National Information Assurance Partnership Common Criteria Evaluation and Validation Scheme Validation Report for the Junos OS 20.3R3 for NFX350 Report Number: CCEVS-VR-11236-2022 Dated: 06/20/2022 Version: 1.0 National Institute of Standards and Technology Department of Defense Information Technology Laboratory ATTN: NIAP, Suite 6982 100 Bureau Drive 9800 Savage Road Gaithersburg, MD 20899 Fort Meade, MD 20755-6982 ® TM 2 ACKNOWLEDGEMENTS Validation Team Jim Donndelinger Meredith Hennan DeRon Graves The Aerospace Corporation Common Criteria Testing Laboratory Acumen Security, LLC 3 Table of Contents 1 Executive Summary............................................................................................................... 4 2 Identification.......................................................................................................................... 6 3 Architectural Information .................................................................................................... 7 3.1.1 Linux OS......................................................................................................................................................8 3.1.2 Junos Control Plane......................................................................................................................................8 3.1.3 Juniper Device Manager (JDM)...................................................................................................................9 3.1.4 Open vSwitch (OVS) Bridge........................................................................................................................9 4 Security Policy...................................................................................................................... 10 4.1 Non-TOE hardware/software/firmware.....................................................................................................11 5 Assumptions, Threats & Clarification of Scope ............................................................... 13 5.1 Assumptions..................................................................................................................................................13 5.2 Threats...........................................................................................................................................................16 5.3 Clarification of Scope...................................................................................................................................24 5.3.1 Product Functionality not Included in the Scope of the Evaluation ...........................................................25 6 Documentation..................................................................................................................... 26 7 TOE Evaluated Configuration ........................................................................................... 27 7.1 Evaluated Configuration..............................................................................................................................27 8 IT Product Testing............................................................................................................... 28 8.1 Developer Testing .........................................................................................................................................28 8.2 Evaluation Team Independent Testing.......................................................................................................28 9 Results of the Evaluation .................................................................................................... 29 9.1 Evaluation of Security Target .....................................................................................................................29 9.2 Evaluation of Development Documentation...............................................................................................29 9.3 Evaluation of Guidance Documents............................................................................................................29 9.4 Evaluation of Life Cycle Support Activities...............................................................................................30 9.5 Evaluation of Test Documentation and the Test Activity .........................................................................30 9.6 Vulnerability Assessment Activity ..............................................................................................................30 9.7 Summary of Evaluation Results..................................................................................................................31 10 Validator Comments & Recommendations ...................................................................... 32 11 Annexes................................................................................................................................. 33 12 Security Target .................................................................................................................... 34 13 Glossary................................................................................................................................ 35 14 Bibliography......................................................................................................................... 36 4 1 Executive Summary This Validation Report (VR) is intended to assist the end user of this product and any security certification Agent for that end user to determine the suitability of this Information Technology (IT) product for their environment. End users should review the Security Target (ST), which is where specific security claims are made, in conjunction with this VR, which describes how the security claims were tested and evaluated and any restrictions on the evaluated configuration. Prospective users should carefully read the Assumptions and Clarification of Scope in Section 5 and the Validator Comments in Section 10, where any restrictions on the evaluated configuration are highlighted. This report documents the National Information Assurance Partnership (NIAP) assessment of the evaluation of the Junos OS 20.3R3 for NFX350 Target of Evaluation (TOE). It presents the evaluation results, their justifications, and the conformance results. This VR is not an endorsement of the TOE by any agency of the U.S. Government and no warranty of the TOE is either expressed or implied. This VR applies only to the specific version and configuration of the