SHARP
SHARP BP-70C65 / 70C55 / 70C45 / 70C26 / 60C36 / 60C31 / 60C26 /
50C65 / 50C55 / 50C45 fax-standard PS-standard model with BP-FR12U;
BP-40C36 / 40C26 fax-standard PS-optional model with BP-FR12U and
MX-PK13; BP-70C65 / 70C55 / 70C45 / 70C36 / 70C31 / 60C45 / 60C36
/ 60C31 fax-optional PS-standard model with BP-FR12U and BP-FX11;
and BP-55C26 / 50C65 / 50C55 / 50C45 / 50C36 / 50C31 / 50C26 fax-
optional PS-optional model with BP-FR12U, MX-PK13 and BP-FX11
Security Target
Version 1.02
This document is a translation of the evaluated and certified
security target written in Japanese.
SHARP CORPORATION
© 2020–2022, Sharp Corporation, all rights reserved. 2
Revision history
Date Ver. Revision Approved Author
2020-11-30 0.80 • Original Draft Hamada Nakagawa
2021-11-16 0.81
• Cover / Section 1.2 / Section 1.3.4 / Section 1.4.1 /
Section 1.4.2 / Section 1.4.3.2 : Correction of
references of ST, according to changes of TOE
components.
• The beginning of Chapter 5 / Section 5.6 / Section
6.2.4 / Section 6.2.5 / Section 6.2.9 / Section 6.2.11 /
Section 6.2.14 / Section 7.2 / Section 7.4 / Section 7.6 /
Section 7.9 / Section 7.11 : Correction of description
Hamada Yamamoto
2022-06-06 1.00
• Section 1.2 / Section 1.3.4 / Section 1.4.2 : Correction
of versions of TOE components
Hamada Nakagawa
2022-07-21 1.01 • Section 1.4.1 : Addition about TOE firmware Hamada Nakagawa
2022-10-06 1.02
• Section 1.3.4 : Correction of errors
• Section 6.2.11 / Section 7.1 / Section 7.3 / Section
7.11 : In response to the obserbation report ASE001-01
Takahashi Nakagawa
© 2020–2022, Sharp Corporation, all rights reserved. 3
Table of Contents
1 ST Introduction...................................................................................................................6
1.1 ST Reference.......................................................................................................................................6
1.2 TOE Reference ...................................................................................................................................6
1.3 TOE Overview....................................................................................................................................7
1.3.1 TOE Type ...................................................................................................................................7
1.3.2 TOE Usage..................................................................................................................................7
1.3.3 TOE Main Security Functions ....................................................................................................7
1.3.4 Required hardware/software/firmware other than the TOE........................................................7
1.4 TOE Description.................................................................................................................................8
1.4.1 Physical Configuration of the TOE.............................................................................................8
1.4.2 Guidance...................................................................................................................................10
1.4.3 Logical Configuration of the TOE............................................................................................10
1.4.4 User of the TOE........................................................................................................................13
2 Conformance Claims ........................................................................................................14
2.1 CC Conformance Claim....................................................................................................................14
2.2 PP Claim...........................................................................................................................................14
2.3 Package Claim ..................................................................................................................................14
2.4 Conformance Rationale ....................................................................................................................14
3 Security Problem Definition .............................................................................................15
3.1 Protected Assets of the TOE.............................................................................................................15
3.2 Threats ..............................................................................................................................................15
3.3 Organisational Security Policies.......................................................................................................15
3.4 Assumptions......................................................................................................................................16
4 Security Objectives ...........................................................................................................17
5 Extended Components Definition.....................................................................................18
5.1 FAU_STG_EXT Extended: External Audit Trail Storage.............................................................18
5.2 FCS_CKM_EXT Extended: Cryptographic Key Management.....................................................18
5.3 FCS_HTTPS_EXT Extended: HTTPS selected ............................................................................19
5.4 FCS_KYC_EXT Extended: Cryptographic Operation (Key Chaining) ........................................20
5.5 FCS_RBG_EXT Extended: Cryptographic Operation (Random Bit Generation).........................20
5.6 FCS_SMC_EXT Extended: Submask Combining.........................................................................21
5.7 FCS_TLS_EXT Extended: TLS selected ......................................................................................22
5.8 FDP_DSK_EXT Extended: Protection of Data on Disk................................................................23
5.9 FDP_FXS_EXT Extended: Fax Separation...................................................................................23
5.10 FIA_PMG_EXT Extended: Password Management .....................................................................24
5.11 FPT_KYP_EXT Extended: Protection of Key and Key Material..................................................25
5.12 FPT_SKP_EXT Extended: Protection of TSF Data ......................................................................25
5.13 FPT_TST_EXT Extended: TSF Testing........................................................................................26
5.14 FPT_TUD_EXT Extended: Trusted Update..................................................................................26
6 Security Requirements......................................................................................................28
6.1 Notational Conventions ....................................................................................................................28
6.2 Security Functional Requirements....................................................................................................28
6.2.1 Required FAU Requirements....................................................................................................28
6.2.2 Required FCS Requirements.....................................................................................................29
© 2020–2022, Sharp Corporation, all rights reserved. 4
6.2.3 Required FDP Requirements ....................................................................................................31
6.2.4 Required FIA Requirements .....................................................................................................33
6.2.5 Required FMT Requirements....................................................................................................35
6.2.6 Required FPT Requirements.....................................................................................................38
6.2.7 Required FTA Requirements ....................................................................................................39
6.2.8 Required FTP Requirements.....................................................................................................39
6.2.9 Conditionally Mandatory Requirements B1 .............................................................................40
6.2.10 Conditionally Mandatory Requirements B2 ...........................................................................40
6.2.11 Selection-based Requirements D1 ..........................................................................................41
6.2.12 Selection-based Requirements D2 ..........................................................................................41
6.2.13 Selection-based Requirements D3 ..........................................................................................42
6.2.14 Rationale for Security Functional Requirements ....................................................................42
6.3 TOE Security Assurance Requirements............................................................................................45
6.3.1 Class ASE: Security Target Evaluation ....................................................................................45
6.3.2 Class ADV: Development.........................................................................................................45
6.3.3 Class AGD: Guidance Documents............................................................................................45
6.3.4 Class ALC: Life-cycle Support.................................................................................................45
6.3.5 Class ATE: Tests ......................................................................................................................45
6.3.6 Class AVA: Vulnerability Assessment.....................................................................................45
6.3.7 Rationale for Security Assurance Requirements.......................................................................45
7 TOE Summary Specification............................................................................................46
7.1 Security Audit...................................................................................................................................46
7.2 Cryptographic Support......................................................................................................................48
7.3 User Data Protection.........................................................................................................................50
7.4 Identification and Authentication .....................................................................................................54
7.5 Security Management .......................................................................................................................56
7.6 Protection of the TSF........................................................................................................................59
7.7 TOE Access ......................................................................................................................................60
7.8 Trusted Path / Channel......................................................................................................................61
7.9 Confidential Data on Field-Replaceable Nonvolatile Storage Devices 1 .........................................62
7.10 PSTN Fax-Network Separation ........................................................................................................62
7.11 Confidential Data on Field-Replaceable Nonvolatile Storage Devices 2 .........................................63
7.12 Protected Communications...............................................................................................................63
7.13 Trusted Update..................................................................................................................................64
8 Appendix...........................................................................................................................65
8.1 Terminology......................................................................................................................................65
8.2 Abbreviations....................................................................................................................................65
© 2020–2022, Sharp Corporation, all rights reserved. 5
List of Table
Table 1.1: TOE Component (Japan)...............................................................................................................6
Table 1.2: TOE Component (Other than Japan) .............................................................................................6
Table 1.3: Required hardware/software/firmware for using the TOE function ..............................................8
Table 1.4: Guidance constituting the TOE....................................................................................................10
Table 3.1: Threats .........................................................................................................................................15
Table 3.2: Organisational Security Policies..................................................................................................16
Table 3.3: Assumptions ................................................................................................................................16
Table 4.1: Security Objectives for the Operational Environment.................................................................17
Table 6.1: Auditable Events the PP Requires ...............................................................................................28
Table 6.2: Auditable Events this ST Provides ..............................................................................................29
Table 6.3: D.USER.DOC Access Control SFP.............................................................................................32
Table 6.4: D.USER.JOB Access Control SFP..............................................................................................33
Table 6.5: List of Security attributes.............................................................................................................35
Table 6.6: Management of TSF Data............................................................................................................36
Table 6.7: List of Management Functions Provided by the TSF (1).............................................................37
Table 6.8: List of Management Functions Provided by the TSF (2).............................................................37
Table 6.9: List of Management Functions Provided by the TSF (3).............................................................38
Table 6.10: List of Management Functions Provided by the TSF (4)...........................................................38
Table 6.11: Security Functional Requirement Dependencies (1) .................................................................43
Table 6.12: Security Functional Requirement Dependencies (2) .................................................................44
Table 6.13: Security Functional Requirement Dependencies (3) .................................................................44
Table 7.1: Information Recorded in Audit Data ...........................................................................................46
Table 7.2: TSF Interface Regarding FAU_GEN.1/FAU_GEN.2 .................................................................47
Table 7.3: TSF Interface related to D.USER.DOC Access Control .............................................................51
Table 7.4: TSF Interface related to D.USER.JOB Access Control...............................................................53
Table 7.5: TSF interface related to FMT_MTD.1.........................................................................................57
Table 7.6: TSF interface related to FMT_SMF.1 .........................................................................................58
Table 8.1: Definition of terms used in this ST..............................................................................................65
Table 8.2: Definition of abbreviations used in this ST .................................................................................65
List of Figure
Figure 1: Usage environment of the TOE.......................................................................................................8
Figure 2: Physical configuration of the TOE..................................................................................................9
Figure 3: Logical configuration of the TOE .................................................................................................11
© 2020–2022, Sharp Corporation, all rights reserved. 6
1 ST Introduction
This document is Security Target (ST) that describes the security of Sharp products described in Section
1.2. These Sharp products are CC Evaluation Targets (TOE) that claim conformance to this ST based on
the IT security International Standard (the Common Criteria, CC) identified in Section 2.1.See Sections 8.1
and 8.2 for terminology used in this ST. This ST claims conformance to the PP shown in Section 2.1.
