National Information Assurance Partnership Common Criteria Evaluation and Validation Scheme Validation Report for the KLC Advantech Drives Firmware Version: SCPB13.0/ECPB13.0 Report Number: CCEVS-VR-VID11453-2024 Dated: June 25, 2024 Version: 1.0 National Institute of Standards and Technology Department of Defense Information Technology Laboratory ATTN: NIAP, SUITE: 6982 100 Bureau Drive 9800 Savage Road Gaithersburg, MD 20899 Fort Meade, MD 20755-6982 ® TM KLC Advantech Drives Firmware Version: SCPB13.0/ECPB13.0 Validation Report, Version 1.0 ii ACKNOWLEDGEMENTS Validation Team Jenn Dotson Clare Parran Chris Thorpe The MITRE Corporation Common Criteria Testing Laboratory Nil Folquer Kevin Steiner Lightship Security, USA KLC Advantech Drives Firmware Version: SCPB13.0/ECPB13.0 Validation Report, Version 1.0 iii Table of Contents 1. Executive Summary.................................................................................................... 1 2. Identification............................................................................................................... 2 3. Architectural Information ........................................................................................... 4 3.1. TOE Evaluated Configuration ........................................................................ 4 3.2. TOE Architecture............................................................................................ 5 3.3. Physical Boundary .......................................................................................... 5 3.4. Required Non-TOE Hardware, Software, and Firmware ............................... 5 4. Security Policy............................................................................................................ 6 4.1. Cryptographic Support.................................................................................... 6 4.2. Data Protection................................................................................................ 6 4.3. Security Management ..................................................................................... 6 4.4. Protection of the TSF...................................................................................... 6 5. Assumptions and Clarification of Scope..................................................................... 7 5.1. Assumptions.................................................................................................... 7 5.2. Clarification of Scope ..................................................................................... 7 6. Documentation............................................................................................................ 8 7. IT Product Testing ...................................................................................................... 9 7.1. Developer Testing........................................................................................... 9 7.2. Evaluation Team Independent Testing ........................................................... 9 7.3. Remote Testing............................................................................................... 9 7.4. Evaluated Configuration................................................................................. 9 8. Results of the Evaluation .......................................................................................... 12 8.1. Evaluation of Security Target (ASE)............................................................ 12 8.2. Evaluation of Development Documentation (ADV) .................................... 12 8.3. Evaluation of Guidance Documents (AGD)................................................. 12 8.4. Evaluation of Life Cycle Support Activities (ALC)..................................... 13 8.5. Evaluation of Test Documentation and the Test Activity (ATE) ................. 13 8.6. Vulnerability Assessment Activity (VAN)................................................... 13 8.7. Summary of Evaluation Results.................................................................... 14 9. Validator Comments................................................................................................. 15 10. Annexes..................................................................................................................... 