Certification Report
McAfee Management for Optimized Virtual
Environments Antivirus 3.0.0 with ePolicy Orchestrator
5.1.1
Issued by:
Communications Security Establishment
Certification Body
Canadian Common Criteria Evaluation and Certification Scheme
© Government of Canada, Communications Security Establishment, 2014
Document number: 383-4-293-CR
Version: 1.0
Date: 24 November 2014
Pagination: i to iii, 1 to 11
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DISCLAIMER
The Information Technology (IT) product identified in this certification report, and its
associated certificate, has been evaluated at an approved evaluation facility – established
under the Canadian Common Criteria Evaluation and Certification Scheme (CCS) – using the
Common Methodology for Information Technology Security Evaluation, Version 3.1 Revision
4, for conformance to the Common Criteria for Information Technology Security Evaluation,
Version 3.1 Revision 4. This certification report, and its associated certificate, applies only to
the identified version and release of the product in its evaluated configuration. The evaluation
has been conducted in accordance with the provisions of the CCS, and the conclusions of the
evaluation facility in the evaluation report are consistent with the evidence adduced. This
report, and its associated certificate, are not an endorsement of the IT product by the
Communications Security Establishment, or any other organization that recognizes or gives
effect to this report, and its associated certificate, and no warranty for the IT product by the
Communications Security Establishment, or any other organization that recognizes or gives
effect to this report, and its associated certificate, is either expressed or implied.
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FOREWORD
The Canadian Common Criteria Evaluation and Certification Scheme (CCS) provides a
third-party evaluation service for determining the trustworthiness of Information Technology
(IT) security products. Evaluations are performed by a commercial Common Criteria
Evaluation Facility (CCEF) under the oversight of the CCS Certification Body, which is
managed by the Communications Security Establishment.
A CCEF is a commercial facility that has been approved by the CCS Certification Body to
perform Common Criteria evaluations; a significant requirement for such approval is
accreditation to the requirements of ISO/IEC 17025:2005, the General Requirements for the
Competence of Testing and Calibration Laboratories. Accreditation is performed under the
Program for the Accreditation of Laboratories - Canada (PALCAN), administered by the
Standards Council of Canada.
The CCEF that carried out this evaluation is CGI IT Security Evaluation & Test Facility.
By awarding a Common Criteria certificate, the CCS Certification Body asserts that the
product complies with the security requirements specified in the associated security target. A
security target is a requirements specification document that defines the scope of the
evaluation activities. The consumer of certified IT products should review the security target,
in addition to this certification report, in order to gain an understanding of any assumptions
made during the evaluation, the IT product's intended environment, the evaluated security
functionality, and the testing and analysis conducted by the CCEF.
This certification report is associated with the certificate of product evaluation dated 24
November 2014, and the security target identified in Section 4 of this report.
The certification report, certificate of product evaluation and security target are posted on the
CCS Certified Products list (CPL) and the Common Criteria portal (the official website of the
Common Criteria Project).
Reproduction of this report is authorized provided the report is reproduced in its entirety.
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TABLE OF CONTENTS
Disclaimer....................................................................................................................................... i
Foreword........................................................................................................................................ii
Executive Summary...................................................................................................................... 1
1 Identification of Target of Evaluation................................................................................. 2
2 TOE Description ................................................................................................................... 2
3 Security Policy....................................................................................................................... 3
4 Security Target...................................................................................................................... 3
5 Common Criteria Conformance.......................................................................................... 3
6 Assumptions and Clarification of Scope............................................................................. 4
6.1 SECURE USAGE ASSUMPTIONS................................................................................... 4
6.2 ENVIRONMENTAL ASSUMPTIONS ............................................................................... 4
6.3 CLARIFICATION OF SCOPE.......................................................................................... 4
7 Evaluated Configuration...................................................................................................... 5
8 Documentation ...................................................................................................................... 5
9 Evaluation Analysis Activities ............................................................................................. 7
10 ITS Product Testing.............................................................................................................. 8
10.1 ASSESSMENT OF DEVELOPER TESTS .......................................................................... 8
10.2 INDEPENDENT FUNCTIONAL TESTING ........................................................................ 8
10.3 INDEPENDENT PENETRATION TESTING....................................................................... 9
10.4 CONDUCT OF TESTING ............................................................................................... 9
10.5 TESTING RESULTS...................................................................................................... 9
11 Results of the Evaluation...................................................................................................... 9
12 Acronyms, Abbreviations and Initializations................................................................... 10
13 References............................................................................................................................ 11
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Executive Summary
McAfee Management for Optimized Virtual Environments Antivirus 3.0.0 with ePolicy
Orchestrator 5.1.1 (hereafter referred to as McAfee MOVE), from McAfee, Inc., is the Target
of Evaluation. The results of this evaluation demonstrate that McAfee MOVE meets the
requirements of Evaluation Assurance Level (EAL) 2 augmented for the evaluated security
functionality.