This chapter presents ST reference, TOE reference, TOE overview and TOE description.
1.1 ST Reference
This section provides information needed to identify this Security Target (ST).
Title: SHARP BP-70C65 / 70C55 / 70C45 / 70C26 / 60C36 / 60C31 / 60C26 / 50C65 / 50C55 /
50C45 fax-standard PS-standard model with BP-FR12U; BP-40C36 / 40C26 fax-
standard PS-optional model with BP-FR12U and MX-PK13; BP-70C65 / 70C55 /
70C45 / 70C36 / 70C31 / 60C45 / 60C36 / 60C31 fax-optional PS-standard model with
BP-FR12U and BP-FX11; and BP-55C26 / 50C65 / 50C55 / 50C45 / 50C36 / 50C31 /
50C26 fax-optional PS-optional model with BP-FR12U, MX-PK13 and BP-FX11
Security Target
Version: 1.02
Publication Date: 2022-10-06
Author: Sharp Corporation
1.2 TOE Reference
This section provides information needed to identify the Target of Evaluation (TOE) claiming
conformance to this ST.
The entire TOE is identified as follows.
Name: SHARP BP-70C65 / 70C55 / 70C45 / 70C26 / 60C36 / 60C31 / 60C26 / 50C65 / 50C55 / 50C45
fax-standard PS-standard model with BP-FR12U; BP-40C36 / 40C26 fax-standard PS-optional
model with BP-FR12U and MX-PK13; BP-70C65 / 70C55 / 70C45 / 70C36 / 70C31 / 60C45 /
60C36 / 60C31 fax-optional PS-standard model with BP-FR12U and BP-FX11; and BP-
55C26 / 50C65 / 50C55 / 50C45 / 50C36 / 50C31 / 50C26 fax-optional PS-optional model with
BP-FR12U, MX-PK13 and BP-FX11
Version: 0220Q100
The above TOE consists of the combination of main units and mandatory options shown in Table 1.1 and
Table 1.2.
Table 1.1: TOE Component (Japan)
Version Model number of Main unit Fax PS Mandatory option
0220Q100 BP-70C65, BP-70C55, BP-70C45, BP-70C26,
BP-60C36, BP-60C31, BP-60C26, BP-50C65,
BP-50C55, or BP-50C45
Standard Standard BP-FR12U
BP-40C36 or BP-40C26 Standard None *1
BP-FR12U and MX-
PK13
*1: It is necessary to install MX-PK13.
Table 1.2: TOE Component (Other than Japan)
Version Model number of Main unit Fax PS Mandatory option
0220Q100 BP-70C65, BP-70C55, BP-70C45, BP-70C36,
BP-70C31, BP-60C45, BP-60C36, or BP-60C31
None *2 Standard
BP-FR12U and BP-
FX11
BP-55C26, BP-50C65, BP-50C55, BP-50C45,
BP-50C36, BP-50C31, or BP-50C26
None *2 None *3
BP-FR12U, MX-
PK13, and BP-FX11
*2: It is necessary to install BP-FX11.
*3: It is necessary to install MX-PK13.
© 2020–2022, Sharp Corporation, all rights reserved. 7
1.3 TOE Overview
1.3.1 TOE Type
This TOE is an IT product and a digital multifunction device (abbreviated as MFD) equipped not only with
copy, printer, scanner and fax function, but also with a function to store and retrieve documents (referred
to as document filing function in this TOE).
1.3.2 TOE Usage
The TOE is connected to a local area network (LAN) and used in a network environment. In the network
environment, it is assumed to be used by being connected to the client PC and server in the internal
network protected from unauthorized access of the external network by the firewall. When using the fax
function, it is also connected to the public switched telephone network (PSTN).
In this use environment, the user can operate the TOE from the operation panel of the TOE or by
communication from the client PC via the LAN.
The main uses of the TOE are as shown below.
● Copy and print scanned document data by scanning paper documents (Copy function)
● Send document data from the client PC and print it (Printer function)
● Scan paper documents and send the scanned document data to the client PC or FTP server (Scanner
function)
● Scan paper documents and send the scanned document data to the external fax machine (Fax
transmission function)
● Receive and print document data sent from an external fax machine (Fax reception function)
● Store scanned document data by scanning paper documents or received document data from the outside
in the TOE, then retrieve them and print or send them (Document filing function)
● Make various settings of the MFD from the operation panel
● Make various settings of the MFD from the Web browser on the client PC (Web page setting)
1.3.3 TOE Main Security Functions
The TOE accumulates document data in the TOE or sends and receives it to and from the IT device
connected to the LAN. To protect these document data and secret system information stored in the TOE
against unauthorized disclosure and alteration, the TOE has the following security functions.
● Identification and authentication function: A function of identifying and authenticating whether the
person who intends to use the TOE is an authorized user of the TOE
● Access control function: A function to restrict access to data stored in the TOE
● Stored data encryption function: A function to encrypt data on a field-replaceable nonvolatile storage
device in the TOE
● Network protection function: A function to protect communication paths when using LAN
● Security management function: A function to restrict operations on TSF data to only administrators
● Audit function: A function to log and audit events related to TOE usage and security
● Software verification function: A function to verify the authenticity of firmware before software update
of the TOE
● Self-testing function: A function to verify normal operation of TSF at TOE start-up
● Fax line separation function: A function to prevent data bridge generation between PSTN and LAN
1.3.4 Required hardware/software/firmware other than the TOE
The general usage environment of the TOE is shown in Figure 1.
© 2020–2022, Sharp Corporation, all rights reserved. 8
Figure 1: Usage environment of the TOE
The operation of the TOE requires at least a local area network and an audit server that supports TLS 1.2
using the syslog protocol. For the TOE evaluation, use an audit server configured with rsyslog.
The required hardware, software, or firmware for using the TOE function are shown in Table 1.3. In
addition, various servers and web browsers must support TLS 1.2, and the printer driver needs to use the
IPP-SSL function.
In addition, in order to connect the TOE to the external network, it is necessary to install a firewall to
protect the TOE from unauthorized access of the external network.
Table 1.3: Required hardware/software/firmware for using the TOE function
TOE function Required hardware /
software / firmware
Configuration used in the TOE evaluation
Network authentication Authentication server openLDAP (2.4)
Web page setting Client PC Windows 10
Web browser Microsoft Edge 101
Print from printer driver Client PC Windows 10
Printer driver The sales territory of main unit is Japan:
SHARP <TOE model name> SPDL2 driver
The sales territory of main unit is except Japan:
SHARP <TOE model name> PCL6 driver
Fax transmission/reception Fax line PSTN fax line
Scan to E-mail Mail server Postfix (2.10)
Scan to FTP FTP server Microsoft Internet Information Services installed on
Windows 10
1.4 TOE Description
1.4.1 Physical Configuration of the TOE
The physical scope of the TOE is the entire MFD shown in Figure 2 and consists of the operation panel,
scanner unit, engine unit, controller unit, fax unit and internal storage. This is one in which the advanced
security settings is enabled according to the instruction of the guidance, after installing the mandatory
options for any MFD main unit shown in Table 1.1 or Table 1.2 and updating the firmware.
The firmware is distributed at Sharp's Web site, it is necessary to download it according to the described
procedure in the guidance (スタートガイド / Start Guide) bandled with the MFD main unit. The unique
Telephone network
External network (Internet)
Firewall
FTP server
Mail server
Audit server
Authentication
server
Internal network
(Local area network）
Fax
machine
Client PC
Fax line
TOE
© 2020–2022, Sharp Corporation, all rights reserved. 9
identifier of the firmware is 0220Q100, and the format is binary. In the TOE, the firmware is distributed
and stored in each unit descibed later.
It is possible to add a finisher or paper feed tray to the MFD, but they are not included in the TOE.
The operation panel, scanner unit, engine unit, controller unit (including CPU, Nonvolatile memory 1,
Nonvolatile memory 2, Nonvolatile memory 3, NIC, ES, HBA, and Volatile memory) and internal storage
are built in the MFD main unit and delivered from a dealer as the MFD.
The mandatory option BP-FR12U is embedded to the above-mentioned firmware, the function is activated
by inputting the product key. By inputting the BP-FR12U product key into the MFD, and carrying out
initial configuration according to the guidance, all security functions are configured according to the ST.
In Table 1.1, the fax unit is built in the MFD main unit and is delivered from the dealer as the MFD. The
applicable models are listed below, and the main unit with the standard fax function is sold in Japan,
• BP-70C65, BP-70C55, BP-70C45, BP-70C26, BP-60C36, BP-60C31, BP-60C26, BP-50C65, BP-50C55,
or BP-50C45 Fax:standard, PS:standard
• BP-40C36, or BP-40C26 Fax:standard, PS:None
In Table 1.2, the fax unit is in the form of an external box to be attached to the MFD main unit and is
delivered from a dealer as BP-FX11. The applicable models are listed below, and the main unit without the
fax function is sold outside Japan.
• BP-70C65, BP-70C55, BP-70C45, BP-70C36, BP-70C31,BP-60C45, BP-60C36, or BP-60C31
Fax:None, PS:Standard
• BP-55C26, BP-50C65, BP-50C55, BP-50C45, BP-50C36, BP-50C31 or BP-50C26 Fax:None, PS:None
Figure 2: Physical configuration of the TOE
● Operation panel: A control device for operating the TOE equipped with touch panel LCD display,
hardware key and LED.
