1/13 https://oc.ccn.cni.es organismo.certificacion@cni.es Reference: 2020-41-INF-3895- v1 Target: Pública Date: 15.12.2022 Created by: I003 Revised by: CALIDAD Approved by: TECNICO CERTIFICATION REPORT Dossier # 2020-41 TOE Huawei ATN Series Routers running VRP software, version V300R006C10SPC300 Applicant B84136464 - Huawei Technologies España, S.L. References [EXT-6181] Certification Request [EXT-7883] Evaluation Technical Report (1/2) [EXT-7884] Evaluation Technical Report (2/2) Certification report of the product Huawei ATN Series Routers running VRP software, version V300R006C10SPC300, as requested in [EXT-6181] dated 24/07/2020, and evaluated by DEKRA Testing and Certification S.A.U., as detailed in the Evaluation Technical Report [EXT-7883] and [EXT- 7884] received on 12/07/2022. 2/13 https://oc.ccn.cni.es organismo.certificacion@cni.es CONTENTS EXECUTIVE SUMMARY ........................................................................................................................ 3 TOE SUMMARY................................................................................................................................ 3 SECURITY ASSURANCE REQUIREMENTS .......................................................................................... 4 SECURITY FUNCTIONAL REQUIREMENTS......................................................................................... 4 IDENTIFICATION.................................................................................................................................. 5 SECURITY POLICIES.............................................................................................................................. 6 ASSUMPTIONS AND OPERATIONAL ENVIRONMENT ....................................................................... 6 CLARIFICATIONS ON NON-COVERED THREATS................................................................................ 6 OPERATIONAL ENVIRONMENT FUNCTIONALITY ............................................................................. 6 ARCHITECTURE.................................................................................................................................... 7 LOGICAL ARCHITECTURE ................................................................................................................. 7 PHYSICAL ARCHITECTURE................................................................................................................ 8 DOCUMENTS....................................................................................................................................... 8 PRODUCT TESTING.............................................................................................................................. 9 EVALUATED CONFIGURATION ............................................................................................................ 9 EVALUATION RESULTS ...................................................................................................................... 10 COMMENTS & RECOMMENDATIONS FROM THE EVALUATION TEAM ............................................. 10 CERTIFIER RECOMMENDATIONS....................................................................................................... 10 GLOSSARY ......................................................................................................................................... 10 BIBLIOGRAPHY .................................................................................................................................. 11 SECURITY TARGET / SECURITY TARGET LITE (IF APPLICABLE)............................................................ 11 RECOGNITION AGREEMENTS............................................................................................................ 12 European Recognition of ITSEC/CC – Certificates (SOGIS-MRA).................................................... 12 International Recognition of CC – Certificates (CCRA)................................................................... 