THD88--EAL4A-ST-V1.1 THD88/M2064 Secure Microcontroller with Crypto Library Security Target Lite Version 1.1 Beijing Tongfang Microelectronics Co.,Ltd. 2015 - 11 Document:ST0084 for Tong Fang THD88/M2064 Version:V1.1 Confidential level:Level 3 Page:2 of 26 Beijing Tongfang Microelectronics Co.,Ltd. Revision History Modification By Create Xingchen Li Ying Pan Modify Editorial changes Xingchen Li Ying Pan Update for the formal evaluation Xingchen Li Ying Pan Release for final version Xingchen Li Ying Pan Document:ST0084 for Tong Fang THD88/M2064 Version:V1.1 Confidential level:Level 3 Page:3 of 26 Beijing Tongfang Microelectronics Co.,Ltd. Contents 1. ST Introduction .................................................................................................................. 5 1.1. ST and TOE reference.................................................................................................. 5 1.2. TOE overview .............................................................................................................. 5 1.3. TOE description ........................................................................................................... 6 1.3.1. Physical architecture ............................................................................................. 6 1.3.2 Logical scope......................................................................................................... 7 1.3.3 TOE components................................................................................................... 7 1.4 Life cycle and delivery................................................................................................. 8 2. Conformance claim ............................................................................................................ 9 2.1. CC Conformance.......................................................................................................... 9 2.2. PP Claim....................................................................................................................... 9 2.3. Package claim............................................................................................................... 9 2.4. Conformance claim rationale ....................................................................................... 9 3. Security problem definition.............................................................................................. 10 3.1. Description of Assets ................................................................................................. 10 3.2. Threats........................................................................................................................ 10 3.3. Organisational security policies ................................................................................. 10 3.4. Assumptions............................................................................................................... 10 4. Security objectives ........................................................................................................... 12 4.1. Security objectives for the TOE................................................................................. 12 4.2. Security objectives for the security IC embedded software....................................... 12 4.3. Security objectives for the operational environment.................................................. 13 4.4. Security objectives rationale ...................................................................................... 13 5. Extended Components Definitions................................................................................... 15 6. Security requirements....................................................................................................... 16 6.1. Definitions.................................................................................................................. 16 6.2. Security Functional Requirements (SFR) .................................................................. 16 6.2.1. SFRs derived from the Security IC Platform Protection Profile......................... 16 6.2.2. SFRs regarding cryptographic functionality ....................................................... 18 6.3. Security Assurance Requirements (SAR) .................................................................. 19 6.4. Security requirements rationale.................................................................................. 20 6.4.1. Security Functional Requirements (SFR) ........................................................... 20 6.4.2. Dependencies of the SFRs................................................................................... 22 6.4.3. Security Assurance Requirements (SAR) ........................................................... 23 7. TOE summary specification............................................................................................. 