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COMMON CRITERIA CERTIFICATION REPORT
Oracle Solaris 11.4
8 February 2021
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FOREWORD
This certification report is an UNCLASSIFIED publication, issued under the authority of the Chief, Communications Security
Establishment (CSE).
The Information Technology (IT) product identified in this certification report, and its associated certificate, has been
evaluated at an approved evaluation facility established under the Canadian Centre for Cyber Security (CCCS). This
certification report, and its associated certificate, applies only to the identified version and release of the product in its
evaluated configuration. The evaluation has been conducted in accordance with the provisions of the Canadian CC Scheme,
and the conclusions of the evaluation facility in the evaluation report are consistent with the evidence adduced. This report,
and its associated certificate, are not an endorsement of the IT product by Canadian Centre for Cyber Security, or any other
organization that recognizes or gives effect to this report, and its associated certificate, and no warranty for the IT product
by the Canadian Centre for Cyber Security, or any other organization that recognizes or gives effect to this report, and its
associated certificate, is either expressed or implied.
If your department has identified a requirement for this certification report based on business needs and would like more
detailed information, please contact:
Contact Centre and Information Services
Edward Drake Building
contact@cyber.gc.ca | 1-833-CYBER-88 (1-833-292-3788)
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OVERVIEW
The Canadian Common Criteria Scheme provides a third-party evaluation service for determining the trustworthiness of
Information Technology (IT) security products. Evaluations are performed by a commercial Common Criteria Evaluation
Facility (CCEF) under the oversight of the Certification Body, which is managed by the Canadian Centre for Cyber Security.
A CCEF is a commercial facility that has been approved by the Certification Body to perform Common Criteria evaluations; a
significant requirement for such approval is accreditation to the requirements of ISO/IEC 17025, the General Requirements
for the Competence of Testing and Calibration Laboratories.
By awarding a Common Criteria certificate, the Certification Body asserts that the product complies with the security
requirements specified in the associated security target. A security target is a requirements specification document that
defines the scope of the evaluation activities. The consumer of certified IT products should review the security target, in
addition to this certification report, in order to gain an understanding of any assumptions made during the evaluation, the IT
product's intended environment, the evaluated security functionality, and the testing and analysis conducted by the CCEF.
The certification report, certificate of product evaluation and security target are posted on the Common Criteria portal (the
official website of the International Common Criteria Project).
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TABLE OF CONTENTS
EXECUTIVE SUMMARY .................................................................................................................................... 6
1 Identification of Target of Evaluation ........................................................................................................... 7
1.1 Common Criteria Conformance.......................................................................................................................... 7
1.2 TOE Description................................................................................................................................................. 7
1.3 TOE Architecture ............................................................................................................................................... 8
2 Security Policy......................................................................................................................................... 9
2.1 Cryptographic Functionality ............................................................................................................................... 9
3 Assumptions and Clarification of Scope ......................................................................................................10
3.1 Usage and Environmental Assumptions.............................................................................................................10
3.2 Clarification of Scope .......................................................................................................................................10
4 Evaluated Configuration............................................................................................................................11
4.1 Documentation.................................................................................................................................................11
5 Evaluation Analysis Activities....................................................................................................................12
5.1 Development....................................................................................................................................................12
5.2 Guidance Documents........................................................................................................................................12
5.3 Life-Cycle Support ............................................................................................................................................12
6 Testing Activities ....................................................................................................................................13
6.1 Assessment of Developer tests.........................................................................................................................13
6.2 Conduct of Testing...........................................................................................................................................13
6.3 Independent Functional Testing ........................................................................................................................13
6.3.1 Functional Test Results.................................................................................................................................13
6.4 Independent Penetration Testing.......................................................................................................................14
6.4.1 Penetration Test results................................................................................................................................14
7 Results of the Evaluation ..........................................................................................................................15
7.1 Recommendations/Comments..........................................................................................................................15
8 Supporting Content..................................................................................................................................16
8.1 List of Abbreviations.........................................................................................................................................16
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8.2 References.......................................................................................................................................................16
LIST OF FIGURES
TOE Architecture..................................................................................................................................................8
LIST OF TABLES
Table 1: TOE Identification ................................................................................................................................................7
Table 2: Cryptographic Implementation(s).........................................................................................................................9
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EXECUTIVE SUMMARY
Oracle Solaris 11.4 (hereafter referred to as the Target of Evaluation, or TOE), from Oracle Corporation , was the subject of
this Common Criteria evaluation. A description of the TOE can be found in Section 1.2. The results of this evaluation
demonstrate that the TOE meets the requirements of the conformance claim listed in Section 1.1 for the evaluated security
functionality.