12 3/13 https://oc.ccn.cni.es organismo.certificacion@cni.es EXECUTIVE SUMMARY This document constitutes the Certification Report for the certification file of the product Huawei ATN Series Routers running VRP software, version V300R006C10SPC300. The TOE is a router product series (network devices) that provide multi-service access on the edge of metropolitan area networks (MANs). Developer/manufacturer: Huawei Technologies España, S.L. Sponsor: Huawei Technologies España, S.L.. Certification Body: Centro Criptológico Nacional (CCN) del Centro Nacional de Inteligencia (CNI). ITSEF: Dekra Testing and Certification S.A.U. Protection Profile: collaborative Protection Profile for Network Devices (v2.1), 24 September 2018. Evaluation Level: Common Criteria v3.1 R5 (assurance packages according to the [cPP_ND_21]). Evaluation end date: 30/09/2022. Expiration Date1 : 10/12/2027. All the assurance components required by the evaluation level of the [cPP_ND_21] have been assigned a “PASS” verdict. Consequently, the laboratory DEKRA Testing and Certification S.A.U. assigns the “PASS” VERDICT to the whole evaluation due all the evaluator actions are satisfied for the [cPP_ND_21] assurance level packages, as defined by the Common Criteria v3.1 R5, the [cPP_ND_21] and the CEM v3.1 R5. Considering the obtained evidences during the instruction of the certification request of the product Huawei ATN Series Routers running VRP software, version V300R006C10SPC300, a positive resolution is proposed. TOE SUMMARY The TOE is the HUAWEI ATN Series Routers, which consists of the following products: ATN 980C, ATN 910C-G, ATN 950D and ATN 910D-A. The software running on these devices is the Versatile Routing Platform (VRP) software version V300R006C10SPC300, that is a network OS incorporating 1 This date refers to the expiration date of the certificate recognition within the scope of the mutual recognition arrangements signed by this Certification Body. 4/13 https://oc.ccn.cni.es organismo.certificacion@cni.es Huawei's proprietary intellectual properties and capable of supporting various network systems of Huawei. SECURITY ASSURANCE REQUIREMENTS The product was evaluated with all the evidence required to fulfil the assurance packages defined in the [cPP_ND_21] according to Common Criteria v3.1 R5. ASSURANCE CLASS ASSURANCE COMPONENT ADV ADV_FSP.1 AGD AGD_OPE.1 AGD_PRE.1 ALC ALC_CMC.1 ALC_CMS.1 ASE ASE_CCL.1 ASE_ECD.1 ASE_INT.1 ASE_OBJ.1 ASE_REQ.1 ASE_SPD.1 ASE_TSS.1 ATE ATE_IND.1 AVA AVA_VAN.1 SECURITY FUNCTIONAL REQUIREMENTS The product security functionality satisfies the following functional requirements, according to the Common Criteria v3.1 R5: SECURITY FUNCTIONAL REQUIREMENTS FAU_GEN.1 FAU_GEN.2 FAU_STG_EXT.1 FCS_CKM.1 FCS_CKM.2 FCS_CKM.4 FCS_COP.1/DataEncryption FCS_COP.1/SigGen 5/13 https://oc.ccn.cni.es organismo.certificacion@cni.es FCS_COP.1/Hash FCS_COP.1/KeyedHash FCS_RBG_EXT.1 FIA_AFL.1 FIA_PMG_EXT.1 FIA_UIA_EXT.1 FIA_UAU_EXT.2 FIA_UAU.7 FMT_MOF.1/ManualUpdate FMT_MTD.1/CoreData FMT_SMF.1 FMT_SMR.2 FPT_SKP_EXT.1 FPT_APW_EXT.1 FPT_TST_EXT.1 FPT_TUD_EXT.1 FPT_STM_EXT.1 FTA_SSL.3 FTA_SSL.4 FTA_SSL_EXT.1 FTA_TAB.1 FTP_ITC.1 FTP_TRP.1/Admin FAU_STG.1 FAU_STG.3/LocSpace FCS_SSHS_EXT.1 FCS_TLSC_EXT.2 FIA_X509_EXT.1/Rev FIA_X509_EXT.2 FMT_MOF.1/Services FMT_MTD.1/CryptoKeys IDENTIFICATION Product: Huawei ATN Series Routers running VRP software, version V300R006C10SPC300. Security Target: Huawei ATN Series Routers running VRP software V300R006C10SPC300 Security Target, v1.4 (12 July 2022). Protection Profile: collaborative Protection Profile for Network Devices (v2.1), 24 September 2018. Evaluation Level: Common Criteria v3.1 R5 (assurance packages according to the [cPP_ND_21]). 6/13 https://oc.ccn.cni.es organismo.certificacion@cni.es SECURITY POLICIES The use of the product Huawei ATN Series Routers running VRP software, version V300R006C10SPC300 shall implement a set of security policies assuring the fulfilment of different standards and security demands. The detail of these policies is documented in the Security Target, section 3.4 (“Organizational Security Policies”). ASSUMPTIONS AND OPERATIONAL ENVIRONMENT The following assumptions are constraints to the conditions used to assure the security properties and functionalities compiled by the security target. These assumptions have been applied during the evaluation in order to determine if the identified vulnerabilities can be exploited. In order to assure the secure use of the TOE, it is necessary to start from these assumptions for its operational environment. If this is not possible and any of them could not be assumed, it would not be possible to assure the secure operation of the TOE. The detail of these assumptions is documented in the Security Target, section 3.3 (“Assumptions”). CLARIFICATIONS ON NON-COVERED THREATS The following threats do not suppose a risk for the product Huawei ATN Series Routers