product as evaluated and documented in the ST. The evaluation was completed by Acumen Security in June 2022. The information in this report is largely derived from the Evaluation Technical Report (ETR) and associated test report, each written by Acumen Security. The evaluation determined that the product is both Common Criteria Part 2 Extended and Part 3 Conformant, and meets the assurance requirements defined in the U.S. Government Protection Profile for Security Requirements for collaborative Protection Profile for Network Devices, version 2.2e, dated 27 March 2020 (CPP_ND_V2.2E), collaborative Protection Profile Module for Stateful Traffic Filter Firewalls, Version 1.4e, dated 01 July 2020 (MOD_CPP_FW_V1.4E), PP-Module for Virtual Private Network (VPN) Gateways, version 1.1, dated 01 July 2020 (MOD_VPNGW_V1.1) and PP-Module for Intrusion Prevention Systems (IPS), Version 1.0, dated 11 May 2021 (MOD_IPS_V1.0). The TOE identified in this VR has been evaluated at a NIAP-approved Common Criteria Testing Laboratory using the Common Methodology for IT Security Evaluation (Version 3.1, Rev. 5) for conformance to the Common Criteria for IT Security Evaluation (Version 3.1, Rev. 5), as interpreted by the assurance activities contained in the CPP_ND_V2.2E, MOD_CPP_FW_V1.4E, MOD_VPNGW_V1.1 and MOD_IPS_V1.0. This VR applies only to the specific version of the TOE as evaluated. The evaluation has been conducted in accordance with the provisions of the NIAP Common Criteria Evaluation and Validation Scheme and the conclusions of the testing laboratory in the ETR are consistent with the evidence provided. The validation team provided guidance on technical issues and evaluation processes and reviewed the individual work units documented in the ETR and the Assurance Activities Report (AAR). The validation team found that the evaluation showed that the product satisfies all of the functional requirements and assurance requirements stated in the ST. Based on these findings, the validation team concludes that the testing laboratory's findings are accurate, the 5 conclusions justified, and the conformance results are correct. The conclusions of the testing laboratory in the ETR are consistent with the evidence produced. 6 2 Identification The CCEVS is a joint National Security Agency (NSA) and National Institute of Standards and Technology (NIST) effort to establish commercial facilities to perform trusted product evaluations. Under this program, security evaluations are conducted by commercial testing laboratories called Common Criteria Testing Laboratories (CCTLs). CCTLs evaluate products against PP containing assurance activities, which are an interpretation of CEM work units specific to the technology described by the PP. The NIAP Validation Body assigns Validators to monitor the CCTLs to ensure quality and consistency across evaluations. Developers of IT products desiring a security evaluation contract with a CCTL will pay a fee for their product's evaluation. Upon successful completion of the evaluation, the product is added to NIAP's Product Compliance List. Table 1 provides information needed to completely identify the product, including: • The Target of Evaluation (TOE): the fully qualified identifier of the product as evaluated. • The Security Target (ST), describing the security features, claims, and assurances of the product. • The conformance result of the evaluation. • The Protection Profile(s) to which the product is conformant. • The organizations and individuals participating in the evaluation. Table 1: Evaluation Identifiers Item Identifier Evaluation Scheme United States NIAP Common Criteria Evaluation and Validation Scheme TOE Junos OS 20.3R3 for NFX350 Protection Profile CPP_ND_V2.2E, MOD_CPP_FW_V1.4E, MOD_VPNGW_V1.1 and MOD_IPS_V1.0 Security Target Security Target Junos 20.3R3 for NFX350 Version 1.2 Evaluation Technical Report Evaluation Technical Report for Junos OS 20.3R3 NFX350 CC Version Version 3.1, Revision 5 Conformance Result CC Part 2 Extended and CC Part 3 Conformant Sponsor Juniper Networks, Inc. Developer Juniper Networks, Inc. Common Criteria Testing Lab (CCTL) Acumen Security 2400 Research Blvd Suite 395, Rockville, MD 20850, USA CCEVS Validators Jim Donndelinger Meredith Hennan DeRon Graves The Aerospace Corporation 7 3 Architectural Information The TOE is Juniper Networks, Inc. Junos OS 20.3R3 for NFX350 Network Services Platform. The NFX350 is a network device that integrates routing, switching, and security functions on a single platform. The NFX350 supports the definition of, and enforces, information flow policies among network nodes, also providing for stateful inspection of every packet that traverses the network and central management to manage the network security policy. All information flow from one network node to another passes through an instance of the TOE. Information flow is controlled on the basis of network node addresses, protocol, type of access requested, and services requested. In support of the information flow security functions, the TOE ensures that security-relevant activity is audited, that functions are protected from potential attacks, and that the security tools to manage all of the security functions are provided. The TOE provides multi-site VPN gateway functionality, and also implements Intrusion Prevention System functionality, capable of monitoring information flows to detect potential attacks based on pre-defined attack signature and anomaly characteristics in the traffic. The deployment of the Junos OS 20.3R3 for NFX350 TOE includes a hypervisor, which runs a Virtual Machine (VM) on an NFX350 series hardware model: • NFX350-S1 • NFX350-S2 • NFX350-S3 The TOE includes a Linux Operating System (OS), Junos Control Plane (JCP), a Juniper Device Manager (JDM) and an Open vSwitch (OVS) bridge. NFX350 supports the installation of 3rd party VMs and containers, but installation of 3rd party VMs and containers is not allowed in the evaluated configuration. Error! Reference source not found. below shows the general architecture for the NFX350. 8 Figure 1 NFX350 Architecture 3.1.1 Linux OS NFX350 is running on Wind River Linux 8 as its host OS. The host OS functions as a hypervisor and runs natively on an Intel Xeon D processor. 