National Information Assurance Partnership Common Criteria Evaluation and Validation Scheme Validation Report Cisco Systems, Inc. 170 West Tasman Drive San Jose, CA 94002, USA Cisco AnyConnect Secure Mobility Client 4.6 for Apple iOS11.2 Report Number: CCEVS-VR-10880-2018 Dated: June 4, 2018 Version: 0.3 National Institute of Standards and Technology National Security Agency Information Technology Laboratory Information Assurance Directorate 100 Bureau Drive 9800 Savage Road STE 6940 Gaithersburg, MD 20899 Fort George G. Meade, MD 20755-6940 Cisco AnyConnect Secure Validation Report Version 0.3, June 4, 2018 Mobility Client for Apple iOS ii ACKNOWLEDGEMENTS Validation Team Michelle Brown NIAP Sheldon Durrant MITRE Corporation McLean, VA Kenneth Stutterheim The Aerospace Corporation Columbia, MD Common Criteria Testing Laboratory Chris Keenan Khai Van Gossamer Security Solutions, Inc. Catonsville, MD Cisco AnyConnect Secure Validation Report Version 0.3, June 4, 2018 Mobility Client for Apple iOS iii Table of Contents 1 Executive Summary.................................................................................................... 1 2 Identification............................................................................................................... 2 3 Architectural Information ........................................................................................... 3 3.1 TOE Evaluated Platforms ................................................................................... 3 3.2 TOE Architecture................................................................................................ 3 3.3 Physical Boundaries............................................................................................ 4 4 Security Policy............................................................................................................ 4 4.1 Cryptographic support ........................................................................................ 4 4.2 User data protection ............................................................................................ 4 4.3 Identification and authentication......................................................................... 5 4.4 Security management.......................................................................................... 5 4.5 Protection of the TSF.......................................................................................... 5 4.6 Trusted path/channels ......................................................................................... 5 5 Assumptions................................................................................................................ 5 6 Clarification of Scope ................................................................................................. 5 7 Documentation............................................................................................................ 6 8 IT Product Testing ...................................................................................................... 6 8.1 Developer Testing............................................................................................... 6 8.2 Evaluation Team Independent Testing ............................................................... 6 8.3 Test Tools............................................................................................................ 7 8.4 Test Configuration .............................................................................................. 7 9 Evaluated Configuration ............................................................................................. 7 10 Results of the Evaluation ............................................................................................ 7 10.1 Evaluation of the Security Target (ASE)............................................................ 8 10.2 Evaluation of the Development (ADV).............................................................. 8 10.3 Evaluation of the Guidance Documents (AGD) ................................................. 8 10.4 Evaluation of the Life Cycle Support Activities (ALC) ..................................... 9 10.5 Evaluation of the Test Documentation and the Test Activity (ATE) ................. 9 10.6 Vulnerability Assessment Activity (VAN)......................................................... 9 10.7 Summary of Evaluation Results.......................................................................... 9 11 Validator Comments/Recommendations .................................................................. 10 12 Annexes..................................................................................................................... 10 13 Security Target.......................................................................................................... 