation
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SSP Name /
Type
Strength
Security
Function &
Cert.
Number
Generation
Import /
Export
Establishment Storage18
Zeroisation
Use & related
keys
TLS Premaster
Secret Value
384 bits KDF TLS
A4399
Protocol
version (2
bytes) and 46
bytes from a
DRBG19
Import20
,
Export21
N/A N/A destroy() service
call or host
platform power
cycle
Used to derive
keys using TLS
KDF
TLS KDF Secret
Value
112, 128, 192,
256 bits
KDF TLS
A4399
Generated as
output of TLS
agreement
scheme
N/A N/A N/A destroy() service
call or host
platform power
cycle
Key Derivation
X9.63 KDF
Secret Value
112, 128, 192,
256 bits
KDF ANS
9.63
A4399
Generated as
output of an
agreement
scheme
N/A N/A N/A destroy() service
call or host
platform power
cycle
Key Derivation
Entropy Input
String
>128 bits N/A N/A Obtained
from the
entropy
source
N/A N/A destroy() service
call or host
platform power
cycle
Random
Number
Generation
CTR DRBG Seed 128, 192, 256
bits
N/A N/A From
external
entropy
source
N/A N/A Immediately
after use or host
platform power
cycle
Internal use
CTR DRBG V
Value
128 bits N/A From seed
value
N/A N/A N/A reseed() service
call or host
platform power
cycle
Internal use
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SSP Name /
Type
Strength
Security
Function &
Cert.
Number
Generation
Import /
Export
Establishment Storage18
Zeroisation
Use & related
keys
CTR DRBG Key 128, 192, 256
bits
N/A From DRBG V
value
N/A N/A N/A reseed() service
call or host
platform power
cycle
Internal use
Hash DRBG
Seed
112, 128, 192,
256 bits
N/A N/A From
external
entropy
source
N/A N/A Immediately
after use or host
platform power
cycle
Internal use
Hash DRBG V
Value
112, 128, 192,
256 bits
N/A From seed
value
N/A N/A N/A reseed() service
call or host
platform power
cycle
Internal use
Hash DRBG C
Value
112, 128, 192,
256 bits
N/A From DRBG V
value
N/A N/A N/A reseed() service
call or host
platform power
cycle
Internal use
HMAC DRBG
Seed
112, 128, 192,
256 bits
N/A N/A From
external
entropy
source
N/A N/A Immediately
after use or host
platform power
cycle
Internal use
HMAC DRBG V
Value
112, 128, 192,
256 bits
N/A From seed
value
N/A N/A N/A reseed() service
call or host
platform power
cycle
Internal use
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SSP Name /
Type
Strength
Security
Function &
Cert.
Number
Generation
Import /
Export
Establishment Storage18
Zeroisation
Use & related
keys
HMAC DRBG
Key
112, 128, 192,
256 bits
N/A From DRBG V
value
N/A N/A N/A reseed() service
call or host
platform power
cycle
Internal use
DRBG Output 128, 192, 256
bits
N/A DRBG N/A N/A N/A destroy() service
call or host
platform power
cycle
Used as seed
for
asymmetric
key
generation or
for symmetric
key
generation
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10 Self-Tests
Cryptographic Algorithm Self-Tests (CASTs) are performed prior to the first use of services related to the
test target. CASTs also run periodically on service invocation.
Pairwise Consistency Tests (PCTs) are performed on the corresponding key pairs.
10.1 Pre-Operational Self-Tests
Each time the module is powered up, it performs the pre-operational self-tests to confirm that sensitive
data has not been damaged.
The pre-operational tests include the software integrity test, which verifies the module using HMAC-
SHA-256. Pre-operational tests also include the HMAC and SHS CASTs that are run prior to the software
integrity test to ensure the correctness of the HMAC used. Pre-operational self-tests are available on
demand by power cycling the module.
10.2 Conditional Self-Tests
The module performs conditional self-tests when the conditions specified for cryptographic algorithm
self-test and pair-wise consistency tests occur. The self-tests implemented are specified below.
