TÜV Rheinland Nederland B.V.
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Version
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Certification Report
Huawei NE20E Router V800R010C10 and NE08E Router
V300R003C10, revision SPC500
Sponsor and developer: HUAWEI Technologies Co., Ltd.
Administration Building，
，
，
，Huawei Base,
Bantian, Longgang District, Shenzhen 518129
China
Evaluation facility: Brightsight
Brassersplein 2
2612 CT Delft
The Netherlands
Report number: NSCIB-CC-217431-CR
Report version: 1
Project number: 217431
Author(s): Denise Cater
Date: 12 April 2019
Number of pages: 11
Number of appendices: 0
Reproduction of this report is authorized provided the report is reproduced in its entirety.
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CONTENTS:
Foreword 4
Recognition of the certificate 5
International recognition 5
European recognition 5
1 Executive Summary 6
2 Certification Results 7
2.1 Identification of Target of Evaluation 7
2.2 Security Policy 7
2.3 Assumptions and Clarification of Scope 7
2.4 Architectural Information 7
2.5 Documentation 7
2.6 IT Product Testing 8
2.7 Re-used evaluation results 9
2.8 Evaluated Configuration 9
2.9 Results of the Evaluation 9
2.10 Comments/Recommendations 9
3 Security Target 10
4 Definitions 10
5 Bibliography 11
Page: 4/11 of report number: NSCIB-CC-217431-CR, dated 12 April 2019
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Foreword
The Netherlands Scheme for Certification in the Area of IT Security (NSCIB) provides a third-party
evaluation and certification service for determining the trustworthiness of Information Technology (IT)
security products. Under this NSCIB, TÜV Rheinland Nederland B.V. has the task of issuing
certificates for IT security products, as well as for protection profiles and sites.
Part of the procedure is the technical examination (evaluation) of the product, protection profile or site
according to the Common Criteria assessment guidelines published by the NSCIB. Evaluations are
performed by an IT Security Evaluation Facility (ITSEF) under the oversight of the NSCIB Certification
Body, which is operated by TÜV Rheinland Nederland B.V. in cooperation with the Ministry of the
Interior and Kingdom Relations.
An ITSEF in the Netherlands is a commercial facility that has been licensed by TÜV Rheinland
Nederland B.V. to perform Common Criteria evaluations; a significant requirement for such a license is
accreditation to the requirements of ISO Standard 17025 “General requirements for the accreditation
of calibration and testing laboratories”.
By awarding a Common Criteria certificate, TÜV Rheinland Nederland B.V. asserts that the product or
site complies with the security requirements specified in the associated (site) security target, or that
the protection profile (PP) complies with the requirements for PP evaluation specified in the Common
Criteria for Information Security Evaluation. A (site) security target is a requirements specification
document that defines the scope of the evaluation activities.
The consumer should review the (site) security target or protection profile, in addition to this
certification report, in order to gain an understanding of any assumptions made during the evaluation,
the IT product's intended environment, its security requirements, and the level of confidence (i.e., the
evaluation assurance level) that the product or site satisfies the security requirements stated in the
(site) security target.
Reproduction of this report is authorized provided the report is reproduced in its entirety.
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Recognition of the certificate
Presence of the Common Criteria Recognition Arrangement and SOG-IS logos on the certificate
indicates that this certificate is issued in accordance with the provisions of the CCRA and the SOG-IS
agreement and will be recognised by the participating nations
International recognition
The CCRA has been signed by the Netherlands in May 2000 and provides mutual recognition of
certificates based on the CC. Starting September 2014 the CCRA has been updated to provide mutual
recognition of certificates based on cPPs (exact use) or STs with evaluation assurance components
up to and including EAL2+ALC_FLR. The current list of signatory nations and approved certification
schemes can be found on: http://www.commoncriteriaportal.org.
European recognition
The European SOGIS-Mutual Recognition Agreement (SOGIS-MRA) version 3 effective from April
2010 provides mutual recognition of Common Criteria and ITSEC certificates at a basic evaluation
level for all products. A higher recognition level for evaluation levels beyond EAL4 (resp. E3-basic) is
provided for products related to specific technical domains. This agreement was initially signed by
Finland, France, Germany, The Netherlands, Norway, Spain, Sweden and the United Kingdom. Italy
joined the SOGIS-MRA in December 2010. The current list of signatory nations, approved certification
schemes and the list of technical domains for which the higher recognition applies can be found on:
http://www.sogisportal.eu.
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1 Executive Summary
This Certification Report states the outcome of the Common Criteria security evaluation of the Huawei
NE20E Router V800R010C10 and NE08E Router V300R003C10, revision SPC500. The developer of
the Huawei NE20E Router V800R010C10 and NE08E Router V300R003C10, revision SPC500 is
HUAWEI Technologies Co., Ltd. located in Shenzhen, China and they also act as the sponsor of the
evaluation and certification. A Certification Report is intended to assist prospective consumers when
judging the suitability of the IT security properties of the product for their particular requirements.