10 14 Glossary .................................................................................................................... 10 15 Bibliography ............................................................................................................. 11 Cisco AnyConnect Secure Validation Report Version 0.3, June 4, 2018 Mobility Client for Apple iOS 1 1 Executive Summary This report documents the assessment of the National Information Assurance Partnership (NIAP) validation team of the evaluation of Cisco AnyConnect Secure Mobility Client for Apple iOS solution provided by Cisco Systems, Inc. It presents the evaluation results, their justifications, and the conformance results. This Validation Report is not an endorsement of the Target of Evaluation by any agency of the U.S. government, and no warranty is either expressed or implied. The evaluation was performed by the Gossamer Security Solutions (Gossamer) Common Criteria Testing Laboratory (CCTL) in Catonsville, MD, United States of America, and was completed in June 2018. The information in this report is largely derived from the proprietary Evaluation Technical Report (ETR) and associated test reports, as summarized in the publicly available Assurance Activity Report (AAR) for this evaluation; all of which were written by Gossamer Security Solutions. The evaluation determined that the product is both Common Criteria Part 2 Extended and Part 3 Conformant, and meets the assurance requirements of the Protection Profile for IPsec Virtual Private Network (VPN) Clients, Version 1.4, 21 October 2013. The Target of Evaluation (TOE) is the Cisco AnyConnect Secure Mobility Client 4.6 for Apple iOS 11.2. The Target of Evaluation identified in this Validation Report has been evaluated at a NIAP approved Common Criteria Testing Laboratory using the Common Methodology for IT Security Evaluation (Version 3.1, Rev 4) for conformance to the Common Criteria for IT Security Evaluation (Version 3.1, Rev 4). This Validation Report applies only to the specific version of the TOE as evaluated. The evaluation has been conducted in accordance with the provisions of the NIAP Common Criteria Evaluation and Validation Scheme and the conclusions of the testing laboratory in the evaluation technical report are consistent with the evidence provided. The validation team monitored the activities of the evaluation team, provided guidance on technical issues and evaluation processes, and reviewed the individual work units and successive versions of the ETR. The validation team found that the evaluation showed that the product satisfies all of the functional requirements and assurance requirements stated in the Security Target (ST). Therefore the validation team concludes that the testing laboratory’s findings are accurate, the conclusions justified, and the conformance results are correct. The conclusions of the testing laboratory in the evaluation technical report are consistent with the evidence produced. The technical information included in this report was obtained from the Cisco AnyConnect Secure Mobility Client for Apple iOS 11.2 Security Target, version 0.5, May 30, 2018 and analysis performed by the Validation Team. Cisco AnyConnect Secure Validation Report Version 0.3, June 4, 2018 Mobility Client for Apple iOS 2 2 Identification The CCEVS is a joint National Security Agency (NSA) and National Institute of Standards and Technology (NIST) effort to establish commercial facilities to perform trusted product evaluations. Under this program, security evaluations are conducted by commercial testing laboratories called Common Criteria Testing Laboratories (CCTLs) using the Common Evaluation Methodology (CEM) in accordance with National Voluntary Laboratory Assessment Program (NVLAP) accreditation. The NIAP Validation Body assigns validators to monitor the CCTLs to ensure quality and consistency across evaluations. Developers of information technology products desiring a security evaluation contract with a CCTL and pay a fee for their product’s evaluation. Upon successful completion of the evaluation, the product is added to NIAP’s Validated Products List. Table 1 provides information needed to completely identify the product, including:  The Target of Evaluation (TOE): the fully qualified identifier of the product as evaluated.  The Security Target (ST), describing the security features, claims, and assurances of the product.  The conformance result of the evaluation.  The Protection Profile to which the product is conformant.  