National Information Assurance Partnership Common Criteria Evaluation and Validation Scheme Validation Report Aruba, a Hewlett Packard Enterprise Company 6200, 6300, 6400, 8320, 8325, 8360, and 8400 Switch Series Report Number: CCEVS-VR-11195-2021 Dated: July 6, 2021 Version: 1.0 National Institute of Standards and Technology Department of Defense Information Technology Laboratory ATTN: NIAP, SUITE: 6982 100 Bureau Drive 9800 Savage Road Gaithersburg, MD 20899 Fort Meade, MD 20755-6982 Version 1.0, 07/06/2021 ii ACKNOWLEDGEMENTS Validation Team Paul Bicknell Jenn Dotson Ted Farnsworth Linda Morrison The MITRE Corporation Common Criteria Testing Laboratory Chris Keenan Wasif Sikder Gossamer Security Solutions, Inc. Columbia, MD Version 1.0, 07/06/2021 iii Table of Contents 1 Executive Summary .........................................................................................................1 2 Identification ....................................................................................................................1 3 Architectural Information.................................................................................................2 3.1 TOE Evaluated Platforms ........................................................................................3 3.2 TOE Architecture.....................................................................................................3 3.3 Physical Boundaries.................................................................................................3 4 Security Policy .................................................................................................................4 4.1 Security audit ...........................................................................................................4 4.2 Cryptographic support..............................................................................................4 4.3 Identification and authentication..............................................................................4 4.4 Security management...............................................................................................4 4.5 Protection of the TSF ...............................................................................................4 4.6 TOE access...............................................................................................................5 4.7 Trusted path/channels...............................................................................................5 5 Assumptions & Clarification of Scope ............................................................................5 6 Documentation.................................................................................................................6 7 IT Product Testing............................................................................................................6 7.1 Developer Testing....................................................................................................6 7.2 Evaluation Team Independent Testing.....................................................................6 8 Results of the Evaluation .................................................................................................6 8.1 Evaluation of the Security Target (ASE) .................................................................6 8.2 Evaluation of the Development (ADV) ...................................................................7 8.3 Evaluation of the Guidance Documents (AGD) ......................................................7 8.4 Evaluation of the Life Cycle Support Activities (ALC) ..........................................7 8.5 Evaluation of the Test Documentation and the Test Activity (ATE).......................7 8.6 Vulnerability Assessment Activity (VAN)..............................................................8 8.7 Summary of Evaluation Results...............................................................................8 9 Validator Comments/Recommendations .........................................................................8 10 Annexes............................................................................................................................9 11 Security Target.................................................................................................................9 12 Glossary ...........................................................................................................................9 13 Bibliography...................................................................................................................10 Version 1.0, 07/06/2021 1 1 Executive Summary This report documents the assessment of the National Information Assurance Partnership (NIAP) Validation team of the evaluation of Aruba, a Hewlett Packard