24 Document:ST0084 for Tong Fang THD88/M2064 Version:V1.1 Confidential level:Level 3 Page:4 of 26 Beijing Tongfang Microelectronics Co.,Ltd. 7.1. Malfunction ................................................................................................................ 24 7.2. Leakage ...................................................................................................................... 24 7.3. Physical manipulation and probing............................................................................ 24 7.4. Abuse of functionality and Identification................................................................... 25 7.5. Random numbers........................................................................................................ 25 7.6. Cryptographic functionality ....................................................................................... 25 8. References ........................................................................................................................ 25 1. ST Introduction This Security Target (ST) is built upon the Security IC Platform Protection Profile with Augmentation Packages [1], registered and Certified by BundesamtfürSicherheit in der Informationstechnik (BSI) under the reference BSI-CC-PP-0084-2014. This chapter presents the ST reference, the reference for the Target of Evaluation (TOE), a TOE overview description and a description of the logical and physical scope of the TOE. 1.1. ST and TOE reference Table 1 Description of ST reference and TOE reference ST reference: THD88/M2064Secure Microcontroller with Crypto Library Security Target, version 1.1, November 2015 TOE reference: THD88/M2064Secure Microcontroller with Crypto Library 1.2. TOE overview The TOE is a secure microcontroller with crypto library suitable for instance to support ID cards, Banking cards, ePassport applications, etc. The TOE consists of hardware and IC dedicated software. The hardware is based on a 32-bit CPU with ROM(Non-Volatile Read-Only Memory), EEPROM (Non-volatile Programmable Memory) and RAM(Volatile Memory). The hardware of the TOE also incorporates communication peripherals and cryptographic coprocessors for execution and acceleration of symmetric and asymmetric cryptographic algorithms. The IC dedicated software consists of boot code and a library of cryptographic services. The TOEsupports the following communication interfaces:  ISO/IEC 7816 contact interface  ISO/IEC 14443 contactless interface The TOE is delivered to a composite product manufacturer. The security IC embedded software is developed by the composite product manufacturer. The security IC embedded software is sent to TMC(Beijing Tongfang Microelectronics Co., Ltd.)to be implemented in ROM and delivered back to the composite product manufacturer together with the TOE. The security IC embedded software is not part of the TOE. The TOE has been designed to provide a platform for Security IC Embedded Software which ensures that the critical user data of the Composite TOE are stored and processed in a secure way. To this end the TOE has the following security features:  Hardwarecoprocessor for DES/TDES  True Random Number Generator  Hardware for RSA support  Protectionagainst power analysis  Protectionagainstphysical attacks Document:ST0084 for Tong Fang THD88/M2064 Version:V1.1 Confidential level:Level 3 Page:6 of 26 Beijing Tongfang Microelectronics Co.,Ltd.  Protectionagainstperturbation attacks  Software library with cryptographic services for DES/TDES and RSA 1.3. TOE description This section presents the physical and logical scope of the TOE. 1.3.1. Physical architecture The main functional blocks of the TOE hardware is depicted below. ROM Sensors ARM SC000 CPU AHBMMU RAM Interfaces/IO Clock Circuitry Reset Circuitry EEPROM TRNG DES/ TDES System control circuitry Security Circuitry Power Management Unit Crytp Co- Processor Test circuitry Timers Chinese domestic crypto Co- processor CRC DRNG Figure 1 The block diagram of the TOE hardware The hardware of the TOE has the following components:  ARMSC000 CPU  80kB EEPROM  320kB ROM  14.25kB RAM  AHBMMU  Interfaces I/O o ISO/IEC 14443 contactless interface o ISO/IEC 7816 contact interface  True Random Number Generator  Deterministic Random Number Generator  DES/TDES Co-Processor  Hardware Crypto Co-Processor for RSA support  CRC Co-Processor  Chinese domestic crypto Co-Processor  System control circuitry  Test circuitry  Timers Document:ST0084 for Tong Fang THD88/M2064 Version:V1.1 Confidential level:Level 3 Page:7 of 26 Beijing Tongfang Microelectronics Co.,Ltd.  