HPColor LaserJet Enterprise M455,
HPColor LaserJet Managed E45028,
HPLaserJet Enterprise M406/M407,
HPLaserJet Managed E40040
Security Target
Version: 1.0
Status: Final
Last Update: 2023-11-28
Classification: Public
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Trademarks
The following terms are trademarks of Hewlett-Packard Development Company, L.P. in the United States, other
countries, or both.
• HP®
• LaserJet®
The following terms are trademarks of The Institute of Electrical and Electronics Engineers, Incorporated in the
United States, other countries, or both:
• 2600.1™
• IEEE®
The following term is a trademark of Massachusetts Institute of Technology (MIT) in the United States, other
countries, or both:
• Kerberos™
The following terms are trademarks of Microsoft Corporation in the United States, other countries, or both:
• Microsoft®
• SharePoint®
• Windows®
• Authenticode®
The following term is a trademark of INSIDE Secure in the United States, other countries, or both:
• INSIDE Secure®
• QuickSec®
Other company, product, and service names may be trademarks or service marks of others.
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Legal Notices
This document is provided AS IS with no express or implied warranties. Use the information in this document at
your own risk.
This document may be reproduced or distributed in any form without prior permission provided the copyright notice
is retained on all copies. Modified versions of this document may be freely distributed provided that they are clearly
identified as such, and this copyright is included intact.
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Revision History
Version Date Author(s) Changes Made
1.0 2023-11-28 HP Inc. Public version for evaluation.
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Table of Contents
1 Introduction ........................................................................................................................................................11
1.1 Security Target Identification.....................................................................................................................11
1.2 TOE Identification .....................................................................................................................................11
1.3 TOE Type...................................................................................................................................................11
1.4 TOE Overview ...........................................................................................................................................11
1.4.1 Required and Optional Hardware, Software, and Firmware..................................................................12
1.4.2 Intended Method of Use ........................................................................................................................12
1.5 TOE Description ........................................................................................................................................13
1.5.1 TOE Models and Firmware Versions ....................................................................................................13
1.5.2 TOE Architecture...................................................................................................................................15
1.5.3 TOE Security Functionality (TSF) Summary ........................................................................................18
Auditing ........................................................................................................................................18
Cryptography ................................................................................................................................19
Identification and Authentication..................................................................................................19
Data Protection and Access Control..............................................................................................21
Protection of the TSF ....................................................................................................................23
TOE Access Protection .................................................................................................................24
Trusted Channel Communication and Certificate Management ...................................................24
User and Access Management ......................................................................................................24
1.5.4 TOE Boundaries ....................................................................................................................................25
Physical.........................................................................................................................................25
Logical ..........................................................................................................................................25
Evaluated Configuration ...............................................................................................................25
1.5.5 Security Policy Model ...........................................................................................................................26
Subjects/Users...............................................................................................................................26
Objects ..........................................................................................................................................27
SFR Package Functions ................................................................................................................29
SFR Package Attributes ................................................................................................................30
2 CC Conformance Claim......................................................................................................................................31
2.1 Protection Profile Tailoring and Additions ................................................................................................31
2.1.1 IEEE Std 2600.1-2009; "2600.1-PP, Protection Profile for Hardcopy Devices, Operational
Environment A" ([PP2600.1]) ............................................................................................................................31
2.1.2 SFR Package for Hardcopy Device Document Storage and Retrieval (DSR) Functions ([PP2600.1-
DSR]) 36
2.1.3 SFR Package for Hardcopy Device Print Functions ([PP2600.1-PRT])................................................36
2.1.4 SFR Package for Hardcopy Device Shared-medium Interface Functions ([PP2600.1-SMI]) ...............36
3 Security Problem Definition ...............................................................................................................................38
3.1 Introduction................................................................................................................................................38
3.2 Threat Environment ...................................................................................................................................38
3.2.1 Threats Countered by the TOE ..............................................................................................................38
3.3 Assumptions...............................................................................................................................................39
3.3.1 Environment of Use of the TOE ............................................................................................................39
Physical.........................................................................................................................................39
Personnel.......................................................................................................................................39
Connectivity..................................................................................................................................39
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3.4 Organizational Security Policies ................................................................................................................40
3.4.1 Included in the PP2600.1 Protection Profile..........................................................................................40
3.4.2 In addition to the PP2600.1 Protection Profile.......................................................................................40
4 Security Objectives.............................................................................................................................................41
4.1 Objectives for the TOE ..............................................................................................................................41
4.2 Objectives for the Operational Environment..............................................................................................41
4.3 Security Objectives Rationale ....................................................................................................................42
4.3.1 Coverage................................................................................................................................................42
4.3.2 Sufficiency.............................................................................................................................................44
5 Extended Components Definition.......................................................................................................................50
5.1 Class FPT: Protection of the TSF...............................................................................................................50
5.1.1 Restricted Forwarding of Data to External Interfaces (FDI)..................................................................50
FPT_FDI_EXP.1 - Restricted Forwarding of Data to External Interfaces....................................50
5.2 Class FCS: Cryptographic Support ............................................................................................................51
5.2.1 Cryptographic Operation (Random Bit Generation) (FCS_RBG) .........................................................51
FCS_RBG_EXT.1 – Random Bit Generation...............................................................................51
6 Security Requirements........................................................................................................................................52
6.1 TOE Security Functional Requirements.....................................................................................................52
6.1.1 Security audit (FAU) .............................................................................................................................54
Audit data generation (FAU_GEN.1) ...........................................................................................54
User identity association (FAU_GEN.2) ......................................................................................55
6.1.2 Cryptographic support (FCS).................................................................................................................56
Cryptographic key generation (FCS_CKM.1-ipsec).....................................................................56
Cryptographic key generation (FCS_CKM.1-job)........................................................................56
Cryptographic key establishment (FCS_CKM.2) .........................................................................56
Cryptographic operation for IPsec (FCS_COP.1-ipsec) ...............................................................57
Cryptographic operation for encrypted stored print jobs (FCS_COP.1-job).................................58
Cryptographic operation for TSF self-testing (FCS_COP.1-tst)...................................................59
Random Bit Generation (FCS_RBG_EXT.1)...............................................................................59
6.1.3 User data protection (FDP)....................................................................................................................59
Common access control SFP (FDP_ACC.1-cac)..........................................................................59
TOE function access control SFP (FDP_ACC.1-tfac) ..................................................................61
Common access control functions (FDP_ACF.1-cac) ..................................................................61
TOE function access control functions (FDP_ACF.1-tfac) ..........................................................61
Subset residual information protection (FDP_RIP.1) ...................................................................62
6.1.4 Identification and authentication (FIA)..................................................................................................62
Local Device sign in authentication failure handling (FIA_AFL.1) .............................................62
Local user attribute definition (FIA_ATD.1)................................................................................62
Verification of secrets (FIA_SOS.1).............................................................................................63
Timing of Control Panel authentication (FIA_UAU.1) ................................................................63
IPsec authentication before any action (FIA_UAU.2) ..................................................................63
Control Panel protected authentication feedback (FIA_UAU.7) ..................................................63
Timing of Control Panel identification (FIA_UID.1) ...................................................................64
IPsec identification before any action (FIA_UID.2) .....................................................................64
User-subject binding (FIA_USB.1)...............................................................................................64
6.1.5 Security management (FMT).................................................................................................................65
Management of security functions (FMT_MOF.1).......................................................................65
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Management of security attributes (FMT_MSA.1).......................................................................66
Management of TSF data (FMT_MTD.1) ....................................................................................69
Specification of management functions (FMT_SMF.1) ...............................................................69
Security roles (FMT_SMR.1) .......................................................................................................70
6.1.6 Protection of the TSF (FPT) ..................................................................................................................70
Restricted forwarding of data to external interfaces (FPT_FDI_EXP.1) ......................................70
Reliable time stamps (FPT_STM.1)..............................................................................................70
TSF testing (FPT_TST.1) .............................................................................................................70
6.1.7 TOE access (FTA) .................................................................................................................................71
TSF-initiated termination of Control Panel sign-in session (FTA_SSL.3) ...................................71
6.1.8 Trusted path/channels (FTP)..................................................................................................................71
Inter-TSF trusted channel (FTP_ITC.1)........................................................................................71
6.2 Security Functional Requirements Rationale.............................................................................................71
6.2.1 Coverage................................................................................................................................................71
6.2.2 Sufficiency.............................................................................................................................................74
6.2.3 Security requirements dependency analysis ..........................................................................................80
6.3 Security Assurance Requirements..............................................................................................................83
6.4 Security Assurance Requirements Rationale..............................................................................................84
7 TOE Summary Specification..............................................................................................................................85
7.1 TOE Security Functionality .......................................................................................................................85
7.1.1 Auditing.................................................................................................................................................85
7.1.2 Cryptography.........................................................................................................................................89
7.1.3 Identification and Authentication (I&A)................................................................................................89
Control Panel I&A ........................................................................................................................89
IPsec I&A......................................................................................................................................91
7.1.4 Data Protection and Access Control ......................................................................................................93
Permission Sets .............................................................................................................................93
Job PINs........................................................................................................................................93
Job Encryption Passwords ............................................................................................................94
Common Access Control ..............................................................................................................94
TOE Function Access Control ......................................................................................................95
Residual Information Protection ...................................................................................................96
7.1.5 Protection of the TSF.............................................................................................................................96
Restricted Forwarding of Data to External Interfaces...................................................................96
TSF Self-Testing...........................................................................................................................96
Reliable Timestamps.....................................................................................................................97
7.1.6 TOE Access Protection..........................................................................................................................97
Inactivity Timeout.........................................................................................................................97
7.1.7 Trusted Channel Communication and Certificate Management ............................................................97
7.1.8 User and Access Management...............................................................................................................99
8 Abbreviations, Terminology and References....................................................................................................101
8.1 Abbreviations...........................................................................................................................................101
8.2 Terminology.............................................................................................................................................102
8.3 References................................................................................................................................................103
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List of Tables
Table 1: TOE reference ...............................................................................................................................................13
Table 2: English-only guidance documentation ..........................................................................................................13
Table 3: IPsec user mappings to allowed network protocols.......................................................................................20
Table 4: Permission sets to user roles..........................................................................................................................21
Table 5: TOE users......................................................................................................................................................26
Table 6: User data........................................................................................................................................................28
Table 7: TSF data ........................................................................................................................................................28
Table 8: TSF data listing .............................................................................................................................................29
Table 9: SFR package functions..................................................................................................................................29
Table 10: SFR package attributes ................................................................................................................................30
Table 11: SFR mappings between 2600.1 and the ST .................................................................................................31
Table 12: SFR mappings of non-PP2600.1 SFRs and the ST (in the ST, but not required by or hierarchical to SFRs
in PP2600.1) ................................................................................................................................................................34
Table 13: SFR mappings between 2600.1-DSR and the ST........................................................................................36
Table 14: SFR mappings between 2600.1-PRT and the ST ........................................................................................36
Table 15: SFR mappings between 2600.1-SMI and the ST.........................................................................................36
Table 16: Threats countered by the TOE.....................................................................................................................38
Table 17: Physical assumptions...................................................................................................................................39
Table 18: Personnel assumptions.................................................................................................................................39
Table 19: Connectivity assumptions............................................................................................................................39
Table 20: Organizational security policies in the PP2600.1 protection profile............................................................40
Table 21: Organizational security policies in addition to the PP2600.1 protection profile .........................................40
Table 22: Security objectives for the TOE ..................................................................................................................41
Table 23: Security objectives for the operational environment ...................................................................................41
Table 24: Mapping of security objectives to threats and policies................................................................................43
Table 25: Mapping of security objectives for the Operational Environment to assumptions, threats and policies ....43
Table 26: Sufficiency of objectives countering threats................................................................................................44
Table 27: Sufficiency of objectives holding assumptions ...........................................................................................46
Table 28: Sufficiency of objectives enforcing Organizational Security Policies.........................................................47
Table 29: Security functional requirements for the TOE.............................................................................................52
Table 30: Auditable events..........................................................................................................................................55
Table 31: Asymmetric cryptographic key generation..................................................................................................56
Table 32: Cryptographic key establishment ................................................................................................................57
Table 33: Cryptographic operations for IPsec .............................................................................................................57
Table 34: Cryptographic operations for encrypted stored print jobs ...........................................................................58
Table 35: Cryptographic operations for TSF self-testing ............................................................................................59
Table 36: DRBG algorithms........................................................................................................................................59
Table 37: Common Access Control SFP .....................................................................................................................59
Table 38: Management of functions ............................................................................................................................65
Table 39: Management of security attributes...............................................................................................................66
Table 40: Management of TSF data ............................................................................................................................69
Table 41: Mapping of security functional requirements to security objectives ...........................................................71
Table 42: Security objectives for the TOE rationale....................................................................................................74
Table 43: TOE SFR dependency analysis ...................................................................................................................80
Table 44: Security assurance requirements..................................................................................................................83
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Table 45: TOE audit records........................................................................................................................................85
Table 46: Trusted channel connections .......................................................................................................................97
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List of Figures
Figure 1: HCD Physical Diagram................................................................................................................................15
Figure 2: HCD Logical Scope Diagram ......................................................................................................................18
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1 Introduction
1.1 Security Target Identification
Title: HP Color LaserJet Enterprise M455,
HP Color LaserJet Managed E45028,
HP LaserJet Enterprise M406/M407,
HP LaserJet Managed E40040
Security Target
Version: 1.0
Status: Final
Date: 2023-11-28
Sponsor: HP Inc.
Developer: HP Inc.
Certification Body: CSEC
Certification ID: CSEC2022002
Keywords: Common Criteria, HCD, Hardcopy Device, Color LaserJet, Color LaserJet Enterprise,
M455, E45028, M406, M407, E40040
1.2 TOE Identification
The TOE is the HP FutureSmart 5.2.0.1 Firmware for the HP Color LaserJet Enterprise M455, HP Color LaserJet
Managed E45028, HP LaserJet Enterprise M406/M407, and HP LaserJet Managed E40040 printers. The complete
list of TOE models and firmware versions are provided in Table 1.
1.3 TOE Type
The TOE type is the internal firmware providing functionality of a network single-function printer (SFP).
1.4 TOE Overview
The TOE models are enterprise network SFPs designed to be shared by many client computers and users. These
products are designed to meet the requirements of the [PP2600.1] protection profile.
The TOE contains functions for the printing, storing, and retrieving of documents. These hardcopy devices (HCDs),
as they are called in [PP2600.1], are self-contained units that include processors, memory, networking, one storage
drive, and a print engine. The operating system, web servers, and Control Panel applications (i.e., applications that
run internally on the HCD) reside within the firmware of the HCD.
The TOE is the contents of the firmware and the operating system. The operating system is Linux 4.9.180.
Each model provides the following security features:
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• Auditing
• Cryptography
• Identification and authentication
• Data protection and access control
• Protection of the TSF (restricted forwarding, TSF self-testing, timestamps)
• TOE access protection (inactivity timeout)
• Trusted channel communication and certificate management
• User and access management
1.4.1 Required and Optional Hardware, Software, and Firmware
The following required components are part of the Operational Environment.
• The applicable SFP model from Table 1 for running the TOE firmware.
• Domain Name System (DNS) server
• One administrative client computer connected to the TOE in the role of an Administrative Computer. It
must contain:
o Web browser
• One or both of the following:
o Lightweight Directory Access Protocol (LDAP) server
o Windows domain controller/Kerberos server
• Syslog server
• Windows Internet Name Service (WINS) server
• Network Time Protocol (NTP) server
The following optional components are part of the Operational Environment.
• Client computers connected to the TOE in a non-administrative computer role
• The HP Universal Print Driver for client computers (for submitting print job requests from client
computers)
• Simple Mail Transfer Protocol (SMTP) gateway
• SMB server for administrative backup and restore of customer-specific configuration settings and TSF data
1.4.2 Intended Method of Use
[PP2600.1] is defined for a commercial information processing environment in which a high level of document
security, network security, and security assurance are required.
The TOE is intended to be used in non-hostile, networked environments where TOE users have direct physical
access to the HCDs for the printing, storing, and retrieving of documents. The physical environment should be
reasonably controlled and/or monitored where physical tampering of the HCDs would be evident and noticed.
The TOE can be connected to multiple computers via a wired local area network using HP's embedded Jetdirect
Inside print server in the evaluated configuration. The evaluated configuration uses secure network mechanisms for
communication between the network computers and the TOE. The TOE is managed by one designated
administrative computer. The TOE is not intended be connected to the Internet.
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The evaluated configuration contains a built-in user identification and authentication database (a.k.a. sign-in
method) used for Local Device Sign In that is part of the TOE. It also supports a Windows domain controller (via
Kerberos) for a feature called Windows Sign In and a Lightweight Directory Access Protocol (LDAP) authentication
server for a feature called LDAP Sign In to identify and authenticate users. The Windows domain controller and
LDAP server are part of the Operational Environment.
The evaluated configuration supports the Embedded Web Server (EWS), Representational State Transfer (REST)
Web Services, and Control Panel interfaces for managing the TOE.
The Universal Serial Bus (USB) ports are disabled in the evaluated configuration.
1.5 TOE Description
1.5.1 TOE Models and Firmware Versions
Table 1 shows the HCD models included in this evaluation.
All TOE models use the same Jetdirect Inside firmware version.
• JOL25020104
All TOE includes the following System firmware versions.
• 2502238_009278 (HP FutureSmart 5.2.0.1 Firmware)
• 2502238_009279 (HP FutureSmart 5.2.0.1 Firmware)
Table 1 lists the TOE models.
Table 1: TOE reference
Product model name Product number Product firmware version
HP Color LaserJet Enterprise M455dn 3PZ95A 2502238_009279
HP Color LaserJet Managed E45028dn 3QA35A
HP LaserJet Enterprise M406dn 3PZ15A 2502238_009278
HP LaserJet Enterprise M407dn 3PZ16A
HP LaserJet Managed E40040dn 3PZ35A
The following table lists the English-guidance documentation for the TOE:
Table 2: English-only guidance documentation
Models Title Reference
All Common Criteria Evaluated Configuration Guide for HP Single-
function Printers
HP Color LaserJet Enterprise M455,
HP Color LaserJet Managed E45028,
[CCECG]
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Models Title Reference
HP LaserJet Enterprise M406/M407,
HP LaserJet Managed E40040
Edition 1, 3/2022
M455dn HP Color LaserJet Enterprise M455
User Guide
Edition 2, 2/2021
[M455-UG]
M455dn
M406dn,
M407dn
HP LaserJet Enterprise M406, M407
HP Color LaserJet Enterprise M455
Installation Guide
2020
[M406_07_55-IG]
E45028dn HP Color LaserJet Managed E45028
User Guide
Edition 2, 2/2021
[E45028-UG]
E45028dn
E40040dn
HP LaserJet Managed E40040
HP Color LaserJet Managed E45028
Installation Guide
2020
[E40040_45028-IG]
M406dn,
M407dn
HP LaserJet Enterprise M406, M407
User Guide
Edition 2, 2/2021
[M406_7-UG]
E40040dn HP LaserJet Managed E40040
User Guide
Edition 2, 2/2021
[E40040-UG]
The firmware, [CCECG], and other supporting files are packaged in a single ZIP file (i.e., a file in ZIP archive file
format). This ZIP file is available for download from the HP Inc. website. The firmware is packaged in this ZIP file
as a single firmware bundle.
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The consumer receives the hardware independent of the ZIP file. The evaluated hardware models, which are defined
in Table 1, are either already on the consumer's premises or must be obtained from HP Inc.
1.5.2 TOE Architecture
As mentioned previously, the TOE is the firmware of an SFP designed to be shared by many client computers and
human users.
The TOE can be connected to a wired local network through the embedded Jetdirect Inside printer server's built-in
Ethernet or to a USB device using its USB port (but the use of which must be disabled in the evaluated
configuration).
Figure 1: HCD Physical Diagram
HCD
Administrative
Computer
HTTP
&
PJL
over
IPsec
PJL
over
IPsec
Commands
Commands &
Images
Remote Auth
LDAP
&
Kerberos
over
IPsec
SMTP
Gateways
SMTP
over
IPsec
Syslog
Server
Syslog
over
IPsec
Control
Panel
Print Engine
Network
Client
Computers
Embedded
Network
Interface
Operating System
USB
(types A & B)
Disabled in
the evaluated
configuration
System
Firmware
Jetdirect Inside
Firmware
Files
Storage Drive
NTP Server
NTP
over
IPsec
SMB Server
SMB
over
IPsec
DNS
Server
WINS
Server
DNS over
IPsec
WINS over
IPsec
Figure 1 shows a high-level physical diagram of an HCD with the unshaded areas representing the TOE and the
shaded areas indicating components that are part of the Operational Environment.
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At the top of this figure is the Administrative Computer which connects to the TOE using Internet Protocol Security
(IPsec) with X.509v3 certificates for both mutual authentication and for protection of data from disclosure and
alteration. This computer can administer the TOE using the following interfaces over the IPsec connection:
• Embedded Web Server (EWS)
• Representational State Transfer (REST) Web Services
The HTTP-based EWS administrative interface allows administrators to remotely manage the features of the TOE
using a web browser. (Web browsers are part of the Operational Environment.)
The REST Web Services interface allows administrators to externally manage the TOE.
Printer Job Language (PJL) is used in a non-administrative capacity by the Administrative Computer. The
Administrative Computer uses PJL to send print jobs to the TOE as well as to receive job status. In general, PJL
supports password-protected administrative commands, but in the evaluated configuration these commands are
disabled. For the purposes of this Security Target, the PJL Interface is defined as PJL data sent to networking port
9100 on the TOE.
The TOE protects all non-broadcast/non-multicast network communications with IPsec, which is part of the
embedded Jetdirect Inside firmware. Though IPsec supports multiple authentication methods, in the evaluated
configuration, both ends of the IPsec connection are authenticated using X.509v3 certificates. An identity certificate
for the TOE must be created outside the TOE, signed by a Certificate Authority (CA), and imported (added) into the
TOE along with the Certificate Authority's CA certificate.
Because IPsec authenticates the computers (IPsec authenticates the computer itself; IPsec does not authenticate the
individual users of the computer), access to the Administrative Computer should be restricted to TOE administrators
only.
The TOE distinguishes between the Administrative Computer and Network Client Computers using IPsec (IPsec
rules include a mapping of IP addresses and permitted services). In the evaluated configuration, the number of
Administrative Computers used to manage the TOE is limited to one and the Device Administrator Password must
be set.
