VMware's Linux Cryptographic Module Software Version: 2.0 FIPS 140-2 Non-Proprietary Security Policy FIPS Security Level: 1 Document Version: 0.5 VMware, Inc. 3401 Hillview Ave Palo Alto, CA 94304, USA Tel: 877-486-9273 Email: info@vmware.com http://www.vmware.com Security Policy, Version 0.5 VMware's Linux Cryptographic Module 2.0 January 02, 2019 Page 2 of 19 © 2019 VMware, Inc. This document may be freely reproduced and distributed whole and intact including this copyright notice. TABLE OF CONTENTS 1 Introduction .................................................................................................................................................. 4 1.1 Purpose.........................................................................................................................................................4 1.2 Reference .....................................................................................................................................................4 1.3 Document Organization ...............................................................................................................................4 2 VMware’s Linux Cryptographic Module......................................................................................................... 5 2.1 NSX for vSphere............................................................................................................................................5 2.1.1 NSX Components .....................................................................................................................................5 2.1.2 NSX Management Plane ..........................................................................................................................6 2.1.3 NSX Control Plane....................................................................................................................................6 2.1.4 NSX Edge..................................................................................................................................................6 2.1.5 VMware’s Linux Cryptographic Module ..................................................................................................6 2.2 Module Specification....................................................................................................................................7 2.2.1 Physical Cryptographic Boundary ............................................................................................................8 2.2.2 Logical Cryptographic Boundary..............................................................................................................9 2.3 Module Interfaces ......................................................................................................................................11 2.4 Roles and Services ......................................................................................................................................12 2.4.1 Crypto Officer and User Roles................................................................................................................12 2.5 Physical Security.........................................................................................................................................13 2.6 Operational Environment...........................................................................................................................13 2.7 Cryptographic Key Management ...............................................................................................................14 2.8 Self-Tests ....................................................................................................................................................15 2.8.1 Power-Up Self-Tests...............................................................................................................................15 2.8.2 Conditional Self-Tests ............................................................................................................................15 2.9 Mitigation of Other Attacks .......................................................................................................................15 3 Secure Operation ........................................................................................................................................ 