Security Circuitry  Sensors  Power Management Circuitry  Clock circuitry  Resetcircuitry The AHBMMU is a bus component which also provides user controllablebus masking. The ARM CPU in the TOE contains a Memory Management Unit (MMU) to facilitate applet isolation in an operating system. However the security of this MMU is not claimed in the TOE. The TOE contains crypto support for Chinese domestic algorithms. The security of these algorithms is not claimed in the TOE. The TOE contains Deterministic Random Number Generator. However the security functionality of this Deterministic Random Number Generator is not claimed in the TOE. 1.3.2 Logical scope The TOE provides the following cryptographic services to the Security IC embedded software:  DES/TDES  RSA The TOE provides high entropy random numbers to the Security IC embedded software from a true physical random number generator. The TOE crypto library also includes functionality for SHA1 and Chinese domestic crypto algorithms. The security of these is not claimed by the TOE. 1.3.3 TOE components The TOE consists of the following components that are delivered to the composite product manufacturer: Table 2 List of TOE components Type Name Version Package Hardware THD88 0.1 Module Software Crypto Library 1.2 Software library in ROM Boot code 1.0 Boot code in ROM Document Operational guidance[6] 0.8 document Preparatory guidance[7] 0.4 document Security guidelines[12] 0.7 document Document:ST0084 for Tong Fang THD88/M2064 Version:V1.1 Confidential level:Level 3 Page:8 of 26 Beijing Tongfang Microelectronics Co.,Ltd. 1.4 Life cycle and delivery The end-consumer environment of the TOE is phase 7 of the Security IC product life-cycle as defined in the PP [1]. In this phase the TOE is in usage by the end-consumer. Its method of use now depends on the Security IC Embedded Software. Examples of use cases are ID cards or Bank cards. The scope of the assurance components referring to the TOE’s life cycle is limited to phases 2, 3 and 4. These phases are under the control of the TOE manufacturer. At the end of phase 4 the TOE components described in 1.3.3 are delivered to the Composite Manufacturer. Document:ST0084 for Tong Fang THD88/M2064 Version:V1.1 Confidential level:Level 3 Page:9 of 26 Beijing Tongfang Microelectronics Co.,Ltd. 2. Conformance claim This chapter presents conformance claim and the conformance claim rationale. 2.1. CC Conformance This Security Target and the TOE claim to be conformant to the Common Criteria version 3.1: • Part 1 revision 4 [2] • Part 2 revision 4 [3] • Part 3 revision 4 [4] For the evaluation, it will be used the methodology in Common Criteria Evaluation Methodology version 3.1 CEM revision 4 [5]. This Security Target and the TOE claim to be CC Part 2 extended and CC Part 3 conformant. 2.2. PP Claim This Security Target claims strictconformance to the Security IC Platform Protection Profile, [1]. The TOE also provides additional functionality, which is not covered in [1]. 2.3. Package claim This Security Target claims conformance to the assurance package EAL4 augmented with AVA_VAN.5, ATE_DPT.2 and ALC_DVS.2. This assurance level is in line with the Security IC Platform Protection Profile [1]. 2.4. Conformance claim rationale This TOE is equivalent to the conformance claim stated in a Security IC Platform Protection Profile [1]. Document:ST0084 for Tong Fang THD88/M2064 Version:V1.1 Confidential level:Level 3 Page:10 of 26 Beijing Tongfang Microelectronics Co.,Ltd. 3. Security problem definition This chapter presents the threats, organisational security policies and assumptions for the TOE. The Assets, Assumptions, Threats and Organisational Security Policies are completely taken from the Security IC Platform Protection Profile [1]. 3.1. Description of Assets Since this Security Target claims conformance to the Security IC Platform Protection Profile [1], the assets defined in section 3.1 of the Protection Profile are applied. 3.2. Threats This Security Target claims conformance to the Security IC Platform Protection Profile [1]. The Threats that apply to this Security Target are defined in section 3.2 of the Protection Profile. The following table lists the threats of the Protection Profile. Table 3 Threats defined in the Protection Profile Threat Title T.Leak-Inherent Inherent Information Leakage T.Phys-Probing Physical Probing T.Malfunction Malfunction due to Environmental Stress T.Phys- Manipulation Physical Manipulation T.Leak-Forced Forced Information Leakage T.Abuse-Func Abuse of Functionality T.RND Deficiency of Random Numbers 3.3. Organisational security policies This Security Target claims conformance to the Security IC Platform Protection Profile [1]. The Organisational Security Policies that apply to this Security Target are defined in section 3.3 of the Protection Profile, they are: P.Process-TOE Protection during TOE Development and Production The following Organisational Security Policy is also taken from the PP [1] to facilitate the TOE crypto services: P.Crypto-Service Cryptographic services of the TOE 3.4. Assumptions Document:ST0084 for Tong Fang THD88/M2064 Version:V1.1 Confidential level:Level 3 Page:11 of 26 Beijing Tongfang Microelectronics Co.,Ltd. This Security Target claims conformance to the Security IC Platform Protection Profile [1]. The assumptions claimed in this Security Target defined in section 3.4 of the Protection Profile.They are specified below. Table 4 Assumptions defined in the Protection Profile Assumption Title A.Process-Sec-IC Protection during Packaging, Finishing and Personalisation A.Resp-Appl Treatment of User Data Document:ST0084 for Tong Fang THD88/M2064 Version:V1.1 Confidential level:Level 3 Page:12 of 26 Beijing Tongfang Microelectronics Co.,Ltd. 4. Security objectives This chapter provides the statement of security objectives and the security objective rationale. For this chapter the Security IC Platform Protection Profile [1] can be applied completely. Only a short overview is given in the following. 