Network Client Computers connect to the TOE using IPsec with X.509v3 certificates to protect the communication
and to mutually authenticate. These client computers can send print jobs to the TOE using the PJL interface as well
as receive job status.
The TOE protects stored print jobs with either a 4-digit Job PIN or by accepting (and storing) an encrypted print job
from a client computer. Both protection mechanisms are optional by default and are mutually exclusive of each
other if used. In the evaluated configuration, all stored jobs must either be assigned a 4-digit Job PIN or be an
encrypted print job.
The TOE can send email alert messages to administrator-specified email addresses, or send automated emails
regarding product configuration and supplies to HP. The TOE supports protected communications between itself and
Simple Mail Transfer Protocol (SMTP) gateways. It uses IPsec with X.509v3 certificates to protect the
communications and to mutually authenticate with the SMTP gateway. The TOE can only protect unencrypted email
up to the SMTP gateway. It is the responsibility of the Operational Environment to protect emails from the SMTP
gateway to the email’s destination. Also, the TOE can only send emails; it does not accept inbound emails.
The TOE supports name resolution using the DNS and WINS. The TOE uses IPsec with X.509v3 certificates to
protect the communications and to mutually authenticate to the name resolution servers.
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The TOE automatically synchronizes its system clock with an NTP server. The TOE uses IPsec with X.509v3
certificates to protect the communications and to mutually authenticate to the NTP server.
The TOE also supports a remote file system (SMB server) for backing up and restoring TOE settings. The TOE uses
IPsec with X.509v3 certificates to protect the communications and to mutually authenticate to the remote file
system.
Each HCD contains a user interface called the Control Panel. The Control Panel is the physical interface that a user
uses to communicate with the TOE when physically using the HCD. The LCD screen displays information such as
menus and status to the user. It also provides virtual buttons to the user such as an alphanumeric keypad for entering
usernames and passwords.
When a user signs in at the Control Panel, a Permission Set is associated with their session which determines the
functions the user is permitted to perform.
The TOE’s Control Panel supports local and remote sign-in methods for I&A of users.
• Local sign-in method:
o Local Device Sign In
• Remote sign-in methods:
o LDAP Sign In
o Windows Sign In
The Local Device Sign In method maintains the account information within the TOE. Only the Device
Administrator account, which is an administrative account, is supported through this method in the evaluated
configuration. The remote sign-in methods are called LDAP Sign In and Windows Sign In (i.e., Kerberos). The TOE
uses IPsec with X.509v3 certificates to protect both the LDAP and Kerberos communications.
The Print Engine in Figure 1 converts electronic documents into hardcopy form.
All SFP models have a field-replaceable nonvolatile storage drive (a.k.a. storage drive) that resides in the
Operational Environment. The field-replaceable nonvolatile storage drive is an eMMC.
The storage drive contains a section called Job Storage which is a user-visible file system where stored print jobs are
stored/held. All jobs in Job Storage are automatically persisted across power cycles except Personal Jobs, which are
a type of stored print job. Personal Jobs can be persisted across power cycles or deleted depending on how the
administrator configures the TOE. (Job types are discussed in section 1.5.5.2.1)
The TOE supports the auditing of document-processing functions and security-relevant events by generating and
forwarding audit records to a remote syslog server. The TOE uses IPsec with X.509v3 certificates to protect the
communications between itself and the syslog server and for mutual authentication of both endpoints.
The Jetdirect Inside firmware and System firmware components comprise the firmware on the system. They are
shown as two separate components but they both share the same operating system (OS). Both firmware components
also contain an Embedded Web Server (EWS).
The Jetdirect Inside firmware includes IPsec and the management functions for managing network-related features.
The Jetdirect Inside firmware also provides the network stack and drivers controlling the TOE's embedded Ethernet
interface.
The System firmware controls the overall functions of the TOE from the Control Panel to the storage drive to the
print jobs.
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Figure 2 shows the HCD boundary in grey and the firmware (TOE) boundary in blue. The Jetdirect Inside firmware
provides the network connectivity and network device drivers used by the System firmware. The System firmware
and Jetdirect Inside firmware share the same operating system. The System firmware also includes internal Control
Panel applications that drive the functions of the TOE. Both firmware components work together to provide the
security functionality defined in this document for the TOE.
Figure 2: HCD Logical Scope Diagram
HCD
HCD System firmware & Jetdirect Inside firmware security functions TOE boundary
Control Panel
Identification &
Authentication
Network
Trusted Channel
Communication and
Certificate
Management
User and Access
Management
Data Protection
and
Access Control
Auditing
Protection of the TSF
(Restricted Forwarding of
Data to External
Interfaces,
TSF Self-Testing,
and Timestamps)
TOE Access
Protection
Human Users Administrative Computer Network Client Computers Trusted IT Products
Storage Drive Print Engine
Disabled in the
evaluated configuration
USB
Cryptography
1.5.3 TOE Security Functionality (TSF) Summary
Auditing
The TOE performs auditing of document-processing functions and security-relevant events. Both the Jetdirect Inside
and System firmware generate audit records. The TOE connects and sends audit records to a syslog server for long-
term storage and audit review. (The syslog server is part of the Operational Environment.)
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Cryptography
The TOE uses IPsec to protect its communications channels. IPsec supports automatic key exchange via the Internet
Key Exchange (IKE) protocols. The QuickSec cryptographic library within the TOE is used to supply the
cryptographic algorithms for the IKE protocols. The Linux Kernel Crypto API within the TOE is used to supply the
cryptographic algorithms used by IPsec. See section 1.5.3.7 for more information.
The TOE supports key derivation and decryption for printing encrypted stored print jobs. Both the key derivation
function and decryption algorithm used by the TOE for printing encrypted stored print jobs are included in the TOE.
See section 1.5.3.4.3 for more information.
The TOE contains a Data Integrity Test that provides administrators the ability to verify the integrity of certain TSF
Data on-demand through the EWS. The Data Integrity Test uses the SHA-256 algorithm to verify the integrity of
TSF Data. The OpenSSL 1.1.1b library within the TOE supplies the SHA2-256 algorithm. See section 1.5.3.5.2 for
more information.
The TOE contains a Code Integrity Test that provides administrators the ability to verify the integrity of TOE
executable code files stored on the storage drive on-demand through the EWS. The Code Integrity Test uses the
SHA-256 algorithm to verify the integrity of TOE executable code files. The OpenSSL 1.1.1b library within the
TOE supplies the SHA2-256 algorithm. See section 1.5.3.5.2 for more information.
The product contains one eMMC drive (a.k.a., storage drive). The TOE encrypts specific areas of the storage drive
containing customer data using AES-128-CBC. This can be configured to use AES-256-CBC encryption, if desired.
This encryption functionality is not part of the claimed security functions of the TOE.
Identification and Authentication
1.5.3.3.1 Control Panel I&A
From the Control Panel, the user can perform the following actions prior to authentication.
• Viewing of Welcome screen
• Viewing of help information
• Viewing of device status information
• Changing language for the session
• Placing the device into sleep mode
• Viewing/printing of network connectivity status information
• Viewing/printing of HP Web Services status information
• Selection of Sign In
• Selection of sign-in method from Sign In screen
• Resetting of session
The Control Panel user cannot perform any other TSF-mediated actions until after the user has been successfully
identified and authenticated.
Users select the sign-in method from a menu of sign-in methods. The menu options vary depending on the number
of remote sign-in methods configured for the TOE. The Control Panel supports the following local and remote sign-
in methods in the evaluated configuration.
The mechanism for the local sign-in method, which is part of the TOE firmware, is called:
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• Local Device Sign In
Remote sign-in methods used by the TOE are:
• LDAP Sign In
• Windows Sign In (via Kerberos)
Although the Local Device Sign In method supports multiple accounts, only the built-in Device Administrator
account (U.ADMINISTRATOR) is to be used with this method in the evaluated configuration. The administrator
must not create any Local Device Sign In accounts.
For successful authentication using a remote sign-in method, Control Panel users must enter their username and
password as defined on the remote authentication server.
When users sign in through the Control Panel, the TOE displays dots for each character of access code or password
typed to prevent onlookers from viewing another user's authentication data. The TOE also contains account lockout
functionality for the built-in Device Administrator account to help prevent password discovery through a brute-force
attack.
1.5.3.3.2 IPsec I&A
Client computers can connect to the TOE to submit print jobs and to manage the TOE. The TOE uses IPsec to
identify and mutually authenticate client computers that attempt to connect to the TOE.
The client computers that connect to the TOE are considered IPsec users and are classified as either Network Client
Computers or the Administrative Computer. The TOE uses IP addresses to identify these users and Rivest-Shamir-
Adleman (RSA) X.509v3 certificates to authenticate the users. The IP address of a connecting client computer must
be defined in the TOE's IPsec Policy for the computer to be considered authorized to access the TOE. Any client
computer not defined in the TOE's IPsec Policy is considered unauthorized and is blocked by the IPsec Policy from
accessing the TOE.
The TOE uses IPsec address templates, service templates, and rules to map IP addresses to network service
protocols. An address template contains two or more IP addresses. A service template contains one or more allowed
network service protocols. A rule contains a mapping of an address template to a service template. Through the
rules, an administrator determines the User Role of the client computers (i.e., the administrator determines which
client computer is the Administrative Computer and which client computers are the Network Client Computers).
Table 3 shows the mapping of IPsec users to their allowed network protocols in the evaluated configuration.
Table 3: IPsec user mappings to allowed network protocols
IPsec user Allowed network protocol access
Administrative Computer (U.ADMINISTRATOR) EWS (HTTP), REST (HTTP) and PJL (TCP port 9100)
Network Client Computer (U.NORMAL) PJL (TCP port 9100)
Because IPsec mutual authentication is performed at the computer level, not the user level, the computer allowed by
the IPsec Policy to access the TOE via the EWS (HTTP) and REST (HTTP) interfaces must itself be the
Administrative Computer. This means that non-TOE administrative users should not be allowed to logon to the
Administrative Computer because every user of the Administrative Computer is potentially a TOE administrator.
IPsec is configured to use X.509v3 certificates via the Internet Key Exchange (IKE) protocols. Both IKEv1 and
IKEv2 are supported in the evaluated configuration.
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In addition, the TOE can contact many types of trusted IT products using IPsec and mutual authentication. The TOE
contacts these trusted IT products either to send data to them (e.g., send email alert to the SMTP gateway) or to
request information from them (e.g., authenticate a user using LDAP). The TOE mutually authenticates these trusted
IT products via IPsec prior to sending data or requesting information from them.
Data Protection and Access Control
1.5.3.4.1 Permission Sets
The TOE controls user access to functions available at the Control Panel using permissions. Each Control Panel
application and protected feature has an associated permission. A permission is configured to either grant or deny
access. Permissions are defined in Permission Sets (a.k.a. User Roles) which are assigned to users. To execute a
Control Panel application or protected feature, the applicable permission must be configured to grant access in the
Permission Set applied to a user. The Permission Set applied to a user is a combination of Permission Sets assigned
to the user.
The TOE contains built-in Permission Sets. The built-in Permission Sets are:
• Device Guest
• Device Administrator
• Device User
Built-in Permission Sets cannot be deleted or renamed. Additionally, the permissions defined in the Device
Administrator Permission Set cannot be configured (i.e., the permissions are always set to grant access). In addition
to the built-in Permission Sets, the TOE provides the ability to add custom Permission Sets. Permission Sets are
stored in the TOE and are managed via the EWS.
The following table lists the access control level each Permission Set provides, and the User Role each Permission
Set is assigned to in the evaluated configuration.
Table 4: Permission sets to user roles
Permission set Access control level Assigned to user role
Device Guest None
(The Device Guest Permission Set
has all permissions configured to
deny access.)
All
Device Administrator Administrative
(The Device Administrator
Permission Set has all permissions
set to grant access. With all
permissions set to grant access, the
Device Administrator Permission
Set provides access to all functions.)
U.ADMINISTRATOR
Device User Non-administrative
(The Device User Permission Set
has all permissions for
U.NORMAL
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Permission set Access control level Assigned to user role
administrative functions configured
to deny access.)
Custom (if any are added by
U.ADMINISTRATOR)
Non-administrative
(Custom Permission Sets have all
permissions for administrative
functions configured to deny
access.)
U.NORMAL
1.5.3.4.2 Job PINs
Users control access to print jobs (non-encrypted) that they place in Job Storage by assigning Job PINs to these jobs
(required in the evaluated configuration). Job PINs must be 4 digits in length. Job PINs limit access to these jobs
while they reside on the TOE and allow users to control when the jobs are printed so that physical access to the hard
copies can be controlled.
1.5.3.4.3 Job Encryption Password
The TOE can store, and decrypt encrypted stored print jobs received from a client computer that has the HP
Universal Print Driver installed. A stored print job is first encrypted by the client computer using a user-specified
Job Encryption Password. The job is then sent encrypted to the TOE and stored encrypted by the TOE.
To print or delete an encrypted stored print job at the Control Panel, a non-administrative user must provide the
correct Job Encryption Password for the encrypted stored print job. An administrative user can delete an encrypted
stored print job at the Control Panel without providing a Job Encryption Password but must provide the correct Job
Encryption Password to print the job.
1.5.3.4.4 Common Access Control
The TOE protects each job in Job Storage from non-administrative users through the use of a user identifier and a
Job PIN or through the use of just a Job Encryption Password. The user identifier for a print job received from a
client computer is either automatically assigned by that client computer or assigned by the user sending the print job
from the client computer. Every job in Job Storage is assigned either a Job PIN or a Job Encryption Password by the
user at job creation time.
The default rules for a non-administrative (U.NORMAL) user for accessing a job in Job Storage are:
• if the job is Job PIN protected:
o the job owner (i.e., the authenticated user who matches the job's user identifier) can access the job
without supplying the Job PIN
o any non-owner authenticated user who supplies the correct Job PIN can access the job
• if the job is Job Encryption Password protected, any authenticated user who supplies the correct Job
Encryption Password can access the job
A Control Panel administrator (U.ADMINISTRATOR) user has a permission in their Permission Set that allows the
administrator to delete a job in Job Storage.
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1.5.3.4.5 TOE Function Access Control
For Control Panel users, the TOE controls access to Control Panel applications (e.g., Print from Job Storage) using
Permission Sets and, optionally, sign-in methods (authentication databases). Permission Sets act as User Roles to
determine if the user can perform a function controlled by permissions.
Each Control Panel application requires the user to have one or more specific permissions in their session
Permission Set to access that application. In addition, the TOE's administrator can map a sign-in method to each
Control Panel application and require the user to be authenticated to that sign-in method to access that application.
The individual applications only check and enforce permissions. They do not check the sign-in methods. Instead, the
TOE enforces the sign-in method requirement at the time that the user signs into the TOE by removing permissions
from the user's session Permission Set for each application in which the user's sign-in method does not match the
sign-in method required by the TOE. By removing the permissions required by each non-matching application, the
TOE limits the set of applications that the user can access.
Administrators can change/modify the sign-in method mapped to each application. In addition, the TOE contains a
function that allows administrators to select if the sign-in method application mappings are enforced or ignored by
the TOE. This function is called "Allow users to choose alternate sign-in methods at the product control panel."
When this function is disabled, the TOE enforces the "sign-in method to application" mappings and prunes (reduces)
the user's session Permission Set accordingly. When this function is enabled, the sign-in method mappings are
ignored by the TOE and the user's session Permission Set remains unchanged.
For IPsec users, the TOE uses the IPsec Policy to control access to the supported network service protocols. The
IPsec Policy contains the IP addresses of authorized client computers grouped into address templates and the
network service protocols grouped into service templates. The administrator maps an address template to a service
template using an IPsec rule. Service templates, therefore, act as the User Roles. IP addresses of computers not
contained in a rule are denied access to the TOE.
1.5.3.4.6 Residual Information Protection
The TOE protects deleted objects by making them unavailable to TOE users via the TOE's interfaces. This prevents
TOE users from attempting to recover deleted objects of other users via the TOE interfaces.
Protection of the TSF
1.5.3.5.1 Restricted Forwarding of Data to External Interfaces
The TOE allows an administrator to restrict the forwarding of data received from an External Interface to the
Shared-medium Interface. The TOE does not provide a pathway or support for commands necessary to achieve
network access.
1.5.3.5.2 TSF Self-Testing
The TOE contains a suite of self tests to test specific security functionality of the TOE. It contains an on-demand
Data Integrity Test to verify the integrity of specific TSF Data of the TOE, and an on-demand Code Integrity Test to
verify the integrity of TOE executable code files stored on the storage drive.
1.5.3.5.3 Reliable Timestamps
The TOE contains a system clock that is used to generate reliable timestamps. In the evaluated configuration, the
TOE must be configured to synchronize its system clock with a Network Time Protocol (NTP) server.
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TOE Access Protection
1.5.3.6.1 Inactivity Timeout
The Control Panel supports an Inactivity Timeout in case users forget to sign out of the Control Panel after signing
in.
Trusted Channel Communication and Certificate Management
The TOE supports IPsec to protect data being transferred over the Shared-medium Interface. IPsec along with IKE
use Diffie-Hellman (DH) key establishment (a.k.a. key exchange) to establish the key used for the secure channel, IP
addresses and RSA X.509v3 certificates to identify and authenticate the endpoint, and the Advanced Encryption
Standard (AES) with cipher block chaining (CBC) to protect the data transfers between the TOE and the endpoint
using the key derived from the key establishment. DH uses the Digital Signature Algorithm (DSA) for key
generation. In addition, the Secure Hash Algorithm (SHA) and Hashed Message Authentication Code (HMAC)
based on SHA are used as part of the IPsec and IKE protocols. A deterministic random bit generator (DRBG)—
specifically the counter DRBG CTR_DRBG(AES) that uses AES—is used to generate cryptographically random
numbers for creating encryption keys, key material, and secret keys.
The IKE cryptographic algorithms are all supplied by the QuickSec 7.3 cryptographic library. The IPsec
cryptographic algorithms are all supplied by the Linux Kernel Crypto API cryptographic library.
In the evaluated configuration, the following IKE cryptographic algorithms are supported:
• DH (IKEv1, IKEv2) key establishment/exchange
• DSA 2048-bit and 3072-bit key pair generation
• SHA-256, SHA-384, and SHA-512 hashing
• HMAC-SHA-256-128, HMAC-SHA-384-192, and HMAC-SHA-512-256
• CTR_DRBG(AES)
• RSA 2048-bit, and 3072-bit signature generation and verification
• AES-128, AES-192, and AES-256 in CBC mode for data transfers
• AES-256 (with ECB mode) for the CTR_DRBG(AES)
In the evaluated configuration, the following IPsec cryptographic algorithms are supported:
• AES-128, AES-192, and AES-256 in CBC mode for data transfers
• SHA-1, SHA-256, SHA-384, and SHA-512 hashing
• HMAC-SHA1-96, HMAC-SHA-256-128, HMAC-SHA-384-192, and HMAC-SHA-512-256
• HMAC_DRBG(HMAC-SHA2-256)
In addition, the TOE provides certificate management functions used to manage X.509v3 certificates used for IPsec
authentication.
User and Access Management
The TOE provides management capabilities for managing its security functionality. The TOE supports the following
roles:
• Administrator (U.ADMINISTRATOR)
• Normal User (U.NORMAL)
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Administrators have the authority to manage the security functionality of the TOE and to manage normal users.
Normal users can only manage user data that they have access to on the TOE.
1.5.4 TOE Boundaries
Physical
The physical boundary of the TOE is the programs and data stored in the firmware of the HCD and the English-
language guidance documentation.
It is typical for an HCD, and thus the TOE, to be shared by many users and for those users to have direct physical
access to the HCD. By design, users have easy access to some of the hardware features, such as the Control Panel,
the paper input trays, the paper output trays, and the power button. But other features such as the processor, volatile
memory, and the storage drive are located inside the HCD in the formatter cage. The formatter cage can be secured
to the HCD chassis using a combination lock, thus, restricting normal user access to the components inside the cage.
Because of the restricted access to the storage drive, the drive is considered a non-removable nonvolatile storage
device from the perspective of [PP2600.1].
Due to the physical accessibility of the HCDs, they must be used in non-hostile environments. Physical access
should be controlled and/or monitored.
Logical
The security functionality provided by the TOE has been described above and includes:
• Auditing
• Cryptography
• Identification and authentication
• Data protection and access control
• Protection of the TSF (restricted forwarding, TSF self-testing, and timestamps)
• TOE access protection (inactivity timeout)
• Trusted channel communication and certificate management
• User and access management
Evaluated Configuration
The following items need to be adhered to in the evaluated configuration:
• Device Administrator Password must be set as per P.ADMIN.PASSWORD.
• Only one Administrative Computer is used to manage the TOE.
• Third-party solutions must not be installed on the TOE.
• All stored jobs must be assigned a Job PIN or job encryption password.
• Device USB and Host USB plug and play must be disabled.
• Firmware upgrades sent as print jobs through P9100 interface must be disabled.
• Jetdirect XML Services must be disabled.
• External file system access through PJL and PS must be disabled.
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• IPsec authentication using X.509v3 certificates must be enabled (IPsec authentication using Kerberos or
Pre-Shared Key is not supported).
• IPsec Authentication Headers (AH) must be disabled.
• Control Panel Mandatory Sign-in must be enabled (this disables the Guest role).
• SNMP must be disabled.
• The Service PIN, used by a customer support engineer to access functions available to HP support
personnel, must be disabled.
• Wireless functionality must be disabled:
o Near Field Communication (NFC) must be disabled.
o Bluetooth Low Energy (BLE) must be disabled.
o Wireless Direct Print must be disabled.
o Wireless station must be disabled.
• PJL device access commands must be disabled.
• When using Windows Sign In, the Windows domain must reject Microsoft NT LAN Manager (NTLM)
connections.
• User names for the LDAP and Windows Sign In users must only contain the characters defined in
P.USERNAME.CHARACTER_SET.
• Remote Control-Panel use is disallowed per P.REMOTE_PANEL.DISALLOWED.
• Local Device Sign In accounts must not be created (i.e., only the built-in Device Administrator account is
allowed as a Local Device Sign In account).
• Access must be blocked to the following Web Services (WS) using the Jetdirect Inside’s IPsec Policy:
o Open Extensibility Platform device (OXPd) Web Services.
o WS* Web Services.
• Remote Configuration Password must not be set.
• OAUTH2 use is disallowed.
• SNMP over HTTP use is disallowed.