16 3.1 Crypto Officer Guidance .............................................................................................................................16 3.1.1 Initial Setup............................................................................................................................................16 3.1.2 Secure Installation .................................................................................................................................16 3.1.3 VMware’s Linux Cryptographic Module Secure Operation ...................................................................17 3.2 User Guidance ............................................................................................................................................17 4 Acronyms .................................................................................................................................................... 18 Security Policy, Version 0.5 VMware's Linux Cryptographic Module 2.0 January 02, 2019 Page 3 of 19 © 2019 VMware, Inc. This document may be freely reproduced and distributed whole and intact including this copyright notice. LIST OF FIGURES Figure 1 – NSX Components......................................................................................................................5 Figure 2 – Hardware Block Diagram .........................................................................................................9 Figure 3 – Module’s Logical Cryptographic Boundary .........................................................................10 LIST OF TABLES Table 1 – Security Level Per FIPS 140-2 Section .....................................................................................7 Table 2 – FIPS-Approved Algorithm Implementations..........................................................................11 Table 3 – Non-Approved Algorithms and Services ...............................................................................11 Table 4 – FIPS 140-2 Logical Interface Mapping....................................................................................12 Table 5 – Crypto Officer and Users Services .........................................................................................12 Table 6 – List of Cryptographic Keys, Key Components, and CSPs...................................................14 Table 7 – Acronyms ..................................................................................................................................18 Security Policy, Version 0.5 VMware's Linux Cryptographic Module 2.0 January 02, 2019 Page 4 of 19 © 2019 VMware, Inc. This document may be freely reproduced and distributed whole and intact including this copyright notice. 1 INTRODUCTION 1.1 Purpose This is a non-proprietary Cryptographic Module Security Policy for the VMware's Linux Cryptographic Module from VMware, Inc. This Security Policy describes how the VMware's Linux Cryptographic Module meets the security requirements of Federal Information Processing Standards (FIPS) Publication 140-2, which details the U.S. and Canadian Government requirements for cryptographic modules. More information about the FIPS 140-2 standard and validation program is available on the National Institute of Standards and Technology (NIST) and the Communications Security Establishment (CSE) Cryptographic Module Validation Program (CMVP) website at https://csrc.nist.gov/projects/cryptographic-module- validation-program. This document also describes how to run the composite module in a secure FIPS-Approved mode of operation. This policy was prepared as part of the Level 1 FIPS 140-2 validation of the module. The VMware's Linux Cryptographic Module is also referred to in this document as “the module”. 1.2 Reference This document deals only with operations and capabilities of the composite module in the technical terms of a FIPS 140-2 cryptographic module security policy. More information is available on the module from the following sources: • The VMware website (http://www.vmware.com) contains information on the full line of products from VMware. • The CMVP website (https://csrc.nist.gov/Projects/Cryptographic-Module-Validation- Program/Validated-Modules/Search) contains options to get contact information for individuals to answer technical or sales-related questions for the module. 1.3 Document Organization The Security Policy document is one document in a FIPS 140-2 Submission Package. In addition to this document, the Submission Package contains: • Vendor Evidence document • Finite State Model document • Other supporting documentation as additional references With the exception of this Non-Proprietary Security Policy, the FIPS 140-2 Submission Package is proprietary to VMware and is releasable only under appropriate non-disclosure agreements. For access to these documents, please contact VMware. Security Policy, Version 0.5 VMware's Linux Cryptographic Module 2.0 January 02, 2019 Page 5 of 19 © 2019 VMware, Inc. This document may be freely reproduced and distributed whole and intact including this copyright notice. 