16 KLC Advantech Drives Firmware Version: SCPB13.0/ECPB13.0 Validation Report, Version 1.0 iv 11. Security Target.......................................................................................................... 17 12. Glossary .................................................................................................................... 18 13. Acronym List ............................................................................................................ 19 14. Bibliography ............................................................................................................. 20 List of Tables Table 1: Evaluation Identifiers............................................................................................ 2 Table 2: TOE Models......................................................................................................... 4 Table 3: Devices in the Testing Environment.................................................................. 10 Table 4: Tools Used for Testing ....................................................................................... 10 KLC Advantech Drives Firmware Version: SCPB13.0/ECPB13.0 Validation Report, Version 1.0 1 1. Executive Summary This report documents the assessment of the National Information Assurance Partnership (NIAP) Validation team of the evaluation of KLC Advantech Drives Firmware Version: SCPB13.0/ECPB13.0 solution provided by KLC Group LLC. It presents the evaluation results, their justifications, and the conformance results. This Validation Report (VR) is not an endorsement of the Target of Evaluation (TOE) by any agency of the U.S. government, and no warranty is either expressed or implied. The evaluation was performed by the Lightship Security USA Common Criteria Laboratory (CCTL) in Baltimore, MD, United States of America, and was completed in June 2024. The information in this report is largely derived from the Evaluation Technical Report (ETR) and associated test reports, all written by Lightship Security (LS). The evaluation determined that the product is both Common Criteria Part 2 Extended and Part 3 Conformant and meets the assurance requirements of the collaborative Protection Profile for Full Drive Encryption - Encryption Engine Version 2.0 + Errata 20190201. The TOE is the KLC Advantech Drives Firmware Version: SCPB13.0/ECPB13.0. The TOE identified in this VR has been evaluated at a NIAP approved CCTL using the Common Methodology for IT Security Evaluation (Version 3.1, Rev 5) for conformance to the Common Criteria for IT Security Evaluation (Version 3.1, Rev 5). This VR applies only to the specific version of the TOE as evaluated. The evaluation has been conducted in accordance with the provisions of the NIAP Common Criteria Evaluation and Validation Scheme (CCEVS) and the conclusions of the testing laboratory in the ETR are consistent with the evidence provided. The Validation team monitored the activities of the Evaluation team, provided guidance on technical issues and evaluation processes, and reviewed the individual work units and successive versions of the ETR. The Validation team found that the evaluation showed that the product satisfies all of the functional requirements and assurance requirements stated in the Security Target (ST). Therefore, the Validation team concludes that the testing laboratory’s findings are accurate, the conclusions justified, and the conformance results are correct. The conclusions of the testing laboratory in the ETR are consistent with the evidence produced. The technical information included in this report was obtained from the KLC Advantech Drives Firmware Version: SCPB13.0/ECPB13.0 Security Target, Version 1.4, June 2024 and analysis performed by the Validation team. KLC Advantech Drives Firmware Version: SCPB13.0/ECPB13.0 Validation Report, Version 1.0 2 2. Identification The CCEVS is a joint National Security Agency (NSA) and National Institute of Standards and Technology (NIST) effort to establish commercial facilities to perform trusted product evaluations. Under this program, security evaluations are conducted by commercial testing laboratories called Common Criteria Testing Laboratories (CCTLs) using the Common Evaluation Methodology (CEM) in accordance with National Voluntary Laboratory Assessment Program (NVLAP) accreditation. The