• Licenses must not be installed to enable features beyond what is supported in the evaluated configuration.
1.5.5 Security Policy Model
This section describes the security policy model for the TOE. Much of the terminology in this section comes from
[PP2600.1] and is duplicated here so that readers won't have to read [PP2600.1] to understand the terminology used
in the rest of this Security Target document.
Subjects/Users
Users are entities that are external to the TOE and which interact with the TOE. TOE users are defined in Table 5.
Table 5: TOE users
Designation Definition
U.USER Any authorized User. Authorized Users are U.ADMINISTRATOR and U.NORMAL.
Designation Definition
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Designation Definition
U.NORMAL A User who is authorized to perform User Document Data
processing functions of the TOE.
U.ADMINNISTRATOR A User who has been specifically granted the authority to
manage some portion or all of the TOE and whose actions may
affect the TOE security policy (TSP). A password must be set
for all U.ADMINISTRATOR accounts in the evaluated
configuration.
For the purpose of clarity in this Security Target, the following distinctions are made:
• Control Panel users - U.NORMAL and U.ADMINISTRATOR users who physically access the TOE's
Control Panel.
o Security attributes: User Role (defined by Permission Set) and User Identifier.
• IPsec users:
o Network Client Computers - Computers (U.NORMAL entities) that can successfully
authenticate to the TOE's PJL Interface (TCP port 9100) using IPsec and mutual authentication.
The TOE will accept print jobs from any user of a client computer where the client computer has
successfully authenticated with the TOE.
▪ Security attributes: User Role (defined by IPsec service template) and User Identifier
(defined by IP address).
o Administrative Computer - Computer (U.ADMINISTRATOR entity) that can successfully
authenticate to the TOE's administrative interfaces (e.g., EWS (HTTP)) using IPsec and mutual
authentication. An Administrative Computer may also connect to the TOE as a Network Client
Computer (i.e., the Administrative Computer can send print jobs as a U.NORMAL user through
the PJL Interface on port 9100).
▪ Security attributes: User Role (defined by IPsec service template) and User Identifier
(defined by IP address).
Objects
Objects are passive entities in the TOE that contain or receive information, and upon which Subjects perform
Operations. Objects are equivalent to TOE Assets. There are three types of Objects:
• User Data
• TSF Data
• Functions
1.5.5.2.1 User Data
User Data are data created by and for Users and do not affect the operation of the TOE Security Functionality (TSF).
This type of data is comprised of two objects:
• User Document Data
• User Function Data
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Table 6: User data
Designation Definition
D.DOC User Document Data consists of the information contained in a user's document. This includes
the original document itself in hardcopy or electronic form, image data, or residually-stored data
created by the HCD while processing an original document and printed hardcopy output.
D.FUNC User Function Data are the information about a user's document or job to be processed by the
TOE.
User Data objects include:
• Print job types that use Job Storage:
o Personal jobs - Print jobs from a client computer that are stored in Job Storage. In the evaluated
configuration, such jobs must be PIN protected with a Job PIN. These jobs are held until the user
logs in to the Control Panel and releases the job. For PIN protected stored jobs, the user must be
the job owner or know the Job PIN (or have administrator privileges) in order to delete the job.
These jobs are automatically deleted after printing or if the HCD is turned off depending on how
the administrator configures the TOE. In the evaluated configuration, these jobs are automatically
deleted after an administrator-specified time interval.
o Stored jobs - Print jobs such as a personnel form, time sheet, or calendar from a client computer
that are stored on the TOE and reprinted. In the evaluated configuration, such jobs must be PIN
protected with a Job PIN. The administrator can configure the TOE to automatically delete these
jobs after a specified time interval. For PIN protected stored jobs, the user must be the job owner
or know the Job PIN (or have administrator privileges) in order to delete the job.
o Encrypted stored print jobs - Print jobs like those described above but that require higher than
normal protection (for example, documents containing company or employee confidential
information). These jobs will be assigned a password by the submitter when submitted to the TOE.
The user must know the password of the job in order to print or delete it. The administrator may
delete it without knowing the password.
Ownership of a print job sent from a client computer is defined as the username associated with the job when it is
submitted to the TOE. The username is specified outside of the TOE, in the Operational Environment, so it can
neither be confirmed nor denied by the TOE.
1.5.5.2.2 TSF Data
TSF Data are data created by and for the TOE and that might affect the operation of the TOE. This type of data is
comprised of two components: TSF Protected Data and TSF Confidential Data.
Table 7: TSF data
Designation Definition
D.CONF TSF Confidential Data are assets for which either disclosure or alteration by a user who is
neither an administrator nor the owner of the data would have an effect on the operational
security of the TOE.
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Designation Definition
D.PROT TSF Protected Data are assets for which alteration by a user who is neither an administrator nor
the owner of the data would have an effect on the operational security of the TOE, but for which
disclosure is acceptable.
The following table lists the TSF Data and the data designations.
Table 8: TSF data listing
TSF data D.CONF D.PROT
Audit records X
Cryptographic keys and certificates X
Device and network configuration settings (including IPsec rules and templates) X
Job PINs associated with PIN-protected stored print jobs X
Content encryption keys associated with encrypted stored print jobs X
PJL protocol excluding the job data and Job PINs X
Permission sets X
System time X
User and administrator identification data X
User and administrator authentication data X
SFR Package Functions
Functions perform processing, storage, and transmission of data. The following [PP2600.1]-defined functions apply
to this Security Target.
Table 9: SFR package functions
Designation Definition
F.DSR Document storage and retrieval: a function in which a document is stored during one job and
retrieved during one or more subsequent jobs.
F.PRT Printing: a function in which electronic document input is converted to physical document
output.
F.SMI Shared-medium interface: a function that transmits or receives User Data or TSF Data over a
communications medium which, in conventional practice, is or can be simultaneously accessed
by multiple users, such as wired network media and most radio-frequency wireless media.
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SFR Package Attributes
When a function is performing processing, storage, or transmission of data, the identity of the function is associated
with that particular data as a security attribute. The following [PP2600.1]-defined attributes apply to this Security
Target.
Table 10: SFR package attributes
Designation Definition
+DSR Indicates data that is associated with a document storage and retrieval job.
+PRT Indicates data that is associated with a print job.
+SMI Indicates data that is transmitted or received over a shared-medium interface.
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2 CC Conformance Claim
This Security Target is CC Part 2 extended and CC Part 3 conformant, with a claimed Evaluation Assurance Level
of EAL3, augmented by ALC_FLR.2.
This Security Target claims conformance to the following Protection Profiles and PP packages, if any:
• [PP2600.1]: IEEE Std 2600.1-2009; "2600.1-PP, Protection Profile for Hardcopy Devices, Operational
Environment A". Version 1.0 as of June 2009; demonstrable conformance.
• [PP2600.1-DSR]: SFR Package for Hardcopy Device Document Storage and Retrieval (DSR) Functions.
Version 1.0 as of June 2009; demonstrable conformance.
• [PP2600.1-PRT]: SFR Package for Hardcopy Device Print Functions. Version 1.0 as of June 2009;
demonstrable conformance.
• [PP2600.1-SMI]: SFR Package for Hardcopy Device Shared-medium Interface Functions. Version 1.0 as of
June 2009; demonstrable conformance.
Common Criteria [CC] version 3.1 revision 5 is the basis for this conformance claim.
2.1 Protection Profile Tailoring and Additions
2.1.1 IEEE Std 2600.1-2009; "2600.1-PP, Protection Profile for
Hardcopy Devices, Operational Environment A" ([PP2600.1])
Although the HCDs in this Security Target contain a nonvolatile mass storage device (i.e., a storage drive), this
device is considered an internal, built-in component of the HCDs and, therefore, constitutes a non-removable
nonvolatile storage device from the perspective of [PP2600.1]. Because no removable nonvolatile storage devices
exist in the HCDs, this Security Target does not claim conformance to "2600.1-NVS SFR Package for Hardcopy
Device Nonvolatile Storage Functions, Operational Environment A" contained in [PP2600.1].
The following tables provide the mappings of and rationale for how the SFRs in this Security Target map to the
SFRs in the protection profile [PP2600.1]. The term "n/a" means "not applicable". The term "common" is used to
refer to that portion of [PP2600.1] to which all TOEs must conform (i.e., the portions not labeled as packages).
Table 11: SFR mappings between 2600.1 and the ST
[PP2600.1] SFR Maps to ST SFR(s) Iteration Hierarchical
substitution
Rationale
FAU_GEN.1 FAU_GEN.1 The ST's FAU_GEN.1 combines
the contents of FAU_GEN.1 from
the common [PP2600.1] and
FAU_GEN.1 from the [PP2600.1]
SMI SFR package.
FAU_GEN.2 FAU_GEN.2 n/a
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[PP2600.1] SFR Maps to ST SFR(s) Iteration Hierarchical
substitution
Rationale
FDP_ACC.1(a) FDP_ACC.1-cac The ST's FDP_ACC.1-cac
combines the contents of the
FDP_ACC.1(a) from the common
[PP2600.1] and the FDP_ACC.1's
from the [PP2600.1] packages
claimed by the ST. The iteration
name was changed from "(a)" to "-
cac" (Common Access Control) for
better understandability when
reading the ST.
FDP_ACC.1(b) FDP_ACC.1-tfac The iteration name was changed
from "(b)" to "-tfac" (TOE
Function Access Control) for better
understandability when reading the
ST.
FDP_ACF.1(a) FDP_ACF.1-cac The ST's FDP_ACF.1-cac
combines the contents of the
FDP_ACF.1(a) from the common
[PP2600.1] and the FDP_ACF.1's
from the [PP2600.1] packages
claimed by the ST. The iteration
name was changed from "(a)" to "-
cac" (Common Access Control) for
better understandability when
reading the ST.
FDP_ACF.1(b) FDP_ACF.1-tfac The iteration name was changed
from "(b)" to "-tfac" (TOE
Function Access Control) for better
understandability when reading the
ST.
FDP_RIP.1 FDP_RIP.1 n/a
FIA_ATD.1 FIA_ATD.1 n/a
FIA_UAU.1 FIA_UAU.1 The TOE's Control Panel supports
authentication (FIA_UAU.1).
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[PP2600.1] SFR Maps to ST SFR(s) Iteration Hierarchical
substitution
Rationale
FIA_UAU.2 X The TOE supports IPsec
authentication (FIA_UAU.2) which
complies with the more restrictive
FIA_UAU.2.
FIA_UID.1 FIA_UID.1 The TOE's Control Panel supports
identification (FIA_UID.1).
FIA_UID.2 X The TOE supports IPsec
identification (FIA_UID.2) which
complies with the more restrictive
FIA_UID.2.
FIA_USB.1 FIA_USB.1 n/a
FMT_MSA.1(a) FMT_MSA.1 FMT_MSA.1(a) was omitted
because management of all security
attributes can be covered by
FMT_MSA.1.
FMT_MSA.1(b) FMT_MSA.1 FMT_MSA.1(b) was omitted
because management of all security
attributes can be covered by
FMT_MSA.1.
FMT_MSA.3(a) None FMT_MSA.3(a) was omitted
because the security attributes do
not have default values in the
evaluated configuration.
FMT_MSA.3(b) None FMT_MSA.3(b) was omitted
because the security attributes do
not have default values in the
evaluated configuration.
FMT_MTD.1.1(a) FMT_MTD.1 Iteration was omitted because only
TSF Data that is not associated
with a Normal User can be
managed.
FMT_MTD.1.1(b) None Iteration was omitted because only
TSF Data that is not associated
with a Normal User can be
managed.
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[PP2600.1] SFR Maps to ST SFR(s) Iteration Hierarchical
substitution
Rationale
FMT_SMF.1 FMT_SMF.1 n/a
FMT_SMR.1 FMT_SMR.1 n/a
FPT_STM.1 FPT_STM.1 Because the TOE can be configured
to use NTP along with its internal
time source, both
A.SERVICES.RELIABLE and
OE.SERVICES.RELIABLE apply.
FPT_TST.1 FPT_TST.1 n/a
FTA_SSL.3 FTA_SSL.3 n/a
These SFRs in the Security Target are not required by and do not map to the protection profile [PP2600.1].
Table 12: SFR mappings of non-PP2600.1 SFRs and the ST
(in the ST, but not required by or hierarchical to SFRs in PP2600.1)
[PP2600.1] SFR Maps to ST SFR(s) Iteration Hierarchical
substitution
Rationale
None FCS_CKM.1-ipsec X FCS_CKM.1-ipsec specifies the
type of cryptographic keys
generated for IPsec key
establishment.
None FCS_CKM.1-job X FCS_CKM.1-job specifies key
derivation function used by the
TOE to unlock an encrypted stored
print job.
None FCS_CKM.2 FCS_CKM.2 specifies
cryptographic key establishment
methods used by IKEv1 and IKEv2
in IPsec
None FCS_COP.1-ipsec X FCS_COP.1-ipsec specifies RSA
signature generation and
verification along with AES and
HMAC cryptographic algorithms
used by the TOE in IPsec.
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[PP2600.1] SFR Maps to ST SFR(s) Iteration Hierarchical
substitution
Rationale
None FCS_COP.1-job X FCS_COP.1-job specifies the SHA
and HMAC cryptographic
algorithms used by the TOE to
unlock encrypted stored print jobs
and the AES decryption
cryptographic algorithm used by
the TOE for decrypting encrypted
stored print jobs.
None FCS_COP.1-tst X FCS_COP.1-tst specifies SHA
cryptographic algorithms used TSF
self-testing.
None FIA_AFL.1 The TOE locks the Device
Administrator account (a.k.a. Local
Administrator account) after an
administrator configurable positive
integer of unsuccessful Control
Panel authentication attempts via
the Local Device Sign In method.
Recommended by [PP2600.1]
APPLICATION NOTE 38.
None FIA_SOS.1 FIA_SOS.1 specifies the Job PIN
strength of certain authorization
mechanisms used by the TOE.
None FIA_UAU.7 The TOE masks Job PINs, Access
Codes, and passwords.
Recommended by [PP2600.1]
APPLICATION NOTE 38.
None FMT_MOF.1 The TOE allows administrators to
manage the security functions
Control Panel authorization,
Windows Sign In, LDAP Sign In,
account lockout for Local
Administrator account, Inactivity
Timeout for Control Panel user
sign-in sessions, enhanced security
event logging, and IPsec.
None FCS_RBG_EXT.1 FCS_RBG_EXT.1 specifies the
random bit generation used by
IPsec.
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2.1.2 SFR Package for Hardcopy Device Document Storage and
Retrieval (DSR) Functions ([PP2600.1-DSR])
The following table shows how the SFRs in this SFR package map to the SFRs in the Security Target.
Table 13: SFR mappings between 2600.1-DSR and the ST
[PP2600.1] SFR Maps to ST SFR(s) Iteration Hierarchical
substitution
Rationale
FDP_ACC.1 FDP_ACC.1-cac X See rationale for FDP_ACC.1(a).
FDP_ACF.1 FDP_ACF.1-cac X See rationale for FDP_ACF.1(a).
2.1.3 SFR Package for Hardcopy Device Print Functions ([PP2600.1-
PRT])
The following table shows how the SFRs in this SFR package map to the SFRs in the Security Target.
Table 14: SFR mappings between 2600.1-PRT and the ST
[PP2600.1] SFR Maps to ST SFR(s) Iteration Hierarchical
substitution
Rationale
FDP_ACC.1 FDP_ACC.1-cac X See rationale for FDP_ACC.1(a).
FDP_ACF.1 FDP_ACF.1-cac X See rationale for FDP_ACF.1(a).
2.1.4 SFR Package for Hardcopy Device Shared-medium Interface
Functions ([PP2600.1-SMI])
The following table shows how the SFRs in this SFR package map to the SFRs in the Security Target.
Table 15: SFR mappings between 2600.1-SMI and the ST
[PP2600.1] SFR Maps to ST SFR(s) Iteration Hierarchical
substitution
Rationale
FAU_GEN.1 FAU_GEN.1 The ST's FAU_GEN.1 combines
the contents of FAU_GEN.1 from
the common [PP2600.1] and
FAU_GEN.1 from the [PP2600.1]
SMI SFR package.
FPT_FDI_EXP.1 FPT_FDI_EXP.1 n/a
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[PP2600.1] SFR Maps to ST SFR(s) Iteration Hierarchical
substitution
Rationale
FTP_ITC.1 FTP_ITC.1 n/a
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3 Security Problem Definition
3.1 Introduction
The statement of TOE security environment describes the security aspects of the environment in which the TOE is
intended to be used and the manner in which it is expected to be deployed.
To this end, the statement of TOE security environment identifies the list of assumptions made on the Operational
Environment (including physical and procedural measures) and the intended method of use of the product, defines
the threats that the product is designed to counter, and the organizational security policies with which the product is
designed to comply.
3.2 Threat Environment
This security problem definition addresses threats posed by four categories of threat agents:
a) Persons who are not permitted to use the TOE who may attempt to use the TOE.
b) Persons who are authorized to use the TOE who may attempt to use TOE functions for which they are not
authorized.
c) Persons who are authorized to use the TOE who may attempt to access data in ways for which they not
authorized.
d) Persons who unintentionally cause a software malfunction that may expose the TOE to unanticipated
threats.
The threats and policies defined in this Security Target address the threats posed by these threat agents.
The threat agents are assumed to originate from a well-managed user community in a non-hostile working
environment. Therefore, the product protects against threats of security vulnerabilities that might be exploited in the
intended environment for the TOE with low level of expertise and effort. The TOE protects against straightforward
or intentional breach of TOE security by attackers possessing a Basic attack potential.
3.2.1 Threats Countered by the TOE
Table 16: Threats countered by the TOE
Threat Description
T.DOC.DIS User Document Data may be disclosed to unauthorized persons.
T.DOC.ALT User Document Data may be altered by unauthorized persons.
T.FUNC.ALT User Function Data may be altered by unauthorized persons.
T.PROT.ALT TSF Protected Data may be altered by unauthorized persons.
T.CONF.DIS TSF Confidential Data may be disclosed to unauthorized persons.
T.CONF.ALT TSF Confidential Data may be altered by unauthorized persons.
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3.3 Assumptions
3.3.1 Environment of Use of the TOE
Physical
Table 17: Physical assumptions
Assumption Description
A.ACCESS.MANAGED The TOE is located in a restricted or monitored environment that provides
protection from unmanaged access to the physical components and data interfaces
of the TOE.
A.ADMIN.PC.SECURE The administrative computer is in a physically secured and managed environment
and only the authorized administrator has access to it.
A.USER.PC.POLICY User computers are configured and used in conformance with the organization's
security policies.
Personnel
Table 18: Personnel assumptions
Assumption Description
A.USER.TRAINING TOE Users are aware of the security policies and procedures of their organization,
and are trained and competent to follow those policies and procedures.
A.ADMIN.TRAINING Administrators are aware of the security policies and procedures of their
organization, are trained and competent to follow the manufacturer's guidance and
documentation, and correctly configure and operate the TOE in accordance with
those policies and procedures.
A.ADMIN.TRUST Administrators do not use their privileged access rights for malicious purposes.
Connectivity
Table 19: Connectivity assumptions
Assumption Description
A.SERVICES.RELIABLE When the TOE uses any of the network services DNS, Kerberos, LDAP, NTP,
SMTP, syslog, SMB, and/or WINS, these services provide reliable information
and responses to the TOE.
A.EMAILS.PROTECTED For emails received by the SMTP gateway from the TOE, the transmission of
emails between the SMTP gateway and the email’s destination is protected.
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3.4 Organizational Security Policies
3.4.1 Included in the PP2600.1 Protection Profile
Table 20: Organizational security policies in the PP2600.1 protection profile
Organizational security policy Description
P.USER.AUTHORIZATION To preserve operational accountability and security, Users will be
authorized to use the TOE only as permitted by the TOE Owner.
P.SOFTWARE.VERIFICATION To detect corruption of the executable code in the TSF, procedures will
exist to self-verify executable code in the TSF.
P.AUDIT.LOGGING To preserve operational accountability and security, records that provide
an audit trail of TOE use and security-relevant events will be created,
maintained, and protected from unauthorized disclosure or alteration, and
will be reviewed by authorized personnel.
P.INTERFACE.MANAGEMENT To prevent unauthorized use of the external interfaces of the TOE,
operation of those interfaces will be controlled by the TOE and its IT
environment.
3.4.2 In addition to the PP2600.1 Protection Profile
Table 21: Organizational security policies in addition to the PP2600.1 protection profile
Organizational security policy Description
P.ADMIN.PASSWORD To restrict access to administrative tasks, the Device Administrator
Password will be set in the evaluated configuration so that it is
required to perform security-relevant actions through the EWS
(HTTP), REST (HTTP), and Control Panel interfaces.
P.USERNAME.CHARACTER_SET To prevent ambiguous user names in the TOE's audit trail, the user
names of the LDAP and Windows Sign In users must only contain
ASCII printable characters except for the double quote (22 hex) and
single quote (27 hex) characters (i.e., allowed ASCII characters in
hexadecimal: 20, 21, 23 - 26, 28 - 7E).
P.REMOTE_PANEL.DISALLOWED To preserve operational accountability and security, administrators
must not use the Remote Control-Panel feature.
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4 Security Objectives
4.1 Objectives for the TOE
Table 22: Security objectives for the TOE
Security objective Description
O.AUDIT.LOGGED The TOE shall create and maintain a log of TOE use and security-relevant
events, and prevent its unauthorized disclosure or alteration.
O.CONF.NO_ALT The TOE shall protect TSF Confidential Data from unauthorized alteration.
O.CONF.NO_DIS The TOE shall protect TSF Confidential Data from unauthorized disclosure.
O.DOC.NO_ALT The TOE shall protect User Document Data from unauthorized alteration.
O.DOC.NO_DIS The TOE shall protect User Document Data from unauthorized disclosure.
O.FUNC.NO_ALT The TOE shall protect User Function Data from unauthorized alteration.
O.INTERFACE.MANAGED The TOE shall manage the operation of external interfaces in accordance with
security policies.
O.PROT.NO_ALT The TOE shall protect TSF Protected Data from unauthorized alteration.
O.SOFTWARE.VERIFIED The TOE shall provide procedures to self-verify executable code in the TSF.
O.USER.AUTHORIZED The TOE shall require identification and authentication of Users, and shall
ensure that Users are authorized in accordance with security policies before
allowing them to use the TOE.