2 VMWARE’S LINUX CRYPTOGRAPHIC MODULE 2.1 NSX for vSphere VMware, Inc. is a global leader in virtualization and cloud infrastructure, delivering customer-proven solutions that accelerate Information Technology (IT) by reducing complexity and enabling more flexible, agile service delivery. VMware enables enterprises to adopt a cloud model that addresses their unique business challenges. VMware’s approach accelerates the transition to cloud computing while preserving existing investments and improving security and control. VMware’s Software Defined Data Center (SDDC) architecture is now extending virtualization technologies across the entire physical data center infrastructure. VMware NSX®, the network virtualization platform, is a key product in the SDDC architecture. With NSX, virtualization delivers for networking what it has already delivered for compute and storage. In much the same way that server virtualization programmatically creates, snapshots, deletes and restores software-based virtual machines (VMs), NSX network virtualization programmatically creates, snapshots, deletes, and restores software-based virtual networks. The result is a completely transformative approach to networking that not only enables data center managers to achieve orders of magnitude better agility and economics, but also allows for a vastly simplified operational model for the underlying physical network. With the ability to be deployed on any IP network, including both existing traditional networking models and next-generation fabric architectures from any vendor, NSX is a completely non-disruptive solution. In fact, with NSX, the physical network infrastructure you already have is all you need to deploy a software-defined data center. 2.1.1 NSX Components This section describes the components of the NSX solution. Figure 1 – NSX Components Security Policy, Version 0.5 VMware's Linux Cryptographic Module 2.0 January 02, 2019 Page 6 of 19 © 2019 VMware, Inc. This document may be freely reproduced and distributed whole and intact including this copyright notice. Note that a cloud management platform (CMP) is not a component of NSX, but NSX provides integration into virtually any CMP via the REST API and out-of-the-box integration with VMware CMPs. 2.1.2 NSX Management Plane The NSX management plane is built by the NSX Manager, the centralized network management component of NSX. It provides the single point of configuration and REST API entry-points. The NSX Manager is installed as a virtual appliance on any ESX™ host in your vCenter Server environment. NSX Manager and vCenter have a one-to-one relationship. For every instance of NSX Manager, there is one vCenter Server. This is true even in a cross-vCenter NSX environment. In a cross-vCenter NSX environment, there is both a primary NSX Manager and one or more secondary NSX Managers. The primary NSX Manager allows you to create and manage universal logical switches, universal logical (distributed) routers and universal firewall rules. Secondary NSX Managers are used to manage networking services that are local to that specific NSX Manager. There can be up to seven secondary NSX Managers associated with the primary NSX Manager in a cross-vCenter NSX environment. 2.1.3 NSX Control Plane The NSX control plane runs in the NSX Controller cluster. NSX Controller is an advanced distributed state management system that provides control plane functions for NSX logical switching and routing functions. It is the central control point for all logical switches within a network and maintains information about all hosts, logical switches (VXLANs), and distributed logical routers. The controller cluster is responsible for managing the distributed switching and routing modules in the hypervisors. The controller does not have any dataplane traffic passing through it. 2.1.4 NSX Edge An integral part of the NSX solution is the ability to build an agile and trusted private cloud infrastructure as part of a virtual datacenter. It may be configured as an edge services gateway (ESG) or as a distributed logical router (DLR). In both configurations NSX Edge provides a wide range of services, including a highly available stateful inspection firewall, IPsec1 site-to-site VPN2, a server-load balancer, NAT3, and network services such as static routing, DHCP4 and DNS5. VPNs are essential for site-to-site communication over a shared network. NSX Edge protects the confidentiality of all data transmitted across virtual data center perimeters to remote sites using two VPN protocols: TLS6 and the secure IPSec protocol. Both protocols provide the authentication and encryption of packets flowing between a remote site and the Edge-protected virtual data center for protected remote access. 