The TOE is a medium- or high-end network product developed by Huawei for transportation, finance,
energy, government, education, enterprise, and Internet service provider (ISP) networks.
The NE20E series routers mainly serve as aggregation nodes on wide area networks (WANs) and
egress nodes on enterprise or campus networks. They can be deployed at the access and
aggregation layer of IP/MPLS networks.
The NE08E adopts an advanced routing architecture and a uniform platform to receive, transmit, and
bear multiple types of services on an all-IP network. This helps construct reliable carrier-class packet
transport networks (PTNs).
The NE20E series and NE08E series routers run on the Versatile Routing Platform (VRP) operating
system and use Huawei-developed NP chips and hardware-based forwarding and non-blocking
switching technologies. VRP features include assigning different privileges to administration users with
different privilege levels; enforcing authentications prior to establishment of administrative sessions
with the TOE; auditing of security-relevant management activities; as well as the correct enforcement
of routing decisions to ensure that network traffic gets forwarded to the correct interfaces.
The TOE has been evaluated by Brightsight B.V. located in Delft, The Netherlands. The evaluation
was completed on 11 April 2019 with the approval of the ETR. The certification procedure has been
conducted in accordance with the provisions of the Netherlands Scheme for Certification in the Area of
IT Security [NSCIB].
The scope of the evaluation is defined by the security target [ST], which identifies assumptions made
during the evaluation, the intended environment for the Huawei NE20E Router V800R010C10 and
NE08E Router V300R003C10, revision SPC500, the security requirements, and the level of
confidence (evaluation assurance level) at which the product is intended to satisfy the security
requirements. Consumers of the Huawei NE20E Router V800R010C10 and NE08E Router
V300R003C10, revision SPC500 are advised to verify that their own environment is consistent with
the security target, and to give due consideration to the comments, observations and
recommendations in this certification report.
The results documented in the evaluation technical report [ETR]
1
for this product provide sufficient
evidence that the TOE meets the EAL2 augmented (EAL2(+)) assurance requirements for the
evaluated security functionality.
The evaluation was conducted using the Common Methodology for Information Technology Security
Evaluation, Version 3.1 Revision 5 [CEM], for conformance to the Common Criteria for Information
Technology Security Evaluation, version 3.1 Revision 5 [CC].
TÜV Rheinland Nederland B.V., as the NSCIB Certification Body, declares that the evaluation meets
all the conditions for international recognition of Common Criteria Certificates and that the product will
be listed on the NSCIB Certified Products list. It should be noted that the certification results only apply
to the specific version of the product as evaluated.
1
The Evaluation Technical Report contains information proprietary to the developer and/or the
evaluator, and is not releasable for public review.
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2 Certification Results
2.1 Identification of Target of Evaluation
The Target of Evaluation (TOE) for this evaluation is the Huawei NE20E Router V800R010C10 and
NE08E Router V300R003C10, revision SPC500 from HUAWEI Technologies Co., Ltd. located in
Shenzhen, China.
The TOE is comprised of the following main components:
Delivery
item type
Identifier Version
Hardware
NE20E-S8A See [ST] Table 2 and
Table 3 for list of boards
and versions
NE20E-S16A
NE08E-S6E
See [ST] Table 4 for list
of boards and versions
Software
NE20E series Router V800R010C10SPC500 V800R010C10SPC500
NE08E series Router V300R003C10SPC500 V300R003C10SPC500
To ensure secure usage a set of guidance documents is provided together with the Huawei NE20E
Router V800R010C10 and NE08E Router V300R003C10, revision SPC500. Details can be found in
section ”Documentation” of this report.
2.2 Security Policy
The “security policy” of the TOE is defined by the SFRs, which are defined in [ST] Section 6.
2.3 Assumptions and Clarification of Scope
2.3.1 Assumptions
The assumptions defined in the Security Target are not covered by the TOE itself. These aspects lead
to specific Security Objectives to be fulfilled by the TOE-Environment. Detailed information on these
security objectives that must be fulfilled by the TOE environment can be found in section 4.2 of the
[ST].
2.3.2 Clarification of scope
The evaluation did not reveal any threats to the TOE that are not countered by the evaluated security
functions of the product.
2.4 Architectural Information
The components of the TOE are identified in [ST] Section 1.4.
2.5 Documentation
The following documentation is provided with the product by the developer to the customer:
Identifier Version
HUAWEI NE20E&NE08E Common Criteria Security Evaluation -
Certified Configuration
Version 2.1,
dated 2019-03-25
NE20E V800R010C10 Product Documentation 01 V800R010C10,
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dated 2018-04-30
NE08E V300R003C10 Product Documentation 01 V300R003C10,
dated 2018-04-30
2.6 IT Product Testing
Testing (depth, coverage, functional tests, independent testing): The evaluators examined the
developer’s testing activities documentation and verified that the developer has met their testing
responsibilities.
2.6.1 Testing approach and depth
The developer test plan consists of 12 different categories of tests of 90 tests. The categories are
based on groupings of major security functionalities, and, in combination with all SFRs and TSFIs. In
addition, the developer also performed a number of penetration tests to demonstrate the TOE is
resistant against common attacks of the switch/router TOE type.