4.1. Security objectives for the TOE All objectives described in the section 4.1 of the Security IC Platform Protection Profile [1] are claimed for the TOE, these are: Table 5 Security objectives for the TOE defined in the Protection Profile Security Objective Title O.Phys- Manipulation Protection against Physical Manipulation O.Phys-Probing Protection against Physical Probing O.Malfunction Protection against Malfunctions O.Leak-Inherent Protection against Inherent Information Leakage O.Leak-Forced Protection against Forced Information Leakage O.Abuse-Func Protection against Abuse of Functionality O.Identification TOE Identification O.RND Random Numbers The following additional security objectives are taken from the PP [1]for the provision of hardware based Cryptographic services: Table 6Security objectives for the Cryptographic services Security Objective Title O.TDES Cryptographic service Triple-DES In addition the TOE defines the following objectives: O.RSA RSA functionality The TOE shall provide secure cryptographic services implementing the RSA cryptographic algorithm for encryption and decryption. 4.2. Security objectives for the security IC embedded software The security IC Embedded Software defines the operational use of the TOE. This section describes the security objective for the Security IC Embedded Software, which is taken from section 4.2 of the Security IC Platform Protection Profile [1]. Document:ST0084 for Tong Fang THD88/M2064 Version:V1.1 Confidential level:Level 3 Page:13 of 26 Beijing Tongfang Microelectronics Co.,Ltd. Table 7 Security Objectives for the security IC embedded software environment defined in the Protection Profile Security Objective Title OE.Resp-Appl Treatment of User Data of the composite TOE 4.3. Security objectives for the operational environment This section describes the security objective for the operational environment, which is taken from section 4.3 of the Security IC Platform Protection Profile [1]. Table 8 Security Objectives for the operational environment defined in the Protection Profile Security Objective Title OE.Process-Sec-IC Protection during composite product manufacturing 4.4. Security objectives rationale Section 4.4 in the Protection Profile provides a rationale how the assumptions, threats and organisational security policies are addressed by the objectives. The table below shows this relationship. Table 9 Addressing of assumptions, threats and organisational security policies to objectives Assumption, Threat or Organisational Security Policy Security Objective A.Resp-Appl OE.Resp-Appl P.Process-TOE O.Identification A.Process-Sec-IC OE.Process-Sec-IC T.Leak-Inherent O.Leak-Inherent T.Phys-Probing O.Phys-Probing T.Malfunction O.Malfunction T.Phys-Manipulation O.Phys-Manipulation T.Leak-Forced O.Leak-Forced T.Abuse-Func O.Abuse-Func T.RND O.RND For the justification of the above mapping please refer to the Protection Profile. The table below shows how the additional organisational security policies are addressed by objectives for the TOE. Table 10 Addressing of assumptions, threats and organisational security policies to additional objectives Assumption, Threat or Organisational Security Policy Security Objective P.Crypto-Service O.TDES O.RSA Document:ST0084 for Tong Fang THD88/M2064 Version:V1.1 Confidential level:Level 3 Page:14 of 26 Beijing Tongfang Microelectronics Co.,Ltd. Note that O.TDES has been taken from the PP [1]. The others have been added. The objective O.RSA implements specific crypto services as required by P.Crypto-Service. Document:ST0084 for Tong Fang THD88/M2064 Version:V1.1 Confidential level:Level 3 Page:15 of 26 Beijing Tongfang Microelectronics Co.,Ltd. 5. Extended Components Definitions This Security Target uses the extended security functional requirements defined in chapter 5 of the Security IC Platform Protection Profile [1]. This Security Target does not define extended components in addition to the Protection Profile. Document:ST0084 for Tong Fang THD88/M2064 Version:V1.1 Confidential level:Level 3 Page:16 of 26 Beijing Tongfang Microelectronics Co.,Ltd. 6. Security requirements This chapter presents the statement of security requirements for the TOE and the security requirements rationale. This chapter applies the Security IC Platform Protection Profile [1]. 