● Scanner unit: A device for scanning paper documents and converting them into electronic data. Scanner
control firmware for controlling the scanner operation is stored in the ROM in this device.
● Engine unit: A device for printing and outputing paper documents, including the mechanism of paper
feed function and paper output function. Print control firmware for controlling the print operation is
stored in the ROM in this device.
● Controller unit: A device for controlling the entire MFD, including such as integrated circuit, storage
device for executing the firmware of the TOE shown below. In Table 1.1 and Table 1.2, the main unit
that does not have MX-PK13 as a required option is controlled as a PostScript 3-compatible printer by
default. For the main unit with MX-PK13 as a mandatory option in Table 1.1 and Table 1.2, the
function is activated by inputting the product key into the MFD according to a predetermined procedure,
and the printer is controlled as a PostScript 3-compatible printer.
• CPU: A central processing unit that performs basic arithmetic processing in MFD operation.
• Volatile memory: A volatile storage device used as a work area.
• NIC: A network interface device supporting Ethernet (10Base-T, 100Base-TX, 1000Base-T).
• HBA (Host bus adapter): An interface device with cryptographic circuit to connect the controller unit
and internal storage.
Scanner unit Operation panel
Controller unit
CPU ES
HBA
Volatile
memory
NIC
Internal
storage
Fax unit
Engine unit
Internal network
(Client PC,
Various servers)
User
TOE
Printed
document
Original document
PSTN
Fax line
Nonvolatile
memory 1
Nonvolatile
memory 2
Nonvolatile
memory 3
© 2020–2022, Sharp Corporation, all rights reserved. 10
• ES (Entropy source): A circuit that generates random bit strings used to initialize a random number
generator.
• Nonvolatile memory 1: A nonvolatile storage device that stores the key materials(submask materials)
for encryption key used for encrypting user data and TSF data on internal storage. This device is
soldered on the board.
• Nonvolatile memory 2: A nonvolatile storage device that stores the key materials(storage
intermediary keys) for encryption key used for encrypting user data and TSF data on internal storage.
This device is soldered on the board.
• Nonvolatile memory 3: A nonvolatile storage device that stores the main unit control firmware that
performs Boot control of the MFD main unit. This device is soldered on the board.
● Fax unit: A device connected to the PSTN and for sending and receiving faxes to and from an external
fax machine conforming to the G3 standard. Fax control firmware for controlling fax communication is
stored in the ROM in this device. In Table 1.1, the fax unit is built in the MFD main unit. In Table 1.2,
it is attached by the mandatory option BP-FX11.
● Internal storage: A field-replaceable nonvolatile storage device for storing user data such as document
data, TSF data, and main control firmware for control of the MFD main unit. It consists of SSD and
eMMC.
1.4.2 Guidance
The list of guidance constituting the TOE is shown in Table 1.4. Every guidance has English and Japanese
versions respectively, and they are distributed according to whether sales territory is other than Japan or
Japan. In the guidance (スタートガイド / Start Guide) bandled with the MFD main unit, the instructions for
downloading firmware and other guidance are described. Before the TOE is installed, it is necessary to
download them from the Sharp's Web site according to the description.
Table 1.4: Guidance constituting the TOE
Name Version Language
Delivery
format
Delivery method
スタートガイド
TINSJ5504FCZZ KS1
Japanese Paper medium
Enclosed in the package of the
MFD main unit
かんたん操作ガイド bp70c65_qsg_02a_ja Japanese PDF file Download from Web
ユーザーズマニュアル bp70c65_usr_02a_ja Japanese PDF file Download from Web
ソフトウェアセットアップガイド software-setup_a30-01a_ja Japanese PDF file Download from Web
取扱説明書 データセキュリティ
キット
bp70C65_dk1_01a_ja
Japanese PDF file Download from Web
注意書 データセキュリティキッ
ト
Q1-1
Japanese PDF file Download from Web
Protection Profile for Hardcopy
Devices適合状態で本製品をご
利用のお客様へ
Q1-1
Japanese PDF file Download from Web
Start Guide
TINSE5505FCZZ KS2
English Paper medium
Enclosed in the package of the
MFD main unit
Quick Start Guide bp70c65_qsg_02a_us English PDF file Download from Web
User’s Manual bp70c65_usr_02a_us English PDF file Download from Web
Software Setup Guide software-setup_a30-01a_en English PDF file Download from Web
Data Security Kit Operation
Guide
bp70C65_dk1_01a_en
English PDF file Download from Web
Data Security Kit Notice Q1-1 English PDF file Download from Web
How to set up this product to be
the “Protection Profile for
Hardcopy Devices” compliant
Q1-1
English PDF file Download from Web
1.4.3 Logical Configuration of the TOE
Figure 3 shows the logical configuration of the TOE. The security function of the TOE is shaded.
© 2020–2022, Sharp Corporation, all rights reserved. 11
Figure 3: Logical configuration of the TOE
1.4.3.1 Basic function provided by the TOE
The TOE provides the following functions as basic functions.
● Copy function
It is a function to copy and print document data scanned from paper documents by user’s operation from
the operation panel.
● Printer function
It is a function to print document data received from the outside via LAN and a print function by printer
driver.
The print function by the printer driver is a function to receive the document data sent from the printer
driver of the client PC and print it by user’s operation from the operation panel.
● Scanner function
It is a function to scan paper documents and send the scanned document data to the client PC or FTP
server by user’s operation from the operation panel.
The transmission method is as shown below, and the user can transmit only to the E-mail address and
FTP server registered in the address book in the TOE by the administrator.
• E-mail transmission: Send to specified address as E-mail attachment
• File server transmission: Send to specified FTP server
● Fax function
It is a function for sending and receiving faxes to and from external fax machines conforming to the G3
standard connected by PSTN and consists of fax transmission function and fax reception function.
The fax transmission function is a function to scan paper documents and send the scanned document
data to the external fax machine by user’s operation from the operation panel.
The fax reception function is a function to receive document data sent from an external fax machine and
print it by user’ operation from the operation panel.
● Document filing function
It is a function to store the document data in the internal storage and retrieve the stored data by user’s
operation from the operation panel or from the client PC via the LAN. It consists of the filing function,
the scan to the local drive function and the retrieving function.
The filing function is a function of simultaneously storing the document data to be printed or sent in the
internal storage when the user uses the copy function, the printer function, the fax function, or the
scanner function.
The scan to the local drive function is a function of storing document data scanned paper documents by
user’s operation from the operation panel in the internal storage. With this function only storing is done,
printing and sending are not done.
Security
management
function
Access control
function
Self-testing
function
Audit
function
Software
verification function
Identification and authentication function
User data TSF data
Internal storage
Stored data encryption function
Printer function
Document filing function
Scanner function
Copy function
Fax function
Basic
functions
Mail
server
FTP
server
Audit
server
Authentication
server
Client
PC User
External
fax
machine
Fax line
separation
function
TOE
Operation
panel
Network protection function
© 2020–2022, Sharp Corporation, all rights reserved. 12
The retrieving function is a function that the user retrieves the document data stored in the internal
storage and performs the operation described below.
• Print: Printing document data on papers by user’s operation from the operation panel.
• Send: Fax transmission, E-mail transmission, or file server transmission of document data is done by
user's operation from the operation panel.
• Preview: Displays the outline of the document data by the user's operation from the operation panel or
from the client PC via the LAN.
• Delete: Removes unnecessary document data from the internal storage by user’s operation from the
operation panel or from the client PC via the LAN.
1.4.3.2 Security function provided by the TOE
The TOE provides the following functions as security functions.
● Identification and authentication function
A function to verify TOE's authorized user by login name and password and permit use of the TOE if it
can be confirmed that it is authorized user of the TOE.
The verification method includes internal authentication by user registration within the TOE and
network authentication using an external authentication server.
This function includes a function to display a password in dummy characters when entering a password
from the operation panel. Furthermore, this function also includes a function to lock the authentication
when the number of consecutive authentication failure times reaches the set value, a function to allow to
register only the password that satisfies the conditions such as the minimum number of digits of the
password preset by the administrator for protecting the quality of the password and a function to
automatically log out when no operation state continues for a fixed time after login (identification and
authentication).
● Access control function
A function to restrict access to protected assets so that only authorized users can access protected assets
within the TOE.
● Stored data encryption function
A function to encrypt protected assets stored in internal storage to protect them from unauthorized
access.
This function also includes a function of generating an encryption key. Every time the TOE is started,
the encryption key is reproduced from key materials stored in the nonvolatile memory 1 and the
nonvolatile memory 2, and stored in the volatile memory.
● Network protection function
A function to protect the communication path so as to prevent communication data flowing on the
network when using the LAN from being leaked or altered by eavesdropping or the like.
When communicating with the client PC, the audit server, the authentication server, the FTP server, and
the mail server, it verifies the validity of the connection destination and protects the protected assets
flowing over the network by encrypting them.
● Security management function
A function to control that only the administrator of the TOE authenticated by the identification and
authentication function can operate the TSF data shown below from the operation panel or the client PC
via the LAN.
• Register / delete internal authentication users
• Change of user login name / password / authority group of internal authentication user (However,
password can be changed by the user him- or herself)
• Changing the minimum password length of user password
• Change the identification and authentication method
• Register / change / delete authority group
• Change date / time
• Query / change the audit log destination
• Query / change the automatic logout time
• Register / change / delete address book data
• Register / change / delete available LDAP authentication servers
• Change IP address settings
• Query / Change mail transmission server settings
© 2020–2022, Sharp Corporation, all rights reserved. 13
• Update the firmware
● Audit function
A function to record the log of events related to the use and security of the TOE with information such
as date and time as audit log and provide the recorded audit log in auditable form.
The recorded audit log is sent to the audit server using the network protection function and can be
viewed from the audit server.
● Software verification function
A function to verify the authenticity of the update target firmware and confirm that it is legitimate,
before starting TOE firmware update.