The organizations and individuals participating in the evaluation. Table 1: Evaluation Identifiers Item Identifier Evaluation Scheme United States NIAP Common Criteria Evaluation and Validation Scheme TOE Cisco AnyConnect Secure Mobility Client 4.6 for Apple iOS 11.2 Protection Profile (Specific models identified in Section 3.1) Protection Profile for IPsec Virtual Private Network (VPN) Clients, Version 1.4, 21 October 2013 ST Cisco AnyConnect Secure Mobility Client for Apple iOS Security Target, version 0.5, May 30, 2018 Evaluation Technical Report Evaluation Technical Report for Cisco AnyConnect Secure Mobility Client 4.6 for Apple iOS, version 0.3, June 1, 2018 CC Version Common Criteria for Information Technology Security Evaluation, Version 3.1, rev 4 Conformance Result CC Part 2 extended, CC Part 3 conformant Sponsor Cisco Systems, Inc. Developer Cisco Systems, Inc. Common Criteria Testing Lab (CCTL) Gossamer Security Solutions, Inc. Cisco AnyConnect Secure Validation Report Version 0.3, June 4, 2018 Mobility Client for Apple iOS 3 Item Identifier CCEVS Validators Michelle Brown, Sheldon Durrant, Kenneth Stutterheim 3 Architectural Information Note: The following architectural description is based on the description presented in the Security Target. The TOE is the Cisco AnyConnect Secure Mobility Client for Apple iOS (herein after referred to as the VPN client, or the TOE). The TOE provides remote users with secure IPsec (IKEv2) VPN connections to the Cisco 5500 Series Adaptive Security Appliance (ASA) VPN Gateway allowing installed applications to communicate as though connected directly to the enterprise network. The TOE is a remote access application that execute on a mobile platform and provides a VPN tunnel to protect data in transit on both IPv4 and IPv6 networks. The TOE provides IPsec to authenticate and encrypt network traffic travelling across an unprotected public network. By protecting the communication from unauthorized disclosure or modification, remote users can securely connect to an organization’s network resources and applications. 3.1 TOE Evaluated Platforms The TOE is a mobile VPN client application executing on an iPhone mobile device platform. It requires one of the following Common Criteria certified mobile platforms:  Apple iPhone 7/7 Plus running iOS 11.2 Refer to the Apple iOS on iPhone and iPad Devices Security Target1 for information regarding the evaluated configuration requirements. 3.2 TOE Architecture The TOE requires the following IT Environment Components when the TOE is configured in its evaluated configuration: Component Usage/Purpose Description Certificate Authority A Certificate Authority is used to provide valid digital certificates. Mobile Platform The TOE relies on one of the following CC validated Apple mobile device platforms:  Apple iPhone 7/7 Plus running iOS 11.2 ASA 5500-X series VPN Gateway The Cisco ASA 5500-X with software version 9.1 through 9.6 functions as the head- end VPN Gateway. 1 https://www.niap-ccevs.org/MMO/Product/st_vid10851-st.pdf Cisco AnyConnect Secure Validation Report Version 0.3, June 4, 2018 Mobility Client for Apple iOS 4 Component Usage/Purpose Description ASDM Management Platform The ASDM 7.6 operates from any of the following operating systems:  Windows 7, 8  Apple OS X 10.4 or later  Red Hat Enterprise Linux 5 (GNOME or KDE) Note that that ASDM software is installed on the ASA appliance and the management platform is used to connect to the ASA and run the ASDM. The only software installed on the management platform is a Cisco ASDM Launcher. 3.3 Physical Boundaries The TOE is a software-only VPN client application. The underlying mobile platform on which the TOE resides is considered part of the IT environment as the underlying platform provides some of the security functionality required in the VPNv1.4 Client PP, which is denoted with the phrase “TOE Platform” in the Security Target. 4 Security Policy This section summaries the security functionality of the TOE: 1. Cryptographic support 2. User data protection 3. Identification and authentication 4. Security management 5. Protection of the TSF 6. Trusted path/channels 4.1 Cryptographic support The TOE provides cryptography in support of IPsec with ESP symmetric cryptography for bulk AES encryption/decryption and SHA-2 algorithm for hashing. In addition the TOE provides the cryptography to support Diffie-Hellman key exchange and derivation function used in the IKEv2 and ESP protocols. The cryptographic algorithm implementation has been validated for CAVP conformance as part of the platform evaluation (VID10851). The TOE platform provides asymmetric cryptography, which is used by the TOE for IKE peer authentication using digital signature and hashing services. In addition the TOE platform provides a DRBG. 4.2 User data protection The TOE platform ensures that residual information from previously sent network packets processed through the platform are protected from being passed into subsequent network packets. Cisco AnyConnect Secure Validation Report Version 0.3, June 4, 2018 Mobility Client for Apple iOS 5 4.3 Identification and authentication The TOE and TOE platform perform device-level X.509 certificate-based authentication of the VPN Gateway during IKE v2 key exchange. Device-level authentication allows the TOE to establish a secure channel with a trusted VPN Gateway. The secure channel is established only after each endpoint successfully authenticates each other. 