4.2 Objectives for the Operational Environment
Table 23: Security objectives for the operational environment
Security objective Description
OE.ADMIN.PC.SECURE The TOE Owner shall locate the Administrative Computer in a
physically secured and managed environment and allow only
authorized personnel access to it.
OE.ADMIN.TRAINED The TOE Owner shall ensure that TOE Administrators are aware of
the security policies and procedures of their organization; have the
training, competence, and time to follow the manufacturer's
guidance and documentation; and correctly configure and operate
the TOE in accordance with those policies and procedures.
OE.ADMIN.TRUSTED The TOE Owner shall establish trust that TOE Administrators will
not use their privileged access rights for malicious purposes.
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Security objective Description
OE.AUDIT.REVIEWED The TOE Owner shall ensure that audit logs are reviewed at
appropriate intervals for security violations or unusual patterns of
activity.
OE.AUDIT_ACCESS.AUTHORIZED If audit records generated by the TOE are exported from the TOE to
another trusted IT product, the TOE Owner shall ensure that those
records can be accessed in order to detect potential security
violations, and only by authorized persons.
OE.AUDIT_STORAGE.PROTECTED If audit records are exported from the TOE to another trusted IT
product, the TOE Owner shall ensure that those records are
protected from unauthorized access, deletion and modifications.
OE.INTERFACE.MANAGED The IT environment shall provide protection from unmanaged
access to TOE external interfaces.
OE.PHYSICAL.MANAGED The TOE shall be placed in a secure or monitored area that provides
protection from unmanaged physical access to the TOE.
OE.SERVICES.RELIABLE When the TOE uses any of the network services DNS, Kerberos,
LDAP, NTP, SMTP, syslog, SMB, and/or WINS, these services
shall provide reliable information and responses to the TOE.
OE.EMAILS.PROTECTED The IT environment shall protect the transmission of emails from
the SMTP gateway to the email’s destination.
OE.USER.AUTHORIZED The TOE Owner shall grant permission to Users to be authorized to
use the TOE according to the security policies and procedures of
their organization.
OE.USER.PC.POLICY The TOE Owner shall create a set of security policies to which user
computers will conform.
OE.USER.TRAINED The TOE Owner shall ensure that Users are aware of the security
policies and procedures of their organization, and have the training
and competence to follow those policies and procedures.
OE.USERNAME.CHARACTER_SET The user names of all LDAP and Windows Sign In method users
shall only contain ASCII printable characters except for the double
quote (22 hex) and single quote (27 hex) characters (i.e., allowed
ASCII characters in hexadecimal: 20, 21, 23 - 26, 28 - 7E).
4.3 Security Objectives Rationale
4.3.1 Coverage
The following table provides a mapping of TOE objectives to threats and policies, showing that each objective
counters or enforces at least one threat or policy, respectively.
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Table 24: Mapping of security objectives to threats and policies
Objective Threats/OSPs
O.AUDIT.LOGGED P.AUDIT.LOGGING
O.CONF.NO_ALT T.CONF.ALT
O.CONF.NO_DIS T.CONF.DIS
O.DOC.NO_ALT T.DOC.ALT
O.DOC.NO_DIS T.DOC.DIS
O.FUNC.NO_ALT T.FUNC.ALT
O.INTERFACE.MANAGED P.INTERFACE.MANAGEMENT
O.PROT.NO_ALT T.PROT.ALT
O.SOFTWARE.VERIFIED P.SOFTWARE.VERIFICATION
O.USER.AUTHORIZED T.DOC.DIS
T.DOC.ALT
T.FUNC.ALT
T.PROT.ALT
T.CONF.DIS
T.CONF.ALT
P.USER.AUTHORIZATION
The following table provides a mapping of the objectives for the Operational Environment to assumptions, threats
and policies, showing that each objective holds, counters or enforces at least one assumption, threat or policy,
respectively.
Table 25: Mapping of security objectives for the Operational
Environment to assumptions, threats and policies
Objective Assumptions/Threats/OSPs
OE.ADMIN.PC.SECURE A.ADMIN.PC.SECURE
OE.ADMIN.TRAINED A.ADMIN.TRAINING
P.ADMIN.PASSWORD
P.REMOTE_PANEL.DISALLOWED
OE.ADMIN.TRUSTED A.ADMIN.TRUST
OE.AUDIT.REVIEWED P.AUDIT.LOGGING
OE.AUDIT_ACCESS.AUTHORIZED P.AUDIT.LOGGING
OE.AUDIT_STORAGE.PROTECTED P.AUDIT.LOGGING
OE.INTERFACE.MANAGED P.INTERFACE.MANAGEMENT
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Objective Assumptions/Threats/OSPs
OE.PHYSICAL.MANAGED A.ACCESS.MANAGED
OE.SERVICES.RELIABLE A.SERVICES.RELIABLE
OE.EMAILS.PROTECTED A.EMAILS.PROTECTED
OE.USER.AUTHORIZED T.DOC.DIS
T.DOC.ALT
T.FUNC.ALT
T.PROT.ALT
T.CONF.DIS
T.CONF.ALT
P.USER.AUTHORIZATION
OE.USER.PC.POLICY A.USER.PC.POLICY
OE.USER.TRAINED A.USER.TRAINING
OE.USERNAME.CHARACTER_SET P.USERNAME.CHARACTER_SET
4.3.2 Sufficiency
The following rationale provides justification that the security objectives are suitable to counter each individual
threat and that each security objective tracing back to a threat, when achieved, actually contributes to the removal,
diminishing or mitigation of that threat:
Table 26: Sufficiency of objectives countering threats
Threat Rationale for security objectives
T.DOC.DIS The threat:
• User Document Data may be disclosed to unauthorized persons.
is countered by:
• O.DOC.NO_DIS which protects D.DOC from unauthorized disclosure.
• O.USER.AUTHORIZED which establishes user identification and authentication as
the basis for authorization.
• OE.USER.AUTHORIZED which establishes responsibility of the TOE Owner to
appropriately grant authorization.
T.DOC.ALT The threat:
• User Document Data may be altered by unauthorized persons.
is countered by:
• O.DOC.NO_ALT which protects D.DOC from unauthorized alteration.
• O.USER.AUTHORIZED which establishes user identification and authentication as
the basis for authorization.
• OE.USER.AUTHORIZED which establishes responsibility of the TOE Owner to
appropriately grant authorization.
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Threat Rationale for security objectives
T.FUNC.ALT The threat:
• User Function Data may be altered by unauthorized persons.
is countered by:
• O.FUNC.NO_ALT which protects D.FUNC from unauthorized alteration.
• O.USER.AUTHORIZED which establishes user identification and authentication as
the basis for authorization.
• OE.USER.AUTHORIZED which establishes responsibility of the TOE Owner to
appropriately grant authorization.
T.PROT.ALT The threat:
• TSF Protected Data may be altered by unauthorized persons.
is countered by:
• O.PROT.NO_ALT which protects D.PROT from unauthorized alteration.
• O.USER.AUTHORIZED which establishes user identification and authentication as
the basis for authorization.
• OE.USER.AUTHORIZED which establishes responsibility of the TOE Owner to
appropriately grant authorization.
T.CONF.DIS The threat:
• TSF Confidential Data may be disclosed to unauthorized persons.
is countered by:
• O.CONF.NO_DIS which protects D.CONF from unauthorized disclosure.
• O.USER.AUTHORIZED which establishes user identification and authentication as
the basis for authorization.
• OE.USER.AUTHORIZED which establishes responsibility of the TOE Owner to
appropriately grant authorization.
T.CONF.ALT The threat:
• TSF Confidential Data may be altered by unauthorized persons.
is countered by:
• O.CONF.NO_ALT which protects D.CONF from unauthorized alteration.
• O.USER.AUTHORIZED which establishes user identification and authentication as
the basis for authorization.
• OE.USER.AUTHORIZED which establishes responsibility of the TOE Owner to
appropriately grant authorization.
The following rationale provides justification that the security objectives for the environment are suitable to cover
each individual assumption, that each security objective for the environment that traces back to an assumption about
the environment of use of the TOE, when achieved, actually contributes to the environment achieving consistency
with the assumption, and that if all security objectives for the environment that trace back to an assumption are
achieved, the intended usage is supported:
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Table 27: Sufficiency of objectives holding assumptions
Assumption Rationale for security objectives
A.ACCESS.MANAGED The assumption:
• The TOE is located in a restricted or monitored environment
that provides protection from unmanaged access to the
physical components and data interfaces of the TOE.
is upheld by:
• OE.PHYSICAL.MANAGED which establishes a protected
physical environment for the TOE.
A.ADMIN.PC.SECURE The assumption:
• The administrative computer is in a physically secured and
managed environment and only the authorized administrator
has access to it.
is upheld by:
• OE.ADMIN.PC.SECURE which establishes the
responsibility of the TOE owner to locate the administrative
computer in a physically secured and managed environment
and allow only authorized personnel access.
A.USER.PC.POLICY The assumption:
• User computers are configured and used in conformance
with the organization's security policies.
is upheld by:
• OE.USER.PC.POLICY which establishes the responsibility
of the TOE owner to create a set of security policies to
which user computers will conform.
A.USER.TRAINING The assumption:
• TOE Users are aware of the security policies and procedures
of their organization, and are trained and competent to
follow those policies and procedures.
is upheld by:
• OE.USER.TRAINED which establishes responsibility of the
TOE Owner to provide appropriate User training.
A.ADMIN.TRAINING The assumption:
• Administrators are aware of the security policies and
procedures of their organization, are trained and competent
to follow the manufacturer's guidance and documentation,
and correctly configure and operate the TOE in accordance
with those policies and procedures.
is upheld by:
• OE.ADMIN.TRAINED which establishes responsibility of
the TOE Owner to provide appropriate Administrator
training.
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Assumption Rationale for security objectives
A.ADMIN.TRUST The assumption:
• Administrators do not use their privileged access rights for
malicious purposes.
is upheld by:
• OE.ADMIN.TRUSTED which establishes responsibility of
the TOE Owner to have a trusted relationship with
Administrators.
A.SERVICES.RELIABLE The assumption:
• When the TOE uses any of the network services DNS,
Kerberos, LDAP, NTP SMTP, syslog, SMB, and/or WINS,
these services provide reliable information and responses to
the TOE.
is upheld by:
• OE.SERVICES.RELIABLE which, when the TOE uses the
network services DNS, Kerberos, LDAP, NTP, SMTP,
syslog, SMB, and/or WINS, establishes that these services
provide reliable information and responses to the TOE.
A.EMAILS.PROTECTED The assumption:
• For emails received by the SMTP gateway from the TOE,
the transmission of emails between the SMTP gateway and
the email’s destination is protected.
is upheld by:
• OE.EMAILS.PROTECTED which protects the transmission
of emails from the SMTP gateway to the email’s destination
The following rationale provides justification that the security objectives are suitable to cover each individual
organizational security policy, that each security objective that traces back to an OSP, when achieved, actually
contributes to the implementation of the OSP, and that if all security objectives that trace back to an OSP are
achieved, the OSP is implemented:
Table 28: Sufficiency of objectives enforcing Organizational Security Policies
OSP Rationale for security objectives
P.USER.AUTHORIZATION The OSP:
• To preserve operational accountability and security, Users
will be authorized to use the TOE only as permitted by the
TOE Owner.
is enforced by:
• O.USER.AUTHORIZED which establishes user
identification and authentication as the basis for
authorization to use the TOE.
• OE.USER.AUTHORIZED which establishes responsibility
of the TOE Owner to appropriately grant authorization.
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OSP Rationale for security objectives
P.SOFTWARE.VERIFICATION The OSP:
• To detect corruption of the executable code in the TSF,
procedures will exist to self-verify executable code in the
TSF.
is enforced by:
• O.SOFTWARE.VERIFIED which provides procedures to
self-verify executable code in the TSF.
P.AUDIT.LOGGING The OSP:
• To preserve operational accountability and security, records
that provide an audit trail of TOE use and security-relevant
events will be created, maintained, and protected from
unauthorized disclosure or alteration, and will be reviewed
by authorized personnel.
is enforced by:
• O.AUDIT.LOGGED which creates and maintains a log of
TOE use and security-relevant events, and prevents
unauthorized disclosure or alteration.
• OE.AUDIT_STORAGE.PROTECTED which protects
exported audit records from unauthorized access, deletion
and modifications.
• OE.AUDIT_ACCESS.AUTHORIZED which establishes
responsibility of the TOE Owner to provide appropriate
access to exported audit records.
• OE.AUDIT.REVIEWED which establishes responsibility of
the TOE Owner to ensure that audit logs are appropriately
reviewed.
P.INTERFACE.MANAGEMENT The OSP:
• To prevent unauthorized use of the external interfaces of the
TOE, operation of those interfaces will be controlled by the
TOE and its IT environment.
is enforced by:
• O.INTERFACE.MANAGED which manages the operation
of external interfaces in accordance with security policies.
• OE.INTERFACE.MANAGED which establishes a protected
environment for TOE external interfaces.
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OSP Rationale for security objectives
P.ADMIN.PASSWORD The OSP:
• To restrict access to administrative tasks, the Device
Administrator Password will be set in the evaluated
configuration so that it is required to perform security-
relevant actions through EWS (HTTP), REST (HTTP), and
Control Panel interfaces.
is enforced by:
• OE.ADMIN.TRAINED which establishes responsibility of
the TOE Owner to provide appropriate Administrator
training.
P.USERNAME.CHARACTER_SET The OSP:
• To prevent ambiguous user names in the TOE's audit trail,
the user names of the LDAP and Windows Sign In method
users must only contain ASCII printable characters except
for the double quote (22 hex) and single quote (27 hex)
characters (i.e., allowed ASCII characters in hexadecimal:
20, 21, 23 - 26, 28 - 7E).
is enforced by:
• OE.USERNAME.CHARACTER_SET which establishes
that the user names of all LDAP and Windows Sign In
methods users shall only contain ASCII printable characters
except for the double quote (22 hex) and single quote (27
hex) characters (i.e., allowed ASCII characters in
hexadecimal: 20, 21, 23 - 26, 28 - 7E).
P.REMOTE_PANEL.DISALLOWED The OSP:
• To preserve operational accountability and security,
administrators must not use the Remote Control-Panel
feature.
is enforced by:
• OE.ADMIN_TRAINED which establishes responsibility of
the TOE Owner to provide appropriate Administrator
training.
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5 Extended Components Definition
This section contains the extended component definition(s) used by this ST.
5.1 Class FPT: Protection of the TSF
5.1.1 Restricted Forwarding of Data to External Interfaces (FDI)
Family behaviour
This family defines requirements for the TSF to restrict direct forwarding of information from one external interface
to another external interface.
Many products receive information on specific external interfaces and are intended to transform and process this
information before it is transmitted on another external interface. However, some products may provide the
capability for attackers to misuse external interfaces to violate the security of the TOE or devices that are connected
to the TOE's external interfaces. Therefore, direct forwarding of unprocessed data between different external
interfaces is forbidden unless explicitly allowed by an authorized administrative role. The family FPT_FDI_EXP has
been defined to specify this kind of functionality.
Component levelling
FPT_FDI_EXP.1 Restricted forwarding of data to external interfaces provides for the functionality to require TSF
controlled processing of data received over defined external interfaces before these data are sent out on another
external interface. Direct forwarding of data from one external interface to another one requires explicit allowance
by an authorized administrative role.
Management: FPT_FDI_EXP.1
There are no management activities foreseen.
Audit: FPT_FDI_EXP.1
There are no audit events foreseen.
FPT_FDI_EXP.1 - Restricted Forwarding of Data to External Interfaces
Hierarchical to: No other components.
Dependencies: FMT_SMF.1 Specification of Management Functions
FMT_SMR.1 Security roles
FPT_FDI_EXP.1.1 The TSF shall provide the capability to restrict data received on [assignment: list of
external interfaces] from being forwarded without further processing by the TSF to
[assignment: list of external interfaces ].
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5.2 Class FCS: Cryptographic Support
5.2.1 Cryptographic Operation (Random Bit Generation) (FCS_RBG)
Family behaviour
This family defines requirements for random bit generation to ensure that it is performed in
accordance with selected standards and seeded by an entropy source.
Component levelling
FCS_RBG_EXT.1 Random Bit Generation requires random bit generation to be performed in
accordance with selected standards and seeded by an entropy source.
Management: FCS_RBG_EXT.1
There are no management activities foreseen.
Audit: FCS_RBG_EXT.1
There are no audit events foreseen.
FCS_RBG_EXT.1 – Random Bit Generation
Hierarchical to: No other components.
Dependencies: No dependencies.
FCS_RBG_EXT.1.1 The TSF shall perform all deterministic random bit generation services in accordance
with NIST SP 800-90A using [selection: Hash_DRBG(any), HMAC_DRBG(any),
CTR_DRBG(AES) ].
FCS_RBG_EXT.1.2 The deterministic RBG shall be seeded by an entropy source that accumulates entropy
from software-based noise sources with a minimum of [selection: 128 bits, 256 bits] of
entropy at least equal to the greatest security strength, according to NIST SP 800-57, of
the keys and hashes that it will generate.
Rationale Random bits/number will be used by the SFRs for key generation and destruction, and the
Common Criteria does not provide a suitable SFR for the random bit generation. This
extended component ensures the strength of encryption keys, and it is therefore placed in
the FCS class with a single component.
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6 Security Requirements
6.1 TOE Security Functional Requirements
The following table shows the security functional requirements for the TOE, and the operations performed on the
components according to CC part 2: iteration (Iter.), refinement (Ref.), assignment (Ass.) and selection (Sel.).
Table 29: Security functional requirements for the TOE
Security
functional group
Security functional
requirement
Base security
functional
component
Source Operations
Iter. Ref. Ass. Sel.
FAU - Security
audit
FAU_GEN.1 Audit data
generation
PP2600.1 No No Yes Yes
FAU_GEN.2 User identity
association
PP2600.1 No No No No
FCS -
Cryptographic
support
FCS_CKM.1-ipsec
Cryptographic key
generation
FCS_CKM.1 CC Part 2 Yes Yes Yes No
FCS_CKM.1-job
Cryptographic key
generation
FCS_CKM.1 CC Part 2 Yes No Yes No
FCS_CKM.2
Cryptographic key
establishment
CC part 2 No Yes Yes No
FCS_COP.1-ipsec
Cryptographic operation
for IPsec
FCS_COP.1 CC part 2 Yes No Yes No
FCS_COP.1-job
Cryptographic operation
for encrypted stored print
jobs
FCS_COP.1 CC part 2 Yes No Yes No
FCS_COP.1-tst
Cryptographic operation
for TSF self-testing
FCS_COP.1 CC part 2 Yes No Yes No
FCS_RBG_EXT.1
Random Bit Generation
ECD No No No Yes
FDP - User data
protection
FDP_ACC.1-cac Common
access control SFP
FDP_ACC.1 PP2600.1 Yes No Yes No
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Security
functional group
Security functional
requirement
Base security
functional
component
Source Operations
Iter. Ref. Ass. Sel.
FDP_ACC.1-tfac TOE
function access control
SFP
FDP_ACC.1 PP2600.1 Yes No Yes No
FDP_ACF.1-cac Common
access control functions
FDP_ACF.1 PP2600.1 Yes No Yes No
FDP_ACF.1-tfac TOE
function access control
functions
FDP_ACF.1 PP2600.1 Yes No Yes No
FDP_RIP.1 Subset
residual information
protection
PP2600.1 No No Yes Yes
FIA -
Identification and
authentication
FIA_AFL.1
Authentication failure
handling
CC Part 2 No No Yes Yes
FIA_ATD.1 Local user
attribute definition
PP2600.1 No No Yes No
FIA_SOS.1 Verification
of secrets
CC Part 2 No No Yes No
FIA_UAU.1 Timing of
Control Panel
authentication
PP2600.1 No Yes Yes No
FIA_UAU.2 IPsec
authentication before any
action
CC Part 2 No Yes No No
FIA_UAU.7 Control Panel
protected authentication
feedback
CC Part 2 No Yes Yes No
FIA_UID.1 Timing of
Control Panel
identification
PP2600.1 No Yes Yes No
FIA_UID.2 IPsec
identification before any
action
CC Part 2 No Yes No No
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Security
functional group
Security functional
requirement
Base security
functional
component
Source Operations
Iter. Ref. Ass. Sel.
FIA_USB.1 User-subject
binding
PP2600.1 No Yes Yes No
FMT - Security
management
FMT_MOF.1
Management of
authentication security
functions behavior
FMT_MOF.1 CC Part 2 Yes No Yes Yes
FMT_MSA.1
Management of
security attributes
FMT_MSA.1 PP2600.1 Yes No Yes Yes
FMT_MTD.1
Management of TSF data
FMT_MTD.1 PP2600.1 Yes No Yes Yes
FMT_SMF.1
Specification of
management functions
PP2600.1 No No Yes No
FMT_SMR.1 Security
roles
PP2600.1 No No Yes No
FPT - Protection
of the TSF
FPT_FDI_EXP.1
Restricted forwarding of
data to external interfaces
PP2600.1-SMI No No Yes No
FPT_STM.1 Reliable time
stamps
PP2600.1 No No No No
FPT_TST.1 TSF testing PP2600.1 No No Yes Yes
FTA - TOE access FTA_SSL.3 Control Panel
TSF-initiated termination
PP2600.1 No Yes Yes No
FTP - Trusted
path/channels
FTP_ITC.1 Inter-TSF
trusted channel
PP2600.1-SMI No Yes Yes Yes
6.1.1 Security audit (FAU)
Audit data generation (FAU_GEN.1)
FAU_GEN.1.1 The TSF shall be able to generate an audit record of the following auditable events:
a) Start-up and shutdown of the audit functions; and
b) All auditable events for the not specified level of audit; and
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c) All Auditable Events as each is defined for its Audit Level (if one is specified)
for the Relevant SFR in Table 30; none.
FAU_GEN.1.2 The TSF shall record within each audit record at least the following information:
a) Date and time of the event, type of event, subject identity (if applicable), and the
outcome (success or failure) of the event; and
b) For each audit event type, based on the auditable event definitions of the functional
components included in the PP/ST, for each Relevant SFR listed in Table 30 (1)
information as defined by its Audit Level (if one is specified), and (2) all
Additional Information (if any is required); none.