● Self-testing function
A function to verify the TSF's normal operation by verifying the integrity of TSF execution code and
TSF data at the time of TOE activation.
● Fax line separation function
It consists of a function to prevent intrusion from the PSTN by limiting input information from the
PSTN to only fax reception and a function to prevent intrusion from the PSTN to the LAN by
prohibiting forwarding of the received fax.
1.4.4 User of the TOE
Users of this TOE (U.USER) are classified into authority groups as follows.
● U.NORMAL (Normal User)
A User who has been identified and authenticated and does not have an administrative role.
● U.FAX (Fax User)
A Normal User who has been identified and authenticated and granted access authority to fax reception
data and does not have an administrative role.
● U.ADMIN (Administrator)
A User who has been identified and authenticated and has an administrative role and access authority to
all user data. Includes administrator (hereinafter referred to as "default administrator") account
incorporated in the machine as factory default.
© 2020–2022, Sharp Corporation, all rights reserved. 14
2 Conformance Claims
This ST satisfies the followings.
2.1 CC Conformance Claim
The CC versions to which this ST and TOE claim conformance and the compliance with CC Part 2 and
Part 3 of this ST are as follows:
CC Conformance: Common Criteria version: Version 3.1, Release 5,
Part 2 (CCMB-2017-04-002) Extended, and
Part 3 (CCMB-2017-04-003) Conformant.
2.2 PP Claim
The PP to which this ST and TOE claim conformance is as follows:
● PP Name: Protection Profile for Hardcopy Devices
● PP Version: 1.0 dated September 10, 2015
● Errata: Protection Profile for Hardcopy Devices – v1.0 Errata #1, June 2017
In this ST, the above is simply referred to as PP unless otherwise noted.
2.3 Package Claim
This ST and TOE do not claim conformance to any package.
2.4 Conformance Rationale
This ST and TOE satisfy the following conditions required by PP and are "Exact Conformance" as
requested by PP. Therefore, the TOE type is consistent with PP.
● Required Uses
• Printing, Scanning, Copying, Network communications, Administration
● Conditionally Mandatory Uses
• PSTN faxing, Storage and retrieval, Field-Replaceable Nonvolatile Storage
● Optional Uses
• (None)
© 2020–2022, Sharp Corporation, all rights reserved. 15
3 Security Problem Definition
This chapter defines security problems of the TOE.
3.1 Protected Assets of the TOE
The protected assets covered by this TOE are classified as follows.
● D.USER (User Data)
Data created by and for Users that do not affect the operation of the TSF
● D.TSF (TSF Data)
Data created by and for the TOE that might affect the operation of the TSF
The above user data is composed of the following two types.
● D.USER.DOC (User Document Data)
Information contained in a User’s Document, in electronic or hardcopy form
● D.USER.JOB (User Job Data)
Information related to a User’s Document or Document Processing Job
The above TSF data is composed of the following two types.
● D.TSF.PROT (Protected TSF Data)
TSF Data for which alteration by a User who is neither the data owner nor in an Administrator role
might affect the security of the TOE, but for which disclosure is acceptable. The data handled by this
TOE is as follows.
• Internal authentication user login name, internal authentication user authority group, audit log
destination settings, minimum password length, identification and authentication method, authority
group, date / time, automatic logout time, address book, authentication server settings, IP Address
settings, mail transmission server settings, scanner control firmware, print control firmware, main unit
control firmware for performs Boot control of the MFD main unit, fax control firmware, main control
firmware for control of the MFD main unit
● D.TSF.CONF (Confidential TSF Data)
TSF Data for which either disclosure or alteration by a User who is neither the data owner nor in an
Administrator role might affect the security of the TOE. The data handled by this TOE is as follows.
• Internal authentication user password, encryption key
3.2 Threats
Threats to the TOE are described in Table 3.1.
Table 3.1: Threats
Designation Definition
T.UNAUTHORIZED_ACCESS
An attacker may access (read, modify, or delete) User Document Data
or change (modify or delete) User Job Data in the TOE through one of
the TOE’s interfaces.
T.TSF_COMPROMISE
An attacker may gain Unauthorized Access to TSF Data in the TOE
through one of the TOE’s interfaces.
T.TSF_FAILURE
A malfunction of the TSF may cause loss of security if the TOE is
permitted to operate.
T.UNAUTHORIZED_UPDATE
An attacker may cause the installation of unauthorized software on the
TOE.
T.NET_COMPROMISE
An attacker may access data in transit or otherwise compromise the
security of the TOE by monitoring or manipulating network
communication.
3.3 Organisational Security Policies
Organisational security policies are described in Table 3.2.
© 2020–2022, Sharp Corporation, all rights reserved. 16
Table 3.2: Organisational Security Policies
Designation Definition
P.AUTHORIZATION
Users must be authorized before performing Document Processing and
administrative functions.
P.AUDIT
Security-relevant activities must be audited and the log of such actions
must be protected and transmitted to an External IT Entity.
P.COMMS_PROTECTION The TOE must be able to identify itself to other devices on the LAN.
P.STORAGE_ENCRYPTION
If the TOE stores User Document Data or Confidential TSF Data on
Field-Replaceable Nonvolatile Storage Devices, it will encrypt such data
on those devices.
P.KEY_MATERIAL
Cleartext keys, submasks, random numbers, or any other values that
contribute to the creation of encryption keys for Field-Replaceable
Nonvolatile Storage of User Document Data or Confidential TSF Data
must be protected from unauthorized access and must not be stored on
that storage device.
P.FAX_FLOW
If the TOE provides a PSTN fax function, it will ensure separation
between the PSTN fax line and the LAN.
3.4 Assumptions
Use and operation of the TOE requires the environment described in Table 3.3.
Table 3.3: Assumptions
Designation Definition
A.PHYSICAL
Physical security, commensurate with the value of the TOE and the data it stores
or processes, is assumed to be provided by the environment.
A.NETWORK
The Operational Environment is assumed to protect the TOE from direct, public
access to its LAN interface.
A.TRUSTED_ADMIN
TOE Administrators are trusted to administer the TOE according to site security
policies.
A.TRAINED_USERS Authorized Users are trained to use the TOE according to site security policies.
© 2020–2022, Sharp Corporation, all rights reserved. 17
4 Security Objectives
This chapter describes the measures to implement the security objective policies.
The security objectives for the operational environment are shown in Table 4.1.
Table 4.1: Security Objectives for the Operational Environment
Designation Definition
OE.PHYSICAL_PROTECTION
The Operational Environment shall provide physical security,
commensurate with the value of the TOE and the data it stores or
processes.
OE.NETWORK_PROTECTION
The Operational Environment shall provide network security to protect
the TOE from direct, public access to its LAN interface.
OE.ADMIN_TRUST The TOE Owner shall establish trust that Administrators will not use
their privileges for malicious purposes.
OE.USER_TRAINING The TOE Owner shall ensure that Users are aware of site security
policies and have the competence to follow them.
OE.ADMIN_TRAINING
The TOE Owner shall ensure that Administrators are aware of site
security policies and have the competence to use manufacturer’s
guidance to correctly configure the TOE and protect passwords and keys
accordingly.
© 2020–2022, Sharp Corporation, all rights reserved. 18
5 Extended Components Definition
This ST defines the extended components as follows. These are a part of what is defined in PP.
● FAU_STG_EXT — External Audit Trail Storage
● FCS_CKM_EXT — Cryptographic Key Management
● FCS_HTTPS_EXT — HTTPS selected
● FCS_KYC_EXT — Cryptographic Operation (Key Chaining)
● FCS_RBG_EXT — Cryptographic Operation (Random Bit Generation)
● FCS_SMC_EXT — Submask Combining
● FCS_TLS_EXT — TLS selected
● FDP_DSK_EXT — Protection of Data on Disk
● FDP_FXS_EXT — Fax Separation
● FIA_PMG_EXT — Password Management
● FPT_KYP_EXT — Protection of Key and Key Material
● FPT_SKP_EXT — Protection of TSF Data
● FPT_TST_EXT — TSF Testing
● FPT_TUD_EXT — Trusted Update
5.1 FAU_STG_EXT Extended: External Audit Trail Storage
Family Behavior:
This family defines requirements for the TSF to ensure that secure transmission of audit data from TOE to
an External IT Entity.
Component leveling:
FAU_STG_EXT.1: External Audit Trail Storage — 1
FAU_STG_EXT.1 External Audit Trail Storage requires the TSF to use a trusted channel implementing a
secure protocol.
Management:
The following actions could be considered for the management functions in FMT:
● The TSF shall have the ability to configure the cryptographic functionality.
Audit:
The following actions should be auditable if FAU_GEN Security Audit Data Generation is included in the
PP/ST:
● There are no auditable events foreseen.
FAU_STG_EXT.1 Extended: Protected Audit Trail Storage
Hierarchical to: No other components.
Dependencies: FAU_GEN.1 Audit data generation,
FTP_ITC.1 Inter-TSF trusted channel
FAU_STG_EXT.1.1 The TSF shall be able to transmit the generated audit data to an External
IT Entity using a trusted channel according to FTP_ITC.1.
Rationale:
The TSF is required that the transmission of generated audit data to an External IT Entity which relies on a
non-TOE audit server for storage and review of audit records. The storage of these audit records and the
ability to allow the administrator to review these audit records is provided by the Operational Environment
in that case. The Common Criteria does not provide a suitable SFR for the transmission of audit data to an
External IT Entity.
This extended component protects the audit records, and it is therefore placed in the FAU class with a
single component.
5.2 FCS_CKM_EXT Extended: Cryptographic Key Management
Family Behavior:
© 2020–2022, Sharp Corporation, all rights reserved. 19
This family addresses the management aspects of cryptographic keys. Especially, this extended component
is intended for cryptographic key destruction.