3.1.2 Junos Control Plane Junos Control Plane (JCP) is the Junos VM running on the host OS. JCP is used to configure the network ports of the NFX350 device, and JCP runs by default as vjunos0 on NFX350. The JCP functions as the single point of management for all the components. The JCP supports: • Layer 2 to Layer 3 routing services • Layer 3 to Layer 4 security services • Layer 4 to Layer 7 advanced security services In addition, the JCP enables virtualized network functions (VNF) lifecycle management. VNF is a virtualized implementation of a network device and its functions. In the NFX350 NextGen architecture, Linux functions as the hypervisor, and it creates and runs the VNFs. The VNFs include functions such as firewalls, routers, and WAN accelerators. The JCP VM is the single administration point for the NFX350 platform. It is the front-end for all functionality provided by the NFX350 software. Logging in via console of SSH take the user to a CLI prompt on the JCP VM. This CLI is the single point of configuration for all NFX350 services. 9 3.1.2.1 L2 Data Plane L2 data plane manages the Layer 2 traffic. The L2 data plane forwards the LAN traffic to the OVS bridge. The L2 data plane is mapped to the virtual FPC0 on the JCP. 3.1.2.2 L3 Data Plane L3 data plane provides data path functions for the Layer 3 to Layer 7 services. The L3 data plane is mapped to the virtual FPC1 on the JCP. 3.1.3 Juniper Device Manager (JDM) JDM is an application container that manages VNFs and provides infrastructure services. The JDM functions in the background. JDM is a low-footprint Linux container that provides these functions: • Virtual Machine (VM) lifecycle management • Device management and isolation of host OS from user installations • NIC, single-root I/O virtualization (SR-IOV), and virtual input/output (VirtIO) interface provisioning • Inventory and resource management • Internal network and image management • Service chaining—provides building blocks such as virtual interfaces and bridges for users to implement service chaining polices • Virtual console access to VNFs including vSRX and vjunos 3.1.4 Open vSwitch (OVS) Bridge The OVS bridge is a VLAN-aware system bridge that acts as the network functions virtualization backplane to which the VNFs, FPC1, and FPC0 connect. 10 4 Security Policy The logical boundary of the TOE includes the following security functionality: Table 2 – TOE Logical Boundary Security Functionality Security Functions The TOE provides the security functions required by the Collaborative Protection Profile for Network Devices, hereafter referred to as NDcPP v2.2e or NDcPP, the collaborative Protection Profile Module for Stateful Traffic Filter Firewalls (MOD_CPP_FW_V1.4E), the PP-Module for Virtual Private Network Gateways (MOD_VPNGW_V1.1) and the PP-Module for Intrusion Prevention Systems (MOD_IPS_V1.0). Identified security functions include Security Audit, Cryptographic Support, Identification and Authentication, Security Management, Protection of the TSF, Toe Access, Trusted Path/Channels, Firewall, VPN and IPS. Protected Communications The TOE provides an SSH server to support protected communications for administrators to establish secure sessions and to connect to external syslog servers. The TOE also supports IPsec connections to provide multi-site virtual private network (VPN) gateway functionality and also as a tunnel for remote administrate SSH connections. The TOE requires that applications exchanging information with it are successfully authenticated prior to any exchange (i.e. applications connecting over SSH and IPsec). Telnet, File Transfer Protocol (FTP), and Secure Socket Layer (SSL) are out of scope. The TOE includes cryptographic modules that provide the underlying cryptographic services, including key management and protection of stored keys, algorithms, random bit generation and crypto- administration. The cryptographic modules provide confidentiality and integrity services for authentication and for protecting communications with adjacent systems. Administrator Authentication Administrative users must provide unique identification and authentication data before any administrative access to the system is granted. Authentication data entered and stored on the TOE is protected. The TOE can be configured to terminate interactive user sessions and to present an access banner with warning messages prior to authentication. Correct Operation The TOE provides for both cryptographic and non-cryptographic self-tests and is capable of automated recovery from failure states. Trusted Update The administrator can initiate update of the TOE software. The integrity of any software updates is verified prior to installation of the updated software. Audit TOE auditable events are stored in the syslog files in the VM filesystem and can be sent to an external log server (via Netconf over SSH). Auditable events include start-up and shutdown of the audit functions, authentication events, service requests, IPS events, as well as the events listed in Table 12 and Table 13 of the ST. Audit records include the date and time, event category, event type, username, and the outcome of the 11 event (success or failure). Local (VM) syslog storage limits are configurable and are monitored. In the event of storage limits being reached the oldest logs will be overwritten. Management The TOE provides a Security Administrator role that is responsible for: • the configuration and maintenance of cryptographic elements related to the establishment of secure connections to and from the evaluated product • the regular review of all audit data; • initiation of trusted update function; • administration of VPN, IPS and Firewall functionality; • all administrative tasks (e.g., creating the security policy). The devices are managed through a Command Line Interface (CLI). The CLI is accessible through local (serial) console connection or remote administrative (SSH) session. The Security Administrator role includes the capability to manage all NFX350 services. Access to manage the device’s FreeBSD host can only be gained through the JCP. Packet Filtering/Stateful Traffic Filtering The TOE provides stateful network traffic filtering based on examination of network packets and the application of information flow rules. Intrusion Prevention The TOE can be configured to analyze IP-based network traffic forwarded to the TOE’s interfaces and detect violations of administratively-defined IPS policies. The TOE is capable of initiating a proactive response to terminate/interrupt an active potential threat, and to initiate a response in real time that would cause interruption of the suspicious traffic flow. User Data Protection/Information Flow Control The TOE is designed to forward network packets (i.e., information flows) from source network entities to destination network entities based on available routing information using Virtual Routers. This information is either provided directly by TOE users or indirectly from other network entities (outside the TOE) configured by the TOE users. The TOE has the capability to regulate the information flow across its interfaces; traffic filters can be set in accordance with the presumed identity of the source, the identity of the destination, the transport layer protocol, the source service identifier, and the destination service identifier (TCP or UDP port number). 