Lightship Security is the CCEF that conducted the evaluation. This evaluation was completed on 8 February 2021 and was
carried out in accordance with the rules of the Canadian Common Criteria Scheme.
The scope of the evaluation is defined by the Security Target, which identifies assumptions made during the evaluation, the
intended environment for the TOE, and the security functional/assurance requirements. Consumers are advised to verify
that their operating environment is consistent with that specified in the security target, and to give due consideration to the
comments, observations, and recommendations in this Certification Report.
The Canadian Centre for Cyber Security, as the Certification Body, declares that this evaluation meets all the conditions of
the Arrangement on the Recognition of Common Criteria Certificates and that the product is listed on the Certified Products
list (CPL) for the Canadian CC Scheme and the Common Criteria portal (the official website of the International Common
Criteria Project).
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1 IDENTIFICATION OF TARGET OF EVALUATION
The Target of Evaluation (TOE) is identified as follows:
Table 1: TOE Identification
TOE Name and Version Oracle Solaris 11.4
Developer Oracle Corporation
1.1 COMMON CRITERIA CONFORMANCE
The evaluation was conducted using the Common Methodology for Information Technology Security Evaluation, Version 3.1
Revision 5, for conformance to the Common Criteria for Information Technology Security Evaluation, Version 3.1 Revision 5.
The TOE claims the following conformance:
Protection Profile for General Purpose Operating Systems Version 4.2.1, 22 April 2019 (pp_os_v4.2.1)
Extended Package for Secure Shell (SSH) Version 1.0, 19 February 2016 (pp_ssh_ep_v1.0)
1.2 TOE DESCRIPTION
The TOE is a UNIX-based operating system designed to deliver a consistent platform to run enterprise applications.
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1.3 TOE ARCHITECTURE
A diagram of the TOE architecture is as follows:
TOE Architecture
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2 SECURITY POLICY
The TOE implements and enforces policies pertaining to the following security functionality:
 Secure Administration
 Protected Communications
 Protected Storage
 Trusted Update
 Security Audit
 Self-Test
 Self-Protection
 Cryptographic Operations.
Complete details of the security functional requirements (SFRs) can be found in the Security Target (ST) referenced in
section 8.2.
2.1 CRYPTOGRAPHIC FUNCTIONALITY
The following cryptographic implementations have been evaluated by the CAVP and are used by the TOE:
Table 2: Cryptographic Implementation(s)
Cryptographic Module/Algorithm Certificate Number
Oracle OpenSSL FIPS Object Module C1651
Oracle Solaris Kernel Cryptographic Framework C1895
Oracle Solaris SSH Key Derivation Function C1936
Oracle Solaris Verified Boot C1937
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3 ASSUMPTIONS AND CLARIFICATION OF SCOPE
Consumers of the TOE should consider assumptions about usage and environmental settings as requirements for the
product’s installation and its operating environment. This will ensure the proper and secure operation of the TOE.
3.1 USAGE AND ENVIRONMENTAL ASSUMPTIONS
The following assumptions are made regarding the use and deployment of the TOE:
 The OS relies upon a trustworthy computing platform for its execution. This underlying platform is out of scope of
this PP.
 The user of the OS is not willfully negligent or hostile and uses the software in compliance with the applied
enterprise security policy. At the same time, malicious software could act as the user, so requirements which
confine malicious subjects are still in scope.