running VRP software, version V300R006C10SPC300, although the agents implementing attacks have the attack potential according to the Basic of [cPP_ND_21] and always fulfilling the usage assumptions and the proper security policies satisfaction. For any other threat not included in this list, the evaluation results of the product security properties and the associated certificate, do not guarantee any resistance. The threats covered by the security properties of the TOE are those defined in the Security Target, section 3.2 (“Threats”). OPERATIONAL ENVIRONMENT FUNCTIONALITY The product requires the cooperation from its operational environment to fulfil some of the objectives of the defined security problem. The security objectives declared for the TOE operational environment are those defined in the Protection Profile and they are documented in the Security Target, section 4.1 (“Security Objectives for the operational Environment”). 7/13 https://oc.ccn.cni.es organismo.certificacion@cni.es ARCHITECTURE LOGICAL ARCHITECTURE The TOE is comprised of several security features. Each of the security features identified above consists of several security functionalities, as identified below. • Security audit The log module of the host software records operations on a device and events that occur to a device. The recorded operations and events are log messages. Log messages provide evidence for diagnosing and maintaining a system. • Cryptography support The TOE provides cryptography in support of secure connections that includes remote administrative management. • Identification and authentication The authentication functionality provides validation by user’s account name and password. Public key authentication is supported for SSH users. Detailed functionalities, for example max idle-timeout period, max log-in attempts, UI lock, user kick out, can be applies by administrator according to networking environment, customized security considerations, differential user role on TOE, and/or other operational concerns. • Secure Management The TOE restricts the ability to determine the behavior of and modify the behavior of the functions transmission of audit data to the security administrator. Only the security administrator can manage the cryptographic keys. Only the security administrator has the right of opening/closing the security services and creation/deletion/modification of the user accounts. • Protection of the TSF The TOE protects the pre-shared keys, symmetric keys, and private keys from reading them by an unauthorized entity. The TOE stores the users or administrator passwords in non- plaintext form preventing them from reading. The TOE verifies the packet before their installation and uses the digital signature. • TOE access through user authentication The TOE provides communication security by implementing SSH protocol. • Trusted path and channels for device authentication The TOE supports the trusted connections using TLS for the communication with the audit server. 8/13 https://oc.ccn.cni.es organismo.certificacion@cni.es PHYSICAL ARCHITECTURE The physical scope of the TOE is described below: Hardware: Model Hardware ATN 980C ATN 980C Assembly Chassis, 2 slots for CXP (System Control, Cross-connect and Multi-protocol Process Unit), 6 slots (AC) or 8 slots (DC) for PIC (Physical Interface Card) ATN 950D ATN 950D Assembly Chassis, 2 slots for CXP (System Control, Cross-connect and Multi-protocol Process Unit), 4 slots (AC) or 6 slots (DC) for PIC (Physical Interface Card) ATN 910C-G ATN 910C-G Integrated Chassis, Fixed interfaces. ATN 910D-A ATN 910D-A Integrated Chassis, Fixed interfaces. Software package: Platform Package name Item version Signature file ATN 980C ATN950D980C- V300R006C10SPC300.cc V300R006C10SPC300 ATN950D980C- V300R006C10SPC300.cc.asc ATN 950D ATN 910C-G ATN910C910D- V300R006C10SPC300.cc V300R006C10SPC300 ATN910C910D- V300R006C10SPC300.cc.asc ATN 910D-A DOCUMENTS The product includes the following documents that shall be distributed and made available together to the users of the evaluated version. Document name Version Huawei ATN Series Routers running VRP software V300R006C10SPC300 Operational user Guidance.pdf 1.2 Huawei ATN Series Routers running VRP software V300R006C10SPC300 Preparative Procedures.pdf 1.2 Huawei ATN 980C&980B&950C&950D&910D&910C&950B&905 Product Documentation.chm 05 9/13 https://oc.ccn.cni.es organismo.certificacion@cni.es PRODUCT TESTING Huawei has chosen ATN950D as the