4.1 Non-TOE hardware/software/firmware The TOE relies on the provision of the following items in the network environment: 12 • Syslog server supporting SSHv2 connections to send audit logs; • SSHv2 client for remote administration; • Serial connection client for local administration. • IPsec peer 13 5 Assumptions, Threats & Clarification of Scope 5.1 Assumptions The specific conditions listed in the following subsections are assumed to exist in the TOE’s environment. These assumptions include both practical realities in the development of the TOE security requirements and the essential environmental conditions on the use of the TOE. The assumptions included in 3 are drawn directly from PP and any relevant EPs/Modules/Packages. Table 3 – Assumptions ID Assumption A.PHYSICAL_PROTECTION The Network Device is assumed to be physically protected in its operational environment and not subject to physical attacks that compromise the security or interfere with the device’s physical interconnections and correct operation. This protection is assumed to be sufficient to protect the device and the data it contains. As a result, the cPP does not include any requirements on physical tamper protection or other physical attack mitigations. The cPP does not expect the product to defend against physical access to the device that allows unauthorized entities to extract data, bypass other controls, or otherwise manipulate the device. For vNDs, this assumption applies to the physical platform on which the VM runs. 14 ID Assumption A.LIMITED_FUNCTIONALITY The device is assumed to provide networking functionality as its core function and not provide functionality/services that could be deemed as general purpose computing. For example, the device should not provide a computing platform for general purpose applications (unrelated to networking functionality). (NOTE: following paragraph is for virtual network devices. Please delete if the TOE is not a virtual device) In the case of vNDs, the VS is considered part of the TOE with only one vND instance for each physical hardware platform. The exception being where components of the distributed TOE run inside more than one virtual machine (VM) on a single VS. There are no other guest VMs on the physical platform providing non- Network Device functionality. A.NO_THRU_TRAFFIC_PROTECTION1 A standard/generic Network Device does not provide any assurance regarding the protection of traffic that traverses it. The intent is for the Network Device to protect data that originates on or is destined to the device itself, to include administrative data and audit data. Traffic that is traversing the Network Device, destined for another network entity, is not covered by the ND cPP. It is assumed that this protection will be covered by cPPs and PP-Modules for particular types of Network Devices (e.g., firewall). 1 A.NO_THRU_TRAFFIC_PROTECTION is still operative, but only for the interfaces in the TOE that are defined by the Base- PP and not the PP-Module. 15 ID Assumption A.TRUSTED_ADMINISTRATOR The Security Administrator(s) for the Network Device are assumed to be trusted and to act in the best interest of security for the organization. This includes appropriately trained, following policy, and adhering to guidance documentation. Administrators are trusted to ensure passwords/credentials have sufficient strength and entropy and to lack malicious intent when administering the device. The Network Device is not expected to be capable of defending against a malicious Administrator that actively works to bypass or compromise the security of the device. (The paragraph that follows is for x509v3 cert- based authentication. If not relevant, remove) For TOEs supporting X.509v3 certificate-based authentication, the Security Administrator(s) are expected to fully validate (e.g. offline verification) any CA certificate (root CA certificate or intermediate CA certificate) loaded into the TOE’s trust store (aka 'root store', ' trusted CA Key Store', or similar) as a trust anchor prior to use (e.g. offline verification). A.REGULAR_UPDATES The Network Device firmware and software is assumed to be updated by an Administrator on a regular basis in response to the release of product updates due to known vulnerabilities. A.ADMIN_CREDENTIALS_SECURE The Administrator’s credentials (private key) used to access the Network Device are protected by the platform on which they reside. A.RESIDUAL_INFORMATION The Administrator must ensure that there is no unauthorized access possible for sensitive residual information (e.g. cryptographic keys, keying material, PINs, passwords etc.) on networking equipment when the equipment is discarded or removed from its operational environment. A.CONNECTIONS (IPS) It is assumed that the TOE is connected to distinct networks in a manner that ensures that 16 ID Assumption the TOE security policies will be enforced on all applicable network traffic flowing among the attached networks. A.CONNECTIONS (VPN) It is assumed that the TOE is connected to distinct networks in a manner that ensures that the TOE security policies will be enforced on all applicable network traffic flowing among the attached networks. 