2.1.5 VMware’s Linux Cryptographic Module Powering IPsec encryption and integrity in NSX Edge and NSX Controller is the VMware's Linux Cryptographic Module. The Tunnel mode of the Encapsulating Security Payload (ESP) protocol performed by an IPsec Service kernel stack, such as NETKEY, utilizes the VMware's Linux Cryptographic Module to 1 IPsec – Internet Protocol Security 2 VPN – Virtual Private Network 3 NAT – Network Address Translation 4 DHCP – Dynamic Host Configuration Protocol 5 DNS – Domain Name System 6 TLS – Transport Layer Security Security Policy, Version 0.5 VMware's Linux Cryptographic Module 2.0 January 02, 2019 Page 7 of 19 © 2019 VMware, Inc. This document may be freely reproduced and distributed whole and intact including this copyright notice. encrypt, decrypt, and perform integrity checks on data entering and exiting the NSX Edge virtual appliance. The VMware's Linux Cryptographic Module is a software cryptographic module located in the kernel space of the NSX Edge and NSX Controller virtual appliances. The module contains a set of cryptographic functions available to an IPSec kernel stack via a well-defined Application Programming Interface (API). These functions facilitate the secure transfer of information between: • VMware’s NSX Edge Security Appliance and a remote peer attempting to connect to an Edge- protected network. • Cluster intercommunication between NSX Controllers The module includes implementations of the following FIPS-Approved security functions: • Encryption and decryption using AES7 • Hashing functions using SHA9 & HMAC10 SHA The VMware’s Linux Cryptographic Module is validated at the FIPS 140-2 Section levels shown in Table 1: Table 1 – Security Level Per FIPS 140-2 Section Section Section Title Level 1 Cryptographic Module Specification 1 2 Cryptographic Module Ports and Interfaces 1 3 Roles, Services, and Authentication 1 4 Finite State Model 1 5 Physical Security N/A11 6 Operational Environment 1 7 Cryptographic Key Management 1 8 EMI/EMC12 1 9 Self-tests 1 10 Design Assurance 1 11 Mitigation of Other Attacks N/A 2.2 Module Specification The VMware’s Linux Cryptographic Module is a software cryptographic module with a multiple-chip standalone embodiment. The overall security level of the module is 1. The module was tested and found to be FIPS 140-2 compliant on a Dell PowerEdge T620 Server running an Intel Xeon E5 processor, executing VMware vSphere Hypervisor (ESXi) 6.0 using the supported OS list below. The composite module is composed of 2 components: • VMware’s Linux Cryptographic Module – Cryptographic algorithm implementations located in the kernel-level of the OS versions listed below. These implementations are leveraged by the IPsec Service implementation located in the user-space in order to perform an IPsec tunnel. o NSX Edge 6.3.0 OS (AKA NSX Edge 3.14 OS) 7 AES – Advanced Encryption Standard 9 SHA – Secure Hash Algorithm 10 HMAC – (Keyed) Hash Message Authentication Code 11 N/A – Not Applicable 12 EMI/EMC – Electromagnetic Interference/Electromagnetic Compatibility Security Policy, Version 0.5 VMware's Linux Cryptographic Module 2.0 January 02, 2019 Page 8 of 19 © 2019 VMware, Inc. This document may be freely reproduced and distributed whole and intact including this copyright notice. o NSX Controller 6.3.0 OS (AKA NSX Controller 12.04 OS) o NSX OS 4.4 (AKA BLUX 4.4) o PhotonOS 1.0 o PhotonOS 2.0 • OpenSSL command line utility – Integrity mechanism located in the User space of the supported OS versions. This mechanism coordinates the integrity check on itself as well as the entire supported OS kernels, which includes the VMware's Linux Cryptographic Module. The mechanism leverages the HMAC SHA-512 algorithm implemented in the FIPS validated VMware OpenSSL FIPS Object Module. The following component (a bound module) needs to be installed for the VMware’s Linux Cryptographic Module to operate: • VMware OpenSSL FIPS Object Module (FIPS Certificate #2839) – The VMware OpenSSL FIPS Object Module is a bound FIPS validated cryptographic module located in the User space of the supported OS versions. The OpenSSL command line utility leverages the HMAC SHA-512 implementation of the VMware OpenSSL FIPS Object Module in order to perform an integrity check on the entire supported OS kernels. Further, VMware, Inc. affirms that the VMware’s Linux Cryptographic Module runs in its configured, Approved mode of operation on the following binary compatible platforms executing VMware vSphere Hypervisor (ESXi) 6.0, 6.5, and 6.7: • A general-purpose computing platform with an AMD Opteron x86 Processor executing VMware NSX for supported OS versions. • A general-purpose computing platform with an Intel Core i3, Core i5, Core i7, or Xeon Processor executing VMware NSX for the supported OS versions. • A cloud computing environment composed of the above general-purpose platform executing VMware NSX or a VMware cloud solution that is executing VMware NSX. In addition to its full AES software implementations, the VMware’s Linux Cryptographic Module is capable of leveraging the AES-NI13 instruction set of supported Intel processors in order to accelerate AES calculations. Because the VMware’s Linux Cryptographic Module is defined as a software cryptographic module, it possesses both a physical cryptographic boundary and a logical cryptographic boundary. 