 The administrator of the OS is not careless, willfully negligent or hostile, and administers the OS within compliance
of the applied enterprise security policy
3.2 CLARIFICATION OF SCOPE
Only the functionality covered in the Protection Profile for General Purpose Operating Systems Version 4.2.1 and the
Extended Package for Secure Shell (SSH) Version 1.0 are included within the scope of the evaluation, and only when the TOE
is configured in accordance with the Oracle Solaris 11.4 Common Criteria Guide, v1.3.
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4 EVALUATED CONFIGURATION
The evaluated configuration for the TOE comprises:
The TOE software (Oracle Solaris 11.4 Build: 11.4 SRU 26.0.1 (11.4-11.4.26.0.1.75.4) with IDR 4534 v3) running on the
following platforms:
 Oracle SPARC T8-2
 Oracle Server X8-2
With support from the environment for:
 TLS Server supporting TLS 1.2.
4.1 DOCUMENTATION
The following documents are provided to the consumer to assist in the configuration and installation of the TOE:
a) Oracle Solaris 11.4 Common Criteria Guide, v1.3
b) Oracle Solaris 11.4 Information Library
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5 EVALUATION ANALYSIS ACTIVITIES
The evaluation analysis activities involved a structured evaluation of the TOE. Documentation and process dealing with
Development, Guidance Documents, and Life-Cycle Support were evaluated.
5.1 DEVELOPMENT
The evaluators analyzed the documentation provided by the vendor; they determined that the design completely and
accurately describes the TOE security functionality (TSF) interfaces and how the TSF implements the security functional
requirements. The evaluators determined that the initialization process is secure, that the security functions are protected
against tamper and bypass, and that security domains are maintained.
5.2 GUIDANCE DOCUMENTS
The evaluators examined the TOE preparative user guidance and operational user guidance and determined that it
sufficiently and unambiguously describes how to securely transform the TOE into its evaluated configuration and how to use
and administer the product. The evaluators examined and tested the preparative and operational guidance, and determined
that they are complete and sufficiently detailed to result in a secure configuration.
Section 4.1 provides details on the guidance documents.
5.3 LIFE-CYCLE SUPPORT
An analysis of the TOE configuration management system and associated documentation was performed. The evaluators
found that the TOE configuration items were clearly marked.
The evaluators examined the delivery documentation and determined that it described all of the procedures required to
maintain the integrity of the TOE during distribution to the consumer.
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6 TESTING ACTIVITIES
Testing consists of the following three steps: assessing developer tests, performing independent functional tests, and
performing penetration tests.
6.1 ASSESSMENT OF DEVELOPER TESTS
The evaluators verified that the developer has met their testing responsibilities by examining their test evidence, and
reviewing their test results, as documented in the Evaluation Test Report (ETR). The correspondence between the tests
identified in the developer’s test documentation and the functional specification was complete.
6.2 CONDUCT OF TESTING
The TOE was subjected to a comprehensive suite of formally documented, independent functional and penetration tests. The
detailed testing activities, including configurations, procedures, test cases, expected results and observed results are
documented in a separate Test Results document.
6.3 INDEPENDENT FUNCTIONAL TESTING
During this evaluation, the evaluator developed independent functional tests by examining design and guidance
documentation.
All testing was planned and documented to a sufficient level of detail to allow repeatability of the testing procedures and
results. The following testing activities were performed:
a. PP Assurance Activities: The evaluator performed the assurance activities listed in the claimed PP
b. Cryptographic Implementation Verification: The evaluator verified that the claimed cryptographic implementations
were present in the TOE.
6.3.1 FUNCTIONAL TEST RESULTS
The developer’s tests and the independent functional tests yielded the expected results, providing assurance that the TOE
behaves as specified in its ST and functional specification.
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6.4 INDEPENDENT PENETRATION TESTING
The penetration testing effort focused on 4 flaw hypotheses.