Reference/Canonical TOE. Additionally, the developer has produced a rationale (TRR) describing its strategy for reusing test results of the Reference TOE based upon the DAR. The whole evaluation has been performed on the Reference TOE (ATN950D). All SFRs have been tested according to the [cPP_ND_21] and [cPP_ND_21_SD]. For the remaining devices included in the product series (ATN980C, ATN910C-G and ATN910D-A), the testing of the requirements that need physical interaction, or those that due to their complexity had been chosen under the evaluator’s criteria (e.g. exchange of large files or remote installation of a workstation for the configuration of a TLS server), have not been tested remotely but just in the Reference TOE in Dekra T&C Laboratory. The testing of the rest of the requirements have been carried out remotely in the vendor premises (Huawei Development Center). The evaluator has designed a set of tests following a suitable strategy for the TOE type taking into account: • All SFRs have been tested following the procedures defined in the supporting document [cPP_ND_21_SD]. • Increasing test coverage of the four TSFIs (IF_SYSLOG, IF_SSH, IF_CLI and IF_NTP) varying the input parameters: search for critical parameters in the TSFIs and the incorrect behaviour suspicion with specific input values. EVALUATED CONFIGURATION The software and hardware requirements, as well as the referenced options are indicated below. Therefore, for the operation of the product Huawei ATN Series Routers running VRP software, version V300R006C10SPC300 it is necessary the disposition of the following software components: • Versatile Routing Platform (VRP) software version V300R006C10SPC300. Regarding the hardware components, the TOE includes the following platforms: • ATN 980C • ATN 950D • ATN 910C-G • ATN 910D-A 10/13 https://oc.ccn.cni.es organismo.certificacion@cni.es EVALUATION RESULTS The product Huawei ATN Series Routers running VRP software, version V300R006C10SPC300 has been evaluated against the Security Target Huawei ATN Series Routers running VRP software V300R006C10SPC300 Security Target, v1.4 (12 July 2022). All the assurance components required by the evaluation level of the [cPP_ND_21] have been assigned a “PASS” verdict. Consequently, the laboratory DEKRA Testing and Certification S.A.U. assigns the “PASS” VERDICT to the whole evaluation due all the evaluator actions are satisfied for the [cPP_ND_21] assurance level packages, as defined by the Common Criteria v3.1 R5, the [cPP_ND_21] and the CEM v3.1 R5. COMMENTS & RECOMMENDATIONS FROM THE EVALUATION TEAM Next, recommendations regarding the secure usage of the TOE are provided. These have been collected along the evaluation process and are detailed to be considered when using the product. The TOE usage is recommended given that there are not exploitable vulnerabilities in the operational environment. Nonetheless, the following usage recommendations are given: • The fulfilment of the assumptions indicated in the Security Target is a key point as it implies TOE environment configurations that leave some potential vulnerabilities out of the scope. • The application of the TLS encryption after the installation procedures is critical to maintain the communication secure and safeguard the TOE assets. • It is mandatory to strictly follow the steps indicated in the installation documentation in order to download and install the correct version of the TOE in a proper manner. • The user guidance must be read and understood in order to operate the TOE in an adequate manner according to the Security Target. CERTIFIER RECOMMENDATIONS Considering the obtained evidences during the instruction of the certification request of the product Huawei ATN Series Routers running VRP software, version V300R006C10SPC300, a positive resolution is proposed. GLOSSARY CCN Centro Criptológico Nacional 11/13 https://oc.ccn.cni.es organismo.certificacion@cni.es CNI Centro Nacional de Inteligencia EAL Evaluation Assurance Level ETR Evaluation Technical Report OC Organismo de Certificación TOE Target Of Evaluation BIBLIOGRAPHY The following standards and documents have been used for the evaluation of the product: [CC_P1] Common Criteria for Information Technology Security Evaluation Part 1: Introduction and general model, Version 3.1, R5 Final, April 2017. [CC_P2] Common Criteria for Information Technology Security Evaluation Part 2: Security functional components, Version 3.1, R5 Final, April 