Table 30: Auditable events
Auditable event Relevant SFR(s) Audit Level Additional information [PP2600.1]
Job completion FDP_ACF.1-tfac Not specified Type of job Yes:
Common
Both successful and
unsuccessful use of the
authentication mechanism
FIA_UAU.1,
FIA_UAU.2
Basic None required Yes:
Common
Both successful and
unsuccessful use of the
identification mechanism
FIA_UID.1,
FIA_UID.2
Basic Attempted user identity, if
available
Yes:
Common
Use of the management
functions
FMT_SMF.1 Minimum None required Yes:
Common
Modifications to the group
of users that are part of a
role
FMT_SMR.1 Minimum None required Yes:
Common
Changes to the time FPT_STM.1 Minimum None required Yes:
Common
Failure of the trusted
channel functions
FTP_ITC.1 Minimum None required Yes: SMI
Termination of an
interactive session by the
session termination
mechanism
FTA_SSL.3 Minimum None required No
User identity association (FAU_GEN.2)
FAU_GEN.2.1 For audit events resulting from actions of identified users, the TSF shall be able to
associate each auditable event with the identity of the user that caused the event.
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6.1.2 Cryptographic support (FCS)
Cryptographic key generation (FCS_CKM.1-ipsec)
FCS_CKM.1.1 The TSF shall generate asymmetric cryptographic keys in accordance with a specified
cryptographic key generation algorithm defined in Table 31 and specified cryptographic
key sizes defined in Table 31 that meet the following: the standards defined in Table
31.
Table 31: Asymmetric cryptographic key generation
Usage Implementation Purpose Algorithm Key sizes Standards
IKE HP FutureSmart
Firmware
QuickSec 7.3
Cryptographic
Module
KAS FFC DH (dhEphem) P=2048, SHA2-256 [SP800-56A-Rev3]
"Recommendation for Pair-
Wise Key Establishment
Schemes Using Discrete
Logarithm Cryptography"
for finite field-based key
establishment schemes
[FIPS186-4] Finite Field
Cryptography (FFC)
“Digital Signature Standard
(DSS)”
DSA L=2048, N=224;
L=2048, N=256;
L=3072, N=256
Application Note: Random bit generation for FCS_CKM.1-ipsec is implemented by FCS_RBG_EXT.1.
Application Note: The asymmetric keys generated by the DSA algorithm are used by the key establishment
algorithms specified in FCS_CKM.2.
Cryptographic key generation (FCS_CKM.1-job)
FCS_CKM.1.1 The TSF shall generate cryptographic keys in accordance with a specific cryptographic
key generation algorithm Password-Based Key Derivation Function 2 (PBKDF2) with
HMAC-SHA-256 and specified cryptographic key sizes 256 bit that meet the following:
[PKCS5v2.1]
Application Note: PBKDF2 is used to derive a key from a Job Encryption Password to unlock an encrypted stored
print job.
Cryptographic key establishment (FCS_CKM.2)
FCS_CKM.2.1 The TSF shall perform cryptographic key establishment distribute cryptographic keys in
accordance with a specified cryptographic key establishment distribution method defined
in Table 32 that meets the following: the standards defined in Table 32.
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Table 32: Cryptographic key establishment
Protocol Key establishment method Standards
IKE IKEv1 (DH) [RFC4109] Algorithms for Internet Key Exchange version 1
(IKEv1)
[RFC3526] More Modular Exponential (MODP) Diffie-Hellman
groups for Internet Key Exchange (IKE)
IKEv2 (DH) [RFC4306] Diffie-Hellman key agreement method defined for the
IKEv2 protocol;
[RFC4718] IKEv2 Clarifications and Implementation Guidelines
[RFC3526] More Modular Exponential (MODP) Diffie-Hellman
groups for Internet Key Exchange (IKE)
Cryptographic operation for IPsec (FCS_COP.1-ipsec)
FCS_COP.1.1 The TSF shall perform the operations defined in Table 33 in accordance with a
specified cryptographic algorithm defined in Table 33 and cryptographic key sizes
defined in Table 33 that meet the following: the standards defined in Table 33.
Table 33: Cryptographic operations for IPsec
Protocol Operations Algorithm
Key sizes
(in bits)
Standards
IKE Symmetric
encryption and
decryption
AES CBC: 128,
192, 256;
ECB: 256
[FIPS197] Advanced Encryption
Standard;
[SP800-38A] Recommendation for Block
Cipher Modes of Operation: Methods and
Techniques
Signature
generation and
verification
RSA 2048,
3072
[PKCS1v1.5] Public-Key Cryptography
Standard (PKCS) #1 v1.5: RSA
Encryption Standard
Secure hash SHA-1,
SHA-256,
SHA-384,
SHA-512
[FIPS180-4] Secure Hash Standard
(SHS);
Data
authentication
HMAC-SHA-256-128 256 [RFC2104] HMAC: Keyed-Hashing for
Message Authentication;
[RFC4868] Using HMAC-SHA-256-,
HMAC-SHA-384, and HMAC-SHA-512
with IPsec
HMAC-SHA-384-192 384
HMAC-SHA-512-256 512
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Protocol Operations Algorithm
Key sizes
(in bits)
Standards
IPsec Symmetric
encryption and
decryption
AES CBC: 128,
192, 256
[FIPS197] Advanced Encryption
Standard;
[SP800-38A] Recommendation for Block
Cipher Modes of Operation: Methods and
Techniques
Secure hash SHA-1,
SHA-256,
SHA-384,
SHA-512
[FIPS180-4] Secure Hash Standard
(SHS);
Data
authentication
HMAC-SHA1-96 160 [RFC2104] HMAC: Keyed-Hashing for
Message Authentication;
[RFC2404] The Use of HMAC-SHA-1-
96 within ESP and AH
HMAC-SHA-256-128 256 [RFC2104] HMAC: Keyed-Hashing for
Message Authentication;
[RFC4868] Using HMAC-SHA-256-,
HMAC-SHA-384, and HMAC-SHA-512
with IPsec
HMAC-SHA-384-192 384
HMAC-SHA-512-256 512
Cryptographic operation for encrypted stored print jobs (FCS_COP.1-job)
FCS_COP.1.1 The TSF shall perform the operations defined in Table 34 in accordance with a
specified cryptographic algorithm defined in Table 34 and cryptographic key sizes
defined in Table 34 that meet the following: the standards defined in Table 34.
Table 34: Cryptographic operations for encrypted stored print jobs
Protocol Operations Algorithm
Key sizes
(in bits)
Standards
Print job Symmetric
decryption
AES (CBC mode) 256 [FIPS197] Advanced Encryption
Standard;
[SP800-38A] Recommendation for Block
Cipher Modes of Operation
Secure hash SHA-256 [FIPS180-4] Secure Hash Standard (SHS)
HMAC
calculation
HMAC-SHA 256 [RFC2104] HMAC: Keyed-Hashing for
Message Authentication
[FIPS198-1] The Keyed-Hash Message
Authentication Code (HMAC)
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Cryptographic operation for TSF self-testing (FCS_COP.1-tst)
FCS_COP.1.1 The TSF shall perform the operations defined in Table 35 in accordance with a
specified cryptographic algorithm defined in Table 35 and cryptographic key sizes
defined in Table 35 that meet the following: the standards defined in Table 35.
Table 35: Cryptographic operations for TSF self-testing
Protocol Operations Algorithm
Key sizes
(in bits)
Standards
TSF self-
testing
Secure hash SHA-256 [FIPS180-4] Secure Hash Standard
(SHS)
Random Bit Generation (FCS_RBG_EXT.1)
FCS_RBG_EXT.1.1 The TSF shall perform all deterministic random bit generation services in accordance
with NIST SP 800-90A using the algorithms defined in Table 36.
FCS_RBG_EXT.1.2 The deterministic RBG shall be seeded by an entropy source that accumulates entropy
from software-based noise sources with a minimum of 256 bits of entropy at least equal
to the greatest security strength, according to NIST SP 800-57, of the keys and hashes
that it will generate.
Table 36: DRBG algorithms
Usage Algorithm Hardware noise sources Minimum entropy bits
IKE CTR_DRBG(AES) 1 256 bits
IPsec HMAC_DRBG(HMAC-
SHA2-256)
1 256 bits
6.1.3 User data protection (FDP)
Common access control SFP (FDP_ACC.1-cac)
FDP_ACC.1.1 The TSF shall enforce the Common Access Control SFP in Table 37 on the list of
users as subjects, objects, and operations among subjects and objects covered by the
Common Access Control SFP in Table 37.
Table 37: Common Access Control SFP
Object Operations(s) Subject Access control rules
[PP2600.1]
section
D.FUNC Modify, Delete U.NORMAL For stored print jobs in Job Storage with
the Job PIN attribute set: From the
Control Panel, subjects must be the job
owner or know the Job PIN or have the
appropriate Job Storage permission in
Common
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Object Operations(s) Subject Access control rules
[PP2600.1]
section
their Permission Set to delete the job;
otherwise, delete access is denied.
D.FUNC for Stored Jobs cannot be
modified by any user, including
U.ADMINISTRATOR.
For encrypted stored print jobs in Job
Storage: From the Control Panel,
subjects must know the job's Job
Encryption Password or have the
appropriate Job Storage permission in
their Permission Set to delete D.FUNC;
otherwise, delete access is denied.
D.DOC Delete U.NORMAL For stored print jobs in Job Storage with
the Job PIN attribute set: From the
Control Panel, subjects must be the job
owner or know the Job PIN or have the
appropriate Job Storage permission in
their Permission Set to delete the job;
otherwise, delete access is denied.
For encrypted stored print jobs in Job
Storage: From the Control Panel,
subjects must know the job's Job
Encryption Password or have the
appropriate Job Storage permission in
their Permission Set to delete D.DOC;
otherwise, delete access is denied.
Common
D.DOC+DSR
D.DOC+PRT
Read U.NORMAL For stored print jobs in Job Storage with
the Job PIN attribute set: Subjects must
be the job owner or know the Job PIN to
read the object; otherwise, read access is
denied.
For encrypted stored print jobs in Job
Storage: Subjects must know the job's
Job Encryption Password to read the
object, otherwise, read access is denied.
DSR,
PRT
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TOE function access control SFP (FDP_ACC.1-tfac)
FDP_ACC.1.1 The TSF shall enforce the TOE Function Access Control SFP on users as subjects,
TOE functions as objects, and the right to use the functions as operations.
Common access control functions (FDP_ACF.1-cac)
FDP_ACF.1.1 The TSF shall enforce the Common Access Control SFP in Table 37 to objects based
on the following: the list of users as subjects and objects controlled under the
Common Access Control SFP in Table 37, and for each, the indicated security
attributes in Table 37.
FDP_ACF.1.2 The TSF shall enforce the following rules to determine if an operation among controlled
subjects and controlled objects is allowed: rules specified in the Common Access
Control SFP in Table 37 governing access among controlled users as subjects and
controlled objects using controlled operations on controlled objects.
FDP_ACF.1.3 The TSF shall explicitly authorise access of subjects to objects based on the following
additional rules:
• U.ADMINISTRATOR can delete any D.DOC without providing a Job PIN
or Job Encryption Password.
FDP_ACF.1.4 The TSF shall explicitly deny access of subjects to objects based on the following
additional rules: none.
TOE function access control functions (FDP_ACF.1-tfac)
FDP_ACF.1.1 The TSF shall enforce the TOE Function Access Control SFP to objects based on the
following: users and the following TOE functions and security attributes:
• Users: Control Panel users;
Functions: F.PRT, F.DSR, F.SMI;
Security attributes:
o User Role as defined by the user's Permission Set
o Association of a sign-in method to a Control Panel application
• Users: Network Client Computers, Administrative Computer;
Functions: F.DSR, F.PRT, F.SMI;
Security attributes:
o User Role as defined by the user's IPsec service templates.
Application Note: The " Allow users to choose alternate sign-in methods at the product
control panel" function affects the sign in processing behavior of Control Panel users,
but is considered a function instead of a security attribute and, thus, not listed under
"security attributes" above.
FDP_ACF.1.2 The TSF shall enforce the following rules to determine if an operation among controlled
subjects and controlled objects is allowed:
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• The user is explicitly authorized by U.ADMINISTRATOR to use a function
• A Network Client Computer that is authorized to use the TOE is
automatically authorized to use the functions F.DSR, F.PRT, F.SMI.
FDP_ACF.1.3 The TSF shall explicitly authorise access of subjects to objects based on the following
additional rules: the user acts in the role U.ADMINISTRATOR, none.
FDP_ACF.1.4 The TSF shall explicitly deny access of subjects to objects based on the following
additional rules: none.
Subset residual information protection (FDP_RIP.1)
FDP_RIP.1.1 The TSF shall ensure that any previous information content of a resource is made
unavailable upon the deallocation of the resource from the following objects: D.DOC,
none.
6.1.4 Identification and authentication (FIA)
Local Device sign in authentication failure handling (FIA_AFL.1)
FIA_AFL.1.1 The TSF shall detect when an administrator configurable positive integer within 3 to
10 unsuccessful authentication attempts occur related to the last successful
authentication for the indicated user identity for the following interfaces
• Control Panel
o Local Device Sign In
FIA_AFL.1.2 When the defined number of unsuccessful authentication attempts has been met, the TSF
shall lock the account.
Application Note: Multiple unsuccessful authentication attempts using the same authentication data are counted as
just one unsuccessful authentication attempt by the sign-in method.
Local user attribute definition (FIA_ATD.1)
FIA_ATD.1.1 The TSF shall maintain the following list of security attributes belonging to individual
users:
• Control Panel users:
o Local Device Sign In (Local Administrator account only)
▪ User Identifier: Display name
▪ User Role: Permission set
o Windows Sign In
▪ User Role: Permission set
o LDAP Sign In
▪ User Role: Permission set
• IPsec users:
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o User Identifier: IP address
o User Role: IPsec service template
Application Note: The LDAP and Windows Sign In method security attributes belonging to individual users are not
in FIA_ATD.1 because these attributes are "maintained" independently by the LDAP server and Windows domain
controller, respectively, which are part of the Operational Environment.
Verification of secrets (FIA_SOS.1)
FIA_SOS.1.1 The TSF shall provide a mechanism to verify that secrets meet the requirement: Job
PINs shall be 4 digits.
Timing of Control Panel authentication (FIA_UAU.1)
FIA_UAU.1.1 The TSF shall allow
• Viewing of Welcome screen
• Viewing of help information
• Viewing of device status information
• Changing language for the session
• Placing the device into sleep mode
• Viewing/printing of network connectivity status information
• Viewing/printing of HP Web Services status information
• Selection of Sign In
• Selection of sign-in method from Sign In screen
• Resetting of session
on behalf of the Control Panel user to be performed before the user is authenticated.
FIA_UAU.1.2 The TSF shall require each Control Panel user to be successfully authenticated before
allowing any other TSF-mediated actions on behalf of that user.
IPsec authentication before any action (FIA_UAU.2)
FIA_UAU.2.1 The TSF shall require each Network Client Computer, Administrative Computer, and
trusted IT product connection user to be successfully authenticated before allowing any
other TSF-mediated actions on behalf of that connection user.
Control Panel protected authentication feedback (FIA_UAU.7)
FIA_UAU.7.1 The TSF shall provide only dots (“⚫”) to users while the Control Panel authentication is
in progress.
Application Note: Job PINs and Job Encryption Passwords are not used for authentication, but the digits are
masked within dots (“⚫”) when entered.
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Timing of Control Panel identification (FIA_UID.1)
FIA_UID.1.1 The TSF shall allow
• Viewing of Welcome screen
• Viewing of help information
• Viewing of device status information
• Changing language for the session
• Placing the device into sleep mode
• Viewing/printing of network connectivity status information
• Viewing/printing of HP Web Services status information
• Selection of Sign In
• Selection of sign-in method from Sign In screen
• Resetting of session
on behalf of the Control Panel user to be performed before the user is identified.
FIA_UID.1.2 The TSF shall require each Control Panel user to be successfully identified before
allowing any other TSF-mediated actions on behalf of that user.
IPsec identification before any action (FIA_UID.2)
FIA_UID.2.1 The TSF shall require each Network Client Computer, Administrative Computer, and
trusted IT product connection user to be successfully identified before allowing any other
TSF-mediated actions on behalf of that connection user.
User-subject binding (FIA_USB.1)
FIA_USB.1.1 The TSF shall associate the following user security attributes with subjects acting on the
behalf of that user:
1. User Identifier
• Control Panel users:
o Local Device Sign In: Display name
o Windows Sign In: Windows username
o LDAP Sign In: LDAP username
• IPsec users:
o IP address
2. User Role
• Control Panel users:
o Local Device Sign In: Permission set
o Windows Sign In: Permission set
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o LDAP Sign In: Permission set
• IPsec users:
o IPsec service template
FIA_USB.1.2 The TSF shall enforce the following rules on the initial association of user security
attributes with subjects acting on behalf of users:
• If "Allow users to choose alternate sign-in methods at the product control
panel" is disabled, the Control Panel user's session Permission Set will be
reduced to exclude the permissions of applications whose sign-in method
does not match the sign-in method used by the user to sign in.
FIA_USB.1.3 The TSF shall enforce the following rules governing changes to the user security
attributes associated with the subjects acting on the behalf of users:
• None
6.1.5 Security management (FMT)
Management of security functions (FMT_MOF.1)
FMT_MOF.1.1 The TSF shall restrict the ability to perform the actions defined in Table 38 on the
functions defined in Table 38 to U.ADMINISTRATOR.
Table 38: Management of functions
Function(s) Action(s) Application note
Control Panel user
authorization
determine the behavior of,
modify the behavior of
The “Allow users to choose alternate sign-in methods at
the product control panel” function affects how the
TOE authorizes control panel users. When this function
is disabled, the sign-in method to application mappings
are enforced during control panel user authorization.
Windows Sign In disable,
enable,
determine the behavior of,
modify the behavior of
In the evaluated configuration, at least one external
authentication mechanism must be enabled.
LDAP Sign In disable,
enable,
determine the behavior of,
modify the behavior of
In the evaluated configuration, at least one external
authentication mechanism must be enabled.
Account lockout for
Local Administrator
account
disable,
enable,
determine the behavior of,
modify the behavior of
In the evaluated configuration, account lockout for the
Local Administrator account must be enabled.
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Function(s) Action(s) Application note
Inactivity Timeout for
Control Panel user
sign-in sessions
determine the behavior of,
modify the behavior of
In the evaluated configuration, the Control Panel
Inactivity Timeout must be set to value in the range of
10-60 seconds.
Enhanced security
event logging
disable,
enable,
determine the behavior of
In the evaluated configuration, enhanced security event
logging must be enabled.
IPsec disable,
enable,
determine the behavior of,
modify the behavior of
In the evaluated configuration, IPsec must be enabled.
Management of security attributes (FMT_MSA.1)
FMT_MSA.1.1 The TSF shall enforce the Common Access Control SFP in Table 39 and TOE
Function Access Control SFP to restrict the ability to perform the operations defined
in Table 39 on the security attributes defined in Table 39 to U.ADMINISTRATOR.
Table 39: Management of security attributes
Security attributes(s) Operation(s) Application note
User Identifier
Custom IPsec address template query,
create,
modify,
delete
The TOE provides the capability to
create custom IPsec address
templates. A custom IPsec address
template defines two or more IP
addresses for which the address
template is to apply.
Role
Built-in Device Administrator
permission set
query The TOE contains a built-in Device
Administrator permission set that
cannot be renamed or deleted.
In the evaluated configuration,
U.ADMINISRATOR users must be
granted the Device Administrator
permission set.
Built-in Device User permission set query The TOE contains a built-in Device
User permission set that cannot be
renamed or deleted.
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Security attributes(s) Operation(s) Application note
In the evaluated configuration,
U.NORMAL users must be granted
either the built-in Device User
permission set or a custom
permission set (if any exist).
Custom permission set query,
create,
modify,
delete
The TOE provides the capability to
create custom permission sets. A
custom permission set can be
renamed or deleted.
In the evaluated configuration,
U.NORMAL users must be granted
either the built-in Device User
permission set or a custom
permission set (if any exist).
Permissions associated with built-in
Device Administrator permission set
query The built-in Device Administrator
permission set has all permissions
enabled. The permissions associated
with the Device Administrator
permission set cannot be disabled.
Permissions associated with built-in
Device User permission set
query,
enable,
disable
The permissions associated with the
built-in Device User permission set
can be enabled or disabled.
In the evaluated configuration, the
built-in Device User permission set
must have all administrative
permissions disabled.
Permissions associated with a
custom permission set
query,
enable,
disable
The permissions associated with a
custom permission set can be
enabled or disabled.
In the evaluated configuration, any
custom permission sets created
must have all administrative
permissions disabled.
Built-in All Services IPsec template query The TOE contains a built-in All
Services IPsec template. The built-
in All Services IPsec template
cannot be renamed or deleted.
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Security attributes(s) Operation(s) Application note
In the evaluated configuration,
built-in All Services IPsec template
must be granted to the
Administrative Computer
(U.ADMINISTRATOR).
Custom IPsec service template query,
create,
delete,
modify
The TOE provides the capability to
create custom IPsec service
templates.
In the evaluated configuration, two
custom IPsec service templates
must be created:
One custom IPsec service template
for Network Client Computers
(U.NORMAL).
One custom IPsec service template
for trusted IT products.
Network services associated with
built-in All Services IPsec template
query The built-in All Services IPsec
template has all network services
enabled. Network services
associated with the built-in All
Services IPsec template cannot be
disabled.
Network services associated with a
custom IPsec services template
query,
enable,
disable
Network services associated with a
custom IPsec services template can
be enabled or disabled.
In the evaluated configuration;
The custom IPsec service template
for Network Client Computers
(U.NORMAL) must only have the
P9100 services enabled.
The custom IPsec service template
for trusted IT products must only
have those network services (e.g.
SMTP) required for the TOE to
establish an IPsec connection with
the trusted IT products to either
send data to them or request data
from them. The custom IPsec
service template must not contain
any network services that allow
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Security attributes(s) Operation(s) Application note
trusted IT products to initiate a
connection to the TOE.
Management of TSF data (FMT_MTD.1)
FMT_MTD.1.1 The TSF shall restrict the ability to perform the operations defined in Table 40 on the
TSF Data defined in Table 40 to U.ADMINISTRATOR.
Table 40: Management of TSF data
TSF Data Operation(s) Application note
Device Administrator
Password
query,
set,
modify,
clear
In the evaluated configuration, the Device Administrator
Password must be set.
The query operation reads the status (set or not set) of the Device
Administrator Password and not the value of the Device
Administrator Password.