NIAP Validation Body assigns Validators to monitor the CCTLs to ensure quality and consistency across evaluations. Developers of information technology products desiring a security evaluation contract with a CCTL and pay a fee for their product’s evaluation. Upon successful completion of the evaluation, the product is added to NIAP’s Validated Products List. Table 1 provides information needed to completely identify the product, including: • The TOE: the fully qualified identifier of the product as evaluated. • The ST, describing the security features, claims, and assurances of the product. • The conformance result of the evaluation. • The Protection Profile (PP) to which the product is conformant. • The organizations and individuals participating in the evaluation. Table 1: Evaluation Identifiers Item Identifier Evaluation Scheme United States NIAP Common Criteria Evaluation and Validation Scheme Evaluated Product KLC Advantech Drives Firmware Version: SCPB13.0/ECPB13.0 Sponsor and Developer KLC Group LLC 1900 Camden Ave. San Jose, CA 95124 CCTL Lightship Security USA 3600 O’Donnell St., Suite 2 Baltimore, MD 21224 CC Version Common Criteria for Information Technology Security Evaluation, Version 3.1, Revision 5, April 2017. CEM Common Methodology for Information Technology Security Evaluation: Evaluation Methodology, Version 3.1, Revision 5, April 2017. KLC Advantech Drives Firmware Version: SCPB13.0/ECPB13.0 Validation Report, Version 1.0 3 Item Identifier Protection Profile collaborative Protection Profile for Full Drive Encryption - Encryption Engine, Version 2.0 + Errata 20190201, February 1, 2019 ST KLC Advantech Drives Firmware Version: SCPB13.0/ECPB13.0 Security Target, Version 1.4, June 2024 Evaluation Technical Report KLC Advantech Drives Firmware Version: SCPB13.0/ECPB13.0 Evaluation Technical Report, Version 0.3, June 2024 Conformance Result CC Part 2 extended, CC Part 3 conformant Evaluation Personnel Lightship USA: Nil Folquer, Kevin Steiner CCEVS Validators Jenn Dotson, Clare Parran, Chris Thorpe KLC Advantech Drives Firmware Version: SCPB13.0/ECPB13.0 Validation Report, Version 1.0 4 3. Architectural Information Note: The following architectural description is based on the description presented in the Security Target. The TOE is a solid state self-encrypting drive that provides encryption and decryption of stored user data. 3.1. TOE Evaluated Configuration The TOE evaluated configuration includes the KLC Advantech Drives Firmware Version: SCPB13.0/ECPB13.0, which consists of the following models and versions: Table 2: TOE Models Series CC Listed P/N & Version Advantech P/N & Version Form Factor Controller FW Version 840F SQF-2020-1TSCB SQFFS25V8-1TSC 2.5" SATA PS3112-S12 SCPB13.0 840F SQF-2020-512SCB SQFFS25V8-512GSC 2.5" SATA 840F SQF-2020-256SCB SQFFS25V4-256GSC 2.5” SATA 840F SQF-2020-128SCB SQFFS25V2-128GSC 2.5” SATA 840F SQF-2020-1TSCM SQFFSM8V4-1TSC M.2 SATA 840F SQF-2020-512SCM SQFFSM8V4-512GSC M.2 SATA 840F SQF-2020-256SCM SQFFSM8V4-256GSC M.2 SATA 840F SQF-2020-128SCM SQFFSM8V2-128GSC M.2 SATA 920F SQF-2040-1TECM SQFFCM8V4-1TEC M.2 NVMe PS5012-E12 ECPB13.0 920F SQF-2040-512ECM SQFFCM8V4-512GEC M.2 NVMe 920F SQF-2040-256ECM SQFFCM8V4-256GEC M.2 NVMe PS5012-E12 ECPB13.0 KLC Advantech Drives Firmware Version: SCPB13.0/ECPB13.0 Validation Report, Version 1.0 5 3.2. TOE Architecture The TOE provides full drive encryption to safeguard data on lost or stolen devices. The Encryption Engine (EE) ensures that the drive data is encrypted using NIST approved algorithms. 3.3. Physical Boundary The physical boundary of the TOE encompasses the KLC Advantech Drives firmware running on the SEDs. The TOE hardware is delivered to customers via trusted courier with the firmware preinstalled. The TOE models support either NVMe PCIe or SATA III interfaces. All TOE models incorporate an ARM Cortex-R5 processor (ARMv7-R microarchitecture). 