6.1. Definitions In the next sections the following notation is used:  The iteration operation is used when a component is claimed with varying operations, it is denoted by adding “[XXX]” to the component name.  Refinement, selection or assignment operations are used to add details or assign specific values to components, they are indicated by italic text and explained in footnotes. 6.2. Security Functional Requirements (SFR) To support a better understanding of the combination Security IC Platform Protection Profile vs. Security Target, the TOE Security Functional Requirements are presented in the following several different sections. 6.2.1. SFRs derived from the Security IC Platform Protection Profile The table below lists the Security Functional Requirements that are directly taken from the Security IC Platform Protection Profile. Table 11 List of Security Functional Requirements on the security IC platform Protection Profile Security functional requirement Title FRU_FLT.2 “Limited fault tolerance” FPT_FLS.1 “Failure with preservation of secure state” FMT_LIM.1 “Limited capabilities” FMT_LIM.2 “Limited availability” FAU_SAS.1 “Audit storage” FPT_PHP.3 “Resistance to physical attack” FDP_ITT.1 “Basic internal transfer protection” FDP_IFC.1 “Subset information flow control” FPT_ITT.1 “Basic internal TSF data transfer protection” FDP_SDC.1 “Stored data confidentiality” FDP_SDI.2 “Stored data integrity monitoring and action” FCS_RNG.1 “Quality metric for random numbers” Except for FAU_SAS.1, FDP_SDC.1, FDP_SDI.2 and FCS_RNG.1 all assignment and selection operations are defined in the Protection Profile.  In FAU_SAS.1 the left open assignment is the type of persistent memory;  In FDP_SDC.1 the left open assignment is the memory area; Document:ST0084 for Tong Fang THD88/M2064 Version:V1.1 Confidential level:Level 3 Page:17 of 26 Beijing Tongfang Microelectronics Co.,Ltd.  In FDP_SDI.2 the left open assignments are the user data attributes and the action to be taken;  In FCS_RNG.1 the left open definition is the quality metric for the random numbers. The following statements define these completed SFRs. FAU_SAS.1 Audit storage Hierarchical to: No other components. FAU_SAS.1.1 The TSF shall provide the test process before TOE Delivery1 with the capability to store Initialisation Data2 in theOTP3 . Dependencies: No dependencies. FDP_SDC.1 Stored data confidentiality Hierarchical to: No other components. FDP_SDC.1.1 The TSF shall ensure the confidentiality of the information of the user data while it is stored in the EEPROM, ROM and RAM4 . Dependencies: No dependencies. FDP_SDI.2 Stored data integrity monitoring and action Hierarchical to: FDP_SDI.1 Stored data integrity monitoring FDP_SDI.2.1 The TSF shall monitor user data stored in containers controlled by the TSF for integrity errors 5 on all objects, based on the following attributes:redundancy bits6 . FDP_SDI.2.2 Upon detection of a data integrity error, the TSF shall reset7 . Dependencies: No dependencies. FCS_RNG.1 [PTG.2]Random number generation Hierarchical to: No other components. FCS_RNG.1.1[PTG.2]The TSF shall provide a physical random number generator that implements:  A total failure test detects a total failure of entropy source immediately when the RNG has started. When a total failure is detected, no random numbers will be output.  If a total failure of the entropy source occurs while the RNG is being operated, the RNG prevents the output of any internal random number that depends on some raw random numbers that have been generated after the total failure of the entropy source8 . 1 [assignment: list of subjects] 2 [assignment: list of audit information] 3 [assignment: type of persistent memory] 4 [assignment: memory area] 5 [assignment: integrity errors] 6 [assignment: user data attributes] 7 [assignment: action to be taken] 8 [selection: prevents the output of any internal random number that depends on some raw random numbers that have been generated after the total failure of the entropy source, generates the internal random numbers with a post-processing algorithm of class DRG.2 as long as its internal state entropy guarantees the claimed output entropy]. Document:ST0084 for Tong Fang THD88/M2064 Version:V1.1 Confidential level:Level 3 Page:18 of 26 Beijing Tongfang Microelectronics Co.,Ltd.  The online test shall detect non-tolerable statistical defects of the raw random number sequence (i) immediately when the RNG has started. and (ii) while the RNG is being operated. The TSF must not output any random numbers before the power-up online test has finished successfully or when a defect has been detected.  The online test procedure shall be effective to detect non-tolerable weakness of the random numbers soon.  