2.2.1 Physical Cryptographic Boundary As a software module, the module must rely on the physical characteristics of the host system. The physical boundary of the cryptographic module is defined by the hard enclosure around the host system on which it runs. The module supports the physical interfaces of the Dell PowerEdge T620 Server. These interfaces include the integrated circuits of the system board, processor, RAM, hard disk, device case, power supply, and fans. See Figure 2 below for a block diagram of the Dell PowerEdge T620 Server. 13 AES-NI – Advanced Encryption Standard-New Instructions Security Policy, Version 0.5 VMware's Linux Cryptographic Module 2.0 January 02, 2019 Page 9 of 19 © 2019 VMware, Inc. This document may be freely reproduced and distributed whole and intact including this copyright notice. Figure 2 – Hardware Block Diagram 2.2.2 Logical Cryptographic Boundary Figure 3 depicts the logical cryptographic boundary for the composite module which surrounds the VMware’s Linux Cryptographic Module and the OpenSSL command line utility. The FIPS 140-2 validated VMware OpenSSL Cryptographic Module is a bound module that provides its HMAC SHA-512 algorithm implementation to perform the module’s integrity test. The colored arrows indicate the logical information flows into and out of the module. The module is shown exchanging data with the Linux native NETKEY Stack which is also located in the kernel space of the operating system. The IPSec Service in the user space of the operating system makes system calls to the Linux native NETKEY Stack. Security Policy, Version 0.5 VMware's Linux Cryptographic Module 2.0 January 02, 2019 Page 10 of 19 © 2019 VMware, Inc. This document may be freely reproduced and distributed whole and intact including this copyright notice. Data Input Data Output Control Input Status Output System Calls Logical Cryptographic Boundary Figure 3 – Module’s Logical Cryptographic Boundary The module implements the FIPS-Approved algorithms listed in Table 2 below. VMware OpenSSL Module cmd-line utility NETKEY Stack VMware’s Linux Cryptographic Module User Space Kernel Space IPSec Service Security Policy, Version 0.5 VMware's Linux Cryptographic Module 2.0 January 02, 2019 Page 11 of 19 © 2019 VMware, Inc. This document may be freely reproduced and distributed whole and intact including this copyright notice. Table 2 – FIPS-Approved Algorithm Implementations Algorithm Certificate Number With AES-Ni In Software AES in ECB and CBC mode (encryption/decryption) with 128, 192, and 256-bit keys 4133 4133 SHA-1, SHA-224, SHA-256, SHA-384, and SHA-512 3402 HMAC with SHA-1, SHA-224, SHA-256, SHA-384, and SHA-512 2705 When used for the integrity check of the module, the VMware OpenSSL Cryptographic Module provides the following Approved functions: • HMAC with SHA-512 (Cert #2710) The key establishment methodology for the algorithms used in this module is outside of the composite module’s cryptographic boundary. The composite module employs non-compliant algorithms and associated services, which are not allowed for use in a FIPS-Approved mode of operation. Their use will result in the module operating in a non- Approved mode. Please refer to Table 3 below for the list of non-Approved algorithms and associated services. Table 3 – Non-Approved Algorithms and Services Service CSP and Type of Access Encryption (Non-Compliant) AES XTS Key (Non-Compliant) Triple-DES (Non-Compliant) DES Decryption (Non-Compliant) AES XTS Key (Non-Compliant) Triple-DES (Non-Compliant) DES 2.3 Module Interfaces The module’s logical interfaces exist at a low level in the software as an API. Both the API and physical interfaces can be categorized into the following interfaces defined by FIPS 140-2: • Data input • Data output • Control input • Status output • Power input As a software module, the module’s manual controls, physical indicators, and physical and electrical characteristics are those of the host platform. A mapping of the FIPS 140-2 logical interfaces, the physical interfaces, and the module interfaces can be found in Table 4 below. Security Policy, Version 0.5 VMware's Linux Cryptographic Module 2.0 January 02, 2019 Page 12 of 19 © 2019 VMware, Inc. This document may be freely reproduced and distributed whole and intact including this copyright notice. Table 4 – FIPS 140-2 Logical Interface Mapping FIPS Interface Physical Interface Level Data Input Network port, Serial port, USB port, SCSI/SATA Controller The function calls that accept input data for processing through their arguments. Data Output Network port, Serial port, USB port, SCSI/SATA Controller The function calls that return by means of their return codes or argument generated or processed data back to the caller. Control Input Network port, Serial port, USB port, Power button The function calls that are used to initialize and control the operation of the module. Status Output Network port, Serial port, USB port, Graphics controller Return values for function calls; Module generated error messages. Power Input AC Power socket Not applicable. 