3.4. Required Non-TOE Hardware, Software, and Firmware The TOE operates with the following components in the environment: • Authorization Acquisition - KLC CipherDrive v1.2.3 software installed on a 128 MB read-only Shadow MBR partition on the SED. This supplies the Border Encryption Value (BEV) for locking and unlocking the drives. The AA software provides the GUI used for performing the security management functions described within this ST. • Protected OS - The TOE supports protection of commonly used operating systems, such as Linux Operating Systems/Linux based Hypervisors and Windows Operating Systems. • Computer Hardware - Intel based UEFI booted systems that supports Intel Secure Key Technology. CC Testing performed using CPUs: o Intel Core i5-13500 (Raptor Lake) KLC Advantech Drives Firmware Version: SCPB13.0/ECPB13.0 Validation Report, Version 1.0 6 4. Security Policy This section summarizes the security functionality of the TOE: 4.1. Cryptographic Support The TOE ensures key material used for storage encryption is properly generated and protected from disclosure. It also implements cryptographic key and key material destruction during transitioning to a Compliant power saving state, or when all keys and key material are no longer needed. The TOE performs cryptographic operations as shown in relevant Cryptographic Algorithm Validation Program (CAVP) certificates. 4.2. Data Protection The TOE enables encryption and decryption of user data on a SED to protect it from unauthorized disclosure. 4.3. Security Management The TOE enables management of its security functions, including: i) Changing and erasing the DEK ii) Updating the TOE firmware 4.4. Protection of the TSF The TOE ensures the authenticity and integrity of firmware updates through digital signatures using RSA 2048 with SHA-256. The TOE supports the D3 compliant power saving state as prompted by the protected OS when a user initiates a request. The TOE ensures its integrity and operation by performing self-tests. KLC Advantech Drives Firmware Version: SCPB13.0/ECPB13.0 Validation Report, Version 1.0 7 5. Assumptions and Clarification of Scope 5.1. Assumptions The Security Problem Definition, including the assumptions, can be found in the following documents: • collaborative Protection Profile for Full Drive Encryption - Encryption Engine, Version 2.0 + Errata 20190201, February 1, 2019 That information has not been reproduced here and CPP_FDE_EE_V2.0E should be consulted if there is interest in that material. 5.2. Clarification of Scope The scope of this evaluation was limited to the functionality and assurances covered in CPP_FDE_EE_V2.0E as described for this TOE in the ST. Other functionality included in the product was not assessed as part of this evaluation. All other functionality provided by the devices needs to be assessed separately, and no further conclusions can be drawn about their effectiveness. All evaluations (and all products) have limitations, as well as potential misconceptions that need clarifying. This text covers some of the more important limitations and clarifications of this evaluation. Note that: • As with any evaluation, this evaluation only shows that the evaluated configuration meets the security claims made in accordance with the assurance activities specified in the CPP_FDE_EE_V2.0E and performed by the Evaluation team • This evaluation covers only the specific software version identified in this document, and not any earlier or later versions released or in process. • Apart from the Admin Guide identified in Section 6, additional customer documentation for the specific models was not included in the scope of the evaluation and therefore should not be relied upon when configuring or operating the device as evaluated. • This evaluation did not specifically search for, nor attempt to exploit, vulnerabilities that were not “obvious” or vulnerabilities to objectives not claimed in the ST. The CEM defines an “obvious” vulnerability as one that is easily exploited with a minimum of understanding of the TOE, technical sophistication and resources. • The functionality evaluated is scoped exclusively to the security functional requirements specified in the CPP_FDE_EE_V2.0E and applicable Technical Decisions. Any additional security related functional capabilities of the TOE were not covered by this evaluation. In particular, functionality defined in Section 3.4 is not covered by this evaluation. KLC Advantech Drives Firmware Version: SCPB13.0/ECPB13.0 Validation Report, Version 1.0 8 6. Documentation The following guidance documents were available with the TOE for evaluation: • KLC Advantech Drives Firmware Version: SCPB13.0/ECPB13.0 Common Criteria Guide, Version 1.1, June 2024 This document