Enterprise Company 6200, 6300, 6400, 8320, 8325, 8360, and 8400 Switch Series solution provided by Aruba, a Hewlett Packard Enterprise Company. It presents the evaluation results, their justifications, and the conformance results. This Validation Report (VR) is not an endorsement of the Target of Evaluation (TOE) by any agency of the U.S. government, and no warranty is either expressed or implied. The evaluation was performed by the Gossamer Security Solutions (Gossamer) Common Criteria Testing Laboratory (CCTL) in Columbia, MD, United States of America, and was completed in July 2021. The information in this report is largely derived from the Evaluation Technical Report (ETR) and associated test reports, all written by Gossamer Security Solutions. The evaluation determined that the product is both Common Criteria Part 2 Extended and Part 3 Conformant and meets the assurance requirements of the collaborative Protection Profile for Network Devices, version 2.2e Version 2.2e, 23 March 2020. The Target of Evaluation (TOE) is the Aruba, a Hewlett Packard Enterprise Company 6200, 6300, 6400, 8320, 8325, 8360, and 8400 Switch Series. The Target of Evaluation (TOE) identified in this Validation Report has been evaluated at a NIAP approved CCTL using the Common Methodology for IT Security Evaluation (Version 3.1, Rev 5) for conformance to the Common Criteria for IT Security Evaluation (Version 3.1, Rev 5). This VR applies only to the specific version of the TOE as evaluated. The evaluation has been conducted in accordance with the provisions of the NIAP Common Criteria Evaluation and Validation Scheme (CCEVS) and the conclusions of the testing laboratory in the evaluation technical report are consistent with the evidence provided. The Validation team monitored the activities of the Evaluation team, provided guidance on technical issues and evaluation processes, and reviewed the individual work units and successive versions of the ETR. The Validation team found that the evaluation showed that the product satisfies all of the functional requirements and assurance requirements stated in the Security Target (ST). Therefore the Validation team concludes that the testing laboratory’s findings are accurate, the conclusions justified, and the conformance results are correct. The conclusions of the testing laboratory in the ETR are consistent with the evidence produced. The technical information included in this report was obtained from the Aruba, a Hewlett Packard Enterprise Company 6200, 6300, 6400, 8320, 8325, 8360, and 8400 Switch Series Security Target, Version 0.5, 06/24/2021 and analysis performed by the Validation team. 2 Identification The CCEVS is a joint National Security Agency (NSA) and National Institute of Standards and Technology (NIST) effort to establish commercial facilities to perform trusted product evaluations. Under this program, security evaluations are conducted by commercial testing laboratories called Common Criteria Testing Laboratories (CCTLs) using the Common Evaluation Methodology (CEM) in accordance with National Voluntary Laboratory Assessment Program (NVLAP) accreditation. Version 1.0, 07/06/2021 2 The NIAP Validation Body assigns Validators to monitor the CCTLs to ensure quality and consistency across evaluations. Developers of information technology products desiring a security evaluation contract with a CCTL and pay a fee for their product’s evaluation. Upon successful completion of the evaluation, the product is added to NIAP’s Validated Products List. Table 1 provides information needed to completely identify the product, including: • The TOE: the fully qualified identifier of the product as evaluated. • The Security Target (ST), describing the security features, claims, and assurances of the product. • The conformance result of the evaluation. • The Protection Profile (PP) to which the product is conformant. • The organizations and individuals participating in the evaluation. Table 1: Evaluation Identifiers Item Identifier Evaluation Scheme United States NIAP Common Criteria Evaluation and Validation Scheme TOE Aruba, a Hewlett Packard Enterprise Company 6200, 6300, 6400, 8320, 8325, 8360, and 8400 Switch Series (Specific models identified in Section 3.1) Protection Profile collaborative Protection Profile for Network Devices, Version 2.2e, 23 March 2020 ST Aruba, a Hewlett Packard Enterprise Company 6200, 6300, 6400, 8320, 8325, 8360, and 8400 Switch Series Security Target, Version 0.5, 06/24/2021 Evaluation Technical Report Evaluation Technical Report for Aruba, a Hewlett Packard Enterprise Company 6200, 6300, 6400, 8320, 8325, 8360, and 8400 Switch Series, Version 0.3, 06/24/2021 CC Version Common Criteria for Information Technology Security Evaluation, Version 3.1, rev 5 Conformance Result CC Part 2 extended, CC Part 3 conformant