 Public Vulnerability based (Type 1)
 Technical community sources (Type 2)
 Evaluation team generated (Type 3)
 Tool Generated (Type 4)
The evaluators conducted an independent review of all evaluation evidence, public domain vulnerability databases and
technical community sources (Type 1 & 2). Additionally, the evaluators used automated vulnerability scanning tools to
discover potential network, platform, and application layer vulnerabilities (Type 4). Based upon this review, the evaluators
formulated flaw hypotheses (Type 3), which they used in their penetration testing effort.
6.4.1 PENETRATION TEST RESULTS
Type 1 & 2 searches were conducted on 1/25/2021 and included the following search terms:
Solaris 11/11.4 Critical patch updates Java 1.8.0u261-b12
OpenSSL 1.0.2u(+) (Dec 2019) CUPS SPARC T8 LDoms
openldap client mit Kerberos v5 libcurl
OpenSSH 8.1p1(+) N2RNG RDRAND
Vulnerability searches were conducted using the following sources:
 Oracle Security Advisories (https://www.oracle.com/security-alerts/)
 OpenSSL Vulnerabilities (https://www.openssl.org/news/vulnerabilities.html)
 Common Vulnerabilities and Exposures (CVE) (http://cve.mitre.org/)
 US-CERT (http://www.kb.cert.org/vuls/)
 National Vulnerability Database (http://nvd.nist.gov/)
 Google (http://www.google.com/)
 OpenSSH (https://www.openssh.com/releasenotes.htm)
 Intel (https://software.intel.com)
The independent penetration testing did not uncover any residual exploitable vulnerabilities in the intended operating
environment.
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7 RESULTS OF THE EVALUATION
This evaluation has provided the basis for the conformance claim documented in Table 1. The overall verdict for this
evaluation is PASS. These results are supported by evidence in the ETR.
The Information Technology (IT) product identified in this certification report, and its associated certificate, has been
evaluated at an approved evaluation facility established under the Canadian Centre for Cyber Security (CCCS). This
certification report, and its associated certificate, apply only to the specific version and release of the product in its
evaluated configuration.
The evaluation has been conducted in accordance with the provisions of the Canadian Common Criteria Scheme and the
conclusions of the evaluation facility in the evaluation report are consistent with the evidence adduced. This is not an
endorsement of the IT product by CCCS or by any other organization that recognizes or gives effect to this certificate, and no
warranty of the IT product by CCCS or by any other organization that recognizes or gives effect to this certificate, is
expressed or implied.
7.1 RECOMMENDATIONS/COMMENTS
 The end-user is recommended to follow instructions in the Oracle Solaris 11.4 Common Criteria Guide, v1.3 for
secure initialization and operation.
 The end-user is recommended to receive training on the secure use and operation of the TOE as it is a complex and
powerful operating system. The security posture of the TOE relies, in no small part, on the administrator being
trained and capable.
 Oracle releases SRU (Support Repository Updates) on a regular cadence and the end-user is recommended to patch
their product and any others installed within the TOE against known CVEs as patches are released by Oracle. The
end-user is recommended to subscribe to Oracle Solaris security advisories to aid them in applying such patches in
a timely manner.
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8 SUPPORTING CONTENT
8.1 LIST OF ABBREVIATIONS
Term Definition
CAVP Cryptographic Algorithm Validation Program
CCEF Common Criteria Evaluation Facility
CM Configuration Management
CMVP Cryptographic Module Validation Program
CSE Communications Security Establishment
CCCS Canadian Centre for Cyber Security
EAL Evaluation Assurance Level
ETR Evaluation Technical Report
GC Government of Canada
IT Information Technology
ITS Information Technology Security
PP Protection Profile
SFR Security Functional Requirement
ST Security Target
TOE Target of Evaluation
TSF TOE Security Function
8.2 REFERENCES
Reference
Common Criteria for Information Technology Security Evaluation, Version 3.1 Revision 5, April 2017.
Common Methodology for Information Technology Security Evaluation, CEM, Version 3.1 Revision 5, April 2017.
Evaluation Technical Report Oracle Solaris 11.4, 8 February 2021, v1.3
Security Target Oracle Solaris 11.4, 8 February 2021, v1.3
Assurance Activity Report Oracle Solaris 11.4, 8 February 2021, v1.3