is the only documentation that should be trusted to set-up, administer, or use the product in the evaluated configuration. Additional documentation was not included in the scope of the evaluation and should not be relied upon when configuring or operating the device as evaluated. KLC Advantech Drives Firmware Version: SCPB13.0/ECPB13.0 Validation Report, Version 1.0 9 7. IT Product Testing This section describes the testing efforts of the Evaluation team. It is derived from information contained in KLC Advantech Drives Firmware Version: SCPB13.0/ECPB13.0 FDE Encryption Engine Test Plan, version 0.3, June 2024, which is not publicly available. The KLC Advantech Drives Firmware Version: SCPB13.0/ECPB13.0 Assurance Activity Report, Version 0.3, June 2024 provides an overview of testing and the prescribed assurance activities. 7.1. Developer Testing No evidence of developer testing is required in the Assurance Activities for this product. 7.2. Evaluation Team Independent Testing The Evaluation team conducted independent testing at Lightship Security USA lab in Baltimore, MD during December 2023. The Evaluation team configured the TOE according to vendor installation instructions and as identified in the ST. The Evaluation team confirmed the technical accuracy of the setup and installation guide during installation of the TOE. The Evaluation team confirmed that the TOE version delivered for testing was identical to the version identified in the ST. The Evaluation team used the PP test procedures as a basis for creating each of the independent tests as required by the Assurance Activities. Each Assurance Activity was tested as required by the conformant PP and the Evaluation team verified that each test passed. 7.3. Remote Testing Remote testing was conducted at the Phison facility located in Jhunan, Miaoli, Taiwan. Phison representatives conducted the testing. The Evaluation team directed and observed remote testing for the SQFFSM8V2-128GSC and SQFFCM8V4-256GEC TOE models for the FCS_CKM.1(c), FCS_CKM.4(b) and FDP_DSK_EXT.1 test activities. This was performed over a recorded remote session and participation included the Vendor, CCTL, NIAP and the Validation team on April 24, 2024. Prior approval was granted by NIAP. Prior to testing, the Evaluation team confirmed the TOE models were running the correct firmware and were physically and logically separated from other hardware in the test facility. 7.4. Evaluated Configuration The TOE testing environment components are identified in the tables below. KLC Advantech Drives Firmware Version: SCPB13.0/ECPB13.0 Validation Report, Version 1.0 10 Table 3: Devices in the Testing Environment TOE model Platform Controller Firmware SFRs SQFFSM8V2- 128GSC (onsite) Windows 11, Intel i5-13500 PS3112- S12 SCPB13.0 FCS_VAL_EXT.1 FMT_SMF.1 FPT_TUD_EXT.1 SQFFCM8V4- 256GEC (onsite) Windows 11, Intel i5-13500 PS5012- E12 ECPB13.0 FCS_VAL_EXT.1 FMT_SMF.1 FPT_TUD_EXT.1 SQFFS25V8- 1TSC (onsite) Windows 11, Intel i5-13500 PS3112- S12 SCPB13.0 FCS_VAL_EXT.1 FMT_SMF.1 FPT_TUD_EXT.1 SQFFSM8V2- 128GSC (remote) Ubuntu 16.04 LTS, Intel i5-8400 PS3112- S12 SCPB13.0 FCS_CKM.4(b) FCS_CKM.1(c) FDP_DSK_EXT.1 SQFFCM8V4- 256GEC (remote) Ubuntu 20.04.2 LTS, Intel i5-8400 PS5012- E12 ECPB13.0 FCS_CKM.4(b) FCS_CKM.1(c) FDP_DSK_EXT.1 Table 4: Tools Used for Testing Tool name Version Description KLC CipherDrive v1.2.3 This tool provides GUI access to the TOE to be able to perform management functions Phison Pattern System (for SQFFSM8V2- 128GSC) 0.9.01.33 This tool was used to test the deletion and generation of key as well as provide dumps of the entire drive to verify evidence KLC Advantech Drives Firmware Version: SCPB13.0/ECPB13.0 Validation Report, Version 1.0 11 Tool name Version Description Phison Pattern System (for SQFFCM8V4- 256GEC) 1.10.01.01 This tool was used to test the deletion and generation of key as well as provide dumps of the entire drive to verify evidence DLMC Tool for Trusted Update V1.00 This tool was used for updating the firmware on the TOE for trusted update tests. HxD 2.5.0.0 This tool was used to verify binary file dumps with key contents KLC Advantech Drives Firmware Version: SCPB13.0/ECPB13.0 Validation Report, Version 1.0 12 8. Results of the Evaluation The results of the assurance requirements are generally described in this section