Table 17 – Conditional Algorithm Self-Tests
Test Target Description
AES ECB Encryption KAT (128 bits)
AES ECB Decryption KAT (128 bits)
AES CCM Encryption KAT (128 bits)
AES CCM Decryption KAT (128 bits)
AES CMAC Generation KAT (128 bits)
AES CMAC Verification KAT (128 bits)
AES GCM Encrypt KAT (128 bits)
AES GCM Decrypt KAT (128 bits)
HASH DRBG SHA2-256 KAT (Health Tests: Generate, Reseed, Instantiate
functions per Section 11.3 of SP 800-90Ar1)
HMAC DRBG HMAC-SHA2-256 KAT (Health Tests: Generate, Reseed, Instantiate
functions per Section 11.3 of SP 800-90Ar1)
CTR DRBG AES CTR 256 bits KAT (Health Tests: Generate, Reseed, Instantiate
functions per Section 11.3 of SP 800-90Ar1)
DSA Signature Generation KAT (2048 bits)
DSA Signature Verification KAT (2048 bits)
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Test Target Description
ECDSA Signature Generation KAT (P-256)
ECDSA Signature Verification KAT (P-256)
HMAC-SHA2-256 HMAC-SHA2-256 KAT
HMAC-SHA2-512 HMAC-SHA2-512 KAT
HMAC-SHA3-256 HMAC-SHA3-256 KAT
KAS-ECC Primitive “Z” Computation KAT (P-256)
KAS-ECC Primitive “Z” Computation KAT (B-233)
KAS-FFC Primitive “Z” Computation KAT (ffdhe2048)
KBKDF KBKDF KAT (Counter, Feedback, Double Pipeline)
KDA OneStep KDA OneStep KAT
KDA TwoStep KDA TwoStep KAT
PBKDF PBKDF KAT (HMAC-SHA2-256)
RSA Signature Generation KAT (2048 bits)
RSA Signature Verification KAT (2048 bits)
RSA Encryption RSA Encryption KAT SP 800-56Br2 (2048 bits)
RSA Decryption RSA Decryption KAT SP 800-56Br2 (2048 bits)
SHA-1 SHA-1 KAT
SHA2-256 SHA2-256 KAT
SHA2-512 SHA2-512 KAT
SHA-3 SHA-3 KAT (cSHAKE-128)
SHAKE256 SHAKE256 KAT
ANS 9.63 KDF ANS 9.63 KDF KAT
IKEv2 KDF IKEv2 KDF KAT
SNMP KDF SNMP KDF KAT
SRTP KDF SRTP KDF KAT
SSH KDF SSH KDF KAT
TLS 1.0 KDF TLS 1.0 KDF KAT
TLS 1.1 KDF TLS 1.1 KDF KAT
TLS 1.2 KDF TLS 1.2 KDF KAT
Table 18 – Pairwise Consistency Tests
Test Target Description
DH DH Pairwise Consistency Test
DSA DSA Pairwise Consistency Test
EC DH EC DH Pairwise Consistency Test
ECDSA ECDSA Pairwise Consistency Test
RSA RSA Pairwise Consistency Test
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10.3 Error States
If any of the above-mentioned self-tests fail, the module enters an error state called “Hard Error” state.
Upon entering the error state, the module outputs status by way of an exception. An example exception
for AES Encryption failure is:
“Failed self-test on encryption: AES”
The module can be recovered by power cycling, which results in execution of pre-operational self-tests
and conditional cryptographic algorithm self-tests. If the tests pass, then the module will be available for
use.
10.4 Operator Initiation of Self-Tests
Each time the module is powered up, it runs the pre-operational tests to ensure that the integrity of the
module has been maintained. Pre-operational self-tests are available on demand by power cycling the
module. Initial CAST self-tests are available on demand by power cycling the module and then invoking
the service related to the test target.
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11 Life-Cycle Assurance
11.1 Installation, Initialization, and Startup Procedures
The module exists as part of the running JVM, and as such:
• Secure installation of the module requires the use of the unchanged jar to be loaded into a JVM
via either the class-path or the module-path as appropriate to the JVM and its usage.
• Initialization of the module will occur on startup of the module by the JVM. The user can trigger
initialization by attempting to invoke any service in the module or simply calling
FipsStatus.isReady() which will only return true if the module has been successfully initialized.
• Once the JVM has loaded the module and the module has been initialized, the startup phase is
over, and the module is able to provide services.
• Operation of the module consists of calling the various APIs providing services. The module code
will make use of the current thread for performing any required CASTs and health tests and then
provide a service object to the user, capable of performing the requested service.
A User Guide is provided to operators of the module.
11.2 Basic Guidance
The JAR file representing the module needs to be installed in a JVM's class path in a manner appropriate
to its use in applications running on the JVM.
