This non-proprietary Security Policy may only be copied in its entirety without alterations including this statement. Samsung copyright 2018 Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series FIPS 140-2 Security Policy Document Revision: 1.0 H/W version: MZILT800HAHQ-000C9, MZILT960HAHQ-000C9, MZILT960HAHQ-00AC9, MZILT1T6HAJQ-000C9, MZILT1T9HAJQ-000C9, MZILT1T9HAJQ-00AC9, MZILT3T2HALS-000C9, MZILT3T8HALS-000C9, MZILT3T8HALS-00AC9, MZILT7T6HMLA-000C9, MZILT7T6HMLA-00AC9, MZILT15THMLA-000C9, MZILT15THMLA-00AC9 and MZILT30THMLA-000C9 F/W version: EXF3, EXV3, EXF5, EXV5 and EZF5 Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series This non-proprietary Security Policy may only be copied in its entirety without alterations including this statement. Samsung copyright 2018 Page 2 of 39 Revision History Author(s) Version Updates Seungjae Lee 1.0 Initial Version Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series This non-proprietary Security Policy may only be copied in its entirety without alterations including this statement. Samsung copyright 2018 Page 3 of 39 Table of Contents 1. Introduction.............................................................................................................................. 4 1.1. Hardware and Physical Cryptographic Boundary ........................................................ 5 1.2. Firmware and Logical Cryptographic Boundary........................................................ 19 2. Acronym ................................................................................................................................ 20 3. Security Level Specification.................................................................................................. 21 4. Cryptographic Functionality.................................................................................................. 22 4.1. Approved algorithms.................................................................................................. 22 4.2. Non-Approved Algorithm .......................................................................................... 23 4.3. Critical Security Parameters....................................................................................... 24 4.4. Public Security Parameters......................................................................................... 25 5. Physical Ports and Logical Interfaces.................................................................................... 26 6. Roles, Services and Authentication ....................................................................................... 27 6.1. Roles........................................................................................................................... 27 6.2. Authentication ............................................................................................................ 28 6.3. Services....................................................................................................................... 29 6.3.1. Authenticated Services .................................................................................... 29 Unauthenticated Services.............................................................................................. 30 7. Physical security policy ......................................................................................................... 31 8. Electromagnetic Interference/Electromagnetic Compatibility (EMI/EMC).......................... 35 9. Mitigation of Other Attacks Policy........................................................................................ 36 10. Security rules .................................................................................................................. 37 10.1. Secure Installation................................................................................................... 37 10.2. Operational description of Module......................................................................... 38 10.3. Power-on Self-Tests................................................................................................ 