Sponsor Aruba, a Hewlett Packard Enterprise Company Developer Aruba, a Hewlett Packard Enterprise Company Common Criteria Testing Lab (CCTL) Gossamer Security Solutions, Inc. Columbia, MD CCEVS Validators Paul Bicknell, Jenn Dotson, Ted Farnsworth, Linda Morrison 3 Architectural Information Note: The following architectural description is based on the description presented in the Security Target. The Target of Evaluation (TOE) is the Aruba, a Hewlett Packard Enterprise Company 6200, 6300, 6400, 8320, 8325, 8360, and 8400 Switch Series running Aruba OS-CX version 10.06. Version 1.0, 07/06/2021 3 The TOE is a family of switches designed to support scalability, security and high performance for campus networks. For the purpose of evaluation, the TOE will be treated as a network device offering CAVP tested cryptographic functions, security auditing, secure administration, trusted updates, self- tests, and secure connections to other servers (e.g., to transmit audit records). 3.1 TOE Evaluated Platforms The evaluated configuration consists of the following devices running ArubaOS-CX version 10.06: Series Identifier Processor Aruba 6200F NXP 1046A ARMv8-A CPU [ARMv8 microarchitecture] Aruba 6300M NXP 1046A ARMv8-A CPU [ARMv8 microarchitecture] Aruba 6300F NXP 1046A ARMv8-A CPU [ARMv8 microarchitecture] Aruba 6405 NXP 1046A ARMv8-A CPU [ARMv8 microarchitecture] Aruba 6410 NXP 1046A ARMv8-A CPU [ARMv8 microarchitecture] Aruba 8320 Intel Atom C2538 [Rangley microarchitecture] Aruba 8325 Intel Xeon D-1518 [Broadwell microarchitecture] Aruba 8360 NXP 1046A ARMv8-A CPU [ARMv8 microarchitecture] Aruba 8400 Intel Xeon D-1527 [Broadwell microarchitecture] 3.2 TOE Architecture The underlying architecture of each TOE appliance consists of hardware that supports physical network connections, memory, and processor and software that implements switching functions, configuration information and drivers. While hardware varies between different appliance models, the software code is shared across all platforms. It is in the software code that all the security functions claimed in this security target are enforced. 3.3 Physical Boundaries Each TOE appliance runs the 10.06 version of the ArubaOS-CX software and has physical network connections to its environment to facilitate the switching of network traffic. The TOE appliance can also be the destination of network traffic, where it provides interfaces for its own management. The TOE may be accessed and managed through a PC or terminal in the environment which can be remote from or directly connected to the TOE. The TOE can be configured to forward its audit records to an external SYSLOG server in the network environment. The TOE can also be configured to work with a Network Time Server (NTP Server). The scope of the evaluation is limited to the requirements in the ST – all other functionality is outside the scope of the evaluation. Version 1.0, 07/06/2021 4 4 Security Policy This section summaries the security functionality of the TOE: 1. Security audit 2. Cryptographic support 3. Identification and authentication 4. Security management 5. Protection of the TSF 6. TOE access 7. Trusted path/channels 4.1 Security audit The TOE is able to generate logs for a wide range of security relevant events. The TOE can be configured to store the logs locally so they can be accessed by an administrator and also to send the logs to a designated log server using TLS to protect the logs while in transit on the network. 4.2 Cryptographic support The TOE provides CAVP certified cryptography in support of its SSHv2 and TLS v1.2 protocol implementations. Cryptographic services include key management, random bit generation, encryption/decryption, digital signature and secure hashing. 4.3 Identification and authentication The TOE requires users to be identified and authenticated before they can use functions mediated by the TOE, with the exception of passing network traffic in accordance with its configured switching rules and reading the login banner. It provides the ability to both assign attributes (user names, passwords and roles) and to authenticate users against these attributes. 