2.4 Roles and Services There are two roles in the module (as required by FIPS 140-2) that operators may assume: a Cryptographic Officer (CO) role and a User role. Roles are assumed implicitly through the execution of either a CO or User service. The module does not support an authentication mechanism. Each role and their corresponding services are detailed in the sections below. Please note that the keys and Critical Security Parameters (CSPs) listed in Table 5 below indicates the types of access required using the following notation: • R – Read: The CSP is read. • W – Write: The CSP is established, generated, modified, or zeroized. • X – Execute: The CSP is used within an FIPS-Approved or Allowed security function or authentication mechanism. 2.4.1 Crypto Officer and User Roles The CO and User roles share many services, including encryption, decryption, and random number generation services. The CO performs installation and initialization, show status, self-tests on demand, and key zeroization services. Table 5 below describes the CO and User services and Table 3 describes the Non-Approved CO & User services. Table 5 – Crypto Officer and User Services Role Service Description CSP and Type of Access CO, User Encryption Encrypt plaintext using supplied key and algorithm specification AES Key – RX CO, User Decryption Decrypt ciphertext using supplied key and algorithm specification AES Key – RX CO, User Hash generation Compute and return a message digest using SHA algorithm None CO, User Message Authentication Code generation Compute and return a hashed message authentication code HMAC Key - RX CO Installation and initialization of the module Installation and initialization of the module following the Secure Operation section of the Security Policy None Security Policy, Version 0.5 VMware's Linux Cryptographic Module 2.0 January 02, 2019 Page 13 of 19 © 2019 VMware, Inc. This document may be freely reproduced and distributed whole and intact including this copyright notice. CO Show status Returns the current mode of operation of the module None CO Run Self-tests on demand Runs Self-tests on demand during module operation None CO Key zeroization Zeroizes keys None 2.5 Physical Security The VMware’s Linux Cryptographic Module is a software module, which FIPS defines as a multiple-chip standalone cryptographic module. As such, it does not include physical security mechanisms. Thus, the FIPS 140-2 requirements for physical security are not applicable. 2.6 Operational Environment The module was tested and found to be compliant with FIPS 140-2 requirements on a Dell PowerEdge T620 Server with an Intel Xeon E5-2440 processor running VMware vSphere Hypervisor (ESXi) 6.0 and the supported OS versions mentioned in Section 2.2. All cryptographic keys and CSPs are under the control of the OS, which protects its CSPs against unauthorized disclosure, modification, and substitution. The module only allows access to CSPs through its well-defined API. Security Policy, Version 0.5 VMware's Linux Cryptographic Module 2.0 January 02, 2019 Page 14 of 19 © 2019 VMware, Inc. This document may be freely reproduced and distributed whole and intact including this copyright notice. 2.7 Cryptographic Key Management The module supports the CSPs listed below in Table 6. Table 6 – List of Cryptographic Keys, Key Components, and CSPs Key Key Type Generation/ Input Output Storage Zeroization Use AES key 128, 192, 256-bit key Input via API in plaintext Output in plaintext via Tested Platform’s INT Path In RAM Reboot OS; Cycle host power Encryption, Decryption HMAC key 112-bit key Input via API in plaintext Output in plaintext via Tested Platform’s INT Path In RAM Reboot OS; Cycle host power Message Authentication Security Policy, Version 0.5 VMware's Linux Cryptographic Module 2.0 January 02, 2019 Page 15 of 19 © 2019 VMware, Inc. This document may be freely reproduced and distributed whole and intact including this copyright notice. 2.8 Self-Tests Cryptographic self-tests are performed by the module when the module is powered on. The following sections list the self-tests performed by the module, their expected error status, and any error resolutions. 