McAfee MOVE is a software antivirus solution for virtual environments that removes the
need to install an antivirus application on every virtual machine (VM). McAfee MOVE
contains a Security Virtual Appliance (SVA) delivered as an Open Virtualization Format
(OVF) package which performs the scanning and detection of file-based viruses.
The ePolicy Orchestrator (ePO) through the MOVE ePO extension manages the SVAs that
reside on the host hypervisors and provides the capability to distribute updated security
policies and DAT files to the SVA. ePO also centrally manages generated event and log
records. Communication between the ePO and the SVAs are protected from disclosure and
modification by FIPS approved cryptographic modules.
CGI IT Security Evaluation & Test Facility is the CCEF that conducted the evaluation. This
evaluation was completed on 07 November 2014 and was carried out in accordance with the
rules of the Canadian Common Criteria Evaluation and Certification Scheme (CCS).
The scope of the evaluation is defined by the security target, which identifies assumptions
made during the evaluation, the intended environment for McAfee MOVE, and the security
functional/assurance requirements. Consumers are advised to verify that their operating
environment is consistent with that specified in the security target, and to give due
consideration to the comments, observations and recommendations in this certification
report.
Communications Security Establishment, as the CCS Certification Body, declares that the
McAfee MOVE evaluation meets all the conditions of the Arrangement on the Recognition
of Common Criteria Certificates and that the product will be listed on the CCS Certified
Products list (CPL) and the Common Criteria portal (the official website of the Common
Criteria Project).
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1 Identification of Target of Evaluation
The Target of Evaluation (TOE) for this EAL 2+ evaluation is McAfee Management for
Optimized Virtual Environments Antivirus 3.0.0 with ePolicy Orchestrator 5.1.1 (hereafter
referred to as McAfee MOVE, from McAfee, Inc.
2 TOE Description
McAfee MOVE is a software antivirus solution for virtual environments that removes the
need to install an antivirus application on every virtual machine. McAfee MOVE contains a
Security Virtual Appliance (SVA) delivered as an Open Virtualization Format (OVF)
package which performs the scanning and detection of file-based viruses on host hypervisors.
The ePolicy Orchestrator (ePO) through the MOVE ePO extension manages the SVAs that
reside on the host hypervisors and provides the capability to distribute updated security
policies and DAT files to the SVA. ePO also centrally manages generated event and log
records. Communication between the ePO and the SVAs is protected from disclosure and
modification by FIPS approved cryptographic modules.
A diagram of the McAfee MOVE architecture is as follows:
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3 Security Policy
McAfee MOVE implements a role-based access control policy to control administrative
access to the system. In addition, McAfee MOVE implements policies pertaining to the
following security functional classes:
 Security Audit
 Antivirus
 Cryptographic Support
 Identification and Authentication
 Security Management
 Protection of TOE Security Functionality (TSF)
 TOE Access
The following cryptographic modules were evaluated to the FIPS 140-2 standard:
Cryptographic Module Certificate
McAfee Agent Cryptographic Module 1588
RSA BSAFE® Crypto-C Micro Edition 2056
RSA BSAFE® Crypto-J JSAFE and JCE Software Module 2057
4 Security Target
The ST associated with this Certification Report is identified below:
McAfee Management for Optimized Virtual Environments (MOVE) Antivirus 3.0 with
ePolicy Orchestrator 5.1.1 Security Target, v1.3, November 7, 2014
5 Common Criteria Conformance
The evaluation was conducted using the Common Methodology for Information Technology
Security Evaluation, Version 3.1 Revision 4, for conformance to the Common Criteria for
Information Technology Security Evaluation, Version 3.1 Revision 4.
McAfee MOVE is:
a. EAL 2 augmented, containing all security assurance requirements listed, as well as the
following:
 ALC_FLR.2 - Flaw Reporting Procedures
b. Common Criteria Part 2 extended; with functional requirements based upon functional
components in Part 2, except for the following explicitly stated requirements defined in
the ST:
 FAV_ACT_EXT.1 - Antivirus Actions
 FAV_SCN_EXT.1- Antivirus Scanning
c. Common Criteria Part 3 conformant, with security assurance requirements based only
upon assurance components in Part 3.
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6 Assumptions and Clarification of Scope
Consumers of McAfee MOVE should consider assumptions about usage and environmental
settings as requirements for the product’s installation and its operating environment. This
will ensure the proper and secure operation of the TOE.