4.4 Security management The TOE, TOE platform, and VPN Gateway provide the management functions to configure the security functionality provided by the TOE. 4.5 Protection of the TSF The TOE performs a suite of self-tests during initial start-up to verify correct operation of its CAVP tested algorithms. Upon execution, the integrity of the TOE’s software executables is also verified. The TOE Platform provides for verification of TOE software updates prior installation. 4.6 Trusted path/channels The TOE’s implementation of IPsec provides a trusted channel ensuring sensitive data is protected from unauthorized disclosure or modification when transmitted from the host to a VPN gateway. 5 Assumptions The Security Problem Definition, including the assumptions, may be found in the following document:  Protection Profile for IPsec Virtual Private Network (VPN) Clients, Version 1.4, 21 October 2013 That information has not been reproduced here and the IVPNCPP14 should be consulted if there is interest in that material. The scope of this evaluation was limited to the functionality and assurances covered in the IVPNCPP14 as described for this TOE in the Security Target. Other functionality included in the product was not assessed as part of this evaluation. All other functionality provided by the devices needs to be assessed separately, and no further conclusions can be drawn about their effectiveness. 6 Clarification of Scope All evaluations (and all products) have limitations, as well as potential misconceptions that need clarification. This text covers some of the more important limitations and clarifications of this evaluation. Note that: Cisco AnyConnect Secure Validation Report Version 0.3, June 4, 2018 Mobility Client for Apple iOS 6  As with any evaluation, this evaluation only shows that the evaluated configuration meets the security claims made with a certain level of assurance (the assurance activities specified in the Protection Profile for IPsec Virtual Private Network (VPN) Clients and performed by the evaluation team).  This evaluation covers only the specific device models and software as identified in this document, and not any earlier or later versions released or in process.  This evaluation did not specifically search for, nor attempt to exploit, vulnerabilities that were not “obvious” or vulnerabilities to objectives not claimed in the ST. The CEM defines an “obvious” vulnerability as one that is easily exploited with a minimum of understanding of the TOE, technical sophistication and resources.  The functionality evaluated is scoped exclusively to the security functional requirements specified in the IVPNCPP14 and applicable Technical Decisions. Any additional security related functional capabilities of the TOE were not covered by this evaluation. 7 Documentation The following document was made available with the TOE for evaluation:  Cisco AnyConnect Secure Mobility Client, v4.6 for Apple iOS CC Configuration Guide, Version 0.4, May 21, 2018 To use the product in the evaluated configuration, the product must be configured as specified in this guide. Consumers are encouraged to download the CC configuration guide from the NIAP website. Any additional customer documentation provided with the product, or that is available online was not included in the scope of the evaluation and therefore should not to be relied upon when configuring or operating the device as evaluated. 8 IT Product Testing This section describes the testing efforts of the developer and the Evaluation Team. It is derived from information contained in the Assurance Activities Report (IVPNCPP14) for Cisco AnyConnect Secure Mobility Client for Apple iOS, Version 0.3, June 1, 2018. 8.1 Developer Testing No evidence of developer testing is required in the assurance activities for this product. 8.2 Evaluation Team Independent Testing The evaluation team verified the product according a Common Criteria Certification document and ran the tests specified in the IVPNCPP14 including the tests associated with optional requirements. Cisco AnyConnect Secure Validation Report Version 0.3, June 4, 2018 Mobility Client for Apple iOS 7 8.3 Test Tools  SSH Client – Putty version 6.2  Wireshark version 2.4.5  Ubuntu 16.04  ASDM (Adaptive Security Device Manager)  Cisco ASA 5506 Firewall  Wireshark  Apple iPhone 7  Wireless Access Point (router) 8.4 Test Configuration 9 Evaluated Configuration The TOE is a mobile VPN client application executing on an iPhone mobile device platform. It requires one of the following Common Criteria certified mobile platforms:  Apple iPhone 7/7 Plus 10 Results of the Evaluation The results of the assurance requirements are generally described in this section and are presented in detail in the proprietary ETR. The reader of this document can assume that all assurance activities and work units received a passing verdict. A verdict for an assurance component is determined by the resulting verdicts assigned to the corresponding evaluator action elements. The evaluation was conducted based upon CC Cisco AnyConnect Secure Validation Report Version 0.3, June 4, 2018 Mobility Client for Apple iOS 8 version 3.1 rev 4 and CEM version 3.1 rev 4. The evaluation determined the AnyConnect Secure Mobility Client for Apple iOS TOE to be Part 2 extended, and to meet the SARs contained in the IVPNCPP14. 