The online test procedure checks the quality of the raw random number sequence. It is triggered upon specified internal events9 . The online test is suitable for detecting non-tolerable statistical defects of the statistical properties of the raw random numbers within an acceptable period of time. FCS_RNG.1.2[PTG.2]TheTSF shall provide 32 bit random number words10 that meet:  Test procedure A and no other test suites11 does not distinguish the internal random numbers from output sequences of an ideal RNG.  The average Shannon entropy per internal random bit exceeds 0.997. Dependencies: No dependencies. FPT_FLS.1 Failure with preservation of secure state Hierarchical to: No other components. Dependencies: No dependencies. FPT_FLS.1.1 The TSF shall preserve a secure state when the following types offailures occur: exposure to operating conditions which may not be tolerated according to the requirement Limited fault tolerance (FRU_FLT.2) and where therefore a malfunction could occur12 . Application note:The occurred failures will cause the alarm signals to be triggered, which will result in a reset(secure state). FPT_PHP.3 Resistance to physical attack Hierarchical to: No other components. Dependencies: No dependencies. FPT_PHP.3.1 The TSF shall resist physical manipulation and physical probing13 to the TSF14 by responding automatically such that the SFRs are always enforced. Application note: If a physical manipulation or physical probing attack is detected,an alarm will be automatically triggered by the hardware, which will cause the chip to be reset. 6.2.2. SFRs regarding cryptographic functionality 9 [selection: externally, at regular intervals, continuously, applied upon specified internal events]. 10 [selection: bits, octets of bits, numbers [assignment: format of the numbers]] 11 [assignment: additional standard test suites] 12 [assignment: list of types of failures in the TSF] 13 [assignment: physical tampering scenarios] 14 [assignment: list of TSF devices/elements] Document:ST0084 for Tong Fang THD88/M2064 Version:V1.1 Confidential level:Level 3 Page:19 of 26 Beijing Tongfang Microelectronics Co.,Ltd. FCS_COP.1 [TDES]Cryptographic operation - TDES Hierarchical to: No other components. FCS_COP.1.1 [TDES] The TSF shall perform encryption and decryption15 in accordance with aspecified cryptographic algorithm TDESinECBmode 16 and cryptographic key sizes of112 bit 17 that meet the following:NIST SP800-67[8] and NIST SP800-38A18 [9]. Dependencies: [FDP_ITC.1 Import of user data without security attributes, or FDP_ITC.2 Import of user data with security attributes, or FCS_CKM.1 Cryptographic key generation] FCS_CKM.4 Cryptographic key destruction Application note: The TOE also supports single DES. However the security of the single DES algorithm is not resistant against attackswith a high attack potential. Therefore the application of single DES shall not be used in parts of the Security Embedded Software that require high security. FCS_COP.1 [RSA] Cryptographic operation – RSA Hierarchical to: No other components. FCS_COP.1.1[RSA] The TSF shall perform encryption and decryption 19 operation in accordance with a specified cryptographic algorithmRSA 20 and cryptographic key sizes of256 bits to 2048 bits 21 that meet the following: RSA standard [11]22 . Dependencies: [FDP_ITC.1 Import of user data without security attributes, or FDP_ITC.2 Import of user data with security attributes, or FCS_CKM.1 Cryptographic key generation] FCS_CKM.4 Cryptographic key destruction Application note: The security IC embedded software shall make a choice regarding the RSA key length based on the required security strength. 6.3. Security Assurance Requirements (SAR) The Security Assurance Requirements claimed for the TOE are the SARs claimed in section 6.2 of the Security IC Protection Profile [1]. This Security Target will be evaluated according to Security Target evaluation (Class ASE) 15 [assignment: list of cryptographic operations] 16 [assignment: cryptographic algorithm] 17 [assignment: cryptographic key sizes] 18 [assignment: list of standards] 19 [assignment: list of cryptographic operations] 20 [assignment: cryptographic algorithm] 21 [assignment: cryptographic key sizes] 22 [assignment: list of standards] Document:ST0084 for Tong Fang THD88/M2064 Version:V1.1 Confidential level:Level 3 Page:20 of 26 Beijing Tongfang Microelectronics Co.,Ltd. The Security Assurance Requirements for the evaluation of the TOE are the components in Assurance Evaluation level EAL4 augmented by the components ALC_DVS.2, ATE_DPT.2 and AVA_VAN.5. The table below shows the details of these assurance requirements. Table 12 TOE assurance requirements Security assurance requirements Titles Class ADV: Development ADV_ARC.1 Architectural design ADV_FSP.4 Functional specification ADV_IMP.1 Implementation representation ADV_TDS.3 TOE design Class AGD: Guidance documents AGD_OPE.1 Operational user guidance AGD_PRE.1 Preparative user guidance Class ALC: Life-cycle support ALC_CMC.4 CM capabilities ALC_CMS.4 CM scope ALC_DEL.1 Delivery ALC_DVS.2 Development security ALC_LCD.1 Life-cycle definition ALC_TAT.1 Tools and techniques