5.2 Threats The following table lists the threats addressed by the TOE and the IT Environment. The assumed level of expertise of the attacker for all the threats identified below is Enhanced-Basic. The threats included in Table 4 are drawn directly from the PP and any EPs/Modules/Packages specified in Section 2.2 of the ST. Table 4 – Threats ID Threat T.UNAUTHORIZED_ADMINISTRATOR_ACCESS Threat agents may attempt to gain Administrator access to the Network Device by nefarious means such as masquerading as an Administrator to the device, masquerading as the device to an Administrator, replaying an administrative session (in its entirety, or selected portions), or performing man-in-the-middle attacks, which would provide access to the administrative session, or sessions between Network Devices. Successfully gaining Administrator access allows malicious actions that compromise the security functionality of the device and the network on which it resides. T.WEAK_CRYPTOGRAPHY Threat agents may exploit weak cryptographic algorithms or perform a cryptographic exhaust against the key space. Poorly chosen encryption algorithms, modes, and key sizes will allow attackers to compromise the algorithms, or brute force exhaust the key space and give them unauthorized access allowing them to 17 ID Threat read, manipulate and/or control the traffic with minimal effort. T.UNTRUSTED_COMMUNICATION_CHANNELS Threat agents may attempt to target Network Devices that do not use standardized secure tunnelling protocols to protect the critical network traffic. Attackers may take advantage of poorly designed protocols or poor key management to successfully perform man- in-the-middle attacks, replay attacks, etc. Successful attacks will result in loss of confidentiality and integrity of the critical network traffic, and potentially could lead to a compromise of the Network Device itself. T.WEAK_AUTHENTICATION_ENDPOINTS Threat agents may take advantage of secure protocols that use weak methods to authenticate the endpoints, e.g. a shared password that is guessable or transported as plaintext. The consequences are the same as a poorly designed protocol, the attacker could masquerade as the Administrator or another device, and the attacker could insert themselves into the network stream and perform a man-in-the- middle attack. The result is the critical network traffic is exposed and there could be a loss of confidentiality and integrity, and potentially the Network Device itself could be compromised. T.UPDATE_COMPROMISE Threat agents may attempt to provide a compromised update of the software or firmware which undermines the security functionality of the device. Non-validated updates or updates validated using non- secure or weak cryptography leave the update firmware vulnerable to surreptitious alteration. T.UNDETECTED_ACTIVITY Threat agents may attempt to access, change, and/or modify the security functionality of the Network Device 18 ID Threat without Administrator awareness. This could result in the attacker finding an avenue (e.g., misconfiguration, flaw in the product) to compromise the device and the Administrator would have no knowledge that the device has been compromised. T.SECURITY_FUNCTIONALITY_COMPROMISE Threat agents may compromise credentials and device data enabling continued access to the Network Device and its critical data. The compromise of credentials includes replacing existing credentials with an attacker’s credentials, modifying existing credentials, or obtaining the Administrator or device credentials for use by the attacker. T.PASSWORD_CRACKING Threat agents may be able to take advantage of weak administrative passwords to gain privileged access to the device. Having privileged access to the device provides the attacker unfettered access to the network traffic and may allow them to take advantage of any trust relationships with other Network Devices. T.SECURITY_FUNCTIONALITY_FAILURE An external, unauthorized entity could make use of failed or compromised security functionality and might therefore subsequently use or abuse security functions without prior authentication to access, change or modify device data, critical network traffic or security functionality of the device. T.NETWORK_DISCLOSURE (FFW) An attacker may attempt to “map” a subnet to determine the machines that reside on the network, and obtaining the IP addresses of machines, as well as the services (ports) those machines are offering. This information could be used to mount attacks to those machines via the services that are exported. T.NETWORK_ACCESS (FFW) With knowledge of the services that are exported by machines on a subnet, an 19 ID Threat attacker may attempt to exploit those services by mounting attacks against those services. T.NETWORK_MISUSE (FFW) An attacker may attempt to use services that are exported by machines in a way that is unintended by a site’s security policies. For example, an attacker might be able to use a service to “anonymize” the attacker’s machine as they mount attacks against others. T.MALICIOUS TRAFFIC (FFW) An attacker may attempt to send malformed packets to a machine in hopes of causing the network stack or services listening on UDP/TCP ports of the target machine to crash. T.NETWORK_DISCLOSURE (IPS) Sensitive information on a protected network might be disclosed resulting from ingress- or egress-based actions. T.NETWORK_ACCESS (IPS) Unauthorized access may be achieved to services on a protected network from outside that network, or alternately services outside a protected network from inside the protected network. If malicious external devices are able to communicate with devices on the protected network via a backdoor then those devices may be susceptible to the unauthorized disclosure of information. T.NETWORK_MISUSE (IPS) Access to services made available by a protected network might be used counter to Operational Environment policies. Devices located outside the protected network may attempt to conduct inappropriate activities while communicating with allowed public services. E.g. manipulation of resident tools, SQL injection, phishing, forced resets, malicious zip files, disguised executables, privilege escalation tools and botnets. 