10.1 Evaluation of the Security Target (ASE) The evaluation team applied each ASE CEM work unit. The ST evaluation ensured the ST contains a description of the environment in terms of policies and assumptions, a statement of security requirements claimed to be met by the Cisco AnyConnect Secure Mobility Client for Apple iOS product that are consistent with the Common Criteria, and product security function descriptions that support the requirements. The validators reviewed the work of the evaluation team, and found that sufficient evidence and justification was provided by the evaluation team to confirm that the evaluation was conducted in accordance with the requirements of the CEM, and that the conclusion reached by the evaluation team was justified. 10.2 Evaluation of the Development (ADV) The evaluation team applied each ADV CEM work unit. The evaluation team assessed the design documentation and found it adequate to aid in understanding how the TSF provides the security functions. The design documentation consists of a functional specification contained in the Security target and Guidance documents. Additionally the evaluator performed the assurance activities specified in the IVPNCPP14 related to the examination of the information contained in the TSS. The validators reviewed the work of the evaluation team, and found that sufficient evidence and justification was provided by the evaluation team to confirm that the evaluation was conducted in accordance with the requirements of the CEM, and that the conclusion reached by the evaluation team was justified. 10.3 Evaluation of the Guidance Documents (AGD) The evaluation team applied each AGD CEM work unit. The evaluation team ensured the adequacy of the user guidance in describing how to use the operational TOE. Additionally, the evaluation team ensured the adequacy of the administrator guidance in describing how to securely administer the TOE. All of the guides were assessed during the design and testing phases of the evaluation to ensure they were complete. The validators reviewed the work of the evaluation team, and found that sufficient evidence and justification was provided by the evaluation team to confirm that the evaluation was conducted in accordance with the requirements of the CEM, and that the conclusion reached by the evaluation team was justified. Cisco AnyConnect Secure Validation Report Version 0.3, June 4, 2018 Mobility Client for Apple iOS 9 10.4 Evaluation of the Life Cycle Support Activities (ALC) The evaluation team applied each ALC CEM work unit. The evaluation team found that the TOE was identified. The validators reviewed the work of the evaluation team, and found that sufficient evidence and justification was provided by the evaluation team to confirm that the evaluation was conducted in accordance with the requirements of the CEM, and that the conclusion reached by the evaluation team was justified. 10.5 Evaluation of the Test Documentation and the Test Activity (ATE) The evaluation team applied each ATE CEM work unit. The evaluation team ran the set of tests specified by the assurance activities in the IVPNCPP14 and recorded the results in a Test Report, which are summarized in the AAR. The validators reviewed the work of the evaluation team, and found that sufficient evidence and justification was provided by the evaluation team to confirm that the evaluation was conducted in accordance with the requirements of the CEM, and that the conclusion reached by the evaluation team was justified. 10.6 Vulnerability Assessment Activity (VAN) The evaluation team applied each AVA CEM work unit. The vulnerability analysis is in the Detailed Test Report (DTR) prepared by the evaluator. The vulnerability analysis includes a public search for vulnerabilities. The public search for vulnerabilities did not uncover any residual vulnerability. The evaluator searched the National Vulnerability Database (https://web.nvd.nist.gov/view/vuln/search) and Vulnerability Notes Database (http://www.kb.cert.org/vuls/) on May 22, 2018 with the following search terms: “Cisco Anyconnect”, “Anyconnect”, “Anyconnect 4.6”, and “Anyconnect iOS”, “OpenSSL 1.0.2”, “libcurl”. The validators reviewed the work of the evaluation team, and found that sufficient evidence and justification was provided by the evaluation team to confirm that the evaluation was conducted in accordance with the requirements of the CEM, and that the conclusion reached by the evaluation team was justified. 