4.4 Security management The TOE provides Command Line Interface (CLI) commands to access the wide range of security management functions to manage its security policies. All administrative activity and functions including security management commands are limited to authorized users (i.e., administrators) only after they have provided acceptable user identification and authentication data to the TOE. The security management functions are controlled through the use of roles that can be assigned to TOE users. The TOE supports the following roles: Administrators, Operators. The Administrator role can make changes to the TOE configuration while the Operators role is a read-only role. 4.5 Protection of the TSF The TOE implements a number of measures to protect the integrity of its security features. The TOE protects stored passwords and cryptographic keys so they are not directly accessible in plaintext. The TOE also ensures that reliable time information is available for both log accountability and synchronization with the operating environment by providing a hardware clock and the ability to synchronize with the network time server. The TOE employs both dedicated communication channels as well as cryptographic means to protect communication Version 1.0, 07/06/2021 5 between itself and other components in the operation environment. The TOE performs self- tests to detect failure and protect itself from malicious updates. 4.6 TOE access The TOE can be configured to display a logon banner before and after (a post-login banner) a user session is established. The TOE also enforces inactivity timeouts for local and remote sessions. 4.7 Trusted path/channels The TOE protects interactive communication with administrators using SSH to protect the CLI interface, ensuring integrity and preventing disclosure. If the negotiation of an encrypted session fails or if the user does not have authorization for remote administration, an attempted connection will not be established. The TOE protects communication with network peers, such as a log server, using TLS connections to prevent unintended disclosure or modification of logs. 5 Assumptions & Clarification of Scope Assumptions The Security Problem Definition, including the assumptions, may be found in the following documents: • collaborative Protection Profile for Network Devices, Version 2.2e, 23 March 2020 That information has not been reproduced here and the NDcPP22e should be consulted if there is interest in that material. Clarification of scope The scope of this evaluation was limited to the functionality and assurances covered in the NDcPP22e and applicable Technical Decisions as described for this TOE in the Security Target. Other functionality included in the product was not assessed as part of this evaluation. All other functionality provided by the devices needs to be assessed separately, and no further conclusions can be drawn about their effectiveness. All evaluations (and all products) have limitations, as well as potential misconceptions that need clarification. This text covers some of the more important limitations and clarifications of this evaluation. Note that: • As with any evaluation, this evaluation only shows that the evaluated configuration meets the security claims made with a certain level of assurance (the assurance activities specified in the collaborative Protection Profile for Network Devices and performed by the evaluation team). • This evaluation covers only the specific device models and software as identified in this document, and not any earlier or later versions released or in process. • This evaluation did not specifically search for, nor attempt to exploit, vulnerabilities that were not “obvious” or vulnerabilities to objectives not claimed in the ST. The Version 1.0, 07/06/2021 6 CEM defines an “obvious” vulnerability as one that is easily exploited with a minimum of understanding of the TOE, technical sophistication and resources. 6 Documentation The following documents were available with the TOE for evaluation: • Common Criteria Admin Guide Network Device collaboration Protection Profile, Target of Evaluation: Aruba 6200, 6300, 6400, 8320, 8325, 8360, and 8400 Switch Series, Version 1.9, June 14, 2021 7 IT Product Testing This section describes the testing efforts of the developer and the Evaluation Team. It is derived from information contained in the Assurance Activity Report for Aruba, a Hewlett Packard Enterprise Company 6200, 6300, 6400, 8320, 8325, 8360, and 8400 Switch Series, Version 0.3, 06/24/2021 (AAR). 7.1 Developer Testing No evidence of developer testing is required in the assurance activities for this product. 7.2 Evaluation Team Independent Testing The evaluation team verified the product according to the Common Criteria Certification document and ran the tests specified in the NDcPP22e including the tests associated with optional requirements. Testing took place between October 2020 and May 2021 at Gossamer. 