CA certificates query,
install,
delete,
export
<none>
Identity certificates query,
install,
delete,
export
In the evaluated configuration, an identity certificate with private
key that is generated outside the TOE must be imported into the
TOE’s certificate store.
The query operation does not allow reading of the private key
associated with an identity certificate.
If the private key associated with an identity certificate is marked
as non-exportable, the export operation will export an identity
certificate without its associated private key.
Network identity
certificate
query,
modify
The query operation does not allow reading of the private key
associated with the network identity certificate.
Specification of management functions (FMT_SMF.1)
FMT_SMF.1.1 The TSF shall be capable of performing the following management functions:
• Management of Control Panel user authorization (FMT_MOF.1)
• Management of Windows Sign In (FMT_MOF.1)
• Management of LDAP Sign In (FMT_MOF.1)
• Management of account lockout policy for Local Administrator account
(FMT_MOF.1)
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• Management of Inactivity Timeout for Control Panel sign-in sessions
(FMT_MOF.1)
• Management of enhanced security event logging (FMT_MOF.1)
• Management of IPsec (FMT_MOF.1)
• Management of IPsec address templates (FMT_MSA.1)
• Management of permission sets (FMT_MSA.1)
• Management of permissions associated with permission sets (FMT_MSA.1)
• Management of IPsec service templates (FMT_MSA.1)
• Management of Device Administrator Password (FMT_MTD.1)
• Management of CA certificates (FMT_MTD.1)
• Management of identity certificates (FMT_MTD.1)
• Management of network identity certificate (FMT_MTD.1)
Security roles (FMT_SMR.1)
FMT_SMR.1.1 The TSF shall maintain the roles U.ADMINISTRATOR, U.NORMAL.
FMT_SMR.1.2 The TSF shall be able to associate users with roles.
6.1.6 Protection of the TSF (FPT)
Restricted forwarding of data to external interfaces (FPT_FDI_EXP.1)
FPT_FDI_EXP.1.1 The TSF shall provide the capability to restrict data received on any external Interface
from being forwarded without further processing by the TSF to any Shared-medium
Interface.
Reliable time stamps (FPT_STM.1)
FPT_STM.1.1 The TSF shall be able to provide reliable time stamps.
TSF testing (FPT_TST.1)
FPT_TST.1.1 The TSF shall run a suite of self tests at the request of the authorised user to
demonstrate the correct operation of
• System Clock - Timestamp verification
• LDAP Sign In - LDAP Settings verification
• Windows Sign In (via Kerberos) - Windows Settings verification
FPT_TST.1.2 The TSF shall provide authorised users with the capability to verify the integrity of
• Device Administrator Password
• Windows Sign In settings
• LDAP Sign In settings
• Permission sets
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• Permissions associated with permission sets
• Network user to permission set relationships
• Network group to permission set relationships
• “Allow users to choose alternate sign-in methods at the product control
panel” function enable/disable setting
FPT_TST.1.3 The TSF shall provide authorised users with the capability to verify the integrity of
stored TSF executable code.
6.1.7 TOE access (FTA)
TSF-initiated termination of Control Panel sign-in session (FTA_SSL.3)
FTA_SSL.3.1 The TSF shall terminate an interactive Control Panel sign-in session after a an
administrator-configurable amount of user inactivity.
6.1.8 Trusted path/channels (FTP)
Inter-TSF trusted channel (FTP_ITC.1)
FTP_ITC.1.1 The TSF shall provide a communication channel between itself and another trusted IT
product that is logically distinct from other communication channels and provides assured
identification of its end points and protection of the channel communicated data from
modification or disclosure.
FTP_ITC.1.2 The TSF shall permit the TSF, another trusted IT product to initiate communication
via the trusted channel.
FTP_ITC.1.3 The TSF shall initiate communication via the trusted channel for communication of
D.DOC, D.FUNC, D.PROT, and D.CONF over any Shared-medium Interface.
6.2 Security Functional Requirements Rationale
6.2.1 Coverage
The following table provides a mapping of SFR to the security objectives, showing that each security functional
requirement addresses at least one security objective.
Table 41: Mapping of security functional requirements to security objectives
Security functional requirements Objectives
FAU_GEN.1 O.AUDIT.LOGGED
FAU_GEN.2 O.AUDIT.LOGGED
FCS_CKM.1-ipsec O.CONF.NO_ALT,
O.CONF.NO_DIS,
O.DOC.NO_ALT,
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Security functional requirements Objectives
O.DOC.NO_DIS,
O.FUNC.NO_ALT,
O.PROT.NO_ALT
FCS_CKM.1-job O.DOC.NO_ALT,
O.DOC.NO_DIS,
O.FUNC.NO_ALT
FCS_CKM.2 O.CONF.NO_ALT,
O.CONF.NO_DIS,
O.DOC.NO_ALT,
O.DOC.NO_DIS,
O.FUNC.NO_ALT,
O.PROT.NO_ALT
FCS_COP.1-ipsec O.CONF.NO_ALT,
O.CONF.NO_DIS,
O.DOC.NO_ALT,
O.DOC.NO_DIS,
O.FUNC.NO_ALT,
O.PROT.NO_ALT
FCS_COP.1-job O.DOC.NO_ALT,
O.DOC.NO_DIS,
O.FUNC.NO_ALT
FCS_COP.1-tst O.SOFTWARE.VERIFIED
FCS_RBG_EXT.1 O.CONF.NO_ALT,
O.CONF.NO_DIS,
O.DOC.NO_ALT,
O.DOC.NO_DIS,
O.FUNC.NO_ALT,
O.PROT.NO_ALT
FDP_ACC.1-cac O.DOC.NO_ALT,
O.DOC.NO_DIS,
O.FUNC.NO_ALT
FDP_ACC.1-tfac O.USER.AUTHORIZED
FDP_ACF.1-cac O.DOC.NO_ALT,
O.DOC.NO_DIS,
O.FUNC.NO_ALT
FDP_ACF.1-tfac O.USER.AUTHORIZED
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Security functional requirements Objectives
FDP_RIP.1 O.DOC.NO_DIS
FIA_AFL.1 O.USER.AUTHORIZED
FIA_ATD.1 O.USER.AUTHORIZED
FIA_SOS.1 O.USER.AUTHORIZED
FIA_UAU.1 O.INTERFACE.MANAGED,
O.USER.AUTHORIZED
FIA_UAU.2 O.INTERFACE.MANAGED,
O.USER.AUTHORIZED
FIA_UAU.7 O.CONF.NO_DIS
FIA_UID.1 O.AUDIT.LOGGED,
O.CONF.NO_ALT,
O.CONF.NO_DIS,
O.DOC.NO_ALT,
O.DOC.NO_DIS,
O.FUNC.NO_ALT,
O.INTERFACE.MANAGED,
O.PROT.NO_ALT,
O.USER.AUTHORIZED
FIA_UID.2 O.AUDIT.LOGGED,
O.CONF.NO_ALT,
O.CONF.NO_DIS,
O.DOC.NO_ALT,
O.DOC.NO_DIS,
O.FUNC.NO_ALT,
O.INTERFACE.MANAGED,
O.PROT.NO_ALT,
O.USER.AUTHORIZED
FIA_USB.1 O.USER.AUTHORIZED
FMT_MOF.1 O.PROT.NO_ALT
FMT_MSA.1 O.DOC.NO_ALT,
O.DOC.NO_DIS,
O.FUNC.NO_ALT,
O.USER.AUTHORIZED
FMT_MTD.1 O.CONF.NO_ALT,
O.CONF.NO_DIS,
O.PROT.NO_ALT
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Security functional requirements Objectives
FMT_SMF.1 O.CONF.NO_ALT,
O.CONF.NO_DIS,
O.DOC.NO_ALT,
O.DOC.NO_DIS,
O.FUNC.NO_ALT,
O.PROT.NO_ALT
FMT_SMR.1 O.CONF.NO_ALT,
O.CONF.NO_DIS,
O.DOC.NO_ALT,
O.DOC.NO_DIS,
O.FUNC.NO_ALT,
O.PROT.NO_ALT,
O.USER.AUTHORIZED
FPT_FDI_EXP.1 O.INTERFACE.MANAGED
FPT_STM.1 O.AUDIT.LOGGED
FPT_TST.1 O.SOFTWARE.VERIFIED
FTA_SSL.3 O.INTERFACE.MANAGED,
O.USER.AUTHORIZED
FTP_ITC.1 O.CONF.NO_ALT,
O.CONF.NO_DIS,
O.DOC.NO_ALT,
O.DOC.NO_DIS,
O.FUNC.NO_ALT,
O.PROT.NO_ALT
6.2.2 Sufficiency
The following rationale provides justification for each security objective for the TOE, showing that the security
functional requirements are suitable to meet and achieve the security objectives:
Table 42: Security objectives for the TOE rationale
Security objectives Rationale
O.AUDIT.LOGGED The objective:
• The TOE shall create and maintain a log of TOE use and security-
relevant events, and prevent its unauthorized disclosure or alteration.
is met by:
• FAU_GEN.1 which enforces audit policies by requiring logging of
relevant events.
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Security objectives Rationale
• FAU_GEN.2 which enforces audit policies by requiring logging of
information associated with audited events.
• FIA_UID.1 and FIA_UID.2 which support audit policies by
associating user identity with events
• FPT_STM.1 which supports audit policies by requiring time stamps
associated with events.
O.CONF.NO_ALT The objective:
• The TOE shall protect TSF Confidential Data from unauthorized
alteration.
is met by:
• FCS_CKM.1-ipsec which specifies the type of cryptographic keys
generated for IPsec key establishment.
• FCS_CKM.2 which specifies the cryptographic key establishment
methods used by IKEv1 and IKEv2 in IPsec to create a channel that
detects unauthorized modification.
• FCS_COP.1-ipsec which specifies the SHA and HMAC cryptographic
algorithms used by IPsec to detect unauthorized modification.
• FCS_RBG_EXT.1 which specifies the random bit generation used by
IPsec.
• FIA_UID.1 and FIA_UID.2 which support access control and security
roles by requiring user identification.
• FMT_MTD.1 which enforce protection by restricting access.
• FMT_SMF.1 which supports control of security attributes by requiring
functions to control attributes.
• FMT_SMR.1 which supports control of security attributes by
requiring security roles.
• FTP_ITC.1 which enforces protection by requiring the use of trusted
channels for communication of data over Shared-medium Interfaces.
O.CONF.NO_DIS The objective:
• The TOE shall protect TSF Confidential Data from unauthorized
disclosure.
is met by:
• FCS_CKM.1-ipsec which specifies the type of cryptographic keys
generated for IPsec key establishment.
• FCS_CKM.2 which specifies the cryptographic key establishment
methods used by IKEv1 and IKEv2 in IPsec to create a channel
protected from unauthorized disclosure.
• FCS_COP.1-ipsec which specifies the RSA signature generation and
verification along with the AES and HMAC cryptographic algorithms
used by IPsec to help prevent unauthorized disclosure.
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Security objectives Rationale
• FCS_RBG_EXT.1 which specifies the random bit generation used by
IPsec.
• FIA_UAU.7 which masks the display of certain passwords and PINs
during authentication.
• FIA_UID.1 and FIA_UID.2 which support access control and security
roles by requiring user identification.
• FMT_MTD.1 which enforce protection by restricting access.
• FMT_SMF.1 which supports control of security attributes by requiring
functions to control attributes.
• FMT_SMR.1 which supports control of security attributes by
requiring security roles.
• FTP_ITC.1 which enforces protection by requiring the use of trusted
channels for communication of data over Shared-medium Interfaces.
O.DOC.NO_ALT The objective:
• The TOE shall protect User Document Data from unauthorized
alteration.
is met by:
• FCS_CKM.1-ipsec which specifies the type of cryptographic keys
generated for IPsec key establishment.
• FCS_CKM.1-job which specifies the PBKDF2 with HMAC-SHA256
used by the TOE to process encrypted stored print jobs.
• FCS_CKM.2 which specifies the cryptographic key establishment
methods used by IKEv1 and IKEv2 in IPsec to create a channel that
detects unauthorized modification.
• FCS_COP.1-ipsec which specifies the SHA and HMAC cryptographic
algorithms used by IPsec to detect unauthorized modification.
• FCS_COP.1-job which specifies the SHA and HMAC cryptographic
algorithms used by the TOE to unlock encrypted stored print jobs and
the AES decryption cryptographic algorithm used by the TOE to
decrypt encrypted stored print jobs.
• FCS_RBG_EXT.1 which specifies the random bit generation used by
IPsec.
• FDP_ACC.1-cac which enforces protection by establishing an access
control policy.
• FDP_ACF.1-cac which supports access control policy by providing
access control function.
• FIA_UID.1 and FIA_UID.2 which support access control and security
roles by requiring user identification.
• FMT_MSA.1 which supports access control function by enforcing
control of security attributes.
• FMT_SMF.1 which supports control of security attributes by requiring
functions to control attributes.
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Security objectives Rationale
• FMT_SMR.1 which supports control of security attributes by
requiring security roles.
• FTP_ITC.1 which enforces protection by requiring the use of trusted
channels for communication of data over Shared-medium Interfaces.
O.DOC.NO_DIS The objective:
• The TOE shall protect User Document Data from unauthorized
disclosure.
is met by:
• FCS_CKM.1-ipsec which specifies the type of cryptographic keys
generated for IPsec key establishment.
• FCS_CKM.1-job which specifies the PBKDF2 with HMAC-SHA256
used by the TOE to process encrypted stored print jobs.
• FCS_CKM.2 which specifies the cryptographic key establishment
methods used by IKEv1 and IKEv2 in IPsec to create a channel
protected from unauthorized disclosure.
• FCS_COP.1-ipsec which specifies the RSA signature generation and
verification along with the AES and HMAC cryptographic algorithms
used by IPsec to help prevent unauthorized disclosure.
• FCS_COP.1-job which specifies the SHA and HMAC cryptographic
algorithms used by the TOE to unlock encrypted stored print jobs and
the AES decryption cryptographic algorithm used by the TOE to
decrypt encrypted stored print jobs.
• FCS_RBG_EXT.1 which specifies the random bit generation used by
IPsec.
• FDP_ACC.1-cac which enforces protection by establishing an access
control policy.
• FDP_ACF.1-cac which supports access control policy by providing
access control function.
• FDP_RIP.1 which enforces protection by making residual data
unavailable.
• FIA_UID.1 and FIA_UID.2 which support access control and security
roles by requiring user identification.
• FMT_MSA.1 which supports access control function by enforcing
control of security attributes.
• FMT_SMF.1 which supports control of security attributes by requiring
functions to control attributes.
• FMT_SMR.1 which supports control of security attributes by
requiring security roles.
• FTP_ITC.1 which enforces protection by requiring the use of trusted
channels for communication of data over Shared-medium Interfaces.
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Security objectives Rationale
O.FUNC.NO_ALT The objective:
• The TOE shall protect User Function Data from unauthorized
alteration.
is met by:
• FCS_CKM.1-ipsec which specifies the type of cryptographic keys
generated for IPsec key establishment.
• FCS_CKM.1-job which specifies the PBKDF2 with HMAC-SHA256
used by the TOE to process encrypted stored print jobs.
• FCS_CKM.2 which specifies the cryptographic key establishment
methods used by IKEv1 and IKEv2 in IPsec to create a channel that
detects unauthorized modification.
• FCS_COP.1-ipsec which specifies the SHA and HMAC cryptographic
algorithms used by IPsec to detect unauthorized modification.
• FCS_COP.1-job which specifies the SHA and HMAC cryptographic
algorithms used by the TOE to unlock encrypted stored print jobs and
the AES decryption cryptographic algorithm used by the TOE to
decrypt encrypted stored print jobs.
• FCS_RBG_EXT.1 which specifies the random bit generation used by
IPsec.
• FDP_ACC.1-cac which enforces protection by establishing an access
control policy.
• FDP_ACF.1-cac which supports access control policy by providing
access control function.
• FIA_UID.1 and FIA_UID.2 which support access control and security
roles by requiring user identification.
• FMT_MSA.1 which supports access control function by enforcing
control of security attributes.
• FMT_SMF.1 which supports control of security attributes by requiring
functions to control attributes.
• FMT_SMR.1 which supports control of security attributes by
requiring security roles.
• FTP_ITC.1 which enforces protection by requiring the use of trusted
channels for communication of data over Shared-medium Interfaces.
O.INTERFACE.MANAGED The objective:
• The TOE shall manage the operation of external interfaces in
accordance with security policies.
is met by:
• FIA_UAU.1 and FIA_UAU.2 which enforce management of external
interfaces by requiring user authentication.
• FIA_UID.1 and FIA_UID.2 which enforce management of external
interfaces by requiring user identification.
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Security objectives Rationale
• FPT_FDI_EXP.1 which enforces management of external interfaces
by requiring (as needed) administrator control of data transmission
from external Interfaces to Shared-medium Interfaces.
• FTA_SSL.3 which enforces management of external interfaces by
terminating inactive sessions.
O.PROT.NO_ALT The objective:
• The TOE shall protect TSF Protected Data from unauthorized
alteration.
is met by:
• FCS_CKM.1-ipsec which specifies the type of cryptographic keys
generated for IPsec key establishment.
• FCS_CKM.2 which specifies the cryptographic key establishment
methods used by IKEv1 and IKEv2 in IPsec to create a channel that
detects unauthorized modification.
• FCS_COP.1-ipsec which specifies the SHA and HMAC cryptographic
algorithms used by IPsec to detect unauthorized modification.
• FCS_RBG_EXT.1 which specifies the random bit generation used by
IPsec.
• FIA_UID.1 and FIA_UID.2 which support access control and security
roles by requiring user identification.
• FMT_MOF.1 which specifies the roles that can manage the security
functions.
• FMT_MTD.1 which enforce protection by restricting access.
• FMT_SMF.1 which supports control of security attributes by requiring
functions to control attributes.
• FMT_SMR.1 which supports control of security attributes by
requiring security roles.
• FTP_ITC.1 which enforces protection by requiring the use of trusted
channels for communication of data over Shared-medium Interfaces.
O.SOFTWARE.VERIFIED The objective:
• The TOE shall provide procedures to self-verify executable code in
the TSF.
is met by:
• FPT_TST.1 which enforces verification of software by requiring the
TOE include self-tests.
• FCS_COP.1-tst which specifies the SHA cryptographic algorithm
used for TSF self-testing.
O.USER.AUTHORIZED The objective:
• The TOE shall require identification and authentication of Users, and
shall ensure that Users are authorized in accordance with security
policies before allowing them to use the TOE.
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Security objectives Rationale
is met by:
• FDP_ACC.1-tfac which enforces authorization by establishing an
access control policy.
• FDP_ACF.1-tfac which supports access control policy by providing
access control function.
• FIA_AFL.1 which locks Device Administrator account (a.k.a. Local
Administrator account) after an administrator configurable positive
integer of unsuccessful Control Panel authentication attempts via
Local Device Sign In method.
• FIA_ATD.1 which supports authorization by associating security
attributes with users.
• FIA_SOS.1 which specifies the password/PIN strength of certain
authentication mechanisms.
• FIA_UAU.1 and FIA_UAU.2 which enforce authorization by
requiring user authentication.
• FIA_UID.1 and FIA_UID.2 which enforce authorization by requiring
user identification.
• FIA_USB.1 which enforces authorization by distinguishing subject
security attributes associated with User Roles.
• FMT_MSA.1 which support access control function by enforcing
control of security attributes.
• FMT_SMR.1 which supports authorization by requiring security roles.
• FTA_SSL.3 which enforces authorization by terminating inactive
sessions.
6.2.3 Security requirements dependency analysis
The following table demonstrates the dependencies of SFRs modeled in CC Part 2 and how the SFRs for the TOE
resolve those dependencies:
Table 43: TOE SFR dependency analysis
Security functional requirement Dependencies Resolution
FAU_GEN.1 FPT_STM.1 FPT_STM.1
FAU_GEN.2 FAU_GEN.1 FAU_GEN.1
FIA_UID.1 FIA_UID.1
FCS_CKM.1-ipsec [FCS_CKM.2 or
FCS_COP.1]
FCS_CKM.2
FCS_COP.1-ipsec
FCS_CKM.4 This dependency is unresolved. The generated
keys are not formally destroyed. The object
reuse mechanisms of the operating system
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Security functional requirement Dependencies Resolution
prevent their use except in the intended
context.
FCS_CKM.1-job [FCS_CKM.2 or
FCS_COP.1]
FCS_COP.1-job
FCS_CKM.4 This dependency is unresolved. The derived
keys are not formally destroyed. The object
reuse mechanisms of the operating system
prevent their use except in the intended
context.
FCS_CKM.2 [FDP_ITC.1 or
FDP_ITC.2 or
FCS_CKM.1]
FCS_CKM.1-ipsec
FCS_CKM.4 This dependency is unresolved. The derived
keys are not formally destroyed. The object
reuse mechanisms of the operating system
prevent their use except in the intended
context.
FCS_COP.1-ipsec [FDP_ITC.1 or
FDP_ITC.2 or
FCS_CKM.1]
This dependency is unresolved. The RSA keys
used by the TOE for IPsec authentication are
generated outside the TOE in the operational
environment and imported into the TOE. The
IPsec session keys are generated by
FCS_CKM.2.
FCS_CKM.4 This dependency is unresolved. The keys used
for encryption, decryption, and data
authentication are not formally destroyed. The
object reuse mechanisms in the operating
system prevent their use except in the intended
context.
FCS_COP.1-job [FDP_ITC.1 or
FDP_ITC.2 or
FCS_CKM.1]
FCS_CKM.1-job
FCS_CKM.4 This dependency is unresolved. The derived
keys are not formally destroyed. The object
reuse mechanisms of the operating system
prevent their use except in the intended
context.
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Security functional requirement Dependencies Resolution
FCS_COP.1-tst [FDP_ITC.1 or
FDP_ITC.2 or
FCS_CKM.1]
This dependency is unresolved. There are no
keys generated for or used by this hash
algorithm.
FCS_CKM.4 This dependency is unresolved. There are no
keys used by this hash algorithm, thus, there
are no keys to destroy.
FCS_RBG_EXT.1 No dependencies
FDP_ACC.1-cac FDP_ACF.1 FDP_ACF.1-cac
FDP_ACC.1-tfac FDP_ACF.1 FDP_ACF.1-tfac
FDP_ACF.1-cac FDP_ACC.1 FDP_ACC.1-cac
FMT_MSA.3 This dependency is unresolved. The Job PIN,
Job Encryption Password, and Permission Sets
do not have default values and do not allow for
the specification of alternative initial values.