Class ASE: Security Target evaluation ASE_CCL.1 Conformance claims ASE_ECD.1 Extended components definition ASE_INT.1 ST introduction ASE_OBJ.2 Security objectives ASE_REQ.2 Derived security requirements ASE_SPD.1 Security problem definition ASE_TSS.1 TOE summary specification Class ATE: Tests ATE_COV.2 Coverage ATE_DPT.2 Depth ATE_FUN.1 Functional testing ATE_IND.2 Independent testing Class AVA: Vulnerability analysis AVA_VAN.5 Vulnerability analysis 6.4. Security requirements rationale 6.4.1. Security Functional Requirements (SFR) The table below provides an overview of how the security functional requirements are combined to meet the security objectives. Table 13 Mapping of security functional requirements to security objectives Security Security Functional Fulfilment of mapping Document:ST0084 for Tong Fang THD88/M2064 Version:V1.1 Confidential level:Level 3 Page:21 of 26 Beijing Tongfang Microelectronics Co.,Ltd. Objectives for the TOE Requirements O.Leak-Inherent FDP_ITT.1 FDP_IFC.1 FPT_ITT.1 See PP O.Phys-Probing FDP_SDI.2 FPT_PHP.3 See PP O.Malfunction FRU_FLT.2 FPT_FLS.1 See PP O.Phys- Manipulation FDP_SDI.2 FPT_PHP.3 See PP O.Leak-Forced FDP_ITT.1 FDP_IFC.1 FPT_ITT.1 FRU_FLT.2 FPT_FLS.1 FPT_PHP.3 See PP O.Abuse-Func FMT_LIM.1 FMT_LIM.2 FDP_ITT.1 FPT_ITT.1 FDP_IFC.1 FPT_PHP.3 FRU_FLT.2 FPT_FLS.1 See PP O.Identification FAU_SAS.1 See PP O.RND FCS_RNG.1 FDP_ITT.1 FPT_ITT.1 FDP_IFC.1 FPT_PHP.3 FRU_FLT.2 FPT_FLS.1 See PP O.TDES FCS_COP.1 [TDES] O.TDES requires the TOE to support DES encryption and decryption with its specified key lengths. The claim for FCS_COP.1 [TDES] is suitable to meet the objective O.TDES. O.RSA FCS_COP.1 [RSA] O.RSA requires the TOE to support RSA CRT encryption and decryption with its specified key lengths. The claim for FCS_COP.1 [RSA] is suitable to meet the objective O. RSA. OE.Process-Sec-IC OE.Plat-Appl OE.Resp-Appl Security Objectives for the Dependencies Fulfilment of dependencies, see next paragraph Document:ST0084 for Tong Fang THD88/M2064 Version:V1.1 Confidential level:Level 3 Page:22 of 26 Beijing Tongfang Microelectronics Co.,Ltd. TOE 6.4.2. Dependencies of the SFRs The dependencies for the SFRs claimed according to the Protection Profile are all satisfied in the set of SFRs claimed in the Protection Profile. In the following table the dependencies of the SFRs claimed in addition to Protection Profile is indicated. Table 14 Dependencies of SFRs in addition to PP Security functional requirement Dependencies Fulfilled by security requirements in this Security Target FCS_COP.1[TDES] FDP_ITC.1 or FDP_ITC.2 or FCS_CKM.1, FCS_CKM.4 See explanation below this table FCS_COP.1[RSA] FDP_ITC.1 or FDP_ITC.2 or FCS_CKM.1, FCS_CKM.4 See explanation below this table The developer of the Security IC Embedded Software must ensure that the implemented additional security functional requirements FCS_COP.1[TDES] and FCS_COP.1[RSA] and FCS_RNG.1are used as specified and that the User Data processed by the related security functionality is protected as defined for the application context. The dependent requirements for FCS_COP.1[TDES] and FCS_COP.1[RSA] address the appropriate management of cryptographic keys used by the specified cryptographic function. All requirements concerning these management functions shall be fulfilled by the environment (Security IC Embedded Software). The functional requirements [FDP_ITC.1, or FDP_ITC.2 or FCS_CKM.1] and FCS_CKM.4 are not included in this Security Target since the TOE only provides a pure engine for encryption and decryption without additional features for the handling of cryptographic keys. Therefore the Security IC Embedded Software must fulfil these requirements related to the needs of the realised application. Document:ST0084 for Tong Fang THD88/M2064 Version:V1.1 Confidential level:Level 3 Page:23 of 26 Beijing Tongfang Microelectronics Co.,Ltd. 6.4.3. Security Assurance Requirements (SAR) The SARs as defined in section 6.3 are in line with the SARs in the Security IC Platform Protection Profile. The context of this ST is equivalent to the context described in the Protection Profile and therefore these SARs are also applicable for this ST. Document:ST0084 for Tong Fang THD88/M2064 Version:V1.1 Confidential level:Level 3 Page:24 of 26 Beijing Tongfang Microelectronics Co.,Ltd. 7. TOE summary specification This chapter provides general information to potential users of the TOE on how the TOE implements the Security Functional Requirements in terms of “Security Functionality”. 