Functionality in the module is provided in two ways. At the lowest level there are distinct classes that
provide access to the approved and non-approved services provided by the module. A more abstract
level of access can also be gained by using strings providing operation names passed into the module's
Java cryptography provider through the APIs described in the Java Cryptography Architecture (JCA) and
the Java Cryptography Extension (JCE).
When the module is used in approved mode, classes providing implementations of algorithms that are
not approved or allowed are explicitly disabled.
SSPs such as private and secret keys implement the Destroyable interface. Where appropriate these
SSPs can be zeroized on demand by invoking the destroy() method. The return of the destroy() method
indicates that the zeroization is complete.
11.3 Use of the JVM with a Java SecurityManager
If the underlying JVM is running with a Java SecurityManager installed, the module will be running in
approved mode with secret and private key export disabled.
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11.3.1 Additional Enforcement with a Java SecurityManager
In the presence of a Java SecurityManager approved mode services specific to a context, such as DSA
and ECDSA for use in TLS, require specific policy permissions to be configured in the JVM configuration
by the Cryptographic Officer or User. The SecurityManager can also be used to restrict the ability of
particular code bases to examine CSPs.
In the absence of a Java SecurityManager specific services related to protocols such as TLS are available,
however must only be used in relation to those protocols.
11.3.2 Permissions for Java SecurityManager
Use of the module with a Java SecurityManager requires the setting of some basic permissions to allow
the module HMAC-SHA-256 software integrity test to take place as well as to allow the module itself to
examine secret and private keys. The basic permissions required for the module to operate correctly
with a Java SecurityManager are indicated by the Required column of Table 19.
Table 19 - Available Java Permissions for SecurityManager
Permission Settings Required Usage
RuntimePermission getProtectionDomain Yes Allows checksum to be carried out
on JAR.
RuntimePermission accessDeclaredMembers Yes Allows use of reflection API within
the provider.
PropertyPermission java.runtime.name,
read
No Only if configuration properties are
used.
SecurityPermission putProviderProperty.BCFIPS No Only if provider installed during
execution.
CryptoServicesPermission unapprovedModeEnabled No Only if non-approved mode
algorithms required.
CryptoServicesPermission changeToApprovedModeEnabled No Only if threads allowed to change
modes.
CryptoServicesPermission exportSecretKey No To allow export of secret keys only.
CryptoServicesPermission exportPrivateKey No To allow export of private keys only.
CryptoServicesPermission exportKeys Yes Required to be applied for the
module itself. Optional for any other
codebase.
CryptoServicesPermission tlsNullDigestEnabled No Only required for TLS digest
calculations.
CryptoServicesPermission tlsPKCS15KeyWrapEnabled No Only required if TLS is used with RSA
encryption.
CryptoServicesPermission tlsAlgorithmsEnabled No Enables both NullDigest and
PKCS15KeyWrap.
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Permission Settings Required Usage
CryptoServicesPermission defaultRandomConfig No Allows setting of default
SecureRandom.
CryptoServicesPermission threadLocalConfig No Required to set a thread local
property in the
CryptoServicesRegistrar.
CryptoServicesPermission globalConfig No Required to set a global property in
the CryptoServicesRegistrar.
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11.4 Design and Rules
The module design corresponds to the module security rules. This section documents the security rules
enforced by the cryptographic module to implement the security requirements of this FIPS 140-3 Level 1
module.
1. The module provides two distinct operator roles: User and Cryptographic Officer.
2. The module does not provide authentication.
3. The operator may command the module to perform the self-tests by cycling power or resetting
the module.
4. Self-tests do not require any operator action.
5. Data output is inhibited during self-tests, zeroization, and error states. Output related to keys
and their use is inhibited until the key concerned has been fully generated.
6. Status information does not contain CSPs or sensitive data that if misused could lead to a
compromise of the module.
7. There are no restrictions on which keys or CSPs are zeroized by the zeroization service.
8. The module does not support concurrent operators.
9. The module does not have any external input/output devices used for entry/output of data.
10. The module does not enter or output plaintext CSPs from the module’s physical boundary.
11. The module does not output intermediate key values.
11.4.1 Mode of Operation Rules
When the module is used within the context of Java Security Manager or the system/security property
org.bouncycastle.fips.approved_only is set to true, the module will start in approved mode and non-
approved services are not accessible in this mode. When the module is not used within the context of
Java Security Manager, the module will start in non-approved mode by default. Refer to Security Policy
Section 2.4 for additional details.