and are presented in detail in the proprietary documents: the Detailed Test Report (DTR) and the Evaluation Technical Report (ETR). The reader of this document can assume that all activities and work units received a passing verdict. A verdict for an assurance component is determined by the resulting verdicts assigned to the corresponding evaluator action elements. The evaluation was conducted based upon CC Version 3.1 Revision 5 and CEM Version 3.1 Revision 5. The evaluation determined the KLC Advantech Drives Firmware Version: SCPB13.0/ECPB13.0 to be Part 2 extended, and to meet the SARs contained in the PP. Additionally, the evaluator performed the Assurance Activities specified in CPP_FDE_EE_V2.0E. 8.1. Evaluation of Security Target (ASE) The Evaluation team applied each ASE CEM work unit. The ST evaluation ensured the ST contains a description of the environment in terms of policies and assumptions, a statement of security requirements claimed to be met by the KLC Advantech Drives Firmware Version: SCPB13.0/ECPB13.0 products that are consistent with the Common Criteria, and product security function descriptions that support the requirements. The Validation team reviewed the work of the Evaluation team and found that sufficient evidence and justification was provided by the Evaluation team to confirm that the evaluation was conducted in accordance with the requirements of the CEM, and that the conclusion reached by the Evaluation team was justified. 8.2. Evaluation of Development Documentation (ADV) The Evaluation team applied each ADV CEM work unit. The Evaluation team assessed the design documentation and found it adequate to aid in understanding how the TSF provides the security functions. The design documentation consists of a functional specification contained in the ST and Guidance documents. Additionally, the evaluator performed the assurance activities specified in the CPP_FDE_EE_V2.0E related to the examination of the information contained in the TOE Summary Specification (TSS). The Validation reviewed the work of the Evaluation team and found that sufficient evidence and justification was provided by the Evaluation team to confirm that the evaluation was conducted in accordance with the requirements of the CEM, and that the conclusion reached by the Evaluation team was justified. 8.3. Evaluation of Guidance Documents (AGD) The Evaluation team applied each AGD CEM work unit. The Evaluation team ensured the adequacy of the user guidance in describing how to use the operational TOE. Additionally, the Evaluation team ensured the adequacy of the administrator guidance in describing how to securely administer the TOE. All of the guides were assessed during the design and testing phases of the evaluation to ensure they were complete. KLC Advantech Drives Firmware Version: SCPB13.0/ECPB13.0 Validation Report, Version 1.0 13 The Validation team reviewed the work of the Evaluation team and found that sufficient evidence and justification was provided by the Evaluation team to confirm that the evaluation was conducted in accordance with the requirements of the CEM, and that the conclusion reached by the Evaluation team was justified. 8.4. Evaluation of Life Cycle Support Activities (ALC) The Evaluation team applied each ALC CEM work unit. The Evaluation team found that the TOE was appropriately labeled with a unique identifier consistent with the TOE identification in the evaluation evidence and that the TOE references used are consistent. The Validation team reviewed the work of the Evaluation team and found that sufficient evidence and justification was provided by the Evaluation team to confirm that the evaluation was conducted in accordance with the requirements of the CEM, and that the conclusion reached by the Evaluation team was justified. 8.5. Evaluation of Test Documentation and the Test Activity (ATE) The Evaluation team applied each ATE CEM work unit. The Evaluation team ran the set of tests specified by the assurance activities in the CPP_FDE_EE_V2.0E and recorded the results in a Test Report, summarized in the AAR. The Validation team reviewed the work of the Evaluation team and found that sufficient evidence and justification was provided by the Evaluation team to confirm that the evaluation was conducted in accordance with the requirements of the CEM, and that the conclusion reached by the Evaluation team was justified. 