Certification Report
Invincea FreeSpace™ v4.0 and Invincea Management
Server v2.0
Issued by:
Communications Security Establishment
Certification Body
Canadian Common Criteria Evaluation and Certification Scheme
© Government of Canada, Communications Security Establishment, 2015
Document number: 383-4-296-CR
Version: 1.0
Date: 30 April 2015
Pagination: i to iii, 1 to 10
CCS Certification Report Invincea, Inc.
Invincea FreeSpace
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DISCLAIMER
The Information Technology (IT) product identified in this certification report, and its
associated certificate, has been evaluated at an approved evaluation facility – established
under the Canadian Common Criteria Evaluation and Certification Scheme (CCS) – using the
Common Methodology for Information Technology Security Evaluation, Version 3.1 Revision
4, for conformance to the Common Criteria for Information Technology Security Evaluation,
Version 3.1 Revision 4. This certification report, and its associated certificate, applies only to
the identified version and release of the product in its evaluated configuration. The evaluation
has been conducted in accordance with the provisions of the CCS, and the conclusions of the
evaluation facility in the evaluation report are consistent with the evidence adduced. This
report, and its associated certificate, are not an endorsement of the IT product by the
Communications Security Establishment, or any other organization that recognizes or gives
effect to this report, and its associated certificate, and no warranty for the IT product by the
Communications Security Establishment, or any other organization that recognizes or gives
effect to this report, and its associated certificate, is either expressed or implied.
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FOREWORD
The Canadian Common Criteria Evaluation and Certification Scheme (CCS) provides a
third-party evaluation service for determining the trustworthiness of Information Technology
(IT) security products. Evaluations are performed by a commercial Common Criteria
Evaluation Facility (CCEF) under the oversight of the CCS Certification Body, which is
managed by the Communications Security Establishment.
A CCEF is a commercial facility that has been approved by the CCS Certification Body to
perform Common Criteria evaluations; a significant requirement for such approval is
accreditation to the requirements of ISO/IEC 17025:2005, the General Requirements for the
Competence of Testing and Calibration Laboratories. Accreditation is performed under the
Program for the Accreditation of Laboratories - Canada (PALCAN), administered by the
Standards Council of Canada.
The CCEF that carried out this evaluation is CSC Security Testing/Certification Laboratories.
By awarding a Common Criteria certificate, the CCS Certification Body asserts that the
product complies with the security requirements specified in the associated security target. A
security target is a requirements specification document that defines the scope of the
evaluation activities. The consumer of certified IT products should review the security target,
in addition to this certification report, in order to gain an understanding of any assumptions
made during the evaluation, the IT product's intended environment, the evaluated security
functionality, and the testing and analysis conducted by the CCEF.
This certification report is associated with the certificate of product evaluation dated 30 April
2015, and the security target identified in Section 4 of this report.
The certification report, certificate of product evaluation and security target are posted on the
CCS Certified Products list (CPL) and the Common Criteria portal (the official website of the
Common Criteria Project).
This certification report makes reference to the following trademark:
 Invincea FreeSpace is a trademark of Invincea, Inc.
Reproduction of this report is authorized provided the report is reproduced in its entirety.