39 Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series This non-proprietary Security Policy may only be copied in its entirety without alterations including this statement. Samsung copyright 2018 Page 4 of 39 1. Introduction Samsung Electronics Co., Ltd. (“Samsung”) SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series, herein after referred to as a “cryptographic module” or “module”, SSD (Solid State Drive), satisfies all applicable FIPS 140‐2 Security Level 2 requirements, supporting TCG Opal SSC based SED (Self‐Encrypting Drive) features, designed to protect unauthorized access to the user data stored in its NAND Flash memories. The built‐in AES HW engines in the cryptographic module’s controller provide on‐the‐fly encryption and decryption of the user data without performance loss. The SED’s nature also provides instantaneous sanitization of the user data via cryptographic erase. Module Name Hardware Version Firmware Version Drive Capacity Samsung SAS 12G TCG Enterprise SSC SEDs PM1643 MZILT960HAHQ‐000C9 MZILT960HAHQ‐00AC9 EXF3/EXF5 960GB MZILT1T9HAJQ‐000C9 MZILT1T9HAJQ‐00AC9 1.9TB MZILT3T8HALS‐000C9 MZILT3T8HALS‐00AC9 3.8TB MZILT7T6HMLA‐000C9 MZILT7T6HMLA‐00AC9 EXV3/EXV5 7.6TB MZILT15THMLA‐000C9 MZILT15THMLA‐00AC9 15.3TB MZILT30THMLA-000C9 EXV5 30.7TB Samsung SAS 12G TCG Enterprise SSC SEDs PM1645 MZILT800HAHQ-000C9 EZF5 800GB MZILT1T6HAJQ-000C9 1.6TB MZILT3T2HALS-000C9 3.2TB Exhibit 1 – Versions of Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series. Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series This non-proprietary Security Policy may only be copied in its entirety without alterations including this statement. Samsung copyright 2018 Page 5 of 39 1.1. Hardware and Physical Cryptographic Boundary The following photographs show the cryptographic module’s top and bottom views. The multiple‐chip standalone cryptographic module consists of hardware and firmware components that are all enclosed in two aluminum alloy cases, which serve as the cryptographic boundary of the module. The top and bottom cases are assembled by screws and the tamper‐evident labels are applied for the detection of any opening of the cases. No security relevant component can be seen within the visible spectrum through the opaque enclosure. New firmware versions within the scope of this validation must be validated through the FIPS 140‐2 CMVP. Any other firmware loaded into this module is out of the scope of this validation and requires a separate FIPS 140‐2 validation. Exhibit 2 – Specification of the Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series, MZILT960HAHQ‐000C9, Cryptographic Boundary (From top to bottom – Left to right: top side, bottom side, front side, back side, left side, and right side). Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series This non-proprietary Security Policy may only be copied in its entirety without alterations including this statement. Samsung copyright 2018 Page 6 of 39 Exhibit 3 – Specification of the Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series, MZILT960HAHQ‐00AC9, Cryptographic Boundary (From top to bottom – Left to right: top side, bottom side, front side, back side, left side, and right side). Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series This non-proprietary Security Policy may only be copied in its entirety without alterations including this statement. Samsung copyright 2018 Page 7 of 39 Exhibit 4 – Specification of the Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series, MZILT1T9HAJQ‐000C9, Cryptographic Boundary (From top to bottom – Left to right: top side, bottom side, front side, back side, left side, and right side). Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series This non-proprietary Security Policy may only be copied in its entirety without alterations including this statement. Samsung copyright 2018 Page 8 of 39 Exhibit 5 – Specification of the Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series, MZILT1T9HAJQ‐00AC9, Cryptographic Boundary (From top to bottom – Left to right: top side, bottom side, front side, back side, left side, and right side). Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series This non-proprietary Security Policy may only be copied in its entirety without alterations including this statement. Samsung copyright 2018 Page 9 of 39 Exhibit 6 – Specification of the Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series, MZILT3T8HALS‐000C9, Cryptographic Boundary (From top to bottom – Left to right: top side, bottom side, front side, back side, left side, and right side). Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series This non-proprietary Security Policy may only be copied in its entirety without alterations including this statement. Samsung copyright 2018 Page 10 of 39 Exhibit 7 – Specification of the Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series, MZILT3T8HALS‐00AC9, Cryptographic Boundary (From top to bottom – Left to right: top side, bottom side, front side, back side, left side, and right side). Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series This non-proprietary Security Policy may only be copied in its entirety without alterations including this statement. Samsung copyright 2018 Page 11 of 39 Exhibit 8 – Specification of the Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series, MZILT7T6HMLA‐000C9, Cryptographic Boundary (From top to bottom – Left to right: top side, bottom side, front side, back side, left side, and right side). Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series This non-proprietary Security Policy may only be copied in its entirety without alterations including this statement. Samsung copyright 2018 Page 12 of 39 Exhibit 9 – Specification of the Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series, MZILT7T6HMLA‐00AC9, Cryptographic Boundary (From top to bottom – Left to right: top side, bottom side, front side, back side, left side, and right side). Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series This non-proprietary Security Policy may only be copied in its entirety without alterations including this statement. Samsung copyright 2018 Page 13 of 39 Exhibit 10 – Specification of the Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series, MZILT15THMLA‐000C9, Cryptographic Boundary (From top to bottom – Left to right: top side, bottom side, front side, back side, left side, and right side). Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series This non-proprietary Security Policy may only be copied in its entirety without alterations including this statement. Samsung copyright 2018 Page 14 of 39 Exhibit 11 – Specification of the Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series, MZILT15THMLA‐00AC9, Cryptographic Boundary (From top to bottom – Left to right: top side, bottom side, front side, back side, left side, and right side). Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series This non-proprietary Security Policy may only be copied in its entirety without alterations including this statement. Samsung copyright 2018 Page 15 of 39 Exhibit 12 – Specification of the Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series, MZILT30THMLA‐000C9, Cryptographic Boundary (From top to bottom – Left to right: top side, bottom side, front side, back side, left side, and right side). Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series This non-proprietary Security Policy may only be copied in its entirety without alterations including this statement. Samsung copyright 2018 Page 16 of 39 Exhibit 13 – Specification of the Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series, MZILT800HAHQ‐000C9, Cryptographic Boundary (From top to bottom – Left to right: top side, bottom side, front side, back side, left side, and right side). Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series This non-proprietary Security Policy may only be copied in its entirety without alterations including this statement. Samsung copyright 2018 Page 17 of 39 Exhibit 14 – Specification of the Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series, MZILT1T6HAJQ‐000C9, Cryptographic Boundary (From top to bottom – Left to right: top side, bottom side, front side, back side, left side, and right side). Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series This non-proprietary Security Policy may only be copied in its entirety without alterations including this statement. Samsung copyright 2018 Page 18 of 39 Exhibit 15 – Specification of the Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series, MZILT3T2HALS‐000C9, Cryptographic Boundary (From top to bottom – Left to right: top side, bottom side, front side, back side, left side, and right side). Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series This non-proprietary Security Policy may only be copied in its entirety without alterations including this statement. Samsung copyright 2018 Page 19 of 39 1.2. Firmware and Logical Cryptographic Boundary The PM1643/PM1645 series use a single ship controller with a SAS interface on the system side and Samsung NAND flash internally. The following figure depicts the Module operational environment. Exhibit 16 – Block Diagram for Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series. Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series This non-proprietary Security Policy may only be copied in its entirety without alterations including this statement. Samsung copyright 2018 Page 20 of 39 2. Acronym Acronym Description CTRL RFX Controller (SAMSUNG RFX SAS 12G TLC/MLC SSD Controller) SAS I/F Serial Attached SCSI Interface CPU Central Processing Unit (ARM‐based) DRAM I/F Dynamic Random Access Memory Interface ECC Error Correcting Code NAND I/F NAND Flash Interface PMIC Power Management Integrated Circuit ROM Read‐only Memory DRAM Dynamic Random Access Memory NAND NAND Flash Memory LBA Logical Block Address MEK Media Encryption Key MSID Manufactured SID(Security Identifier) Exhibit 17 – Acronym and Descriptions for Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series. Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series This non-proprietary Security Policy may only be copied in its entirety without alterations including this statement. Samsung copyright 2018 Page 21 of 39 3. Security Level Specification Security Requirements Area Level Cryptographic Module Specification 2 Cryptographic Module Ports and Interfaces 2 Roles, Services, and Authentication 2 Finite State Model 2 Physical Security 2 Operational Environment N/A Cryptographic Key Management 2 EMI/EMC 3 Self‐tests 2 Design Assurance 2 Mitigation of Other Attacks N/A Exhibit 18 – Security Level Table. Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series This non-proprietary Security Policy may only be copied in its entirety without alterations including this statement. Samsung copyright 2018 Page 22 of 39 4. Cryptographic Functionality 4.1. Approved algorithms The cryptographic module supports the following Approved algorithms for secure data storage: CAVP Cert. Algorith m Standard Mode / Method Key Lengths, Curves or Moduli Use #5240 AES FIPS 197 SP 800‐38E XTS 256‐bit Data Encryption / Decryption Note: AES‐ECB is the pre‐requisite for AES‐ XTS; AES‐ECB alone is NOT supported by the cryptographic module in FIPS Mode. Vendor Affirmed CKG SP800‐133 Cryptographic Key Generation #1948 DRBG SP 800‐90A Revision 1 Hash_ DRBG (SHA‐256) Deterministic Random Bit Generation #2785 RSA FIPS 186‐4 SigVer PSS‐2048 Digital Signature Verification #4178, #4179 SHS FIPS 180‐4 SHA‐256 Message Digest Exhibit 19 ‐ Samsung SAS 12G TCG Enterprise SSC SED PM1643/PM1645 Series Approved Algorithms. NOTE 1: This module supports AES‐XTS which is only approved for storage applications. Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series This non-proprietary Security Policy may only be copied in its entirety without alterations including this statement. Samsung copyright 2018 Page 23 of 39 4.2. Non‐Approved Algorithm The cryptographic module supports the following non‐Approved but allowed algorithms: Algorithm Use NDRNG Non‐deterministic Random Number Generator (only used for generating seed materials for the Approved DRBG) Exhibit 20 ‐ Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series non‐Approved but allowed algorithms. Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series This non-proprietary Security Policy may only be copied in its entirety without alterations including this statement. Samsung copyright 2018 Page 24 of 39 4.3. Critical Security Parameters The cryptographic module contains the following Keys and CSPs: CSPs Generation, Storage and Zeroization Methods Size DRBG Internal State Note: The values of V and C are the “secret values” of the internal state. Generation: SP 800‐90A HASH_DRBG (SHA‐256) Storage: Plaintext in DRAM Zeroization: “Initialization”, “Erase an LBA Range’s Data” and “Zeroize” service V : 440‐bits C : 440‐bits DRBG Seed Generation: via NDRNG Storage: Plaintext in DRAM Zeroization: via “Initialization”, “Erase an LBA Range’s Data” and “Zeroize” service Entropy input String: 440‐bits Nonce: 128‐bits Personalization String: 512‐bits DRBG Entropy Input String Generation: via NDRNG Storage: Plaintext in DRAM Zeroization: via “Initialization”, “Erase an LBA Range’s Data” and “Zeroize” service 440‐bits CO Password Generation: N/A Storage: Plaintext in Flash Memory and used in SRAM Zeroization: via “Initialization” and “Zeroize” service 48‐256 bits User Password Generation: N/A Storage: Plaintext in Flash Memory and used in SRAM Zeroization: via “Initialization” and “Zeroize” service 48‐256 bits MEK Generation: SP 800‐90A Hash_DRBG (SHA‐256) As per SP 800‐133 Section 7.1, key generation is performed as per the "Direct Generation: of Symmetric Keys" which is an Approved key generation method Key Type : AES‐XTS 256 Storage: Plaintext in Flash Memory and used in SRAM Zeroization: via “Initialization”, “Lock an LBA Range”, “Erase an LBA Range’s Data” and “Zeroize” service 256‐bits Exhibit 21 – CSPs and details on Generation, Storage and Zeroization Methods. Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series This non-proprietary Security Policy may only be copied in its entirety without alterations including this statement. Samsung copyright 2018 Page 25 of 39 NOTE 2: In accordance with FIPS 140‐2 IG D.12, the cryptographic module performs Cryptographic Key Generation (CKG) as per SP 800‐133 (Vendor Affirmed). The resulting generated symmetric key is the unmodified output from SP 800‐90A DRBG. 4.4. Public Security Parameters Public Keys Generation, Storage and Zeroization Methods FW Verification Key (RSA Public Key) Generation: N/A Key Type: RSA 2048‐PSS Storage: Plaintext in Flash Memory and used in SRAM Zeroization: N/A Exhibit 22 – Public Keys and details on Generation, Storage and Zeroization Methods Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series This non-proprietary Security Policy may only be copied in its entirety without alterations including this statement. Samsung copyright 2018 Page 26 of 39 5. Physical Ports and Logical Interfaces Physical Port Logical Interface SAS Connector Data Input/Output Control Input Status Output Power Input Exhibit 23 – Specification of the Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series Cryptographic Module Physical Ports and Logical Interfaces. Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series This non-proprietary Security Policy may only be copied in its entirety without alterations including this statement. Samsung copyright 2018 Page 27 of 39 6. Roles, Services and Authentication 6.1. Roles The following table defines the roles, type of authentication, and associated authenticated data types supported by the cryptographic module: Role Authentication Data CO Role Password User Role Password FW Loader RSA Exhibit 24 ‐ Roles and Required Identification and Authentication (FIPS 140‐2 Table C1). Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series This non-proprietary Security Policy may only be copied in its entirety without alterations including this statement. Samsung copyright 2018 Page 28 of 39 6.2. Authentication The authentication mechanism allows 6-byte length or longer (32-byte) Password, where each byte can be any of 0x00 to 0xFF, for every Cryptographic Officer and User role supported by the module, which means a single random attempt can succeed with the probability of 1/248 or lower. Each authentication attempt takes at least 6ms and the number of attempts is limited to TryLimit, which is set to 5 in manufacturing time. Since the module takes at least 4 seconds to be ready after power-on and 5 authentication failures require a power-cycle, it takes 4030ms for every 5th authentication attempt. Therefore, the probability of multiple random attempts to succeed in one minute is 75 / 248 , which is much less than the FIPS 140-2 requirement 1/100,000. The authentication mechanism for FW Loader role is RSA PSS-2048 with SHA256 digital signature verification, which means a single random attempt, can succeed with the probability of 1/2112 . Each RSA Signature Verification authentication attempt takes at least 50ms. So the number of attempts for one minute cannot exceed 1200((60*1000)/50). Therefore, the probability of multiple random attempts to succeed in one minute is 1200/2112 , which is much less than the FIPS 140-2 requirement 1/100,000. Authentication Mechanism Strength of Mechanism Password (Min: 6 bytes, Max: 32 bytes) Authentication - Probability of 1/248 in a single random attempt - Probability of 75/248 in multiple random attempts in a minute RSA Signature Verification - Probability of 1/2112 in a single random attempt - Probability of 1200/2112 in multiple random attempts in a minute Exhibit 25 ‐ Strengths of Authentication Mechanisms (FIPS 140‐2 Table C2). Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series This non-proprietary Security Policy may only be copied in its entirety without alterations including this statement. Samsung copyright 2018 Page 29 of 39 6.3. Services 6.3.1. Authenticated Services The following table lists roles, services, cryptographic keys, CSPs and Public Keys and the types of access that are available to each of the authorized roles via the corresponding services: Role Service Cryptographic Keys, CSPs and Public Keys Type(s) of Access R= Read W= Write G= Generate Z= Zeroize Cryptographic Officer Initialization DRBG Internal State O O O DRBG Seed O O O DRBG Entropy Input String O O O CO Password O O MEK O O Drive Extended Status N/A N/A Admin/User Authority Enable/Disable N/A N/A Lock an LBA Range MEK O Unlock an LBA Range MEK O Configure an LBA Range N/A N/A Erase an LBA Range’s Data DRBG Internal State O O O DRBG Seed O O O DRBG Entropy Input String O O O MEK O O User Password O O Zeroize DRBG Internal State O DRBG Seed O DRBG Entropy Input String O CO Password O User Password O MEK O User Unlock an LBA Range MEK O Set User Password User Password O Lock an LBA Range MEK O Configure an LBA Range N/A N/A FW Loader Update the firmware FW Verification Key O Exhibit 26 – Services Authorized for Roles, Access Rights within Services (FIPS 140‐2 Table C3, Table C4). Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series This non-proprietary Security Policy may only be copied in its entirety without alterations including this statement. Samsung copyright 2018 Page 30 of 39 Unauthenticated Services The following table lists the unauthenticated services: Role Unauthenticated Service Cryptographic Keys & CSPs Type(s) of Access R= Read W= Write G= Generate Z= Zeroize Cryptographic Officer, User and FW Loader Zeroize DRBG Internal State O DRBG Seed O DRBG Entropy Input String O CO Password O User Password O MEK O Cryptographic Officer, User and FW Loader Get Random Number DRBG Internal State O O O DRBG Seed O O O DRBG Entropy Input String O O O Cryptographic Officer, User and FW Loader Get MSID N/A N/A Cryptographic Officer, User and FW Loader Show Status N/A N/A Cryptographic Officer, User and FW Loader Self-test N/A N/A Exhibit 27 – Unauthenticated Service, Cryptographic Keys & CSPs and Type(s) of Access. Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series This non-proprietary Security Policy may only be copied in its entirety without alterations including this statement. Samsung copyright 2018 Page 31 of 39 7. Physical security policy The following physical security mechanisms are implemented in a cryptographic module: • The Module consists of production-grade components enclosed in an aluminum alloy enclosure, which is opaque within the visible spectrum. The top panel of the enclosure can be removed by unscrewing screws. However, the module is sealed with tamper-evident labels in accordance with FIPS 140-2 Level 2 Physical Security requirements so that tampering is easily detected when the top and bottom cases are detached. • 2 tamper-evident labels are applied over both top and bottom cases of the module at the factory. The tamper-evident labels are not removed and reapplied without tamper evidence. The following table summarizes the actions required by the Cryptographic Officer Role to ensure that physical security is maintained: Physical Security Mechanisms Recommended Frequency of Inspection/Test Inspection/Test Guidance Details Production grade cases As often as feasible Inspect the entire perimeter for cracks, gouges, lack of screw(s) and other signs of tampering. Remove from service if tampering found. Tamper-evident Sealing Labels Inspect the sealing labels for scratches, gouges, cuts and other signs of tampering. Remove from service if tampering found. Exhibit 28 ‐ Inspection/Testing of Physical Security Mechanisms (FIPS 140‐2 Table C5) Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series This non-proprietary Security Policy may only be copied in its entirety without alterations including this statement. Samsung copyright 2018 Page 32 of 39 Exhibit 29 – Signs of Tamper Label 1 Label 2 Label 2 Label 1 Label 2 Label 1 Label 2 Label 1 Label 2 Label 1 Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series This non-proprietary Security Policy may only be copied in its entirety without alterations including this statement. Samsung copyright 2018 Page 33 of 39 NOTE 3: Samsung Electronics Co., Ltd has excluded the following components as per AS01.09: Items BOM Code Applicable to Hardware Version(s) Resistor 2007‐007136 MZILT800HAHQ–000C9 MZILT960HAHQ–000C9 MZILT960HAHQ–00AC9 Resistor 2007‐000972 MZILT800HAHQ–000C9 MZILT960HAHQ–000C9 MZILT1T6HAJQ‐000C9 MZILT1T9HAJQ‐000C9 MZILT3T2HALS‐000C9 MZILT3T8HALS‐000C9 MZILT7T6HMLA‐000C9 MZILT960HAHQ–00AC9 MZILT1T9HAJQ‐00AC9 MZILT3T8HALS‐00AC9 MZILT7T6HMLA‐00AC9 Resistor 2007‐000033 MZILT1T6HAJQ‐000C9 MZILT1T9HAJQ‐000C9 MZILT3T2HALS‐000C9 MZILT3T8HALS‐000C9 MZILT7T6HMLA‐000C9 MZILT1T9HAJQ‐00AC9 MZILT3T8HALS‐00AC9 MZILT7T6HMLA‐00AC9 Capacitor 2203‐009818 MZILT800HAHQ–000C9 MZILT960HAHQ–000C9 MZILT1T6HAJQ‐000C9 MZILT1T9HAJQ‐000C9 MZILT3T2HALS‐000C9 MZILT3T8HALS‐000C9 MZILT7T6HMLA‐000C9 MZILT15THMLA‐000C9 MZILT30THMLA‐000C9 MZILT960HAHQ–00AC9 MZILT1T9HAJQ‐00AC9 MZILT3T8HALS‐00AC9 MZILT7T6HMLA‐00AC9 MZILT15THMLA‐00AC9 Capacitor 2203‐008953 MZILT800HAHQ–000C9 MZILT960HAHQ–000C9 MZILT1T6HAJQ‐000C9 MZILT1T9HAJQ‐000C9 MZILT3T2HALS‐000C9 Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series This non-proprietary Security Policy may only be copied in its entirety without alterations including this statement. Samsung copyright 2018 Page 34 of 39 MZILT3T8HALS‐000C9 MZILT7T6HMLA‐000C9 MZILT15THMLA‐000C9 MZILT30THMLA‐000C9 MZILT960HAHQ–00AC9 MZILT1T9HAJQ‐00AC9 MZILT3T8HALS‐00AC9 MZILT7T6HMLA‐00AC9 MZILT15THMLA‐00AC9 Capacitor 2203‐009815 MZILT15THMLA‐000C9 MZILT30THMLA‐000C9 MZILT15THMLA‐00AC9 Capacitor 2203‐000206 MZILT15THMLA‐000C9 MZILT30THMLA‐000C9 MZILT15THMLA‐00AC9 Capacitor 2203‐009805 MZILT30THMLA‐000C9 Storage IC K9DVGB8JBM‐7### MZILT30THMLA‐000C9 Exhibit 30 – Excluded components The above power electronics are used for MLCC power and do not process any CSPs, Plaintext data, or other information that if misused could lead to compromise. Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series This non-proprietary Security Policy may only be copied in its entirety without alterations including this statement. Samsung copyright 2018 Page 35 of 39 8. Electromagnetic Interference/Electromagnetic Compatibility (EMI/EMC) The cryptographic module conforms to the EMI/EMC requirements specified by 47 Code of Federal Regulations, Part 15, Subpart B, Unintentional Radiators, Digital Devices, Class B. Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series This non-proprietary Security Policy may only be copied in its entirety without alterations including this statement. Samsung copyright 2018 Page 36 of 39 9. Mitigation of Other Attacks Policy The cryptographic module has not been designed to mitigate any specific attacks beyond the scope of FIPS 140-2. Other Attacks Mitigation Mechanism Specific Limitations N/A N/A N/A Exhibit 31 ‐ Mitigation of Other Attacks (FIPS 140‐2 Table C6) Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series This non-proprietary Security Policy may only be copied in its entirety without alterations including this statement. Samsung copyright 2018 Page 37 of 39 10. Security rules The following specifies the security rules under which the cryptographic module shall operate in accordance with FIPS 140-2:  The cryptographic module operates always in FIPS Mode once shipped from the vendor's manufacturing site.  The steps necessary for the secure installation, initialization and start-up of the cryptographic module as per FIPS 140-2 VE10.03.01 are as follows: 10.1. Secure Installation o Step1. User should examine the tamper evidence  Inspect the entire perimeter for cracks, gouges, lack of screw(s) and other signs of tampering including the tamper evident sealing label.  If there is any sign of tampering, do not use the product and contact Samsung. o Step2. Identify the firmware version in the device  Confirm that the firmware version is equivalent to the version(s) listed in this document via SCSI Inquiry command. o Step3. Take the drive’s ownership  Change SID’s PIN by setting a new PIN  Change EraseMaster’s PIN by setting a new PIN  Erase Method on each LBA Range to rekey the encryption key  Change BandMaster0~7’s PIN by setting new PINs  Configure the LBA Range(s) by setting ReadLockEnabled and WriteLockEnabled columns to True  Don’t change LockOnReset column in Locking Table so that the drive always gets locked after a power cycle o Step4. Configure FW download and Diagnostic features  Disable Makers Class using SID Authority to disable FW download and Diagnostic features  Enable Makers Class only when FW download and Diagnostic features are needed o Step5. Periodically examine the tamper evidence  If there is any sign of tampering, stop using the product to avoid a potential security hazard or information leakage. Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series This non-proprietary Security Policy may only be copied in its entirety without alterations including this statement. Samsung copyright 2018 Page 38 of 39 10.2. Operational description of Module  The cryptographic module shall maintain logical separation of data input, data output, control input, status output, and power.  The cryptographic module shall not output CSPs in any form.  The cryptographic module shall use the Approved DRBG for generating all cryptographic keys.  The cryptographic module shall enforce role-based authentication for security relevant services.  The cryptographic module shall enforce a limited operational environment by the secure firmware load test using RSA PSS-2048 with SHA-256.  The cryptographic module shall provide a production-grade, opaque, and tamper-evident cryptographic boundary.  The cryptographic module enters the error state upon failure of Self-tests. All commands from the Host (General Purpose Computer (GPC) outside the cryptographic boundary) are rejected in the error state and the cryptographic module returns a sense key (0x4) via the status output. Cryptographic services and data output are explicitly inhibited when in the error state.  The cryptographic module satisfies the requirements of FIPS 140-2 IG A.9 (i.e. key_1 ≠ key_2)  The module generates at a minimum 256 bits of entropy for use in key generation. Samsung SAS 12G TCG Enterprise SSC SEDs PM1643/PM1645 Series This non-proprietary Security Policy may only be copied in its entirety without alterations including this statement. Samsung copyright 2018 Page 39 of 39 10.3. Power‐on Self‐Tests Algorithm Test AES Encrypt KAT and Decrypt KAT for AES-256-XTS at power-on SHS (Cert. #4178) KAT for SHA-256 at power-on SHS (Cert. #4179) KAT for SHA-256 at power-on DRBG KAT for Hash_DRBG (SHA-256) at power-on RSA Firmware integrity check using RSA PSS-2048 SHA-256 signature verification at power-on Exhibit 32 – Power-on Self-tests.  Conditional Self-test o Pairwise consistency: N/A o Bypass Test: N/A o Manual key entry test: N/A o F/W load test - F/W load test is performed by using RSA algorithm with PSS-2048 and SHA-256 o Continuous random number generator test on Approved DRBG o Continuous random number generator test on NDRNG