Component leveling:
FCS_CKM_EXT.4: Cryptographic Key Material Destruction — 4
FCS_CKM_EXT.4 Cryptographic Key Material Destruction ensures not only keys but also key materials
that are no longer needed are destroyed by using an approved method.
Management:
The following actions could be considered for the management functions in FMT:
● There are no management actions foreseen.
Audit:
The following actions should be auditable if FAU_GEN Security Audit Data Generation is included in the
PP/ST:
● There are no auditable events foreseen.
FCS_CKM_EXT.4 Extended: Cryptographic Key Material Destruction
Hierarchical to: No other components.
Dependencies: [FCS_CKM.1(a) Cryptographic Key Generation (for asymmetric keys), or
FCS_CKM.1(b) Cryptographic key generation (Symmetric Keys)],
FCS_CKM.4 Cryptographic key destruction
FCS_CKM_EXT.4.1 The TSF shall destroy all plaintext secret and private cryptographic keys and
cryptographic critical security parameters when no longer needed.
Rationale:
Cryptographic Key Material Destruction is to ensure the keys and key materials that are no longer needed
are destroyed by using an approved method, and the Common Criteria does not provide a suitable SFR for
the Cryptographic Key Material Destruction.
This extended component protects the cryptographic key and key materials against exposure, and it is
therefore placed in the FCS class with a single component.
5.3 FCS_HTTPS_EXT Extended: HTTPS selected
Family Behavior:
Components in this family define requirements for protecting remote management sessions between the
TOE and a Security Administrator. This family describes how HTTPS will be implemented. This is a new
family defined for the FCS Class.
Component leveling:
FCS_HTTPS_EXT.1: HTTPS selected — 1
FCS_HTTPS_EXT.1 HTTPS selected, requires that HTTPS be implemented according to RFC 2818 and
supports TLS.
Management:
The following actions could be considered for the management functions in FMT:
● There are no management actions foreseen.
Audit:
The following actions should be auditable if FAU_GEN Security Audit Data Generation is included in the
PP/ST:
● Failure of HTTPS session establishment
FCS_HTTPS_EXT.1 Extended: HTTPS selected
Hierarchical to: No other components.
Dependencies: FCS_TLS_EXT.1 Extended: TLS selected
FCS_HTTPS_EXT.1.1 The TSF shall implement the HTTPS protocol that complies with RFC 2818.
FCS_HTTPS_EXT.1.2 The TSF shall implement HTTPS using TLS as specified in FCS_TLS_EXT.1.
© 2020–2022, Sharp Corporation, all rights reserved. 20
Rationale:
HTTPS is one of the secure communication protocols, and the Common Criteria does not provide a
suitable SFR for the communication protocols using cryptographic algorithms.
This extended component protects the communication data using cryptographic algorithms, and it is
therefore placed in the FCS class with a single component.
5.4 FCS_KYC_EXT Extended: Cryptographic Operation (Key Chaining)
Family Behavior:
This family provides the specification to be used for using multiple layers of encryption keys to ultimately
secure the protected data encrypted on the storage.
Component leveling:
FCS_KYC_EXT.1: Key Chaining — 1
FCS_KYC_EXT Key Chaining, requires the TSF to maintain a key chain and specifies the characteristics
of that chain.
Management:
The following actions could be considered for the management functions in FMT:
● There are no management actions foreseen.
Audit:
The following actions should be auditable if FAU_GEN Security Audit Data Generation is included in the
PP/ST:
● There are no auditable events foreseen.
FCS_KYC_EXT.1 Extended: Key Chaining
Hierarchical to: No other components.
Dependencies: [FCS_COP.1(e) Cryptographic operation (Key Wrapping),
FCS_SMC_EXT.1 Extended: Submask Combining,
FCS_COP.1(i) Cryptographic operation (Key Transport),
FCS_KDF_EXT.1 Cryptographic Operation (Key Derivation),
and/or
FCS_COP.1(f) Cryptographic operation (Key Encryption)].
FCS_KYC_EXT.1.1 The TSF shall maintain a key chain of: [selection: one, using a submask as the BEV
or DEK; intermediate keys originating from one or more submask(s) to the BEV or DEK
using the following method(s): [selection: key wrapping as specified in FCS_COP.1(e),
key combining as specified in FCS_SMC_EXT.1, key encryption as specified in
FCS_COP.1(f), key derivation as specified in FCS_KDF_EXT.1, key transport as
specified in FCS_COP.1(i)]] while maintaining an effective strength of [selection: 128
bits, 256 bits] .
Rationale:
Key Chaining ensures that the TSF maintains the key chain, and also specifies the characteristics of that
chain. However, the Common Criteria does not provide a suitable SFR for the management of multiple
layers of encryption key to protect encrypted data.
This extended component protects the TSF data using cryptographic algorithms, and it is therefore placed
in the FCS class with a single component.
5.5 FCS_RBG_EXT Extended: Cryptographic Operation (Random Bit
Generation)
Family Behavior:
This family defines requirements for random bit generation to ensure that it is performed in accordance
with selected standards and seeded by an entropy source.
Component leveling:
© 2020–2022, Sharp Corporation, all rights reserved. 21
FCS_RBG_EXT.1: Random Bit Generation — 1
FCS_RBG_EXT.1 Random Bit Generation requires random bit generation to be performed in accordance
with selected standards and seeded by an entropy source.
Management:
The following actions could be considered for the management functions in FMT:
● There are no management actions foreseen.
Audit:
The following actions should be auditable if FAU_GEN Security Audit Data Generation is included in the
PP/ST:
● There are no auditable events foreseen.
FCS_RBG_EXT.1 Extended: Random Bit Generation
Hierarchical to: No other components.
Dependencies: No dependencies.
FCS_RBG_EXT.1.1 The TSF shall perform all deterministic random bit generation services in
accordance with [selection: ISO/IEC 18031:2011, NIST SP 800-90A] using [selection:
Hash_DRBG (any), HMAC_DRBG (any), CTR_DRBG (AES)].
FCS_RBG_EXT.1.2 The deterministic RBG shall be seeded by an entropy source that accumulates
entropy from [selection: [assignment: number of software-based sources] software-based
noise source(s), [assignment: number of hardware-based sources] hardware-based noise
source(s)] with a minimum of [selection: 128 bits, 256 bits] of entropy at least equal to
the greatest security strength, according to ISO/IEC 18031:2011 Table C.1 “Security
strength table for hash functions”, of the keys and hashes that it will generate.
Rationale:
Random bits/number will be used by the SFRs for key generation and destruction, and the Common
Criteria does not provide a suitable SFR for the random bit generation.
This extended component ensures the strength of encryption keys, and it is therefore placed in the FCS
class with a single component.
5.6 FCS_SMC_EXT Extended: Submask Combining
Family Behavior:
This family defines the means by which submasks are combined, if the TOE supports more than one
submask being used to derive or protect the BEV.
Component leveling:
FCS_SMC_EXT.1: Submask Combining — 1
FCS_SMC_EXT.1 Submask combining requires the TSF to combine the submasks in a predictable
fashion.
Management:
The following actions could be considered for the management functions in FMT:
● There are no management actions foreseen.
Audit:
The following actions should be auditable if FAU_GEN Security Audit Data Generation is included in the
PP/ST:
● There are no auditable events foreseen.
FCS_SMC_EXT.1 Extended: Submask Combining
Hierarchical to: No other components.
Dependencies: FCS_COP.1(c) Cryptographic operation (Hash Algorithm)
FCS_SMC_EXT.1.1 The TSF shall combine submasks using the following method [selection: exclusive
OR (XOR), SHA-256, SHA-512] to generate an intermediary key or BEV.
© 2020–2022, Sharp Corporation, all rights reserved. 22
Rationale:
Submask Combining is to ensure the TSF combine the submasks in order to derive or protect the BEV.
This extended component protects the TSF data using cryptographic algorithms, and it is therefore placed
in the FCS class with a single component.
5.7 FCS_TLS_EXT Extended: TLS selected
Family Behavior:
This family addresses the ability for a server and/or a client to use TLS to protect data between a client and
the server using the TLS protocol.
Component leveling:
FCS_TLS_EXT.1: TLS selected — 1
FCS_TLS_EXT.1 TLS selected, requires the TLS protocol implemented as specified.
Management:
The following actions could be considered for the management functions in FMT:
● There are no management actions foreseen.
Audit:
The following actions should be auditable if FAU_GEN Security Audit Data Generation is included in the
PP/ST:
● Failure of TLS session establishment
FCS_TLS_EXT.1 Extended: TLS selected
Hierarchical to: No other components.
Dependencies: FCS_CKM.1(a) Cryptographic Key Generation (for asymmetric keys)
FCS_COP.1(a) Cryptographic Operation (Symmetric encryption/decryption)
FCS_COP.1(b) Cryptographic Operation (for signature generation/verification)
FCS_COP.1(c) Cryptographic Operation (Hash Algorithm)
FCS_COP.1(g) Cryptographic Operation (for keyed-hash message authentication)
FCS_RBG_EXT.1 Extended: Cryptographic Operation (Random Bit Generation)
FCS_TLS_EXT.1.1 The TSF shall implement one or more of the following protocols [selection: TLS 1.0
(RFC 2246), TLS 1.1 (RFC 4346), TLS 1.2 (RFC 5246)] supporting the following
ciphersuites:
Mandatory Ciphersuites:
TLS_RSA_WITH_AES_128_CBC_SHA
Optional Ciphersuites:
[selection:
None
TLS_RSA_WITH_AES_256_CBC_SHA
TLS_DHE_RSA_WITH_AES_128_CBC_SHA
TLS_DHE_RSA_WITH_AES_256_CBC_SHA
TLS_RSA_WITH_AES_128_CBC_SHA256
TLS_RSA_WITH_AES_256_CBC_SHA256
TLS_DHE_RSA_WITH_AES_128_CBC_SHA256
TLS_DHE_RSA_WITH_AES_256_CBC_SHA256
TLS_ECDHE_RSA_WITH_AES_128_CBC_SHA
TLS_ECDHE_RSA_WITH_AES_256_CBC_SHA
TLS_ECDHE_ECDSA_WITH_AES_128_CBC_SHA
TLS_ECDHE_ECDSA_WITH_AES_256_CBC_SHA
TLS_ECDHE_RSA_WITH_AES_128_CBC_SHA256
TLS_ECDHE_RSA_WITH_AES_256_CBC_SHA384
TLS_ECDHE_RSA_WITH_AES_128_GCM_SHA256
TLS_ECDHE_RSA_WITH_AES_256_GCM_SHA384
© 2020–2022, Sharp Corporation, all rights reserved. 23
TLS_ECDHE_ECDSA_WITH_AES_128_GCM_SHA256
TLS_ECDHE_ECDSA_WITH_AES_256_GCM_SHA384
TLS_ECDHE_ECDSA_WITH_AES_128_CBC_SHA256
TLS_ECDHE_ECDSA_WITH_AES_256_CBC_SHA384
]
Rationale:
TLS is one of the secure communication protocols, and the Common Criteria does not provide a suitable
SFR for the communication protocols using cryptographic algorithms.