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TABLE OF CONTENTS
Disclaimer....................................................................................................................................... i
Foreword........................................................................................................................................ii
Executive Summary...................................................................................................................... 1
1 Identification of Target of Evaluation................................................................................. 2
2 TOE Description ................................................................................................................... 2
3 Security Policy....................................................................................................................... 2
4 Security Target...................................................................................................................... 2
5 Common Criteria Conformance.......................................................................................... 3
6 Assumptions and Clarification of Scope............................................................................. 4
6.1 SECURE USAGE ASSUMPTIONS................................................................................... 4
6.2 ENVIRONMENTAL ASSUMPTIONS ............................................................................... 4
6.3 CLARIFICATION OF SCOPE.......................................................................................... 4
7 Evaluated Configuration...................................................................................................... 5
8 Documentation ...................................................................................................................... 5
9 Evaluation Analysis Activities ............................................................................................. 6
10 ITS Product Testing.............................................................................................................. 7
10.1 ASSESSMENT OF DEVELOPER TESTS .......................................................................... 7
10.2 INDEPENDENT FUNCTIONAL TESTING ........................................................................ 7
10.3 INDEPENDENT PENETRATION TESTING....................................................................... 7
10.4 CONDUCT OF TESTING ............................................................................................... 7
10.5 TESTING RESULTS...................................................................................................... 8
11 Results of the Evaluation...................................................................................................... 8
12 Acronyms, Abbreviations and Initializations..................................................................... 9
13 References............................................................................................................................ 10
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Executive Summary
Invincea FreeSpace™ v4.0 and Invincea Management Server v2.0 (hereafter referred to as
Invincea FreeSpace), from Invincea, Inc., is the Target of Evaluation. The results of this
evaluation demonstrate that Invincea FreeSpace™ meets the requirements of Evaluation
Assurance Level (EAL) 2 augmented for the evaluated security functionality.
Invincea FreeSpace is an anti-malware and threat intelligence solution that provides a secure
container for users to run web browsers and document applications within. The secure
container keeps malware from executing or installing on the host machine. Malware is
detected by Invincea’s behavior-based threat detection. Upon detection, the secure container
is destroyed and a clean container is recreated to ensure the end user machine is not
compromised. Invincea FreeSpace client integrates with the Invincea Management Server
which manages client configuration and collects any threats that were detected on an end
user’s machine.
CSC Security Testing/Certification Laboratories is the CCEF that conducted the evaluation.
This evaluation was completed on 30 April 2015 and was carried out in accordance with the
rules of the Canadian Common Criteria Evaluation and Certification Scheme (CCS).
The scope of the evaluation is defined by the security target, which identifies assumptions
made during the evaluation, the intended environment for Invincea FreeSpace, and the
security functional/assurance requirements. Consumers are advised to verify that their
operating environment is consistent with that specified in the security target, and to give due
consideration to the comments, observations and recommendations in this certification
report.
Communications Security Establishment, as the CCS Certification Body, declares that the
Invincea FreeSpace evaluation meets all the conditions of the Arrangement on the
Recognition of Common Criteria Certificates and that the product will be listed on the CCS
Certified Products list (CPL) and the Common Criteria portal (the official website of the
Common Criteria Project).
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1 Identification of Target of Evaluation
The Target of Evaluation (TOE) for this EAL 2+ evaluation is Invincea FreeSpace™ v4.0
and Invincea Management Server v2.0 (hereafter referred to as Invincea FreeSpace), from
Invincea, Inc..
2 TOE Description
The TOE is comprised of the following two components:
 Invincea FreeSpace. Invincea FreeSpace is a software application that is installed on
end user machines which provides a secure container for users to run web browsers
and document applications within. The secure container protects users from malicious
attacks that may come from a website or an infected document.
 Invincea Management Server. The Invincea Management Server is a virtual appliance
used to manage client configuration, view logs and collect information on threats
detected on an end user’s machine.
3 Security Policy
Invincea FreeSpace implements a role-based access control policy to control administrative
access to the system. In addition, Invincea FreeSpace implements policies pertaining to the
following security functional classes:
 Security Audit
 Cryptographic Support
 User Data Protection
 Identification and Authentication
 Security Management
 Protection of the TSF
 TOE Access
 Trusted Path
The following cryptographic module was evaluated to the FIPS 140-2 standard:
Cryptographic Module Certificate
Red Hat Enterprise Linux OpenSSL (openssl 1.0.0-20.el6
and dracut-fips 004-248.el6_3.1)
1758
4 Security Target
The ST associated with this Certification Report is identified below:
Invincea FreeSpace™ v4.0 and Invincea Management Server v2.0 Security Target, Version
1.9, 21 April 2015
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5 Common Criteria Conformance
The evaluation was conducted using the Common Methodology for Information Technology
Security Evaluation, Version 3.1 Revision 4, for conformance to the Common Criteria for
Information Technology Security Evaluation, Version 3.1 Revision 4.