10.7 Summary of Evaluation Results The evaluation team’s assessment of the evaluation evidence demonstrates that the claims in the ST are met. Additionally, the evaluation team’s testing also demonstrated the accuracy of the claims in the ST. The validation team’s assessment of the evidence provided by the evaluation team is that it demonstrates that the evaluation team followed the procedures defined in the CEM, and correctly verified that the product meets the claims in the ST. Cisco AnyConnect Secure Validation Report Version 0.3, June 4, 2018 Mobility Client for Apple iOS 10 11 Validator Comments/Recommendations The TOE is the VPN Client software running on specific platform hardware, the iPhone 7 and 7Plus running iOS 11.2. The Apple iOS 11 operating system platform software has been separately validated (NIAP PCL record VID10851-2018). Platform assurance activities, per the PP, may rely upon the evidence provided in VID10851. Any other functionality provided by the platform devices and or the TOE, was not part of this evaluation and therefore no claims or assurances of correct operation should be assumed nor inferred. The iOS VPN Client AnyConnect has been evaluated with the Cisco ASA 5500 Series VPN Gateway. The appropriate licenses must be installed on the ASA to permit use of AnyConnect remote access IPsec VPN. Refer to the Cisco License Management portal at http://www.cisco.com/go/license 12 Annexes Not applicable 13 Security Target The Security Target is identified as: Cisco AnyConnect Secure Mobility Client for Apple iOS (IVPNCPP14) Security Target, Version 0.5, May 30, 2018. 14 Glossary The following definitions are used throughout this document:  Common Criteria Testing Laboratory (CCTL). An IT security evaluation facility accredited by the National Voluntary Laboratory Accreditation Program (NVLAP) and approved by the CCEVS Validation Body to conduct Common Criteria-based evaluations.  Conformance. The ability to demonstrate in an unambiguous way that a given implementation is correct with respect to the formal model.  Evaluation. The assessment of an IT product against the Common Criteria using the Common Criteria Evaluation Methodology to determine whether or not the claims made are justified; or the assessment of a protection profile against the Common Criteria using the Common Evaluation Methodology to determine if the Profile is complete, consistent, technically sound and hence suitable for use as a statement of requirements for one or more TOEs that may be evaluated.  Evaluation Evidence. Any tangible resource (information) required from the sponsor or developer by the evaluator to perform one or more evaluation activities. Cisco AnyConnect Secure Validation Report Version 0.3, June 4, 2018 Mobility Client for Apple iOS 11  Feature. Part of a product that is either included with the product or can be ordered separately.  Target of Evaluation (TOE). A group of IT products configured as an IT system, or an IT product, and associated documentation that is the subject of a security evaluation under the CC.  Validation. The process carried out by the CCEVS Validation Body leading to the issue of a Common Criteria certificate.  Validation Body. A governmental organization responsible for carrying out validation and for overseeing the day-to-day operation of the NIAP Common Criteria Evaluation and Validation Scheme. 15 Bibliography The Validation Team used the following documents to produce this Validation Report: [1] Common Criteria for Information Technology Security Evaluation: Part 1: Introduction and General Model, Version 3.1, Revision 4, September 2012. [2] Common Criteria for Information Technology Security Evaluation Part 2: Security functional components, Version 3.1, Revision 4, September 2012. [3] Common Criteria for Information Technology Security Evaluation Part 3: Security assurance components, Version 3.1 Revision 4, September 2102. [4] Protection Profile for IPsec Virtual Private Network (VPN) Clients, Version 1.4, 21 October 2013. [5] Cisco AnyConnect Secure Mobility Client for Apple iOS (IVPNCPP14) Security Target, Version 0.5, May 30, 2018 (ST). [6] Assurance Activity Report (IVPNCPP14) for Cisco AnyConnect Secure Mobility Client for Apple iOS, Version 0.3, June 1, 2018 (AAR). [7] Detailed Test Report (IVPNCPP14) for Cisco AnyConnect Secure Mobility Client for Apple iOS, Version 0.2, June 1, 2018 (DTR). [8] Evaluation Technical Report for Cisco AnyConnect Secure Mobility Client 4.6 for Apple iOS, Version 0.3, June 1, 2018 (ETR) [9] Cisco AnyConnect Secure Mobility Client, v4.6 for Apple iOS 11.2 CC Configuration Guide, Version 0.4, May 21, 2018