2.8.1 Power-Up Self-Tests Power-up self-tests are automatically performed by the module at module initialization or when the module powers on. The list of power-up self-tests that follows may also be run on-demand when the CO reboots the Operating System. The module will perform the listed power-up self-tests to successful completion. During the execution of self-tests, data output from the module is inhibited. If any of the self-tests fail, the module will return an error and will remain in an error state. After entering the error state, all subsequent calls to the module requiring data output will be rejected, ensuring that data output from the module is inhibited. In order to resolve a self-test error, the module must be restarted by rebooting the OS. If the error persists, the module must be reinstalled. The VMware’s Linux Cryptographic Module performs the following Power-up Self-tests: • Software integrity check (HMAC SHA-512 Integrity Test) - The software integrity test is performed by the OpenSSL command line utility, which coordinates the integrity check of the entire supported OS kernels (Section 2.2). 1. The utility loads the VMware OpenSSL Cryptographic Module. The VMware OpenSSL Cryptographic Module performs its own integrity check using the HMAC SHA-256 algorithm. 2. The utility performs the integrity check of its own file using the HMAC SHA-512 implementation provided by the VMware OpenSSL Cryptographic Module. 3. The utility performs the integrity check on the rest of the VMware’s Linux Cryptographic Module using the HMAC SHA-512 implementation provided by the VMware OpenSSL Cryptographic Module. • Known Answer Tests (KATs) • AES Encryption KAT • AES Decryption KAT • SHA-1, SHA-224, SHA-256, SHA-384, and SHA-512 KAT • HMAC SHA-1, SHA-224, SHA-256, SHA-384, SHA-512 KAT 2.8.2 Conditional Self-Tests The module does not implement any algorithm or function that requires a conditional self-test 2.9 Mitigation of Other Attacks This section is not applicable. The module was not designed to mitigate any attacks beyond the FIPS 140- 2 Level 1 requirements for this validation. Security Policy, Version 0.5 VMware's Linux Cryptographic Module 2.0 January 02, 2019 Page 16 of 19 © 2019 VMware, Inc. This document may be freely reproduced and distributed whole and intact including this copyright notice. 3 SECURE OPERATION The VMware’s Linux Cryptographic Module meets Level 1 requirements for FIPS 140-2. The sections below describe how to place and keep the module in FIPS-Approved mode of operation. 3.1 Crypto Officer Guidance Installation and operation of the VMware’s Linux Cryptographic Module requires the proper installation of the NSX Edge and NSX Controller virtual appliances. The sections below provide a brief summary of the installation procedures for NSX Edge. For a more comprehensive instruction set, please refer to the NSX Installation Guide provided by VMware. All guides mentioned within these instructions are available for download at http://www.vmware.com. These instructions assume that the CO is familiar with VMware vSphere Hypervisor (ESXi) 6.0 and VMware NSX for vSphere 6.3.0 products. 3.1.1 Initial Setup Prior to the secure installation of the NSX for vSphere, the CO shall prepare the virtual environment required to securely operate the virtual appliance. This includes installing VMware vSphere Hypervisor (ESXi) 6.0 (see vSphere Installation and Setup). Included in this installation are the VMware vSphere Hypervisor (ESXi) 6.0, vSphere 6.0 vSphere Client, and the vSphere 6.0 vCenter Server, all of which are prerequisites to installing the NSX for vSphere. After installing the VMware vSphere 6.0 virtual environment, the CO shall log into the vCenter Server using the vSphere Client and follow the instructions provided in Chapter 3 of NSX Installation Guide to securely install and configure NSX for vSphere Manager Virtual Appliance; the management component needed to install NSX Edge. 3.1.2 Secure Installation In order to install the NSX Edge version of the VMware’s Linux Cryptographic Module, the CO shall follow the installation instructions provided in Chapter 18 of NSX Installation Guide in order to securely install and configure the NSX Edge Virtual Appliance. A brief summary of the installation steps is provided: • Log into the vCenter Server using vSphere Client • Determine which ESXi host the virtual appliance will be installed on • Access the “Add Edge” dialog • Complete the rest of the Edge configurations • Create and deploy the Edge Appliance • Confirm the settings and install In order to install the NSX Controller version of the VMware’s Linux Cryptographic Module, the CO shall follow the installation instructions provided in Chapter 8 of NSX Installation