FDP_ACF.1-tfac FDP_ACC.1 FDP_ACC.1-tfac
FMT_MSA.3 This dependency is unresolved. The IP service
templates, associations of sign-in method to a
Control Panel application, and Permission Sets
do not have default values and do not allow for
the specification of alternative initial values.
FDP_RIP.1 No dependencies.
FIA_AFL.1 FIA_UAU.1 FIA_UAU.1
FIA_ATD.1 No dependencies.
FIA_SOS.1 No dependencies.
FIA_UAU.1 FIA_UID.1 FIA_UID.1
FIA_UAU.2 FIA_UID.1 FIA_UID.2
FIA_UAU.7 FIA_UAU.1 FIA_UAU.1
FIA_UID.1 No dependencies.
FIA_UID.2 No dependencies.
FIA_USB.1 FIA_ATD.1 FIA_ATD.1
FMT_MOF.1 FMT_SMR.1 FMT_SMR.1
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Security functional requirement Dependencies Resolution
FMT_SMF.1 FMT_SMF.1
FMT_MSA.1 [FDP_ACC.1 or
FDP_IFC.1]
FDP_ACC.1-cac
FDP_ACC.1-tfac
FMT_SMR.1 FMT_SMR.1
FMT_SMF.1 FMT_SMF.1
FMT_MTD.1 FMT_SMR.1 FMT_SMR.1
FMT_SMF.1 FMT_SMF.1
FMT_SMF.1 No dependencies.
FMT_SMR.1 FIA_UID.1 FIA_UID.1
FPT_FDI_EXP.1 FMT_SMR.1 FMT_SMR.1
FMT_SMF.1 FMT_SMF.1
FPT_STM.1 No dependencies.
FPT_TST.1 No dependencies.
FTA_SSL.3 No dependencies.
FTP_ITC.1 No dependencies.
6.3 Security Assurance Requirements
The security assurance requirements for the TOE are the Evaluation Assurance Level 3 components as specified in
[CC] part 3, augmented by ALC_FLR.2.
The following table shows the Security assurance requirements, and the operations performed on the components
according to CC part 3: iteration (Iter.), refinement (Ref.), assignment (Ass.) and selection (Sel.).
Table 44: Security assurance requirements
Security
assurance class
Security assurance requirement Source
Operations
Iter. Ref. Ass. Sel.
ADV
Development
ADV_ARC.1 Security architecture description CC Part 3 No No No No
ADV_FSP.3 Functional specification with
complete summary
CC Part 3 No No No No
ADV_TDS.2 Architectural design CC Part 3 No No No No
AGD_OPE.1 Operational user guidance CC Part 3 No No No No
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Security
assurance class
Security assurance requirement Source
Operations
Iter. Ref. Ass. Sel.
AGD Guidance
documents
AGD_PRE.1 Preparative procedures CC Part 3 No No No No
ALC Life-cycle
support
ALC_CMC.3 Authorisation controls CC Part 3 No No No No
ALC_CMS.3 Implementation representation CM
coverage
CC Part 3 No No No No
ALC_DEL.1 Delivery procedures CC Part 3 No No No No
ALC_DVS.1 Identification of security measures CC Part 3 No No No No
ALC_FLR.2 Flaw reporting procedures CC Part 3 No No No No
ALC_LCD.1 Developer defined life-cycle model CC Part 3 No No No No
ASE Security
Target evaluation
ASE_INT.1 ST introduction CC Part 3 No No No No
ASE_CCL.1 Conformance claims CC Part 3 No No No No
ASE_SPD.1 Security problem definition CC Part 3 No No No No
ASE_OBJ.2 Security objectives CC Part 3 No No No No
ASE_ECD.1 Extended components definition CC Part 3 No No No No
ASE_REQ.2 Derived security requirements CC Part 3 No No No No
ASE_TSS.1 TOE summary specification CC Part 3 No No No No
ATE Tests ATE_COV.2 Analysis of coverage CC Part 3 No No No No
ATE_DPT.1 Testing: basic design CC Part 3 No No No No
ATE_FUN.1 Functional testing CC Part 3 No No No No
ATE_IND.2 Independent testing - sample CC Part 3 No No No No
AVA
Vulnerability
assessment
AVA_VAN.2 Vulnerability analysis CC Part 3 No No No No
6.4 Security Assurance Requirements Rationale
The evaluation assurance level has been chosen to match a Basic attack potential commensurate with the threat
environment that is experienced by typical consumers of the TOE and commensurate with [PP2600.1]. In addition,
the evaluation assurance level has been augmented with ALC_FLR.2 commensurate with the augmented flaw
remediation capabilities offered by the developer beyond those required by the evaluation assurance level and
commensurate with [PP2600.1].
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7 TOE Summary Specification
7.1 TOE Security Functionality
The following section explains how the security functions are implemented by the TOE. The different TOE security
functions cover the various SFR classes.
The primary security features of the TOE are:
• Auditing
• Cryptography
• Identification and authentication
• Data protection and access control
• Protection of the TSF
• TOE access protection
• Trusted channel communication and certificate management
• User and access management
7.1.1 Auditing
The TOE performs auditing of security-relevant functions. The TOE connects and sends audit records to a syslog
server (part of the Operational Environment) for long-term storage and audit review. The records sent to the syslog
server by the TOE are only those generated by the TOE while the syslog server has an established connection with
the TOE. If the connection between the TOE and syslog server breaks and is later reestablished, only records
generated by the TOE after the connection is reestablished are sent to the syslog server.
To generate the proper set of audit events, the TOE's enhanced security event logging must be enabled.
The complete audit record format and audit record details are provided in the [CCECG] in chapter 7 Enhanced
security event logging messages in section Syslog messages. The [CCECG] groups the events into event categories
in the section Syslog messages.
The following table provides a mapping of the [CCECG] event categories to the events defined in FAU_GEN.1.
(The ST author's intent is to not consume 30 pages of the ST by repeating the audit events listed in the [CCECG],
but to refer the ST reader to the appropriate category of events in the [CCECG] that map to the events defined in
FAU_GEN.1.).
Table 45: TOE audit records
Auditable event CCECG “Syslog messages” category and records
Start-up and shutdown of the audit
functions
Enhanced security event logging:
• Auditing was started during boot up
• Auditing was stopped via the EWS
• Auditing was restarted via the EWS
Job completion Job completion:
• Save to Device Memory job completion
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Auditable event CCECG “Syslog messages” category and records
• Retrieve from Device Memory job completion (Print from job
storage)
• Job Notification completion
• Print job completion
Both successful and unsuccessful
use of the authentication
mechanism
Control panel sign in (Local Device):
• Sign in using the Local Device sign-in method successful for the
specified user
• Sign in using the Local Device sign-in method failed
Control panel sign in (Windows):
• Sign in using the Windows sign-in method successful for the
specified user
• Sign in using the Windows sign-in method failed for the specified
user
Control panel sign in (LDAP):
• Sign in using the LDAP sign-in method successful for the specified
user
• Sign in using the LDAP sign-in method failed for the specified
user
Both successful and unsuccessful
use of the identification mechanism
Same categories and records as the "Both successful and unsuccessful use
of the authentication mechanism" auditable events
Use of the management functions Device administrator password:
• Device Administrator Password modified
Windows Sign In:
• Windows Sign In enabled
• Windows Sign In disabled
• Windows Sign In configuration modified
LDAP Sign In:
• LDAP Sign In enabled
• LDAP Sign In disabled
• LDAP Sign In configuration modified
Allow users to choose alternate sign-in methods at the product control
panel:
• Sign In and Permission Policy settings modified
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Auditable event CCECG “Syslog messages” category and records
Account lockout policy for device administrator account:
• Account Lockout Policy enabled
• Account Lockout Policy disabled
• Account Lockout Policy setting modified
Control panel inactivity timeout:
• Control Panel Inactivity Timeout Changed
Custom permission sets:
• Permission Set added
• Permission Set copied
• Permission Set deleted
Permissions associated with permission sets:
• Permission Set modified
CA certificates:
• Device CA certificate installed
• Device CA certificate deleted
Identity certificates:
• Device Identity certificate and private key installed
• Device Identity certificate for network identity selected
• Device Identity certificate deleted
IPsec address templates:
• IPsec address policy added
• IPsec address policy modified
• IPsec address policy deleted
IPsec service templates:
• IPsec service policy added
• IPsec service policy modified
• IPsec service policy deleted
Modifications to the group of users
that are part of a role
Network user to permission set relationships:
• User to Permission Set Relationship added
• User to Permission Set Relationship deleted
Network group to permission set relationships:
• Group to Permission Set Relationship added
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Auditable event CCECG “Syslog messages” category and records
• Group to Permission Set Relationship deleted
IPsec rules:
• IPsec rule added
• IPsec rule deleted
• IPsec rule enabled
• IPsec rule disabled
• IPsec rule position changed
Changes to the time System time:
• System time changed
Failure of the trusted channel
functions
IKEv1 phase 1 negotiations:
• IKEv1 phase 1 negotiation failed initiated by the client computer
• IKEv1 phase 1 negotiation failed initiated by the local device
(TOE)
IKEv1 phase 2 negotiations:
• IKEv1 phase 2 negotiation failed initiated by the client computer
• IKEv1 phase 2 negotiation failed initiated by the local device
(TOE)
IKEv2 phase 1 negotiations:
• IKEv2 phase 1 negotiation failed initiated by the client computer
• IKEv2 phase 1 negotiation failed initiated by the local device
(TOE)
IKEv2 phase 2 negotiations:
• IKEv2 phase 2 negotiation failed initiated by the client computer
• IKEv2 phase 2 negotiation failed initiated by the local device
(TOE)
IPsec ESP:
• IPsec using ESP failed
Termination of an interactive
session by the session termination
mechanism
Control panel user sign out:
• Control Panel session terminated
Each audit record includes the date and time of the event, type of event, subject identity (if applicable), and the
outcome (success or failure) of the event.
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The subject identity used in the audit record is formed in the following manner. For Local Device Sign In, the
subject's identity contains the user's Display Name prefixed with "LOCAL\". For LDAP Sign In, the subject's
identity contains the user's LDAP user name prefixed with either the LDAP server's host name or IP address then a
"\". For Windows Sign In, the subject's identity contains the user's Windows domain name and Windows user name
separated by a "\". For IPsec, the subject's identity is the user's IP address.
The time source used for the audit record timestamps is discussed in section 7.1.5.3.
This section maps to the following SFRs:
• FAU_GEN.1
• FAU_GEN.2
7.1.2 Cryptography
The TOE uses IPsec to protect its communications channels. The QuickSec cryptographic library is used to supply
the cryptographic algorithms for IKE, and the Linux Kernel Crypto API is used to supply the cryptographic
algorithms for IPsec. See section 7.1.7 for more information.
The TOE supports the decrypting of an encrypted stored print job. To decrypt an encrypted stored print job, the TOE
derives a key from a Job Encryption Password and unlocks the decryption key using the derived key. The TOE then
decrypts the encrypted stored print job using the decryption key. The key derivation code and the decryption code
used by the TOE is included in the TOE. See section 7.1.4.3 for more information.
The TOE’s on-demand Data Integrity Test uses the SHA-256 algorithm to verify the integrity of specific TSF Data.
The OpenSSL 1.1.1b library within the TOE supplies the SHA2-256 algorithm. See section 7.1.5.2 for more
information.
The TOE’s on-demand Code Integrity Test uses the SHA-256 algorithm to verify the integrity of TOE executable
code files stored on the storage drive. The OpenSSL 1.1.1b library within the TOE supplies the SHA2-256
algorithm. See section 7.1.5.2 for more information.
7.1.3 Identification and Authentication (I&A)
The TOE supports multiple Control Panel sign-in methods, both local and remote methods. It also supports IPsec
identification and mutual authentication.
The following interfaces support I&A:
• Control Panel
• IPsec
Control Panel I&A
The Control Panel interface supports both local and remote sign-in methods. The following sign-in methods are
allowed with the evaluated configuration:
• Local sign-in method:
o Local Device Sign In (Local Administrator account only)
• Remote sign-in methods:
o LDAP Sign In
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o Windows Sign In (via Kerberos)
(The servers for the remote sign-in methods are part of the Operational Environment.)
The Control Panel also allows both non-administrative users (U.NORMAL) and administrative users
(U.ADMINISTRATOR) to sign in. Prior to sign in, the Control Panel allows users to perform the following
functions:
• Viewing of Welcome screen
• Viewing of help information
• Viewing of device status information
• Changing language for the session
• Placing the device into sleep mode
• Viewing/printing of network connectivity status information
• Viewing/printing of HP Web Services status information
• Selection of Sign In
• Selection of sign-in method from Sign In screen
• Resetting of session
The TOE contains a local user database that defines a single administrative (U.ADMINISTRATOR) device user
account called the Local Administrator account to support the Local Device Sign In mechanism. The Local
Administrator account contains the following attributes:
• Display Name
• Administrator Access Code
• Permission Set
The Display Name and Permission Set attributes for the Local Administrator account are hardcoded. There values
are:
• Display Name = admin
• Permission Set = Device Administrator
Only the Administrator Access Code (a.k.a. Device Administrator Password) is manageable. It can be managed via
the EWS. The Device Administrator Password can be set to a value between 1 and 16 characters in length.
Additionally, the Device Administrator Password can contain upper- and lower-case letters, numbers, and the
following special characters:
• "!", "@", "#", "$", "%", "^", "&", "*", "(", ")", """, "'", "`", "+", ",", "-", ".", "/", "\", ":", ";", "<", "=", ">",
"?", "[", "]", "_", "|", "~", "{", "}"
In the evaluated configuration, the Device Administrator Password must be at a minimum 8 characters in length and
must contain three of the following: uppercase letters, lowercase letters, numbers, and special characters.
The Device Administrator Password can also be used to sign into the EWS and authenticate to REST Web Services
from a remote computer in addition to signing in at the Control Panel.
The Permission Set defines/determines a user's access to many of the TOE's functions. Permission Sets are discussed
in more detail in section 7.1.4.1.
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Like Local Device Sign In, the remote sign-in methods are used by the Control Panel. The TOE receives
authentication credentials from the Control Panel users and passes the credentials to the remote sign-in method. The
remote sign-in method returns an authentication decision to the TOE. This decision is then enforced by the TOE by
granting or denying access to the Control Panel user.
In the case of LDAP, the user name and password entered at the Control Panel are used to bind to the LDAP server.
The user must have a valid and active LDAP account in order to successfully bind using this method.
In the case of Kerberos, the user name and password entered at the Control Panel are used to authenticate with the
Windows domain controller. The user must have a valid and active Windows domain account in order to
successfully bind using this method.
When a user successfully signs in to the Control Panel, the Permission Set associated with that user is bound to that
user’s sign-in session and defines the user's User Role.
When users authenticate through the Control Panel, the TOE displays a dot character of a PIN, Access Code, or
password typed to prevent onlookers from viewing another user's authentication data. (Job PINs are not
authentication data, but the Job PIN is masked.)
The TOE contains account lockout functionality to help protect against brute-force attacks. The account lockout
functionality applies to the Device Administrator account (a.k.a. Local Administrator account) only.
The lockout mechanism uses the following control values.
• Account lockout maximum attempts
• Account lockout interval
• Account reset lockout counter interval
The account lockout maximum attempts value allows an administrator to control the number of failed authentication
attempts on the account before it is locked. The administrator can choose a value between 3 and 10 inclusively.
Consecutive failed authentication attempts using the same authentication credential count as a single failed
authentication attempt. The counted failed attempts must happen within the value set for the account reset lockout
counter interval value; otherwise, the maximum attempts counter is reset when the account reset lockout counter
interval value elapses.
This section maps to the following SFRs:
• FIA_AFL.1
• FIA_ATD.1
• FIA_UAU.1
• FIA_UAU.7
• FIA_UID.1
• FIA_USB.1
• FMT_SMR.1
IPsec I&A
The TOE uses IPsec to identify and mutually authenticate the following user types:
• Administrative Computer (U.ADMINISTRATOR)
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• Network Client Computers (U.NORMAL)
IPsec uses IP addresses and RSA X.509v3 certificates via the IKE protocols (IKEv1 and IKEv2) to identify and
authenticate, respectively, a client computer. The TOE contains one X.509v3 identity certificate designated as the
network identity certificate and one or more X.509v3 CA certificates to use for the IPsec mutual authentication. The
TOE does not maintain individual X.509v3 certificates of its client computers.
The User Identity of a client computer is its IP address. The TOE's IPsec implementation maintains lists (IPsec
address templates) of IP addresses of client computers that can connect to the TOE as a Network Client Computer
and as the Administrative Computer. If a client computer has an unrecognized IP address that is not defined in the
IPsec Policy as either the Administrative Computer or a Network Client Computer, then the client computer is not
allowed to connect to the TOE. Similarly, if the client computer presents an invalid or unknown (unrecognized CA)
X.509v3 certificate, the IPsec mutual authentication mechanism will fail. The TOE uses RSA signature generation
and signature verification methods as part of this validity checking process.
The TOE also uses IP addresses and X.509v3 certificates via the IKE protocols to connect to and identify other
trusted IT products. See section 7.1.7 for more details.
The TOE supports the following versions of the IKE protocol:
• IKEv1 ([RFC4109])
• IKEv2 ([RFC4306])
Mutual identification and authentication must be completed before any tasks can be performed by a Network Client
Computer or an Administrative Computer.
The service templates define the User Role of a client computer. The following service templates are used to define
the TOE's User Roles for IPsec users:
• Administrative Computer (U.ADMINISTRATOR)
• Network Client Computers (U.NORMAL)
The Administrative Computer and Network Client Computers service templates are created by the administrator as
part of the TOE's configuration guidance.
Both the Administrative Computer and the Network Client Computers can access the PJL Interface on port 9100,
but only the Administrative Computer can access the EWS (HTTP) and REST (HTTP) interfaces.
IP address management is discussed in section 7.1.4.5. Certificate management is discussed in section 7.1.7.
This section maps to the following SFRs:
• FIA_ATD.1
• FIA_UAU.2
• FIA_UID.2
• FIA_USB.1
• FMT_SMR.1
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7.1.4 Data Protection and Access Control
Permission Sets
For Control Panel users, the TOE uses a user's User Role (as determined by each user's Permission Set) to determine
a user's access to many TOE functions. Only U.ADMINISTRATOR can query, create, modify, and delete
Permission Sets. In addition, only U.ADMINISTRATOR can query, create, modify, and delete the Permission Set
associations to users. The TOE contains the following built-in Permission Sets:
• Device Guest
• Device Administrator (U.ADMINISTRATOR)
• Device User (U.NORMAL)
Built-in Permission Sets cannot be renamed or deleted. The permissions associated with the Device Administrator
Permission Set can be queried, but cannot be configured to deny access (i.e., the permissions are always set to grant
access). The permissions associated with the Device Guest and Device User Permission Sets can be queried and can
be configured to grant or deny access.
The Device Administrator Permission Set has all permissions set to grant access. In the evaluated configuration, the
Device Guest Permission Set has permissions configured to deny access, and the Device User permission set has all
administrative permissions configured to deny access.
The Device Administrator Permission Set is automatically granted to the Local Administrator account
(U.ADMINISTROR) and can be granted to other administrator accounts (U.ADMINISTRATOR) defined in a
remote authentication server (e.g. LDAP server) used by a remote sign-in method (e.g. LDAP Sign In).
The Device Guest Permission Set is associated with a Control Panel session when no user is signed in. In the
evaluated configuration, the Device Guest Permission Set has all permissions configured to deny access. With all
permissions in the Device Guest Permission Set configured to deny access, the TOE requires all users to sign in at
the Control Panel in order to perform any document-processing or administrative functions at the Control Panel.
Permissions in a Permission Set include permissions as high-level as executing the Print from Job Storage
application. They also include more granular permissions that control administrative functions like the ability to
delete protected jobs in Job Storage without entering a Job Encryption Password or Job PIN. Each permission in a
Permission Set has two possible values: deny access and grant access.
This section maps to the following SFRs:
• FMT_MSA.1
• FMT_SMF.1
Job PINs
Users can control access to each stored print job that they place under the TOE's control by assigning a Job PIN to
each job. A Job PIN limits access to a stored print job while the job resides under the TOE's control and allows a
user to control when the job is printed so that physical access to the hard copies can be controlled by the user. A Job
PIN must be 4 digits (0000-9999) in length. Only one Job PIN is permitted per job.
A Job PIN can only be assigned to a job at the time of creation. They cannot be assigned after the job already resides
under the TOE's control. A user assigns a Job PIN to a print job at the client computer. The Job PIN is embedded in
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the print job by the client computer prior to sending the print job to the TOE. Once the TOE receives a print job
containing a Job PIN, the TOE enforces the Job PIN embedded in that job.
Once a Job PIN is set on a job and the job resides under the TOE's control, the Job PIN cannot be modified or
deleted (i.e., the TOE does not provide the ability to manage Job PINs).
A job with a Job Encryption Password cannot be assigned a Job PIN.
This section maps to the following SFRs:
• FIA_SOS.1
Job Encryption Passwords
The TOE can store, and decrypt encrypted stored print jobs received from a client computer. A stored print job is
first encrypted with AES-256 in CBC mode using an encryption/decryption key and protected with a key derived
from the user-specified Job Encryption Password. The stored print job is then sent encrypted to the TOE and stored
encrypted by the TOE.
To decrypt the encrypted stored print job at the Control Panel, a user must enter the correct Job Encryption
Password that was used to derive the key to protect the job. The key derivation function and decryption algorithm
are included in the TOE. Only one Job Encryption Password is permitted per job.
A Job Encryption Password can only be assigned to a job at job creation time. A user assigns a Job Encryption
Password to a print job via the client computer. Once a Job Encryption Password is set on a job, it cannot be
changed or removed. In addition, a job with a Job Encryption Password cannot be assigned a Job PIN.
This section maps to the following SFRs:
• FCS_CKM.1-job
• FCS_COP.1-job
Common Access Control
The TOE protects each print job in Job Storage from non-administrative users through the use of a user identifier
and a Job PIN or through the use of a Job Encryption Password. The user identifier for a stored print job received
from a client computer is either assigned by that client computer or assigned by the user sending the print job from
the client computer. Every print job in Job Storage is assigned either a Job PIN or a Job Encryption Password by the
user at job creation time. If the TOE receives a print job from a client computer without either a Job PIN or a Job
Encryption Password, the TOE cancels the job.