20 ID Threat T.NETWORK_DOS (IPS) Attacks against services inside a protected network, or indirectly by virtue of access to malicious agents from within a protected network, might lead to denial of services otherwise available within a protected network. Resource exhaustion may occur in the event of co-ordinate service request flooding from a small number of sources . T.DATA INTEGRITY (VPN) Devices on a protected network may be exposed to threats presented by devices located outside the protected network, which may attempt to modify the data without authorization. If known malicious external devices are able to communicate with devices on the protected network or if devices on the protected network can communicate with those external devices then the data contained within the communications may be susceptible to a loss of integrity. T.NETWORK_ACCESS (VPN) Devices located outside the protected network may seek to exercise services located on the protected network that are intended to only be accessed from inside the protected network or only accessed by entities using an authenticated path into the protected network. Devices located outside the protected network may, likewise, offer services that are inappropriate for access from within the protected network. From an ingress perspective, VPN gateways can be configured so that only those network servers intended for external consumption by entities operating on a trusted network (e.g., machines operating on a network where the peer VPN gateways are supporting the connection) are accessible and only via the intended ports. This serves to mitigate the potential for network entities outside a protected 21 ID Threat network to access network servers or services intended only for consumption or access inside a protected network. From an egress perspective, VPN gateways can be configured so that only specific external services (e.g., based on destination port) can be accessed from within a protected network, or moreover are accessed via an encrypted channel. For example, access to external mail services can be blocked to enforce corporate policies against accessing uncontrolled e- mail servers, or, that access to the mail server must be done over an encrypted link. T.NETWORK_ACCESS (VPN) Devices located outside the protected network may seek to exercise services located on the protected network that are intended to only be accessed from inside the protected network or only accessed by entities using an authenticated path into the protected network. Devices located outside the protected network may, likewise, offer services that are inappropriate for access from within the protected network. From an ingress perspective, VPN gateways can be configured so that only those network servers intended for external consumption by entities operating on a trusted network (e.g., machines operating on a network where the peer VPN gateways are supporting the connection) are accessible and only via the intended ports. This serves to mitigate the potential for network entities outside a protected network to access network servers or services intended only for consumption or access inside a protected network. From an egress perspective, VPN gateways can be configured so that only specific 22 ID Threat external services (e.g., based on destination port) can be accessed from within a protected network, or moreover are accessed via an encrypted channel. For example, access to external mail services can be blocked to enforce corporate policies against accessing uncontrolled e- mail servers, or, that access to the mail server must be done over an encrypted link. T.NETWORK_DISCLOSURE (VPN) Devices on a protected network may be exposed to threats presented by devices located outside the protected network, which may attempt to conduct unauthorized activities. If known malicious external devices are able to communicate with devices on the protected network, or if devices on the protected network can establish communications with those external devices (e.g., as a result of a phishing episode or by inadvertent responses to email messages), then those internal devices may be susceptible to the unauthorized disclosure of information. From an infiltration perspective, VPN gateways serve not only to limit access to only specific destination network addresses and ports within a protected network, but whether network traffic will be encrypted or transmitted in plaintext. With these limits, general network port scanning can be 8 prevented from reaching protected networks or machines, and access to information on a protected network can be limited to that obtainable from specifically configured ports on identified network nodes (e.g., web pages from a designated corporate web server). Additionally, access can be limited to only specific source addresses and ports so that specific networks or network nodes can be blocked from accessing a protected network 23 ID Threat thereby further limiting the potential disclosure of information. From an exfiltration perspective, VPN gateways serve to limit how network nodes operating on a protected network can connect to and communicate with other networks limiting how and where they can disseminate information. Specific external networks can be blocked altogether or egress could be limited to specific addresses and/or ports. Alternately, egress options available to network nodes on a protected network can be carefully managed in order to, for example, ensure that outgoing connections are encrypted to further mitigate inappropriate disclosure of data through packet sniffing. T.NETWORK_MISUSE (VPN) Devices located outside the protected network, while permitted to access particular public services offered inside the protected network, may attempt to conduct inappropriate activities while communicating with those allowed public services. Certain services offered from within a protected network may also represent a risk when accessed from outside the protected network. From an ingress perspective, it is generally assumed that entities operating on external networks are not bound by the use policies for a given protected network. Nonetheless, VPN gateways can log policy violations that might indicate violation of publicized usage statements for publicly available services. From an egress perspective, VPN gateways can be configured to help enforce and monitor protected network use policies. As explained in the other threats, a VPN gateway can serve to limit dissemination of data, access to external servers, and even 24 ID Threat disruption of services – all of these could be related to the use policies of a protected network and as such are subject in some regards to enforcement. Additionally, VPN gateways can be configured to log network usages that cross between protected and external networks and as a result can serve to identify potential usage policy violations. T.REPLAY_ATTACK (VPN) If an unauthorized individual successfully gains access to the system, the adversary may have the opportunity to conduct a “replay” attack. This method of attack allows the individual to capture packets traversing throughout the network and send the packets at a later time, possibly unknown by the intended receiver. Traffic is subject to replay if it meets the following conditions: Cleartext: an attacker with the ability to view unencrypted traffic can identify an appropriate segment of the communications to replay as well in order to cause the desired outcome. No integrity: alongside cleartext traffic, an attacker can make arbitrary modifications to captured traffic and replay it to cause the desired outcome if the recipient has no means to detect these. 