8 Results of the Evaluation The results of the assurance requirements are generally described in this section and are presented in detail in the proprietary ETR. The reader of this document can assume that all assurance activities and work units received a passing verdict. A verdict for an assurance component is determined by the resulting verdicts assigned to the corresponding evaluator action elements. The evaluation was conducted based upon CC version 3.1 rev 5 and CEM version 3.1 rev 5. The evaluation determined the Aruba, a Hewlett Packard Enterprise Company 6200, 6300, 6400, 8320, 8325, 8360, and 8400 Switch Series TOE to be Part 2 extended, and to meet the SARs contained in the NDcPP22e. 8.1 Evaluation of the Security Target (ASE) The Evaluation team applied each ASE CEM work unit. The ST evaluation ensured the ST contains a description of the environment in terms of policies and assumptions, a statement of security requirements claimed to be met by the Aruba, a Hewlett Packard Enterprise Company 6200, 6300, 6400, 8320, 8325, 8360, and 8400 Switch Series that are consistent with the Common Criteria, and product security function descriptions that support the requirements. The Validation team reviewed the work of the Evaluation team and found that sufficient evidence and justification was provided by the Evaluation team to confirm that the evaluation Version 1.0, 07/06/2021 7 was conducted in accordance with the requirements of the CEM, and that the conclusion reached by the Evaluation team was justified. 8.2 Evaluation of the Development (ADV) The Evaluation team applied each ADV CEM work unit. The Evaluation team assessed the design documentation and found it adequate to aid in understanding how the TSF provides the security functions. The design documentation consists of a functional specification contained in the Security Target and Guidance document. Additionally, the Evaluation team performed the assurance activities specified in the NDcPP22e related to the examination of the information contained in the TSS. The Validation team reviewed the work of the Evaluation team and found that sufficient evidence and justification was provided by the Evaluation team to confirm that the evaluation was conducted in accordance with the requirements of the CEM, and that the conclusion reached by the Evaluation team was justified. 8.3 Evaluation of the Guidance Documents (AGD) The Evaluation team applied each AGD CEM work unit. The Evaluation team ensured the adequacy of the user guidance in describing how to use the operational TOE. Additionally, the Evaluation team ensured the adequacy of the administrator guidance in describing how to securely administer the TOE. All of the guides were assessed during the design and testing phases of the evaluation to ensure they were complete. The Validation team reviewed the work of the Evaluation team and found that sufficient evidence and justification was provided by the Evaluation team to confirm that the evaluation was conducted in accordance with the requirements of the CEM, and that the conclusion reached by the Evaluation team was justified. 8.4 Evaluation of the Life Cycle Support Activities (ALC) The Evaluation team applied each ALC CEM work unit. The Evaluation team found that the TOE was identified. The Validation team reviewed the work of the Evaluation team and found that sufficient evidence and justification was provided by the Evaluation team to confirm that the evaluation was conducted in accordance with the requirements of the CEM, and that the conclusion reached by the Evaluation team was justified. 8.5 Evaluation of the Test Documentation and the Test Activity (ATE) The Evaluation team applied each ATE CEM work unit. The Evaluation team ran the set of tests specified by the assurance activities in the NDcPP22e and recorded the results in a Test Report, summarized in the AAR. The Validation team reviewed the work of the Evaluation team and found that sufficient evidence and justification was provided by the Evaluation team to confirm that the evaluation was conducted in accordance with the requirements of the CEM, and that the conclusion reached by the Evaluation team was justified. Version 1.0, 07/06/2021 8 8.6 Vulnerability Assessment Activity (VAN) The Evaluation team applied each AVA CEM work unit. The vulnerability analysis is in the Detailed Test Report (DTR) prepared by the evaluator. The vulnerability analysis includes a public search for vulnerabilities. The public search for vulnerabilities did not uncover any residual vulnerability. The evaluator searched the • National Vulnerability Database (https://web.nvd.nist.gov/vuln/search), • Vulnerability Notes Database (http://www.kb.cert.org/vuls/), • Rapid7 Vulnerability Database (https://www.rapid7.com/db/vulnerabilities), • Tipping Point Zero Day Initiative (http://www.zerodayinitiative.com/advisories ), • Exploit / Vulnerability Search Engine (http://www.exploitsearch.net), • SecurITeam Exploit Search (http://www.securiteam.com), • Tenable Network Security (http://nessus.org/plugins/index.php?view=search), • Offensive Security Exploit Database (https://www.exploit-db.com/) The search was performed on 06/08/2021 with the following search terms: "Aruba 6200", "Aruba 6300", "Aruba 6400", "Aruba 8320", "Aruba 8325", "Aruba 8360", "Aruba 8400", "NXP 1046A", "Intel Atom C2538", "Intel Xeon D-1518", "Intel Xeon D-1527", "Yocto", "OpenSSL". The Validation team reviewed the work of the evaluation team and found that sufficient evidence and justification was provided by the Evaluation team to confirm that the evaluation was conducted in accordance with the requirements of the CEM, and that the conclusion reached by the Evaluation team was justified. 