Invincea FreeSpace is:
a. EAL 2 augmented, containing all security assurance requirements listed, as well as the
following:
ALC_FLR.1 - Basic Flaw Remediation
b. Common Criteria Part 2 extended; with functional requirements based upon functional
components in Part 2, except for the following explicitly stated requirements defined in
the ST:
FDP_SVC.1 - Secure Virtual Container
c. Common Criteria Part 3 conformant, with security assurance requirements based only
upon assurance components in Part 3.
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6 Assumptions and Clarification of Scope
Consumers of Invincea FreeSpace™ should consider assumptions about usage and
environmental settings as requirements for the product’s installation and its operating
environment. This will ensure the proper and secure operation of the TOE.
6.1 Secure Usage Assumptions
The following Secure Usage Assumption is listed in the ST:
 Administrators of the TOE are trusted and follow guidance.
6.2 Environmental Assumptions
The following Environmental Assumptions are listed in the ST:
 The Invincea Management Server is deployed in a physically secure environment on a
trusted network.
 It is assumed that there is no pre-existing compromise of the host.
 Microsoft Windows provides cryptographic services to Invincea FreeSpace.
6.3 Clarification of Scope
Cryptographic operations are relevant to the Invincea Management Server only. The FIPS
validation is vendor affirmed and the cryptographic module has been ported in accordance
with FIPS IG G.5.
The Invincea FreeSpace client platform makes use of the Microsoft CryptoAPI provided by
the environment.
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7 Evaluated Configuration
The evaluated configuration for Invincea FreeSpace is as follows:
 Invincea FreeSpace Client version 4.0 running on Microsoft Windows 7 (32 and 64-
bit) and Microsoft Windows 8.1 (32 and 64-bit); and
 The Invincea Management Server version 2.0 installed on VMware Workstation 10.
The publication entitled Invincea FreeSpace™ v4.0 / Invincea Management Service v2.0
Common Criteria Addendum describes the procedures necessary to install and operate
Invincea FreeSpace in its evaluated configuration.
8 Documentation
The Invincea, Inc. documents provided to the consumer are as follows:
a. Invincea FreeSpace™ Administrator’s Guide 4.0;
b. Invincea FreeSpace™ User Guide v4.0;
c. Invincea Management Server – Installation and Configuration Guide v2.0; and
d. Invincea FreeSpace™ v4.0 / Invincea Management Service v2.0 Common Criteria
Addendum.
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9 Evaluation Analysis Activities
The evaluation analysis activities involved a structured evaluation of Invincea FreeSpace,
including the following areas:
Development: The evaluators analyzed the Invincea FreeSpace functional specification and
design documentation; they determined that the design completely and accurately describes
the TOE security functionality (TSF) interfaces, the TSF subsystems and how the TSF
implements the security functional requirements (SFRs). The evaluators analyzed the
Invincea FreeSpace security architectural description and determined that the initialization
process is secure, that the security functions are protected against tamper and bypass, and that
security domains are maintained. The evaluators also independently verified that the
correspondence mappings between the design documents are correct.
Guidance Documents: The evaluators examined the Invincea FreeSpace preparative user
guidance and operational user guidance and determined that it sufficiently and
unambiguously describes how to securely transform the TOE into its evaluated configuration
and how to use and administer the product. The evaluators examined and tested the
preparative and operational guidance, and determined that they are complete and sufficiently
detailed to result in a secure configuration.
Life-cycle support: An analysis of the Invincea FreeSpace configuration management
system and associated documentation was performed. The evaluators found that the Invincea
FreeSpace configuration items were clearly marked.
The evaluators examined the delivery documentation and determined that it described all of
the procedures required to maintain the integrity of Invincea FreeSpace during distribution to
the consumer.