5.3 Clarification of Scope All evaluations (and all products) have limitations, as well as potential misconceptions needing clarification. This text covers some of the more important limitations and clarifications of this evaluation. Note that: • As with any evaluation, this evaluation covers only the specific device models and software as identified in this document, and not any earlier or later versions released or in process. The level of assurance for this evaluation is defined within the CPP_ND_V2.2E, MOD_CPP_FW_V1.4E, MOD_VPNGW_V1.1 and MOD_IPS_V1.0. • Apart from the Admin Guide, additional customer documentation for the specific TOE models was not included in the scope of the evaluation and therefore should not be relied upon when configuring or operating the device as evaluated. 25 • Consistent with the expectations of the Protection Profile, this evaluation did not specifically search for, nor seriously attempt to counter, vulnerabilities that were not “obvious” or vulnerabilities to objectives not claimed in the ST. The CEM defines an “obvious” vulnerability as one that is easily exploited with a minimum of understanding of the TOE, technical sophistication, and resources. • The evaluation of security functionality of the product was limited to the Security functionality requirements and applicable TDs specified in the claimed PPs. Any additional non-security related functional capabilities of the product were not covered by this evaluation. 5.3.1 Product Functionality not Included in the Scope of the Evaluation The following product functionality is not included in the CC evaluation: • Use of telnet, since it violates the Trusted Path requirement set • Use of FTP, since it violates the Trusted Path requirement set • Use of SNMP, since it violates the Trusted Path requirement set • Use of SSL, including management via J-Web, JUNOScript and JUNOScope, since it violates the Trusted Path requirement set • Use of CLI account super-user and linux root account. • Hosting additional VMs on the TOE physical platform. 26 6 Documentation The following guidance documents were provided by the vendor with the TOE for evaluation: • Common Criteria Configuration Guide for NFX350 Network Services Platform Release 20.3R3, June 13th,2022 Any additional customer documentation provided with the product, or that is available online was not included in the scope of the evaluation and therefore should not be relied upon when configuring or operating the device as evaluated. To use the product in the evaluated configuration, the product must be configured as specified in the Guidance Documentation listed above. Consumers are encouraged to download the configuration guides from the NIAP website to ensure the device is configured as evaluated 27 7 TOE Evaluated Configuration 7.1 Evaluated Configuration This evaluation is for the Junos OS 20.3R3 for NFX350 series network devices, Models: NFX350-S1, NFX350-S2, and NFX350-S3 running Junos version 20.3R3 configured in accordance with the documentation identified in Section 6 of this report. 28 8 IT Product Testing This section describes the testing efforts of the developer and the evaluation team. It is derived from information contained in Evaluation Test Report for Junos OS 20.3R3 for NFX350, which is not publicly available. The AAR Section 6 provides an overview of testing and the prescribed assurance activities. 8.1 Developer Testing No evidence of developer testing is required in the assurance activities for this product. 8.2 Evaluation Team Independent Testing The evaluation team verified the product according to the vendor-provided guidance documentation and ran the tests specified in the CPP_ND_V2.2E, MOD_CPP_FW_V1.4E, MOD_VPNGW_V1.1 and MOD_IPS_V1.0. The Test configuration diagram and list of test tools used during the evaluation can be found in AAR Section 6 page 145, which is publicly available, and is not duplicated here. 29 9 Results of the Evaluation The results of the assurance requirements are generally described in this section and are presented in detail in the proprietary documents: the Detailed Test Report (DTR) and the ETR. The reader of this document can assume that activities and work units received a passing verdict. A verdict for an assurance component is determined by the resulting verdicts assigned to the corresponding evaluator action elements. The evaluation was conducted based upon CC version 3.1 rev 5 and CEM version 3.1 rev 5. The evaluation determined the Junos OS 20.3R3 NFX350 to be Part 2 extended, and meets the SARs contained in the PP. Additionally, the evaluator performed the assurance activities specified in the NDPP. 9.1 Evaluation of Security Target The evaluation team applied each ASE CEM work unit. The ST evaluation ensured the ST contains a description of the environment in terms of policies and assumptions, a statement of security requirements claimed to be met by the Junos OS 20.3R3 for NFX350 that are consistent with the Common Criteria, and product security function descriptions that support the requirements. Additionally, the evaluator performed an assessment of the assurance activities specified in the CPP_ND_V2.2E, MOD_CPP_FW_V1.4E, MOD_VPNGW_V1.1 and MOD_IPS_V1.0. The validator reviewed the work of the evaluation team, and found that sufficient evidence and justification was provided by the evaluation team to confirm that the evaluation was conducted in accordance with the requirements of the CEM, and that the conclusion reached by the evaluation team was justified. 9.2 Evaluation of Development Documentation The evaluation team applied each EAL 1 ADV CEM work unit. The evaluation team assessed the design documentation and found it adequate to aid in understanding how the TSF provides the security functions. The design documentation consists of a functional specification contained in the ST's TSS. Additionally, the evaluator performed the assurance activities specified in the CPP_ND_V2.2E, MOD_CPP_FW_V1.4E, MOD_VPNGW_V1.1 and MOD_IPS_V1.0 related to the examination of the information contained in the TOE Summary Specification. The validator reviewed the work of the evaluation team, and found that sufficient evidence and justification was provided by the evaluation team to confirm that the evaluation was conducted in accordance with the assurance activities, and that the conclusion reached by the evaluation team was justified. 