The User Role, as defined by the user's Permission Set, defines each user's access. The default rules for a
U.NORMAL User Role for accessing a print job in Job Storage are:
• if the job is Job PIN protected:
o the job owner (i.e., the authenticated user who matches the job's user identifier) can access
(read/delete D.DOC) the job without supplying the Job PIN
o any non-owner authenticated user who supplies the correct Job PIN can access (read/delete
D.DOC) the job
• if the job is Job Encryption Password protected:
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o any authenticated user who supplies the correct Job Encryption Password can access (read/delete
D.DOC) the job
By default, a Control Panel administrator (U.ADMINISTRATOR) has a permission in their Permission Set that
allows them to delete print jobs (D.DOC) in Job Storage without provided a Job Encryption Password or Job PIN.
This section maps to the following SFRs:
• FDP_ACC.1-cac
• FDP_ACF.1-cac
TOE Function Access Control
The TOE controls access to TOE functions available at the Control Panel using permissions defined in Permission
Sets. During the Control Panel sign-in process, the TOE authorizes the user after they are successfully identified and
authenticated. As part of the user authorization process, the TOE associates Permission Sets to the user and then
applies a Permission Set (which is the combination of the Permission Sets associated to the user). The applied
Permission Set (a.k.a. session Permission Set) becomes the user's User Role. Access to each TOE function is
configurable via a permission in Permission Sets by an administrator. A user can perform any function permitted in
the session Permission Set. Control Panel applications (e.g., Print from Job Storage) use the user's session
Permission Set to determine which of the application's functions should be allowed or disallowed for the user. A
Control Panel user can perform the [PP2600.1] functions of F.PRT, F.DSR and F.SMI as determined by the user's
session Permission Set.
Each Control Panel application requires the user to have one or more specific permissions in their session
Permission Set in order to access that application. In addition, the TOE's administrator can map sign-in methods to
each Control Panel application and require the user to be authenticated to that sign-in method in order to access that
application. The individual applications only check and enforce permissions. They do not check the sign-in methods.
Instead, the TOE enforces the sign-in method requirement at the time that the user signs in to the TOE by removing
permissions from the user's session Permission Set for each application in which the user's sign-in method does not
match the sign-in method required by the TOE. By removing the permissions required by each non-matching
application, the TOE limits the set of applications that the user can access.
Administrators can change/modify the sign-in method mapped to each application. In addition, the TOE provides a
feature called “Allow users to choose alternate sign-in methods at the product’s control panel” which allows
administrators to select if the sign-in method application mappings are enforced or ignored by the TOE. This feature
can be enabled or disabled through the EWS (HTTP). When this feature is disabled, the TOE enforces the “sign-in
method to application mappings” and prunes (reduces) the user's session Permission Set accordingly. When this
feature is enabled, the sign-in method mappings are ignored by the TOE and the user's session Permission Set
remains unchanged.
For IPsec users, the TOE uses the IPsec Policy to control access to the supported network service protocols. The
IPsec Policy contains the IP addresses of authorized client computers grouped into address templates and the
network service protocols grouped into service templates. The administrator maps an address template to a service
template using an IPsec rule. Service templates, therefore, act as the User Roles for IPsec users. IP addresses of
computers not contained in a rule are denied access to the TOE. The [PP2600.1] functions available to an authorized
client computer are F.DSR, F.PRT, and F.SMI.
This section maps to the following SFRs:
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• FDP_ACC.1-tfac
• FDP_ACF.1-tfac
Residual Information Protection
When the TOE deletes an object defined in section 6.1.3.5, the contents of the object are no longer available to TOE
users.
This section maps to the following SFR:
• FDP_RIP.1
7.1.5 Protection of the TSF
Restricted Forwarding of Data to External Interfaces
The TOE does not allow forwarding of data to an External Interface. The TOE contains only one External Interface
in the evaluated configuration and that interface is the Shared-medium Interface. The terms External Interface and
Shared-medium Interface are defined in [PP2600.1] and duplicated in section 8.2 of this Security Target.
This section maps to the following SFR:
• FPT_FDI_EXP.1
TSF Self-Testing
TSF Functional tests
The EWS interface allows an administrator (U.ADMINISTRATOR) to execute a set of correct operations tests.
These correct operation tests are listed in FPT_TST.1. In some cases, the tests have pre-requisites that must be met
prior to execution in order to receive valid results. For example, the LDAP Settings verification test requires LDAP
Sign In to be configured and enabled prior to executing the test. The tests that may be available during self-test
include:
• System Clock - Timestamp verification
• LDAP Settings verification
• Windows Setting verification
TSF Data Integrity Test
The Data Integrity Test provides the administrator (U.ADMINISTRATOR) the ability to verify the integrity of
certain TSF data on-demand. The administrator first sets a reference point and then the administrator can
periodically perform the test to verify the integrity of the current TSF data against the reference point. The EWS
interface allows the administrator to set the reference point and execute the Data Integrity Test.
The Data Integrity Test uses the SHA-256 algorithm for both setting the reference point and verifying the integrity
of current TSF Data against the reference point.
TSF Code Integrity Test
The Code Integrity Test provides the administrator (U.ADMINISTRATOR) the ability to verify the integrity of
TOE executable code files stored on the storage drive on-demand. The administrator first sets a reference point and
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then the administrator can periodically perform the test to verify the integrity of the current TOE executable code
files against the reference point. The EWS interface allows the administrator to set the reference point and execute
the Code Integrity Test.
The Code Integrity Test uses the SHA-256 algorithm for both setting the reference point and verifying the integrity
of current TOE executable code files against the reference point.
This section maps to the following SFR:
• FCS_COP.1-tst
• FPT_TST.1
Reliable Timestamps
The TOE contains a system clock that is used to generate reliable timestamps. In the evaluated configuration, the
administrator must configure the TOE to synchronize its system clock with a Network Time Protocol (NTP) server.
This section maps to the following SFR:
• FPT_STM.1
7.1.6 TOE Access Protection
The following session termination mechanisms are supported by the TOE:
• Inactivity timeout
Inactivity Timeout
The TOE supports an inactivity timeout for Control Panel sign-in sessions. If a signed-in user is inactive for longer
than the specified period of inactivity, the user is automatically signed out of the Control Panel by the TOE. The
inactivity period is managed by the administrator through EWS (HTTP) or the Control Panel. Only one inactivity
period setting exists per TOE.
This section maps to the following SFR:
• FTA_SSL.3
7.1.7 Trusted Channel Communication and Certificate Management
Shared-medium communications (i.e., Ethernet) between the TOE and other trusted IT products use a trusted
channel mechanism to protect the communications from disclosure and modification. The TOE also ensures the
cryptographic operations are validated during policy processing such as validating digital signatures or encrypting
and decrypting data. The following table provides a list of the mechanism(s) used to protect these channels and the
channels protected by the mechanism(s).
Table 46: Trusted channel connections
Secure protocol Network channel Initiated by
IPsec Email connections (SMTP gateway) TOE
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Secure protocol Network channel Initiated by
EWS (HTTP) connections (including web browser
& certificate upload)
Administrative Computer
REST (HTTP) connections Administrative Computer
Windows domain controller (Kerberos)
connections
TOE
LDAP server connections TOE
NTP connections TOE
PJL connections Administrative Computer &
Network Client Computer
Syslog server connections TOE
SMB server connections TOE
DNS server connections TOE
WINS server connections TOE
The TOE uses IPsec as means to provide trusted channel communications. IPsec uses X.509v3 certificates, the
Encapsulating Security Payload (ESP), Internet Security Association and Key Management Protocol (ISAKMP),
IKEv1, and IKEv2 protocols, and the cryptographic algorithms listed below to protect communications.
The cryptographic functions used by IKE are implemented in the QuickSec cryptographic library version 7.3. The
cryptographic functions used by IPsec are implemented in the Linux Kernel Crypto API cryptographic library.
In the evaluated configuration, the following IKE cryptographic algorithms are supported:
• DH (IKEv1, IKEv2) key establishment/exchange
• DSA 2048-bit and 3072-bit key pair generation
• SHA-256, SHA-384, and SHA-512 hashing
• HMAC-SHA-256-128, HMAC-SHA-384-192, and HMAC-SHA-512-256
• CTR_DRBG(AES)
• RSA 2048-bit, and 3072-bit signature generation and verification
• AES-128, AES-192, and AES-256 in CBC mode for data transfers
• AES-256 (with ECB mode) for the CTR_DRBG(AES)
In the evaluated configuration, the following IPsec cryptographic algorithms are supported:
• AES-128, AES-192, and AES-256 in CBC mode for data transfers
• SHA-1, SHA-256, SHA-384, and SHA-512 hashing
• HMAC-SHA1-96, HMAC-SHA-256-128, HMAC-SHA-384-192, and HMAC-SHA-512-256
• HMAC_DRBG(HMAC-SHA2-256)
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IPsec is conformant to the MUST/MUST NOT requirements of the following Internet Engineering Task Force
(IETF) Request for Comments (RFCs):
• [RFC4301], [RFC3602], and [RFC4868] for IPsec
• [RFC4303] and [RFC2404] for ESP
• [RFC2407] and [RFC2408] for ISAKMP
• [RFC4109], [RFC2409], and [RFC3526] for IKEv1
• [RFC4306], [RFC4718], [RFC5996], and [RFC3526] for IKEv2.
The TOE maintains the following X.509v3 certificates for IPsec in the certificate store:
• One network identity certificate
• One or more Certificate Authority (CA) certificates
The EWS (HTTP) interface allows administrators to manage these X.509v3 certificates used by IPsec.
When the TOE is first powered on, it generates a self-signed identity certificate to use for network identity. In the
evaluated configuration, the use of a self-signed identity certificate generated by the TOE for network identity is not
permitted. The administrator must import a CA-signed identity certificate with private key and designate it for
network identity usage. The TOE requires a network identity certificate to always exist; therefore, it allows the
administrator to replace the network identity certificate used by IPsec.
The TOE uses a copy of the self-signed identity certificate it generates when first powered on as a CA certificate
(self-signed) and comes with other CA certificates pre-installed. The administrator must obtain a CA certificate from
the Operational Environment and install this certificate when setting up the evaluated configuration. The TOE
allows the administrator to install and delete CA certificates used by IPsec.
This section maps to the following SFRs:
• FCS_CKM.1-ipsec
• FCS_CKM.2
• FCS_COP.1-ipsec
• FCS_RBG_EXT.1
• FMT_MTD.1
• FMT_SMF.1
• FTP_ITC.1
7.1.8 User and Access Management
The TOE supports the following roles:
• Administrators (U.ADMINISTRATOR)
• Users (U.NORMAL)
Administrators maintain and configure the TOE and Operational Environment. Users perform the standard print and
document storage and retrieval functions on the system.
In addition, the TOE performs many security management functions.
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Only administrators can configure the list of Network Client Computers and the Administrative Computer that are
allowed to connect to the TOE and the list of other trusted IT products to which the TOE will connect.
Administrators do this by creating, modifying, and deleting IPsec address templates, service templates, and rules via
the TOE. Similarly, only administrators can create, modify, and delete address templates, service templates, and
rules via the TOE for trusted IT products.
For each Control Panel application, an administrator can modify the association of a sign-in method to an
application. (For example, the administrator can associate LDAP Sign In method to the Print from Job Storage
application). In addition, administrators control whether or not a Control Panel user must use the administrator-
selected sign-in method associated with the applications in order to access that application. This latter feature is
controlled through the "Allow users to choose alternate sign-in methods at the product’s control panel" feature.
It's worth noting that although the following security attributes are enforced by the TOE, the TOE does not provide
functionality to manage these attributes (i.e., the TOE cannot add, change, delete, or query these attributes on an
existing job) and the TOE does not provide default values for these attributes; therefore, there are no management
SFRs specified in this ST for these security attributes:
• Job Encryption Password - The job is protected using a key derived from the Job Encryption Password by
the Operational Environment. The TOE does not provide a mechanism to change or delete the password on
the job.
• Job PIN - A print job's Job PIN is set by the Operational Environment (i.e., Network Client Computer). The
TOE does not provide a mechanism to change or delete a Job PIN from a print job.
This section maps to the following SFRs:
• FMT_MOF.1
• FMT_MSA.1
• FMT_MTD.1
• FMT_SMF.1
• FMT_SMR.1
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8 Abbreviations, Terminology and References
8.1 Abbreviations
AES Advanced Encryption Standard
AH Authentication Header (IPsec)
ASCII American Standard Code for Information Interchange
BIOS Basic Input/ Output System
BLE Bluetooth Low Energy
CA Certificate Authority
CBC Cipher Block Chaining
DNS Domain Name System
eMMC embedded MMC
ESP Encapsulating Security Payload (IPsec)
EWS Embedded Web Server
HCD Hardcopy Device
HMAC Hashed Message Authentication Code
HTML Hypertext Markup Language
HTTP Hypertext Transfer Protocol
IEEE Institute of Electrical and Electronics Engineers, Inc.
IKE Internet Key Exchange (IPsec)
IP Internet Protocol
IPsec Internet Protocol Security
ISAKMP Internet Security Association Key Management Protocol (IPsec)
LCD Liquid Crystal Display
LDAP Lightweight Directory Access Protocol
MAC Message Authentication Code
MD5 Message Digest 5
MMC MultiMediaCard
NFC Near Field Communication
NTLM Microsoft NT LAN Manager
NTP Network Time Protocol
OXP Open Extensibility Platform
OXPd OXP device layer
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PIN Personal Identification Number
PJL Printer Job Language
PRF Pseudo-random Function
PS PostScript
PSTN Public Switched Telephone Network
REST Representational State Transfer
SFR Security Functional Requirement
SHA Secure Hash Algorithm
SMB Server Message Block
SMTP Simple Mail Transfer Protocol
SNMP Simple Network Management Protocol
SOAP Simple Object Access Protocol
SSH Secure Shell
TOE Target of Evaluation
USB Universal Serial Bus
WINS Windows Internet Name Service
XML Extensible Markup Language
8.2 Terminology
This section contains definitions of technical terms that are used with a meaning specific to this document. Terms
defined in the [CC] are not reiterated here, unless stated otherwise.
Administrative User This term refers to a user with administrative control of the TOE.
Authentication Data This includes the Access Code and/or password for each user of the product.
Control Panel Application An application that resides in the firmware and is selectable by the user via
the Control Panel.
Device Administrator Password The password used to restrict access to administrative tasks via the EWS,
REST, and Control Panel interfaces. This password is also required to
associate a user with the Administrator role. In product documentation, it
may also be referred to as the Local Device Administrator Password, Local
Device Administrator Access Code, the Device Password, or the
Administrator Password.
External Interface A non-hardcopy interface where either the input is being received from
outside the TOE or the output is delivered to a destination outside the TOE.
Hardcopy Device (HCD) This term generically refers to the product models in this Security Target.
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Near Field Communication (NFC) Proximity (within a few inches) radio communication between two or more
devices.
Shared-medium Interface Mechanism for transmitting or receiving data that uses wired or wireless
network or non-network electronic methods over a communications medium
which, in conventional practice, is or can be simultaneously accessed by
multiple users.
User Security Attributes Defined by functional requirement FIA_ATD.1, every user is associated with
one or more security attributes which allow the TOE to enforce its security
functions on this user.
Wireless Direct Print Feature that enables Wi-Fi capable devices (for example: smart phones,
tablets, or computers) to establish a direct peer-to-peer wireless connection
with the printer to submit print jobs.
8.3 References
CC Common Criteria for Information Technology Security Evaluation
Version 3.1R5
Date April 2017
Location https://www.commoncriteriaportal.org/files/ccfiles/CCPART1V3.1R5.pdf
Location https://www.commoncriteriaportal.org/files/ccfiles/CCPART2V3.1R5.pdf
Location https://www.commoncriteriaportal.org/files/ccfiles/CCPART3V3.1R5.pdf
CCECG Common Criteria Evaluated Configuration Guide for HP Single-function Printers
HP Color LaserJet Enterprise M455,
HP Color LaserJet Managed E45028,
HP LaserJet Enterprise M406/M407,
HP LaserJet Managed E40040
Author(s) HP Inc.
Edition 1
Date 3/2022
E40040-UG HP LaserJet Managed E40040
User Guide
Author(s) HP Inc.
Edition 2
Date 2/2021
E45028-UG HP Color LaserJet Managed E45028
User Guide
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Author(s) HP Inc.
Edition 2
Date 2/2021
E40040_45028-IG HP LaserJet Managed E40040
HP Color LaserJet Managed E45028
Installation Guide
Author(s) HP Inc.
Date 2020
FIPS197 Advanced Encryption Standard
Date 2001-11-26
Location http://csrc.nist.gov/publications/fips/fips197/fips-197.pdf
FIPS186-4 Digital Signature Standard (DSS)
Date 2013-07-19
Location https://nvlpubs.nist.gov/nistpubs/FIPS/NIST.FIPS.186-4.pdf
FIPS180-4 Secure Hash Standard (SHS)
Date 2015-08-04
Location https://csrc.nist.gov/publications/detail/fips/180/4/final
M406_7-UG HP LaserJet Enterprise M406, M407
User Guide
Author(s) HP Inc.
Edition 2
Date 2/2021
M406_07_55-IG HP LaserJet Enterprise M406, M407
HP Color LaserJet Enterprise M455
Installation Guide
Author(s) HP Inc.
Date 2020
M455-UG HP Color LaserJet Enterprise M455
User Guide
Author(s) HP Inc.
Edition 2
Date 2/2021
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PKCS1v1.5 Public-Key Cryptography Standard (PKCS) #1: RSA Encryption Standard
Author(s) RSA Laboratories
Version 1.5
Date November 1993
PKCS5v2.1 PKCS5v2.1: Password-Based Cryptography Standard
Author(s) RSA Laboratories
Version 2.1
Date October 2012
PP2600.1 IEEE Std 2600.1-2009; "2600.1-PP, Protection Profile for Hardcopy Devices,
Operational Environment A"
Version 1.0
Date June 2009
Location https://www.niap-ccevs.org/pp/pp_hcd_br_v1.0.pdf
PP2600.1-DSR SFR Package for Hardcopy Device Document Storage and Retrieval (DSR) Functions
Version 1.0
Date June 2009
Location https://www.niap-ccevs.org/pp/pp_hcd_br_v1.0.pdf
PP2600.1-PRT SFR Package for Hardcopy Device Print (PRT) Functions
Version 1.0
Date June 2009
Location https://www.niap-ccevs.org/pp/pp_hcd_br_v1.0.pdf
PP2600.1-SMI SFR Package for Hardcopy Device Shared-medium Interface (SMI) Functions
Version 1.0
Date June 2009
Location https://www.niap-ccevs.org/pp/pp_hcd_br_v1.0.pdf
QuickSec51 QuickSec 5.1 Toolkit Reference Manual
Author(s) INSIDE Secure
Version 1..0
Date December 2009
RFC1321 The MD5 Message-Digest Algorithm
Author(s) R. Rivest
Date 1992-04-01
Location http://www.ietf.org/rfc/rfc1321.txt
HP FW 2600.1
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Version: 1.0
Last Update: 2023-11-28
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RFC2104 HMAC: Keyed-Hashing for Message Authentication
Author(s) H. Krawczyk, M. Bellare, R. Canetti
Date 1997-02-01
Location http://www.ietf.org/rfc/rfc2104.txt
RFC2404 The Use of HMAC-SHA-1-96 within ESP and AH
Author(s) C. Madson, R. Glenn
Date 1998-11-01
Location http://www.ietf.org/rfc/rfc2404.txt
RFC2407 The Internet IP Security Domain of Interpretation for ISAKMP
Author(s) D. Piper
Date November 1998
Location https://www.ietf.org/rfc/rfc2407.txt
RFC2408 Internet Security Association and Key Management Protocol (ISAKMP)
Author(s) D. Maughan, M. Schertler, M. Schneider, J. Turner
Date November 1998
Location https://www.ietf.org/rfc/rfc2408.txt
RFC2409 The Internet Key Exchange (IKE)
Author(s) D. Harkins, D. Carrel
Date 1998-11-01
Location http://www.ietf.org/rfc/rfc2409.txt
RFC3602 The AES-CBC Cipher Algorithm and Its Use with IPsec
Author(s) S. Frankel, R. Glenn, S. Kelly
Date September 2003
Location https://www.ietf.org/rfc/rfc3602.txt
RFC4109 Algorithms for Internet Key Exchange version 1 (IKEv1)
Author(s) P. Hoffman
Date 2005-05-01
Location http://www.ietf.org/rfc/rfc4109.txt
RFC4301 Security Architecture for the Internet Protocol
Author(s) S. Kent, K. Seo
Date 2005-12-01
Location http://www.ietf.org/rfc/rfc4301.txt
RFC4303 IP Encapsulating Security Payload (ESP)
HP FW 2600.1
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Version: 1.0
Last Update: 2023-11-28
Classification: Public © Copyright 2023 HP Development Company, L.P. Page 107 of 107
Author(s) S. Kent
Date 2005-12-01
Location http://www.ietf.org/rfc/rfc4303.txt
RFC4306 Internet Key Exchange (IKEv2) Protocol
Author(s) C. Kaufman
Date 2005-12-01
Location http://www.ietf.org/rfc/rfc4306.txt
RFC4718 IKEv2 Clarifications and Implementation Guidelines
Author(s) P. Eronen, P. Hoffman
Date 2006-10-01
Location http://www.ietf.org/rfc/rfc4718.txt
RFC4868 Using HMAC-SHA-256, HMAC-SHA-384, and HMAC-SHA-512 with IPsec
Author(s) S. Kelly, S. Frankel
Date 2007-05-01
Location http://www.ietf.org/rfc/rfc4868.txt
RFC4894 Use of Hash Algorithms in Internet Key Exchange (IKE) and IPsec
Author(s) P. Hoffman
Date 2007-05-01
Location http://www.ietf.org/rfc/rfc4894.txt
RFC5996 Internet Key Exchange Protocol Version 2 (IKEv2)
Author(s) C. Kaufman, P. Hoffman, Y. Nir, P. Eronen
Date September 2010
Location https://www.ietf.org/rfc/rfc5996.txt
SP800-38A Recommendation for Block Cipher Modes of Operation: Methods and Techniques
Author(s) Morris Dworkin
Version NIST Special Publication 800-38A 2001 Edition
Date December 2001
Location http://csrc.nist.gov/publications/nistpubs/800-38a/sp800-38a.pdf