8.7 Summary of Evaluation Results The Evaluation team’s assessment of the evaluation evidence demonstrates that the claims in the ST are met. Additionally, the Evaluation team’s testing also demonstrated the accuracy of the claims in the ST. The Validation team’s assessment of the evidence provided by the Evaluation team is that it demonstrates that the Evaluation team followed the procedures defined in the CEM, and correctly verified that the product meets the claims in the ST. 9 Validator Comments/Recommendations The Validation team suggest that the consumer pay particular attention to the evaluated configuration of the TOE. As stated in the Clarification of Scope, the evaluated functionality is scoped exclusively to the security functional requirements specified in the ST, and the only evaluated functionality was that which was described by the SFRs claimed in the Security Target. All other functionality provided by the TOE needs to be assessed separately and no further conclusions can be drawn about its effectiveness. Version 1.0, 07/06/2021 9 Consumers employing the TOE must follow the configuration instructions provided in the Configuration Guidance documentation listed in Section 6 to ensure the evaluated configuration is established and maintained. 10 Annexes Not applicable 11 Security Target The Security Target is identified as: Aruba, a Hewlett Packard Enterprise Company 6200, 6300, 6400, 8320, 8325, 8360, and 8400 Switch Series Security Target, Version 0.5, 06/24/2021. 12 Glossary The following definitions are used throughout this document: • Common Criteria Testing Laboratory (CCTL). An IT security evaluation facility accredited by the National Voluntary Laboratory Accreditation Program (NVLAP) and approved by the CCEVS Validation Body to conduct Common Criteria-based evaluations. • Conformance. The ability to demonstrate in an unambiguous way that a given implementation is correct with respect to the formal model. • Evaluation. The assessment of an IT product against the Common Criteria using the Common Criteria Evaluation Methodology to determine whether or not the claims made are justified; or the assessment of a protection profile against the Common Criteria using the Common Evaluation Methodology to determine if the Profile is complete, consistent, technically sound and hence suitable for use as a statement of requirements for one or more TOEs that may be evaluated. • Evaluation Evidence. Any tangible resource (information) required from the sponsor or developer by the evaluator to perform one or more evaluation activities. • Feature. Part of a product that is either included with the product or can be ordered separately. • Target of Evaluation (TOE). A group of IT products configured as an IT system, or an IT product, and associated documentation that is the subject of a security evaluation under the CC. • Validation. The process carried out by the CCEVS Validation Body leading to the issue of a Common Criteria certificate. • Validation Body. A governmental organization responsible for carrying out validation and for overseeing the day-to-day operation of the NIAP Common Criteria Evaluation and Validation Scheme. Version 1.0, 07/06/2021 10 13 Bibliography The Validation Team used the following documents to produce this Validation Report: [1] Common Criteria for Information Technology Security Evaluation: Part 1: Introduction and General Model, Version 3.1, Revision 5, April 2017. [2] Common Criteria for Information Technology Security Evaluation Part 2: Security functional components, Version 3.1, Revision 5, April 2017. [3] Common Criteria for Information Technology Security Evaluation Part 3: Security assurance components, Version 3.1 Revision 5, April 2017. [4] collaborative Protection Profile for Network Devices, version 2.2e, 23 March 2020. [5] Aruba, a Hewlett Packard Enterprise Company 6200, 6300, 6400, 8320, 8325, 8360, and 8400 Switch Series Security Target, Version 0.5, 06/24/2021 (ST). [6] Assurance Activity Report for Aruba, a Hewlett Packard Enterprise Company 6200, 6300, 6400, 8320, 8325, 8360, and 8400 Switch Series, Version 0.3, 06/24/2021 (AAR). [7] Detailed Test Report for Aruba, a Hewlett Packard Enterprise Company 6200, 6300, 6400, 8320, 8325, 8360, and 8400 Switch Series, Version 0.3, 06/24/2021 (DTR). [8] Evaluation Technical Report for Aruba, a Hewlett Packard Enterprise Company 6200, 6300, 6400, 8320, 8325, 8360, and 8400 Switch Series, Version 0.3, June 24, 2021 (ETR).