9.3 Evaluation of Guidance Documents The evaluation team applied each EAL 1 AGD CEM work unit. The evaluation team ensured the 30 adequacy of the user guidance in describing how to use the operational TOE. Additionally, the evaluation team ensured the adequacy of the administrator guidance in describing how to securely administer the TOE. The guides were assessed during the design and testing phases of the evaluation to ensure they were complete. Additionally, the evaluator performed the assurance activities specified in the CPP_ND_V2.2E, MOD_CPP_FW_V1.4E, MOD_VPNGW_V1.1 and MOD_IPS_V1.0 related to the examination of the information contained in the operational guidance documents. The validator reviewed the work of the evaluation team and found that sufficient evidence and justification was provided by the evaluation team to confirm that the evaluation was conducted in accordance with the assurance activities, and that the conclusion reached by the evaluation team was justified. 9.4 Evaluation of Life Cycle Support Activities The evaluation team applied each EAL 1 ALC CEM work unit. The evaluation team found that the TOE was identified. The validator reviewed the work of the evaluation team and found that sufficient evidence and justification was provided by the evaluation team to confirm that the evaluation was conducted in accordance with the requirements of the CEM, and that the conclusion reached by the evaluation team was justified. 9.5 Evaluation of Test Documentation and the Test Activity The evaluation team applied each EAL 1 ATE CEM work unit. The evaluation team ran the set of tests specified by the assurance activities in the CPP_ND_V2.2E, MOD_CPP_FW_V1.4E, MOD_VPNGW_V1.1 and MOD_IPS_V1.0 and recorded the results in a Test Report, summarized in the ETR and AAR. The validator reviewed the work of the evaluation team and found that sufficient evidence was provided by the evaluation team to show that the evaluation activities addressed the test activities in the CPP_ND_V2.2E, MOD_CPP_FW_V1.4E, MOD_VPNGW_V1.1 and MOD_IPS_V1.0, and that the conclusion reached by the evaluation team was justified. 9.6 Vulnerability Assessment Activity The evaluation team applied each EAL 1 AVA CEM work unit. The evaluation team performed a public search for vulnerabilities, performed vulnerability testing and did not discover any issues with the TOE. The summary of vulnerability assessment and testing can be found in the AAR Section 7.6, latest search was run on June 9th, 2022. The validator reviewed the work of the evaluation team and found that sufficient evidence and justification was provided by the evaluation team to confirm that the evaluation addressed the vulnerability analysis assurance activities in the CPP_ND_V2.2E, MOD_CPP_FW_V1.4E, 31 MOD_VPNGW_V1.1 and MOD_IPS_V1.0, and that the conclusion reached by the evaluation team was justified. 9.7 Summary of Evaluation Results The evaluation team's assessment of the evaluation evidence demonstrates that the claims in the ST are met. Additionally, the evaluation team's test activities also demonstrated the accuracy of the claims in the ST. The validation team's assessment of the evidence provided by the evaluation team is that it demonstrates that the evaluation team performed the assurance activities in the CPP_ND_V2.2E, MOD_CPP_FW_V1.4E, MOD_VPNGW_V1.1 and MOD_IPS_V1.0, and correctly verified that the product meets the claims in the ST. 32 10 Validator Comments & Recommendations Validation team notes that the syslog server must have an SSH client with NETCONF support configured to receive the streamed syslog messages. 33 11 Annexes Not applicable. 34 12 Security Target Security Target Junos 20.3R3 for NFX350 Version 1.2, June 20th, 2022 35 13 Glossary The following definitions are used throughout this document: • Common Criteria Testing Laboratory (CCTL). An IT security evaluation facility accredited by the National Voluntary Laboratory Accreditation Program (NVLAP) and approved by the CCEVS Validation Body to conduct Common Criteria-based evaluations. • Conformance. The ability to demonstrate in an unambiguous way that a given implementation is correct with respect to the formal model. • Evaluation. The assessment of an IT product against the Common Criteria using the Common Criteria Evaluation Methodology to determine whether or not the claims made are justified; or the assessment of a protection profile against the Common Criteria using the Common Evaluation Methodology to determine if the Profile is complete, consistent, technically sound and hence suitable for use as a statement of requirements for one or more TOEs that may be evaluated. • Evaluation Evidence. Any tangible resource (information) required from the sponsor or developer by the evaluator to perform one or more evaluation activities. • Feature. Part of a product that is either included with the product or can be ordered separately. • Target of Evaluation (TOE). A group of IT products configured as an IT system, or an IT product, and associated documentation that is the subject of a security evaluation under the CC. • Validation. The process carried out by the CCEVS Validation Body leading to the issue of a Common Criteria certificate. • Validation Body. A governmental organization responsible for carrying out validation and for overseeing the day-to-day operation of the NIAP Common Criteria Evaluation and Validation Scheme. 36 14 Bibliography The Validation Team used the following documents to produce this Validation Report: 1. Common Criteria for Information Technology Security Evaluation - Part 1: Introduction and general model, Version 3.1 Revision 5. 2. Common Criteria for Information Technology Security Evaluation - Part 2: Security functional requirements, Version 3.1 Revision 5. 3. Common Criteria for Information Technology Security Evaluation - Part 3: Security assurance requirements, Version 3.1 Revision 5. 4. Common Evaluation Methodology for Information Technology Security Evaluation, Version 3.1 Revision 5 5. Security Target Junos 20.3R3 for NFX350 Version 1.2, June 20th, 2022 6. Common Criteria Configuration Guide for NFX350 Network Services Platform Release 20.3R3, June 13th, 2022 7. Evaluation Technical Report for Junos OS 20.3R3 for NFX350 Version 1.2, June 20th, 2022 8. Assurance Activity Report for Junos OS 20.3R3 for NFX350 Version 1.2, June 20th, 2022