8.6. Vulnerability Assessment Activity (VAN) The evaluation team applied each AVA CEM work unit. The vulnerability analysis is in the KLC Advantech Drives Firmware Version: SCPB13.0/ECPB13.0 CPP_FDE_EE_v2.0E Vulnerability Assessment, Version 0.2, June 2024, report prepared by the Evaluation team. The vulnerability analysis includes a public search for vulnerabilities. The public search for vulnerabilities conducted on June 11, 2024, did not uncover any residual vulnerability. The Evaluation team searched: • NIST National Vulnerabilities Database (can be used to access CVE and US- CERT databases identified below): https://web.nvd.nist.gov/view/vuln/search • Common Vulnerabilities and Exposures: https://cve.mitre.org/cve/search_cve_list.html • US-CERT: http://www.kb.cert.org/vuls/html/search The Evaluation team performed a search using the following keywords: • Drive encryption • Disk encryption • Key destruction KLC Advantech Drives Firmware Version: SCPB13.0/ECPB13.0 Validation Report, Version 1.0 14 • Key sanitization • Self Encrypting Drive • SED • OPAL • KLC Advantech • SQFFS25V8-1TSC • SQFFS25V8-512GSC • SQFFS25V4-256GSC • SQFFS25V2-128GSC • SQFFSM8V4-1TSC • SQFFSM8V4-512GSC • SQFFSM8V4-256GSC • SQFFSM8V2-128GSC • SQFFCM8V4-1TEC • SQFFCM8V4-512GEC • SQFFCM8V4-256GEC • SCPB13.0 • ECPB13.0 • PS3112-S12 • PS5012-E12 • ARMv7 (cpe:2.3:h:arm:arm7:-:*:*:*:*:*:*:*) • ARM Cortex-R (cpe:2.3:h:arm:cortex-r:-:*:*:*:*:*:*:*) • ARM Cortex-R5 The Validation team reviewed the work of the Evaluation team and found that sufficient evidence and justification was provided by the Evaluation team to confirm that the evaluation was conducted in accordance with the requirements of the CEM, and that the conclusion reached by the Evaluation team was justified. 8.7. Summary of Evaluation Results The Evaluation team's assessment of the evaluation evidence demonstrates that the claims in the ST are met. Additionally, the evaluation team's test activities also demonstrated the accuracy of the claims in the ST. The Validation team's assessment of the evidence provided by the evaluation team is that it demonstrates that the Evaluation team followed the procedures defined in the CEM and performed the Assurance Activities in the CPP_FDE_EE_V2.0E and correctly verified that the product meets the claims in the ST. KLC Advantech Drives Firmware Version: SCPB13.0/ECPB13.0 Validation Report, Version 1.0 15 9. Validator Comments The Validation team notes that the evaluated configuration is dependent upon the TOE being configured per the evaluated configuration instructions in the documentation referenced in Section 6 of this VR. Consumers are encouraged to download the configuration guide from the NIAP website to ensure the device is configured as evaluated. Any additional customer documentation provided with the product, or that is available online, was not included in the scope of the evaluation and should not be relied upon when configuring or operating the device as evaluated. The functionality evaluated is scoped exclusively to the security functional requirements specified in the ST. Other functionality included in the product was not assessed as part of this evaluation. Other functionality provided by devices in the operational environment needs to be assessed separately and no further conclusions can be drawn about their effectiveness. No versions of the TOE models or Firmware versions, either earlier or later, were evaluated. KLC Advantech Drives Firmware Version: SCPB13.0/ECPB13.0 Validation Report, Version 1.0 16 10. Annexes Not applicable. KLC Advantech Drives Firmware Version: SCPB13.0/ECPB13.0 Validation Report, Version 1.0 17 11. Security Target KLC Advantech Drives Firmware Version: SCPB13.0/ECPB13.0 Security Target, Version 1.4, June 2024. KLC Advantech Drives Firmware Version: SCPB13.0/ECPB13.0 Validation Report, Version 1.0 18 12. GLOSSARY • Common Criteria Testing Laboratory (CCTL): An IT security evaluation facility accredited by the National Voluntary Laboratory Accreditation Program (NVLAP) and approved by the CCEVS Validation Body to conduct Common Criteria-based evaluations. • Conformance. The ability to demonstrate in an unambiguous way that a given implementation is correct with respect to the formal