For the testing performed by the evaluators, the developer provided a test environment. The
evaluators have reproduced a selection of the developer tests, as well as a small number of test cases
designed by the evaluator. A total of 8 developer tests were selected and repeated. All test cases
were performed on the NE20E device, with 2 of them also performed on the NE08E. In addition, the
evaluator devised 11 independent functional test cases, the execution of which led to one additional
test case resulting in total of 12 independent functional test cases tests being executed by the
evaluator.
2.6.2 Independent Penetration Testing
To identify potential vulnerabilities the evaluator performed the following activities:
• SFR design analysis: Based on the information obtained in the evaluation evidence, the SFR
implementation details were examined. The aspects described in CEM annex B were
considered. During this examination several potential vulnerabilities were identified.
• Additional security analysis: When the implementation of the SFR was understood, a
coverage checks were performed on the relevant aspects of all SFRs. This expanded the list
of potential vulnerabilities.
• Public vulnerability search: The evaluator performed public domain vulnerability search based
on the TOE name, TOE type, and identified 3
rd
party security relevant libraries and/or
services. Several additional potential vulnerabilities were identified during a search in the
public domain.
• The potential vulnerabilities identified were analysed, and some of the potential vulnerabilities
were concluded not exploit within in the Basic attack potential, or covered by guidance. For
remaining potential vulnerabilities, 14 penetration tests were devised:
Penetration test category Number of tests Test Executed on
Router attacks/vulnerabilities 4 All on NE20E only
Management Plane
4
3 on both NE20E & NE08E
1 on NE08E only
Data plane attacks/vulnerabilities
6
3 on NE20E
3 on NE08E
2.6.3 Test Configuration
The TOE was tested in the following configurations:
• NE08E device running V300R003C10SPC500
o NE08 S6E with MPU-A with 8 ports 100/1000 SFP line card
• NE20E device running V800R010C10SPC500
o NE20E S16A with MPU-E1 and NSP-B with 10 ports 100/1000 SFP line card
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2.6.4 Testing Results
The testing activities, including configurations, procedures, test cases, expected results and observed
results are summarised in the [ETR], with references to the documents containing the full details.
The developer’s tests and the independent functional tests produced the expected results, giving
assurance that the TOE behaves as specified in its [ST] and functional specification.
No exploitable vulnerabilities were found with the independent penetration tests.
2.7 Re-used evaluation results
None.
2.8 Evaluated Configuration
The TOE is defined uniquely by its name and version number Huawei NE20E Router V800R010C10
and NE08E Router V300R003C10, revision SPC500.
2.9 Results of the Evaluation
The evaluation lab documented their evaluation results in the [ETR]
2
which references an ASE
Intermediate Report and other evaluator documents.
The verdict of each claimed assurance requirement is “Pass”.
Based on the above evaluation results the evaluation lab concluded the Huawei NE20E Router
V800R010C10 and NE08E Router V300R003C10, revision SPC500, to be CC Part 2 conformant, CC
Part 3 conformant, and to meet the requirements of EAL 2 augmented with ALC_FLR.2. This implies
that the product satisfies the security requirements specified in Security Target [ST].
2.10 Comments/Recommendations
The user guidance as outlined in section 2.5 contains necessary information about the usage of the
TOE.
In addition all aspects of assumptions, threats and policies as outlined in the Security Target not
covered by the TOE itself need to be fulfilled by the operational environment of the TOE.
2
The Evaluation Technical Report contains information proprietary to the developer and/or the
evaluator, and is not releasable for public review.
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3 Security Target
The HUAWEI NE20E series Router V800R010C10 & NE08E series Router V300R003C10 Security
Target v3.0, 2019-04-08 [ST] is included here by reference.
4 Definitions
This list of Acronyms and the glossary of terms contains elements that are not already defined by the
CC or CEM:
ISP Internet Service Provider
IT Information Technology
ITSEF IT Security Evaluation Facility
JIL Joint Interpretation Library
NSCIB Netherlands scheme for certification in the area of IT security
PP Protection Profile
PTN Packet Transport Networks
TOE Target of Evaluation
VRP Versatile Routing Platform
WAN Wide Area Networks
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5 Bibliography
This section lists all referenced documentation used as source material in the compilation of this
report:
[CC] Common Criteria for Information Technology Security Evaluation, Parts I, II and III,
Version 3.1 Revision 5, April 2017.
[CEM] Common Methodology for Information Technology Security Evaluation, Version 3.1
Revision 5, April 2017.
[ETR] Evaluation Technical Report Huawei NE20E Router V800R010C10 and NE08E
Router V300R003C10, revision SPC500, 19-RPT-206, Version 3.0, 11 April 2019.
[NSCIB] Netherlands Scheme for Certification in the Area of IT Security, Version 2.4, 27
September 2017.
[ST] HUAWEI NE20E series Router V800R010C10 & NE08E series Router
V300R003C10 Security Target v3.0, 2019-04-08.
(This is the end of this report).