The evaluators reviewed the flaw remediation procedures used by developer for the Invincea
FreeSpace. During a site visit, the evaluators also examined the evidence generated by
adherence to the procedures. The evaluators concluded that the procedures are adequate to
track and correct security flaws, and distribute the flaw information and corrections to
consumers of the product.
All these evaluation activities resulted in PASS verdicts.
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10 ITS Product Testing
Testing consists of the following three steps: assessing developer tests, performing
independent functional tests, and performing penetration tests.
10.1 Assessment of Developer Tests
The evaluators verified that the developer has met their testing responsibilities by examining
their test evidence, and reviewing their test results, as documented in the ETR1
.
The evaluators analyzed the developer’s test coverage analysis and found it to be complete
and accurate. The correspondence between the tests identified in the developer’s test
documentation and the functional specification was complete.
10.2 Independent Functional Testing
During this evaluation, the evaluator developed independent functional tests by examining
design and guidance documentation.
All testing was planned and documented to a sufficient level of detail to allow repeatability
of the testing procedures and results. Resulting from this test coverage approach is the
following list of test goals:
a. Repeat of Developer's Tests: The objective of this test goal is to repeat a subset of the
developer's tests; and
b. OpenSSL Equivalency: The objective of this test goal is to confirm the version of
OpenSSL used by the TOE.
10.3 Independent Penetration Testing
Subsequent to the independent review of public domain vulnerability databases and all
evaluation deliverables, limited independent evaluator penetration testing was conducted.
The penetration tests focused on:
a. Use of automated vulnerability scanning tools to discover potential network, platform and
application layer vulnerabilities.
b. Infected Document Hiding: The objective of this test goal is to generate various
combinations of “infected” files, masking their contents and attempt to save the infected
files in the Windows file system.
The independent penetration testing did not uncover any exploitable vulnerabilities in the
intended operating environment.
10.4 Conduct of Testing
Invincea FreeSpace was subjected to a comprehensive suite of formally documented,
independent functional and penetration tests. The testing took place at the Information
1
The ETR is a CCS document that contains information proprietary to the developer and/or the evaluator, and
is not releasable for public review.
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Technology Security Evaluation and Test Facility. The CCS Certification Body witnessed a
portion of the independent testing. The detailed testing activities, including configurations,
procedures, test cases, expected results and observed results are documented in a separate
Test Results document.
10.5 Testing Results
The developer’s tests and the independent functional tests yielded the expected results,
providing assurance that Invincea FreeSpace behaves as specified in its ST and functional
specification.
11 Results of the Evaluation
This evaluation has provided the basis for a EAL 2+ level of assurance. The overall verdict
for the evaluation is PASS. These results are supported by evidence in the ETR.
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12 Acronyms, Abbreviations and Initializations
Acronym/Abbreviation/
Initialization
Description
CCEF Common Criteria Evaluation Facility
CCS Canadian Common Criteria Evaluation and
Certification Scheme
CPL Certified Products list
CM Configuration Management
EAL Evaluation Assurance Level
ETR Evaluation Technical Report
IT Information Technology
ITSET Information Technology Security
Evaluation and Testing
PALCAN Program for the Accreditation of
Laboratories - Canada
SFR Security Functional Requirement
ST Security Target
TOE Target of Evaluation
TSF TOE Security Function
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13 References
This section lists all documentation used as source material for this report:
a. CCS Publication #4, Technical Oversight, Version 1.8, October 2010.
b. Common Criteria for Information Technology Security Evaluation, Version 3.1
Revision 4, September 2012.
c. Common Methodology for Information Technology Security Evaluation, CEM,
Version 3.1 Revision 4, September 2012.
d. Invincea FreeSpace™ v4.0 and Invincea Management Server v2.0 Security Target,
Version 1.9, 21 April 2015
e. Evaluation Technical Report Invincea FreeSpace™ v4.0 and Invincea Management
Server v2.0, Version 1.2, 30 April 2015.