This extended component protects the communication data using cryptographic algorithms, and it is
therefore placed in the FCS class with a single component.
5.8 FDP_DSK_EXT Extended: Protection of Data on Disk
Family Behavior:
This family is to mandate the encryption of all protected data written to the storage.
Component leveling:
FDP_DSK_EXT.1: Protection of Data on Disk — 1
FDP_DSK_EXT.1 Extended: Protection of Data on Disk, requires the TSF to encrypt all the Confidential
TSF and User Data stored on the Field-Replaceable Nonvolatile Storage Devices in order to avoid storing
these data in plaintext on the devices.
Management:
The following actions could be considered for the management functions in FMT:
● There are no management actions foreseen.
Audit:
The following actions should be auditable if FAU_GEN Security Audit Data Generation is included in the
PP/ST:
● There are no auditable events foreseen.
FDP_DSK_EXT.1 Extended: Protection of Data on Disk
Hierarchical to: No other components.
Dependencies: FCS_COP.1(d) Cryptographic operation (AES Data Encryption/Decryption)
FDP_DSK_EXT.1.1 The TSF shall [selection: perform encryption in accordance with FCS_COP.1(d),
use a self-encrypting Field-Replaceable Nonvolatile Storage Device that is separately CC certified to
conform to the FDE EE cPP ] such that any Field-Replaceable Nonvolatile Storage Device contains no
plaintext User Document Data and no plaintext confidential TSF Data.
FDP_DSK_EXT.1.2 The TSF shall encrypt all protected data without user intervention.
Rationale:
Extended: Protection of Data on Disk is to specify that encryption of any confidential data without user
intervention, and the Common Criteria does not provide a suitable SFR for the Protection of Data on Disk.
This extended component protects the Data on Disk, and it is therefore placed in the FDP class with a
single component.
5.9 FDP_FXS_EXT Extended: Fax Separation
Family Behavior:
This family addresses the requirements for separation between Fax PSTN line and the LAN to which TOE
is connected.
Component leveling:
FDP_FXS_EXT.1: Fax Separation — 1
FDP_FXS_EXT.1 Fax Separation, requires the fax interface cannot be used to create a network bridge
between a PSTN and a LAN to which TOE is connected.
© 2020–2022, Sharp Corporation, all rights reserved. 24
Management:
The following actions could be considered for the management functions in FMT:
● There are no management actions foreseen.
Audit:
The following actions should be auditable if FAU_GEN Security Audit Data Generation is included in the
PP/ST:
● There are no auditable events foreseen.
FDP_FXS_EXT.1 Extended: Fax separation
Hierarchical to: No other components.
Dependencies: No dependencies.
FDP_FXS_EXT.1.1 The TSF shall prohibit communication via the fax interface, except
transmitting or receiving User Data using fax protocols.
Rationale:
Fax Separation is to protect a LAN against attack from PSTN line, and the Common Criteria does not
provide a suitable SFR for the Protection of TSF or User Data.
This extended component protects the TSF Data or User Data, and it is therefore placed in the FDP class
with a single component.
5.10 FIA_PMG_EXT Extended: Password Management
Family Behavior:
This family defines requirements for the attributes of passwords used by administrative users to ensure that
strong passwords and passphrases can be chosen and maintained.
Component leveling:
FIA_PMG _EXT.1: Password Management — 1
FIA_PMG _EXT.1 Password management requires the TSF to support passwords with varying
composition requirements, minimum lengths, maximum lifetime, and similarity constraints.
Management:
The following actions could be considered for the management functions in FMT:
● There are no management actions foreseen.
Audit:
The following actions should be auditable if FAU_GEN Security Audit Data Generation is included in the
PP/ST:
● There are no auditable events foreseen.
FIA_PMG _EXT.1 Extended: Password management
Hierarchical to: No other components.
Dependencies: No dependencies.
FIA_PMG _EXT.1.1 The TSF shall provide the following password management capabilities
for User passwords:
● Passwords shall be able to be composed of any combination of upper and lower case letters, numbers,
and the following special characters: [selection: “!”, “@”, “#”, “$”, “%”, “^”, “&”, “*”, “(”, “)”,
[assignment: other characters ]];
● Minimum password length shall be settable by an Administrator, and have the capability to require
passwords of 15 characters or greater.
Rationale:
Password Management is to ensure the strong authentication between the endpoints of communication, and
the Common Criteria does not provide a suitable SFR for the Password Management.
This extended component protects the TOE by means of password management, and it is therefore placed
in the FIA class with a single component.
© 2020–2022, Sharp Corporation, all rights reserved. 25
5.11 FPT_KYP_EXT Extended: Protection of Key and Key Material
Family Behavior:
This family addresses the requirements for keys and key materials to be protected if and when written to
nonvolatile storage.
Component leveling:
FPT_ KYP_EXT.1: Protection of key and key material — 1
FPT_ KYP _EXT.1 Extended: Protection of key and key material, requires the TSF to ensure that no
plaintext key or key materials are written to nonvolatile storage.
Management:
The following actions could be considered for the management functions in FMT:
● There are no management actions foreseen.
Audit:
The following actions should be auditable if FAU_GEN Security Audit Data Generation is included in the
PP/ST:
● There are no auditable events foreseen.
FPT_ KYP _EXT.1 Extended: Protection of Key and Key Material
Hierarchical to: No other components.
Dependencies: No dependencies.
FPT_ KYP _EXT.1.1 The TSF shall not store plaintext keys that are part of the keychain
specified by FCS_KYC_EXT.1 in any Field-Replaceable Nonvolatile Storage Device, and not store any
such plaintext key on a device that uses the key for its encryption.
Rationale:
Protection of Key and Key Material is to ensure that no plaintext key or key material are written to
nonvolatile storage, and the Common Criteria does not provide a suitable SFR for the protection of key
and key material.
This extended component protects the TSF data, and it is therefore placed in the FPT class with a single
component.
5.12 FPT_SKP_EXT Extended: Protection of TSF Data
Family Behavior:
This family addresses the requirements for managing and protecting the TSF data, such as cryptographic
keys. This is a new family modelled as the FPT Class.
Component leveling:
FPT_SKP_EXT.1: Protection of TSF Data — 1
FPT_SKP_EXT.1 Protection of TSF Data (for reading all symmetric keys), requires preventing
symmetric keys from being read by any user or subject. It is the only component of this family.
Management:
The following actions could be considered for the management functions in FMT:
● There are no management actions foreseen.
Audit:
The following actions should be auditable if FAU_GEN Security Audit Data Generation is included in the
PP/ST:
● There are no auditable events foreseen.
FPT_SKP_EXT.1 Extended: Protection of TSF Data
Hierarchical to: No other components.
Dependencies: No dependencies.
© 2020–2022, Sharp Corporation, all rights reserved. 26
FPT_SKP_EXT.1.1 The TSF shall prevent reading of all pre-shared keys, symmetric keys,
and private keys.
Rationale:
Protection of TSF Data is to ensure the pre-shared keys, symmetric keys and private keys are protected
securely, and the Common Criteria does not provide a suitable SFR for the protection of such TSF data.
This extended component protects the TOE by means of strong authentication using Pre-shared Key, and it
is therefore placed in the FPT class with a single component.
5.13 FPT_TST_EXT Extended: TSF Testing
Family Behavior:
This family addresses the requirements for self-testing the TSF for selected correct operation.
Component leveling:
FPT_TST_EXT.1: TSF testing — 1
FPT_TST_EXT.1 TSF testing requires a suite of self-testing to be run during initial start-up in order to
demonstrate correct operation of the TSF.
Management:
The following actions could be considered for the management functions in FMT:
● There are no management actions foreseen.
Audit:
The following actions should be auditable if FAU_GEN Security Audit Data Generation is included in the
PP/ST:
● There are no auditable events foreseen.
FPT_TST_EXT.1 Extended: TSF testing
Hierarchical to: No other components.
Dependencies: No dependencies.
FPT_TST_EXT.1.1 The TSF shall run a suite of self-tests during initial start-up (and power on) to
demonstrate the correct operation of the TSF.
Rationale:
TSF testing is to ensure the TSF can be operated correctly, and the Common Criteria does not provide a
suitable SFR for the TSF testing. In particular, there is no SFR defined for TSF testing.
This extended component protects the TOE, and it is therefore placed in the FPT class with a single
component.
5.14 FPT_TUD_EXT Extended: Trusted Update
Family Behavior:
This family defines requirements for the TSF to ensure that only administrators can update the TOE
firmware/software, and that such firmware/software is authentic.
Component leveling:
FPT_TUD_EXT.1: Trusted Update — 1
FPT_TUD_EXT.1 Trusted Update, ensures authenticity and access control for updates.