6.1 Secure Usage Assumptions
The following Secure Usage Assumption is listed in the ST:
 Administrators, including administrators of the IT environment, are non‐hostile,
appropriately trained, and follow all administrative guidance.
6.2 Environmental Assumptions
The following Environmental Assumptions are listed in the ST:
 Appropriate physical security is provided within the domain for the value of the IT
assets protected by the TOE and the value of the stored, processed, and transmitted
information.
 The IT environment will provide a secure line of communications between the TOE
and the authentication server.
 Administrators will implement secure mechanisms for receiving and validating
updated signature files from the antivirus vendors, and for distributing the updates to
the central management systems.
6.3 Clarification of Scope
The FIPS validation is vendor affirmed and the cryptographic modules have been ported in
accordance with FIPS IG G.5.
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7 Evaluated Configuration
The evaluated configuration for McAfee MOVE comprises:
 McAfee MOVE SVA version 3.0.0 installed on VMware ESXi version 5.0 with Patch
1, ESXi version 5.1, and ESXi version 5.5
 ePO version 5.1.1 with hotfix 983758 running on Windows Server 2008 R2
The following third-party products are used by the TOE in the CC-evaluated configuration:
 VMware vCenter 5.0, 5.1, 5.5
 VMware vShield Manager 5.0,5.1, 5.5
 VMware vShield Endpoint 5.0, 5.1, 5.5
 VMware vSphere Client 5.0, 5.1, 5.5
 Active Directory (LDAP) Server
 MS SQL Server 2008 database
The publication entitled Operational User Guidance and Preparative Procedures McAfee
Management for Optimized Virtual Environments (MOVE) Antivirus Agentless 3.0 with
ePolicy Orchestrator 5.1.1, Version: 0.8 describes the procedures necessary to install and
operate McAfee Move in its evaluated configuration.
8 Documentation
The McAfee Inc. documents provided to the consumer are as follows:
a. McAfee MOVE AntiVirus 3.0.0 For use with ePolicy Orchestrator 4.6.0, 5.0.0 Software
Product Guide;
b. ePolicy Orchestrator 5.1.0 Product Guide;
c. Supported Platforms, Environments and Operating Systems for ePolicy Orchestrator
KB51569;
d. McAfee ePolicy Orchestrator 5.1.0 Software FIPS Mode User Guide;
e. ePO 5.x installation/patch upgrade checklist for known issues KB76739;
f. McAfee ePolicy Orchestrator 5.1.0 Software Installation Guide;
g. Release Notes Hotfix 983758-2 McAfee ePolicy Orchestrator 5.1.1
h. MOVE Agentless fix for BASH/Shellshock KB83017; and
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i. Operational User Guidance and Preparative Procedures McAfee Management for
Optimized Virtual Environments (MOVE) Antivirus Agentless 3.0 with ePolicy
Orchestrator 5.1.1, Version: 0.8.
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9 Evaluation Analysis Activities
The evaluation analysis activities involved a structured evaluation of McAfee MOVE,
including the following areas:
Development: The evaluators analyzed the McAfee MOVE functional specification and
design documentation; they determined that the design completely and accurately describes
the TOE security functionality (TSF) interfaces, the TSF subsystems and how the TSF
implements the security functional requirements (SFRs). The evaluators analyzed the
McAfee MOVE security architectural description and determined that the initialization
process is secure, that the security functions are protected against tamper and bypass, and that
security domains are maintained. The evaluators also independently verified that the
correspondence mappings between the design documents are correct.
Guidance Documents: The evaluators examined the McAfee MOVE preparative user
guidance and operational user guidance and determined that it sufficiently and
unambiguously describes how to securely transform the TOE into its evaluated configuration
and how to use and administer the product. The evaluators examined and tested the
preparative and operational guidance, and determined that they are complete and sufficiently
detailed to result in a secure configuration.
Life-cycle support: An analysis of the McAfee MOVE configuration management system
and associated documentation was performed. The evaluators found that the McAfee MOVE
configuration items were clearly marked.
The evaluators examined the delivery documentation and determined that it described all of
the procedures required to maintain the integrity of McAfee MOVE during distribution to the
consumer.
The evaluators reviewed the flaw remediation procedures used by developer for the McAfee
MOVE. During a site visit, the evaluators also examined the evidence generated by
adherence to the procedures. The evaluators concluded that the procedures are adequate to
track and correct security flaws, and distribute the flaw information and corrections to
consumers of the product.
All these evaluation activities resulted in PASS verdicts.
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10 ITS Product Testing
Testing consists of the following three steps: assessing developer tests, performing
independent functional tests, and performing penetration tests.