model. • Evaluation: The assessment of an IT product against the Common Criteria using the Common Criteria Evaluation Methodology to determine whether or not the claims made are justified; or the assessment of a protection profile against the Common Criteria using the Common Evaluation Methodology to determine if the Profile is complete, consistent, technically sound and hence suitable for use as a statement of requirements for one or more TOEs that may be evaluated. • Evaluation Evidence: Any tangible resource (information) required from the sponsor or developer by the evaluator to perform one or more evaluation activities. • Feature. Part of a product that is either included with the product or can be ordered separately. • Target of Evaluation (TOE): A group of IT products configured as an IT system, or an IT product, and associated documentation that is the subject of a security evaluation under the CC. • Threat: Means through which the ability or intent of a threat agent to adversely affect the primary functionality of the TOE, facility that contains the TOE, or malicious operation directed towards the TOE. A potential violation of security. • Validation: The process carried out by the CCEVS Validation Body leading to the issue of a Common Criteria certificate. • Validation Body: A governmental organization responsible for carrying out validation and for overseeing the day-to-day operation of the NIAP Common Criteria Evaluation and Validation Scheme. • Vulnerabilities: A vulnerability is a hardware, firmware, or software flaw that leaves an Automated Information System (AIS) open for potential exploitation. A weakness in automated system security procedures, administrative controls, physical layout, internal controls, and so forth, which could be exploited by a threat to gain unauthorized access to information or disrupt critical processing. KLC Advantech Drives Firmware Version: SCPB13.0/ECPB13.0 Validation Report, Version 1.0 19 13. Acronym List CAVP Cryptographic Algorithm Validation Program (CAVP) CCEVS Common Criteria Evaluation and Validation Scheme CCIMB Common Criteria Interpretations Management Board CCTL Common Criteria Testing Laboratories CEM Common Evaluation Methodology for IT Security Evaluation LS Lightship Security USA CCTL ETR Evaluation Technical Report IT Information Technology NIAP National Information Assurance Partnership NIST National Institute of Standards and Technology NSA National Security Agency NVLAP National Voluntary Laboratory Assessment Program OS Operating System OSP Organizational Security Policies PCL Products Compliant List ST Security Target TOE Target of Evaluation VR Validation Report KLC Advantech Drives Firmware Version: SCPB13.0/ECPB13.0 Validation Report, Version 1.0 20 14. Bibliography 1. Common Criteria for Information Technology Security Evaluation, Part 1: Introduction and General Model, CCMB-2017-04-001, Version 3.1 Revision 5, April 2017 2. Common Criteria for Information Technology Security Evaluation, Part 2: Security functional requirements, CCMB-2017-04-002, Version 3.1 Revision 5, April 2017 3. Common Criteria for Information Technology Security Evaluation, Part 3: Security assurance requirements, CCMB-2017-04-003, Version 3.1 Revision 5, April 2017 4. Common Methodology for Information Technology Security Evaluation, Evaluation Methodology, CCMB-2017-04-004, Version 3.1, Revision 5, April 2017 5. collaborative Protection Profile for Full Drive Encryption – Encryption Engine, Version 2.0e + Errata 20190201, February 1, 2019 6. KLC Advantech Drives Firmware Version: SCPB13.0/ECPB13.0 Security Target, Version 1.4, June 2024 7. KLC Advantech Drives Firmware Version: SCPB13.0/ECPB13.0 Common Criteria Guide, Version 1.1, June 2024 8. KLC Advantech Drives Firmware Version: SCPB13.0/ECPB13.0 Assurance Activity Report, Version 0.3, June 2024 9. KLC Advantech Drives Firmware Version: SCPB13.0/ECPB13.0 CPP_FDE_EE_v2.0E Vulnerability Assessment, Version 0.2, June 2024 10. KLC Advantech Drives Firmware Version: SCPB13.0/ECPB13.0 Evaluation Technical Report, Version 0.3, June 2024 11. KLC Advantech Drives Firmware Version: SCPB13.0/ECPB13.0 FDE Encryption Engine Test Plan, Version 0.3, June 2024 12. KLC Advantech Drives Firmware Version: SCPB13.0/ECPB13.0 FDE Encryption Engine Test Plan Evidence, Version 0.3, June 2024