7.1. Malfunction Malfunctioning relates to the security functional requirements FRU_FLT.2 and FPT_FLS.1. The TOE meets these SFRs by a group of security measures that guarantee correct operation of the TOE. The TOE ensures its correct operation and prevents any malfunction while the security IC embedded software is executed by implementation of the following security features: • Environmental sensors monitor if environmental conditions are within the specified range • Abnormality check for TRNG verifies the quality of generated random data 7.2. Leakage Leakages relates to the security functional requirements FDP_ITT.1, FDP_IFC.1 and FPT_ITT.1. The TOE meets these SFRs by implementing several measures that provide logical protection against leakage: • Memory encryption and bus masking • No plain text on the bus and memory 7.3. Physical manipulation and probing Physical manipulation and probing relates to the security functional requirements FPT_PHP.3, FDP_SDC.1 and FDP_SDI.1. The TOE meets this SFR by implementing security measures that provides physical protection against physical probing and manipulation. The security measures protect the TOE against manipulation of (i) The hardware. (ii) The security IC embedded software in the ROM. (iii) The application data in the EEPROM including the configuration data. It also protects User Data or TSF data against disclosure by physical probing when stored or while being processed by the TOE. The protection of the TOE comprises different features within the design and construction, which make reverse-engineering and tamper attacks more difficult. These features comprise of • Active shielding Dedicated shielding techniques for different components • Data integrity checking verifies the integrity of the data in memory during reading and writing • Memory and bus encryption Document:ST0084 for Tong Fang THD88/M2064 Version:V1.1 Confidential level:Level 3 Page:25 of 26 Beijing Tongfang Microelectronics Co.,Ltd. No plain text on the bus and memory 7.4. Abuse of functionality and Identification Abuse of functionality and Identification relates to the security functional requirements FMT_LIM.1, FMT_LIM.2 and FAU_SAS.1. The TOE meets these SFRs by implementation of a test mode access control mechanism that prevents abuse of test functionality delivered as part of the TOE. The test functionality is not available to the user delivery of the TOE to the Composite Manufacturer. The TOE has implemented a combination of a hardware fuse in combination with software access control to prevent using this functionality after TOE delivery. 7.5. Random numbers Random numbers relate to the security requirement FCS_RNG.1. The TOE meets this SFR by providing a random number generator. The random number generator is composed of entropy sources, self-test circuit and post- processing circuit. The random number also fulfils the AIS20/31 PTG.2level. 7.6. Cryptographic functionality The TOE provides the single and Triple-DES algorithm according to the NIST SP800-67[8], NIST SP800-38A23 [9] Standard to meet the security requirement FCS_COP.1[TDES]. The TOE implements the Triple-DES algorithm by means of a hardware co-processor and the software crypto library. It supports the DES algorithm with a single 56 bit key supporting ECB mode. It supports the Triple-DES algorithm with two 56 bit keys for 2-key Triple DES supporting ECB mode.The keys for the DES algorithms shall be provided by the security IC embedded software. The TOE provides the RSA CRT algorithm according to the paper [11] to meet the security requirement FCS_COP.1[RSA]. The TSF implement the RSA CRT algorithm with the cryptographic key sizes is 256 bits to 2048 bits. 8. References Ref Title Version Date [1] Security IC Platform Protection Profile, BSI-CC-PP- 0084-2014 Version 1.0 13.01.2014 [2] Common Criteria for Information Technology Security Evaluation, Part 1: Introduction and General Model CCMB-2012-09-001 Version 3.1 Revision 4 September 2012 [3] Common Criteria for Information Technology Version 3.1 September 23 [assignment: list of standards] Document:ST0084 for Tong Fang THD88/M2064 Version:V1.1 Confidential level:Level 3 Page:26 of 26 Beijing Tongfang Microelectronics Co.,Ltd. Security Evaluation, Part 2: Security Functional Requirements CCMB-2012-09-002 Revision 4 2012 [4] Common Criteria for Information Technology Security Evaluation, Part 3: Security Assurance Requirements CCMB-2012-09-003 Version 3.1 Revision 4 September 2012 [5] Common Methodology for Information Technology Security Evaluation (CEM), Evaluation Methodology CCMB-2012-09-004 Version 3.1 Revision 4 September 2012 [6] AGD EAL4+ for Tong Fang v0.8 OperationalGuidance Version 0.8 October, 2015 [7] THD88/M2064 Preparative Guidance v0.4 Version 0.4 October 2015 [8] NIST SP 800-67, Recommendation for the Triple Data Encryption Algorithm (TDEA) Block Cipher, revised January 2012, National Institute of Standards and Technology Revision 1 January 2012 [9] NIST SP 800-38A Recommendation for Block Cipher Modes of Operation, 2001, with Addendum Recommendation for Block Cipher Modes of Operation: Three Variants of Ciphertext Stealing for CBC Mode, October 2010 2001 ED October 2010 [10] SC000 Detailed Description Revision: r0p0-01re10 2011 [11] PKCS #1: RSA Cryptography Standard, RSA Laboratories Version 2.2 2012 [12] THD88/M2064 Secure Microcontroller Securityguideline_v0.7 Version 0.7 October, 2015