10.1 Assessment of Developer Tests
The evaluators verified that the developer has met their testing responsibilities by examining
their test evidence, and reviewing their test results, as documented in the ETR1
.
The evaluators analyzed the developer’s test coverage analysis and found it to be complete
and accurate. The correspondence between the tests identified in the developer’s test
documentation and the functional specification was complete.
10.2 Independent Functional Testing
During this evaluation, the evaluator developed independent functional tests by examining
design and guidance documentation.
All testing was planned and documented to a sufficient level of detail to allow repeatability
of the testing procedures and results. Resulting from this test coverage approach is the
following list of test goals:
a. Repeat of Developer's Tests: The objective of this test goal is to repeat a subset of the
developer's tests;
b. Authentication Using an External Authentication Server: The objective of this test goal is
to verify that the TOE will properly authenticate authorized users and deny unauthorized
users when using an external authentication server;
c. Update Scan Signatures File: The objective of this test goal is to verify that the TOE can
successfully transfer updated scan signature files from the ePO server to the SVA;
d. Audit Generation: The objective of this test goal is to verify that required audit records
are generated;
e. Antivirus Functionality: The objective of this test goal is to verify that the TOE will
update antivirus policies and transfer the updated policies to the SVA. This test goal will
also verify that the traffic is encrypted and the policy update is audited;
f. Union Permission Set: The objective of this test goal is to verify that multiple permission
sets assigned to a user are enforced and that the removal of a permission set is properly
enforced; and
1
The ETR is a CCS document that contains information proprietary to the developer and/or the evaluator, and
is not releasable for public review.
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g. SVA Audit: The objective of this test case is to verify that, in the event that the SVA is
unable to communicate with the ePO, audit events will be queued until communication is
successful.
10.3 Independent Penetration Testing
Subsequent to the independent review of public domain vulnerability databases and all
evaluation deliverables, limited independent evaluator penetration testing was conducted.
The penetration tests focused on:
a. Use of automated vulnerability scanning tools to discover potential network, platform and
application layer vulnerabilities;
b. Remote Access to SVA Command Line Interface (CLI): The objective of this test goal is
to attempt to access the SVA CLI remotely; and
c. Exhaust Audit Log Storage: The objective of this test goal is to attempt to exhaust audit
log storage.
The independent penetration testing did not uncover any exploitable vulnerabilities in the
intended operating environment.
10.4 Conduct of Testing
McAfee MOVE was subjected to a comprehensive suite of formally documented,
independent functional and penetration tests. The testing took place at the Information
Technology Security Evaluation and Test Facility. The CCS Certification Body witnessed a
portion of the independent testing. The detailed testing activities, including configurations,
procedures, test cases, expected results and observed results are documented in a separate
Test Results document.
10.5 Testing Results
The developer’s tests and the independent functional tests yielded the expected results,
providing assurance that McAfee MOVE behaves as specified in its ST and functional
specification.
11 Results of the Evaluation
This evaluation has provided the basis for an EAL 2+ level of assurance. The overall verdict
for the evaluation is PASS. These results are supported by evidence in the ETR.
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12 Acronyms, Abbreviations and Initializations
Acronym/Abbreviation/
Initialization
Description
CCEF Common Criteria Evaluation Facility
CCS Canadian Common Criteria Evaluation and
Certification Scheme
CLI Command Line Interface
CPL Certified Products list
CM Configuration Management
EAL Evaluation Assurance Level
ePO ePolicy Orchestrator
ETR Evaluation Technical Report
IT Information Technology
ITSET Information Technology Security
Evaluation and Testing
MOVE Management for Optimized Virtual
Environments
OVF Open Virtualization Format
PALCAN Program for the Accreditation of
Laboratories - Canada
SFR Security Functional Requirement
SSH Secure Shell
ST Security Target
SVA Security Virtual Appliance
TOE Target of Evaluation
TSF TOE Security Function
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13 References
This section lists all documentation used as source material for this report:
a. CCS Publication #4, Technical Oversight, Version 1.8, October 2010.
b. Common Criteria for Information Technology Security Evaluation, Version 3.1
Revision 4, September 2012.
c. Common Methodology for Information Technology Security Evaluation, CEM,
Version 3.1 Revision 4, September 2012.
d. Implementation Guidance for FIPS PUB 140-2 and the Cryptographic Module
Validation Program.
e. McAfee Management for Optimized Virtual Environments (MOVE) Antivirus 3.0
with ePolicy Orchestrator 5.1.1 Security Target, v1.3, November 7, 2014.
f. McAfee Management for Optimized Virtual Environments (MOVE) Antivirus 3.0
with ePO 5.1.1 Common Criteria EAL 2+ Evaluation Technical Report, v1.2,
November 7, 2014.