Management:
The following actions could be considered for the management functions in FMT:
● There are no management actions foreseen.
Audit:
The following actions should be auditable if FAU_GEN Security Audit Data Generation is included in the
PP/ST:
● There are no auditable events foreseen.
© 2020–2022, Sharp Corporation, all rights reserved. 27
FPT_TUD_EXT.1 Trusted Update
Hierarchical to: No other components.
Dependencies: FCS_COP.1(b) Cryptographic Operation (for signature generation/verification),
FCS_COP.1(c) Cryptographic operation (Hash Algorithm)
FPT_TUD_EXT.1.1 The TSF shall provide authorized administrators the ability to query the current
version of the TOE firmware/software.
FPT_TUD_EXT.1.2 The TSF shall provide authorized administrators the ability to initiate updates to
TOE firmware/software.
FPT_TUD_EXT.1.3 The TSF shall provide a means to verify firmware/software updates to the TOE
using a digital signature mechanism and [selection: published hash, no other functions ]
prior to installing those updates.
Rationale:
Firmware/software is a form of TSF Data, and the Common Criteria does not provide a suitable SFR for
the management of firmware/software. In particular, there is no SFR defined for importing TSF Data.
This extended component protects the TOE, and it is therefore placed in the FPT class with a single
component.
© 2020–2022, Sharp Corporation, all rights reserved. 28
6 Security Requirements
This chapter describes the security requirements.
6.1 Notational Conventions
● Bold typeface indicates the portion that has been completed or refined in PP.
● Bold italic typeface indicates the portion that has been “assignment”, “selection” or “refinement” in this
ST. The value that has been "assignment" is shown in bracket [] of non-italic typeface, the value that
has been "selection" is shown in bracket [] of italic typeface.
● For "iteration" by PP, component name, component label and element label followed by a lower case
alphabet in parentheses, e.g., (a), (b)... represent unique identifier.
● Italic typeface indicates the portion that has been only used to emphasize description regardless of
requirement operations.
6.2 Security Functional Requirements
This section describes the Security Functional Requirements (SFR) that the TOE should satisfy, based on
the classification of PP.
6.2.1 Required FAU Requirements
This section describes functional requirements of FAU (Security Audit) class related to the required usage
specified by PP.
FAU_GEN.1 Audit data generation (for O.AUDIT)
Hierarchical to: No other components.
Dependencies: FPT_STM.1Reliable time stamps
FAU_GEN.1.1 The TSF shall be able to generate an audit record of the following auditable events:
a) Start-up and shutdown of the audit functions;
b) All auditable events for the not specified level of audit; and
c) All auditable events specified in Table 6.1, [and Table 6.2].
FAU_GEN.1.2 The TSF shall record within each audit record at least the following information:
a) Date and time of the event, type of event, subject identity (if applicable), and the
outcome (success or failure) of the event; and
b) For each audit event type, based on the auditable event definitions of the functional
components included in the PP/ST, additional information specified in Table 6.1, [and
Table 6.2].
Table 6.1: Auditable Events the PP Requires
Auditable event Relevant SFR Additional information
Job completion FDP_ACF.1 Type of job
Unsuccessful User authentication FIA_UAU.1 None
Unsuccessful User identification FIA_UID.1 None
Use of management functions FMT_SMF.1 None
Modification to the group of Users that are part of a
role
FMT_SMR.1 None
Changes to the time FPT_STM.1 None
Failure to establish session
FTP_ITC.1,
FTP_TRP.1(a),
FTP_TRP.1(b)
Reason for failure
Note: User identification events and user authentication events are not separated and are considered as
one event for audit purposes.
© 2020–2022, Sharp Corporation, all rights reserved. 29
Table 6.2: Auditable Events this ST Provides
Auditable event Relevant SFR Additional information
Software update FPT_TUD_EXT.1 Old and new version
FAU_GEN.2 User identity association
Hierarchical to: No other components.
Dependencies: FAU_GEN.1 Audit data generation
FIA_UID.1 Timing of identification
FAU_GEN.2.1 For audit events resulting from actions of identified users, the TSF shall be able to
associate each auditable event with the identity of the user that caused the event.
FAU_STG_EXT.1 External Audit Trail Storage (for O.AUDIT)
Hierarchical to: No other components.
Dependencies: FAU_GEN.1 Audit data generation
FTP_ITC.1 Inter-TSF trusted channel.
FAU_STG_EXT.1.1 The TSF shall be able to transmit the generated audit data to an External IT Entity
using a trusted channel according to FTP_ITC.1.
6.2.2 Required FCS Requirements
This section describes functional requirements of FCS (Cryptographic Support) class related to the
required usage specified by PP. The section 6.2.9, 6.2.11, 6.2.12 and 6.2.13 also describes a part of FCS
requirements.
FCS_CKM.1(a) Cryptographic Key Generation (for asymmetric keys) (for
O.COMMS_PROTECTION)
Hierarchical to: No other components.
Dependencies: [FCS_CKM.2 Cryptographic key distribution, or
FCS_COP.1(b) Cryptographic Operation (for signature generation/ verification)
FCS_COP.1(i) Cryptographic operation (Key Transport)]
FCS_CKM_EXT.4 Extended: Cryptographic Key Material Destruction
FCS_CKM.1.1(a) Refinement: The TSF shall generate asymmetric cryptographic keys used for key
establishment in accordance with [NIST Special Publication 800-56B,
“Recommendation for Pair-Wise Key Establishment Schemes Using Integer
Factorization Cryptography” for RSA-based key establishment schemes] and specified
cryptographic key sizes equivalent to, or greater than, a symmetric key strength of
112 bits.
FCS_CKM.1(b) Cryptographic key generation (Symmetric Keys) (for
O.COMMS_PROTECTION, O.STORAGE_ENCRYPTION)
Hierarchical to: No other components.
Dependencies: [FCS_CKM.2 Cryptographic key distribution, or
FCS_COP.1(a) Cryptographic Operation (Symmetric encryption/decryption)
FCS_COP.1(d) Cryptographic Operation (AES Data Encryption/Decryption)
FCS_COP.1(e) Cryptographic Operation (Key Wrapping)
FCS_COP.1(f) Cryptographic operation (Key Encryption)
FCS_COP.1(g) Cryptographic Operation (for keyed-hash message authentication)
FCS_COP.1(h) Cryptographic Operation (for keyed-hash message authentication)]
FCS_CKM_EXT.4 Extended: Cryptographic Key Material Destruction
FCS_RBG_EXT.1 Extended: Cryptographic Operation (Random Bit Generation)
FCS_CKM.1.1(b) Refinement: The TSF shall generate symmetric cryptographic keys using a Random
Bit Generator as specified in FCS_RBG_EXT.1 and specified cryptographic key
sizes [128bit, 256 bit] that meet the following: No Standard.
© 2020–2022, Sharp Corporation, all rights reserved. 30
FCS_CKM_EXT.4 Cryptographic Key Material Destruction (for O.COMMS_PROTECTION,
O.STORAGE_ENCRYPTION, O.PURGE_DATA)
Hierarchical to: No other components.
Dependencies: [FCS_CKM.1(a) Cryptographic Key Generation (for asymmetric keys), or
FCS_CKM.1(b) Cryptographic key generation (Symmetric Keys)],
FCS_CKM.4 Cryptographic key destruction
FCS_CKM_EXT.4.1 The TSF shall destroy all plaintext secret and private cryptographic keys and
cryptographic critical security parameters when no longer needed.
FCS_CKM.4 Cryptographic key destruction (for O.COMMS_PROTECTION,
O.STORAGE_ENCRYPTION, O.PURGE_DATA)
Hierarchical to: No other components.
Dependencies: [FCS_CKM.1(a) Cryptographic Key Generation (for asymmetric keys), or
FCS_CKM.1(b) Cryptographic key generation (Symmetric Keys)]
FCS_CKM.4.1 Refinement: The TSF shall destroy cryptographic keys in accordance with a specified
cryptographic key destruction method [
●For volatile memory, the destruction shall be executed by [ powering off a device,
[ single overwrite consisting of a pseudo-random pattern using the simple bit
operation ] ].
●For nonvolatile storage, the destruction shall be executed by a [ single ] overwrite of
key data storage location consisting of [ a pseudo random pattern using the TSF’s
RBG (as specified in FCS_RBG_EXT.1), a static pattern ], followed by a [ none ]. If
read-verification of the overwritten data fails, the process shall be repeated again;
] that meets the following: [ no standard ].
FCS_COP.1(a) Cryptographic Operation (Symmetric encryption/decryption) (for
O.COMMS_PROTECTION)
Hierarchical to: No other components.
Dependencies: [FDP_ITC.1 Import of user data without security attributes, or
FDP_ITC.2 Import of user data with security attributes, or
FCS_CKM.1(b) Cryptographic key generation (Symmetric Keys)]
FCS_CKM_EXT.4 Extended: Cryptographic Key Material Destruction
FCS_COP.1.1(a) Refinement: The TSF shall perform encryption and decryption in accordance with a
specified cryptographic algorithm AES operating in [ CBC mode, GCM mode ] and
cryptographic key sizes 128-bits and 256-bits that meets the following:
●FIPS PUB 197, “Advanced Encryption Standard (AES)”
●[ NIST SP 800-38A, NIST SP 800-38D ]
FCS_COP.1(b)Cryptographic Operation (for signature generation/verification) (for
O.UPDATE_VERIFICATION, O.COMMS_PROTECTION)
Hierarchical to: No other components.