2017. [CC_P3] Common Criteria for Information Technology Security Evaluation Part 3: Security assurance components, Version 3.1, R5 Final, April 2017. [CEM] Common Methodology for Information Technology Security Evaluation: Version 3.1, R5 Final, April 2017. [cPP_ND_21] collaborative Protection Profile for Network Devices (v2.1), 24 September 2018. [cPP_ND_21_SD] Evaluation activities for Network Devices cPP, v2.1 (September 2018). [ST] Huawei ATN Series Routers running VRP software V300R006C10SPC300 Security Target, v1.4 (12 July 2022). SECURITY TARGET / SECURITY TARGET LITE (IF APPLICABLE) Along with this certification report, the complete security target of the evaluation is available in the Certification Body: • Huawei ATN Series Routers running VRP software V300R006C10SPC300 Security Target, v1.4 (12 July 2022). 12/13 https://oc.ccn.cni.es organismo.certificacion@cni.es RECOGNITION AGREEMENTS In order to avoid multiple certification of the same product in different countries a mutual recognition of IT security certificates - as far as such certificates are based on ITSEC or CC - under certain conditions was agreed. European Recognition of ITSEC/CC – Certificates (SOGIS-MRA) The SOGIS-Mutual Recognition Agreement (SOGIS-MRA) Version 3 became effective in April 2010. It defines the recognition of certificates for IT-Products at a basic recognition level and, in addition, at higher recognition levels for IT-Products related to certain SOGIS Technical Domains only. The basic recognition level includes Common Criteria (CC) Evaluation Assurance Levels EAL 1 to EAL 4 and ITSEC Evaluation Assurance Levels E1 to E3 (basic). For "Smartcards and similar devices" a SOGIS Technical Domain is in place. For "HW Devices with Security Boxes" a SOGIS Technical Domains is in place, too. In addition, certificates issued for Protection Profiles based on Common Criteria are part of the recognition agreement. The new agreement has been signed by the national bodies of Austria, Finland, France, Germany, Italy, The Netherlands, Norway, Spain, Sweden and the United Kingdom. The current list of signatory nations and approved certification schemes, details on recognition, and the history of the agreement can be seen on the website at https://www.sogis.eu. The SOGIS-MRA logo printed on the certificate indicates that it is recognised under the terms of this agreement by the nations listed above. The certificate of this TOE is recognized under SOGIS-MRA for all assurance components selected. International Recognition of CC – Certificates (CCRA) The international arrangement on the mutual recognition of certificates based on the CC (Common Criteria Recognition Arrangement, CCRA-2014) has been ratified on 08 September 2014. It covers CC certificates based on collaborative Protection Profiles (cPP) (exact use), CC certificates based on assurance components up to and including EAL 2 or the assurance family Flaw Remediation (ALC_FLR) and CC certificates for Protection Profiles and for collaborative Protection Profiles (cPP). The CCRA-2014 replaces the old CCRA signed in May 2000 (CCRA-2000). Certificates based on CCRA- 2000, issued before 08 September 2014 are still under recognition according to the rules of CCRA- 2000. For on 08 September 2014 ongoing certification procedures and for Assurance Continuity (maintenance and re-certification)of old certificates a transition period on the recognition of certificates according to the rules of CCRA-2000 (i.e. assurance components up to and including EAL 4 or the assurance family Flaw Remediation (ALC_FLR)) is defined until 08 September 2017. 13/13 https://oc.ccn.cni.es organismo.certificacion@cni.es As of September 2014 the signatories of the new CCRA-2014 are government representatives from the following nations: Australia, Austria, Canada, Czech Republic, Denmark, Finland, France, Germany, Greece, Hungary, India, Israel, Italy, Japan, Malaysia, The Netherlands, New Zealand, Norway, Pakistan, Republic of Korea, Singapore, Spain, Sweden, Turkey, United Kingdom, and the United States. The current list of signatory nations and approved certification schemes can be seen on the website: http://www.commoncriteriaportal.org. The Common Criteria Recognition Arrangement logo printed on the certificate indicates that this certification is recognised under the terms of this agreement by the nations listed above. The certificate of this TOE is recognized under CCRA for all assurance components selected.