Guide in order to securely install and configure the NSX Controller Virtual Appliance. A brief summary of the installation steps is provided: • Log into the vCenter Server using vSphere Client • Determine the setting for the Controller virtual appliance • Access the “Add Controller” dialog • Configure an IP Pool for the Controller cluster • Complete the rest of the Controller configurations Security Policy, Version 0.5 VMware's Linux Cryptographic Module 2.0 January 02, 2019 Page 17 of 19 © 2019 VMware, Inc. This document may be freely reproduced and distributed whole and intact including this copyright notice. • Confirm the settings and install • After the first Controller is deployed, add two more Controllers (NSX requires 3 controllers) Using the vSphere Client, the CO can determine that the virtual appliances are operational. Troubleshooting is available in Section 23 of the NSX Installation Guide. 3.1.3 VMware’s Linux Cryptographic Module Secure Operation Following the successful installation of the NSX Edge and NSX Controller virtual appliances, the CO shall power on the virtual appliance. The module is loaded at the time of the system boot. The CO shall follow the guidelines in Chapter 9 of the NSX Administration Guide, or follow the instructions mentioned below in order to securely configure and operate the VMware’s Linux Cryptographic Module. For NSX OS, Edge, and Controller kernels: Edit the file /boot/grub/grub.cfg, and change “set default=0” to “set default=1”. 0 is non FIPS mode, 1 is FIPS mode. For Photon kernels: Edit the file /boot/photon.cfg, add “fips=1” to the end of the “photon_cmdline” assignment. The module will continue to operate in the FIPS mode of operation unless it is disabled by changing the configuration. The OpenSSL command line utility leverages the FIPS validated VMware OpenSSL Cryptographic Module one time during the boot up of the module until it has completed the module’s integrity test successfully. Both the OpenSSL command line utility and VMware OpenSSL Cryptographic Module are not utilized again (with respect to this module) until another integrity check is required. To verify that the VMware’s Linux Cryptographic Module is operating in the FIPS Approved mode: the CO can verify the file /proc/sys/crypto/fips_enabled exists, and contains “1”. 3.2 User Guidance The VMware’s Linux Cryptographic Module is designed for use by the VMware NSX Edge and VMware NSX Controller appliances. The User shall adhere to the guidelines of this Security Policy. The User does not have any ability to install or configure the module. Operators in the User role are able to use the services available to the User role listed in Table 5. The User is responsible for reporting to the CO if any irregular activity is noticed. The FIPS validated VMware OpenSSL Cryptographic Module, although used, is only considered to support the integrity verification and is not intended for general-purpose use with respect to this module. Security Policy, Version 0.5 VMware's Linux Cryptographic Module 2.0 January 02, 2019 Page 18 of 19 © 2019 VMware, Inc. This document may be freely reproduced and distributed whole and intact including this copyright notice. 4 ACRONYMS Table 7 provides definitions for the acronyms used in this document. Table 7 – Acronyms Acronym Definition AES Advanced Encryption Standard API Application Programming Interface BIOS Basic Input/Output System CBC Cipher Block Chaining CCM Counter with CBC-MAC CLI Command Line Interface CMVP Cryptographic Module Validation Program CO Crypto Officer CPU Central Processing Unit CSE Communication Security Establishment CSP Critical Security Parameter CTR Counter DES Data Encryption Standard DHCP Dynamic Host Configuration Protocol DNS Domain Name System DVD Digital Video Disc ECB Electronic Code Book EMC Electromagnetic Compatibility EMI Electromagnetic Interference ESP Encapsulating Security Payload FIPS Federal Information Processing Standard GCM Galois/Counter Mode HDD Hard Disk Drive HMAC (Keyed) Hash Message Authenticating Code INT A validated Cryptographic Module which lies internal or inside of the boundary in regard to the reference diagram CM software physical boundary IPsec Internet Protocol Security IT Information Technology VMware, Inc. 3401 Hillview Avenue Palo Alto CA 94304 USA Tel 877-486-9273 Fax 650-427-5001 www.vmware.com Copyright © 2019 VMware, Inc. All rights reserved. This product is protected by U.S. and international copyright and intellectual property laws. VMware products are covered by one or more patents listed at http://www.vmware.com/go/patents. VMware is a registered trademark or trademark of VMware, Inc. in the United States and/or other jurisdictions. All other marks and names mentioned herein may be trademarks of their respective companies.