11.4.1.1 From Non-Approved Mode to Approved Mode
The transition from non-approved mode to approved mode is a combination of granted permission (a)
and request to change mode (b):
a) org.bouncycastle.crypto.CryptoServicesPermission “changeToApprovedModeEnabled”
b) CryptoServicesRegistrar.setApprovedMode(true)
The CSPs made available in non-approved mode will not be accessible once the thread transitions into
approved mode. The CSPs generated using the non-approved mode cannot be passed or shared with
algorithms operating in approved mode, and vice-versa. This is done by an indicator within the class
(object) instantiating the key that the key was created in an approved mode or non-approved mode.
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Any attempt by a thread within the module to use the key in an opposite mode will result in an
exception being generated by the module. For example, if an RSA private key has been created in either
approved or non-approved mode, then any request to access that key will first need to confirm if the
thread making the request is in the same mode.
11.4.1.2 From Approved Mode to Non-Approved Mode
The module cannot transition from approved mode to non-approved mode. To initiate the module in
non-approved mode, either it should not be used in the context of Java Security Manager, or the module
should have the permission org.bouncycastle.crypto.CryptoServicesPermission unapprovedModeEnabled
granted by the Java Security Manager
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11.5 Vulnerabilities
Vulnerabilities found in the module will be reported on the National Vulnerability Database, located at
the following link: https://nvd.nist.gov/
Researchers and users are encouraged to report any security related concerns to
support@safelogic.com.
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12 Mitigation of Other Attacks
The module implements basic protections to mitigate against timing-based attacks against its internal
implementations. There are two countermeasures used.
The first countermeasure is Constant Time Comparisons, which protect the digest and integrity
algorithms by strictly avoiding “fast fail” comparison of MACs, signatures, and digests so the time taken
to compare a MAC, signature, or digest is constant regardless of whether the comparison passes or fails.
The second countermeasure is made up of Numeric Blinding and decryption/signing verification which
both protect the RSA algorithm.
Numeric Blinding prevents timing attacks against RSA decryption and signing by providing a random
input into the operation which is subsequently eliminated when the result is produced. The random
input makes it impossible for a third party observing the private key operation to attempt a timing
attack on the operation as they do not have knowledge of the random input and consequently the time
taken for the operation tells them nothing about the private value of the RSA key.
Decryption/signing verification is carried out by calculating a primitive encryption or signature
verification operation after a corresponding decryption or signing operation before the result of the
decryption or signing operation is returned. The purpose of this is to protect against Lenstra's CRT attack
by verifying the correctness of the private key calculations involved. Lenstra's CRT attack takes
advantage of undetected errors in the use of RSA private keys with CRT values and, if exploitable, can be
used to discover the private value of the RSA key.
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Appendix: References and Acronyms
The following standards are referred to in this Security Policy.
Table 20 - References
Abbreviation Full Specification Name
ANSI X9.31 X9.31-1998, Digital Signatures using Reversible Public Key Cryptography for the
Financial Services Industry (rDSA), September 9, 1998
FIPS 140-3 Security Requirements for Cryptographic modules, March 22, 2019
FIPS 180-4 Secure Hash Standard (SHS)
FIPS 186-2 Digital Signature Standard (DSS)
FIPS 186-4 Digital Signature Standard (DSS)
FIPS 197 Advanced Encryption Standard
FIPS 198-1 The Keyed-Hash Message Authentication Code (HMAC)
FIPS 202 SHA-3 Standard: Permutation-Based Hash and Extendable-Output Functions
IG Implementation Guidance for FIPS PUB 140-3 and the Cryptographic Module Validation
Program
PKCS#1 v2.1 RSA Cryptography Standard
PKCS#5 Password-Based Cryptography Standard
PKCS#12 Personal Information Exchange Syntax Standard -Recommendation for the Triple Data
Encryption Algorithm (TDEA) Block Cipher
SP 800-38A Recommendation for Block Cipher Modes of Operation: Three Variants of Ciphertext
Stealing for CBC Mode
SP 800-38B Recommendation for Block Cipher Modes of Operation: The CMAC Mode for
Authentication
SP 800-38C Recommendation for Block Cipher Modes of Operation: The CCM Mode for
Authentication and Confidentiality
SP 800-38D Recommendation for Block Cipher Modes of Operation: Galois/Counter Mode (GCM)
and GMAC
SP 800-38F Recommendation for Block Cipher Modes of Operation: Methods for Key Wrapping
SP 800-38G Recommendation for Block Cipher Modes of Operation: Methods for Format-
Preserving Encryption
SP 800-56Ar3 Recommendation for Pair-Wise Key Establishment Schemes Using Discrete Logarithm
Cryptography
SP 800-56Br2 Recommendation for Pair-Wise Key Establishment Schemes Using Integer Factorization
Cryptography
SP 800-56Cr2 Recommendation for Key Derivation through Extraction-then-Expansion
SP 800-67r2 Recommendation for the Triple Data Encryption Algorithm (TDEA) Block Cipher
SP 800-89 Recommendation for Obtaining Assurances for Digital Signature Applications
SP 800-90A Recommendation for Random Number Generation Using Deterministic Random Bit
Generators
SP 800-90B Recommendation for the Entropy Sources Used for Random Bit Generation
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Abbreviation Full Specification Name
SP 800-108r1 Recommendation for Key Derivation Using Pseudorandom Functions
SP 800-131A Transitioning the Use of Cryptographic Algorithms and Key Lengths
SP 800-132 Recommendation for Password-Based Key Derivation
SP 800-133r2 Recommendation for Cryptographic Key Generation
SP 800-135r1 Recommendation for Existing Application – Specific Key Derivation Functions
SP 800-185 SHA-3 Derived Functions: cSHAKE, KMAC, TupleHash, and ParallelHash
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The following acronyms are used in this Security Policy.
Table 21 - Acronyms
Acronym Definition
AES Advanced Encryption Standard
API Application Programming Interface
CAST Cryptographic Algorithm Self-Test
CBC Cipher-Block Chaining
CCM Counter with CBC-MAC
CCCS Canadian Centre for Cyber Security
CDH Computational Diffie-Hellman
CFB Cipher Feedback Mode
CMAC Cipher-based Message Authentication Code
CMVP Cryptographic Module Validation Program
CO Cryptographic Officer
CPU Central Processing Unit
CS Ciphertext Stealing
CSP Critical Security Parameter
CTR Counter Mode
CVL Component Validation List
DES Data Encryption Standard
DH Diffie-Hellman
DRAM Dynamic Random Access Memory
DRBG Deterministic Random Bit Generator
DSA Digital Signature Algorithm
DSTU4145 Ukrainian DSTU-4145-2002 Elliptic Curve Scheme
EC Elliptic Curve
ECB Electronic Code Book
ECC Elliptic Curve Cryptography
ECDSA Elliptic Curve Digital Signature Algorithm
EdDSA Edwards Curve DSA using Ed25519, Ed448
EMC Electromagnetic Compatibility
EMI Electromagnetic Interference
FIPS Federal Information Processing Standard
GCM Galois/Counter Mode
GMAC Galois Message Authentication Code
GOST Gosudarstvennyi Standard Soyuza SSR/Government Standard of the Union of Soviet Socialist
Republics
GPC General Purpose Computer
HMAC (Keyed) Hashed Message Authentication Code
IG Implementation Guidance, see References
IV Initialization Vector
JAR Java ARchive
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Acronym Definition
JCA Java Cryptography Architecture
JCE Java Cryptography Extension
JDK Java Development Kit
JRE Java Runtime Environment
JVM Java Virtual Machine
KAS Key Agreement Scheme
KAT Known Answer Test
KDF Key Derivation Function
KW Key Wrap
KWP Key Wrap with Padding
KMAC KECCAK Message Authentication Code
MAC Message Authentication Code
MD5 Message Digest algorithm MD5
N/A Not Applicable
OCB Offset Codebook Mode
OFB Output Feedback
OS Operating System
PBKDF Password-Based Key Derivation Function
PKCS Public Key Cryptography Standards
PQG Diffie-Hellman Parameters P, Q and G
RC Rivest Cipher, Ron’s Code
RIPEMD RACE Integrity Primitives Evaluation Message Digest
RSA Rivest Shamir Adleman
SHA Secure Hash Algorithm
SSP Sensitive Security Parameter
TLS Transport Layer Security
USB Universal Serial Bus
XDH Edwards Curve Diffie-Hellman using X25519, X448
XOF Extendable-Output Function