Dependencies: [FDP_ITC.1 Import of user data without security attributes, or
FDP_ITC.2 Import of user data with security attributes, or
FCS_CKM.1 Cryptographic key generation
FCS_CKM.1(a) Cryptographic Key Generation (for asymmetric keys)]
FCS_CKM_EXT.4 Extended: Cryptographic Key Material Destruction
FCS_COP.1.1(b) Refinement: The TSF shall perform cryptographic signature services in accordance
with a [
●RSA Digital Signature Algorithm (rDSA) with key sizes (modulus) of [ 2048 or 3072
bits ]
●Elliptic Curve Digital Signature Algorithm (ECDSA) with key sizes of [ 256, 384, or
521 bits ]
] that meets the following [
© 2020–2022, Sharp Corporation, all rights reserved. 31
●FIPS PUB 186-4, “Digital Signature Standard”
●The TSF shall implement “NIST curves” P-256, P384 and [ P521 ] (as defined in
FIPS PUB 186-4, “Digital Signature Standard”).
].
FCS_RBG_EXT.1 Cryptographic Operation (Random Bit Generation) (for
O.STORAGE_ENCRYPTION and O.COMMS_PROTECTION)
Hierarchical to: No other components.
Dependencies: No dependencies.
FCS_RBG_EXT.1.1 The TSF shall perform all deterministic random bit generation services in accordance
with [ NIST SP 800-90A ] using [ CTR_DRBG (AES) ].
FCS_RBG_EXT.1.2 The deterministic RBG shall be seeded by at least one entropy source that
accumulates entropy from [ [ single ] hardware-based noise source ] with a minimum of
[ 256 bits ] of entropy at least equal to the greatest security strength, according to
ISO/IEC 18031:2011 Table C.1 “Security Strength Table for Hash Functions”, of the
keys and hashes that it will generate.
6.2.3 Required FDP Requirements
This section describes functional requirements of FDP (User Data Protection) class related to the required
usage specified by PP. The section 6.2.9and 6.2.10 also describes a part of FDP requirements.
FDP_ACC.1 Subset access control (for O.ACCESS_CONTROL and
O.USER_AUTHORIZATION)
Hierarchical to: No other components.
Dependencies: FDP_ACF.1Security attribute based access control
FDP_ACC.1.1 Refinement: The TSF shall enforce the User Data Access Control SFP on subjects,
objects, and operations among subjects and objects specified in Table 6.3 and Table
6.4.
FDP_ACF.1 Security attribute based access control (for O.ACCESS_CONTROL and
O.USER_AUTHORIZATION)
Hierarchical to: No other components.
Dependencies: FDP_ACC.1 Subset access control
FMT_MSA.3 Static attribute initialization
FDP_ACF.1.1 Refinement: The TSF shall enforce the User Data Access Control SFP to objects based
on the following: subjects, objects, and attributes specified in Table 6.3 and Table
6.4.
FDP_ACF.1.2 Refinement: The TSF shall enforce the following rules to determine if an operation
among controlled subjects and controlled objects is allowed: rules governing access
among controlled subjects and controlled objects using controlled operations on
controlled objects specified in Table 6.3 and Table 6.4.
FDP_ACF.1.3 Refinement: The TSF shall explicitly authorise access of subjects to objects based on the
following additional rules: [ none ].
FDP_ACF.1.4 Refinement: The TSF shall explicitly deny access of subjects to objects based on the
following additional rules: [ none ].
© 2020–2022, Sharp Corporation, all rights reserved. 32
Table 6.3: D.USER.DOC Access Control SFP
“Create” “Read” “Modify” “Delete”
Print
Operation: Submit a document
to be printed
View image or Release
printed output
Modify stored
document
Delete stored
document
Job owner (note 1)
U.ADMIN
U.FAX, U.NORMAL denied denied denied
Unauthenticated denied denied denied denied
Scan
Operation: Submit a document
for scanning
View scanned image
Modify stored
image
Delete stored
image
Job owner (note 2)
U.ADMIN denied denied
U.FAX, U.NORMAL denied denied denied
Unauthenticated denied denied denied denied
Copy
Operation: Submit a document
for copying
View scanned image
or Release printed
copy output
Modify stored
image
Delete stored
image
Job owner (note 2)
U.ADMIN denied denied
U.FAX, U.NORMAL denied denied denied
Unauthenticated denied denied denied denied
Fax send
Operation: Submit a document
to send as a fax
View scanned image
Modify stored
image
Delete stored
image
Job owner (note 2)
U.ADMIN denied denied
U.FAX, U.NORMAL denied denied denied
Unauthenticated denied denied denied denied
Fax
receive
Operation: Receive a fax and
store it
View fax image or
Release printed fax
output
Modify image
of received fax
Delete image
of received fax
Fax owner (note 3) denied
U.ADMIN, U.FAX (note 4) denied
U.NORMAL (note 4) denied denied denied
Unauthenticated denied denied denied
Storage /
retrieval
Operation: Store document
Retrieve stored
document
Modify stored
document
Delete stored
document
Job owner (note 1)
U.ADMIN
U.FAX, U.NORMAL denied denied denied
Unauthenticated denied denied denied denied
© 2020–2022, Sharp Corporation, all rights reserved. 33
Table 6.4: D.USER.JOB Access Control SFP
“Create” “Read” “Modify” “Delete”
Print
Operation: Create print job
View print queue /
log
Modify print job Cancel print job
Job owner (note 1) denied
U.ADMIN denied
U.FAX, U.NORMAL denied denied
Unauthenticated denied denied denied denied
Scan
Operation: Create scan job
View scan status /
log
Modify scan job Cancel scan job
Job owner (note 2) denied
U.ADMIN denied
U.FAX, U.NORMAL denied denied
Unauthenticated denied denied denied denied
Copy
Operation: Create copy job
View copy status /
log
Modify copy job Cancel copy job
Job owner (note 2) denied
U.ADMIN denied
U.FAX, U.NORMAL denied denied
Unauthenticated denied denied denied denied
Fax send
Operation: Create fax send
job
View fax job queue /
log
Modify fax send
job
Cancel fax send
job
Job owner (note 2) denied
U.ADMIN denied
U.FAX, U.NORMAL denied denied
Unauthenticated denied denied denied denied
Fax
receive
Operation: Create fax
receive job
View fax receive
status / log
Modify fax
receive job
Cancel fax
receive job
Fax owner (note 3) denied denied
U.ADMIN, U.FAX (note 4) denied denied
U.NORMAL denied denied denied
Unauthenticated denied denied denied denied
Storage /
retrieval
Operation: Create storage /
retrieval job
View storage /
retrieval log
Modify storage /
retrieval job
Cancel storage /
retrieval job
Job owner (note 1) denied
U.ADMIN denied
U.FAX, U.NORMAL denied denied
Unauthenticated denied denied denied denied
Note 1: Job Owner is identified by a credential or assigned to an authorized User as part of the process of
submitting a print or storage Job.
Note 2: Job Owner is assigned to an authorized User as part of the process of initiating a scan, copy, fax
send, or retrieval Job.
Note 3: Job Owner of received faxes is assigned by default or configuration. Minimally, ownership of
received faxes is assigned to a specific user or U.ADMIN role.
Note 4: PSTN faxes are received from outside of the TOE, they are not initiated by Users of the TOE.
6.2.4 Required FIA Requirements
This section describes functional requirements of FIA (Identification and Authentication) class related to
the required usage specified by PP. The section 6.2.12 also describes a part of FIA requirements.
FIA_AFL.1 Authentication failure handling (for O.USER_I&A)
Hierarchical to: No other components.
Dependencies: FIA_UAU.1 Timing of authentication
© 2020–2022, Sharp Corporation, all rights reserved. 34
FIA_AFL.1.1 The TSF shall detect when [ [ 3 ] ] unsuccessful authentication attempts occur related to
[ the unsuccessful user (including administrator) internal authentication attempts
following the last successful authentication ].
FIA_AFL.1.2 When the defined number of unsuccessful authentication attempts has been [ met ], the
TSF shall [
●Unsuccessful authentication reached three times: Reception of authentication trials
stops for five minutes
●Five minutes later after stopping: the number of times authentication was
unsuccessful is cleared, and the reception of authentication trials is recovered
].
FIA_ATD.1 User attribute definition (for O.USER_AUTHORIZATION)
Hierarchical to: No other components.
Dependencies: No dependencies.
FIA_ATD.1.1 The TSF shall maintain the following list of security attributes belonging to individual
users: [ User Login Name, Authority Groups ].
FIA_PMG_EXT.1 Password Management (for O.USER_I&A)
Hierarchical to: No other components.
Dependencies: No dependencies.
FIA_PMG_EXT.1.1 The TSF shall provide the following password management capabilities for User
passwords:
●Passwords shall be able to be composed of any combination of upper and lower case
letters, numbers, and the following special characters: [ “!”, “@”, “#”, “$”, “%”, “^”,
“&”, “*”, “(“, “)”, [“"”, “'”, “+”, “,”, “-”, “.”, “/”, “:”, “;”, “<”, “=”, “>”, “?”, “[”,
“¥”, “]”, “_”, “`”, “{”, “|”, “}”, “~”, and the space ] ];
●Minimum password length shall be settable by an Administrator, and have the
capability to require passwords of 15 characters or greater;
FIA_UAU.1 Timing of authentication (for O.USER_I&A)
Hierarchical to: No other components.
Dependencies: FIA_UID.1 Timing of identification
FIA_UAU.1.1 Refinement: The TSF shall allow [
●Receive fax data from PSTN
] on behalf of the user to be performed before the user is authenticated.
FIA_UAU.1.2 The TSF shall require each user to be successfully authenticated before allowing any
other TSF-mediated actions on behalf of that user.
FIA_UAU.7 Protected authentication feedback (for O.USER_I&A)
Hierarchical to: No other components.
Dependencies: FIA_UAU.1 Timing of authentication
FIA_UAU.7.1 The TSF shall provide only [ substitute characters as many as ones that are provided ]
to the user while the authentication is in progress.
FIA_UID.1 Timing of identification (for O.USER_I&A and O.ADMIN_ROLES)
Hierarchical to: No other components.
Dependencies: No dependencies.
FIA_UID.1.1 Refinement: The TSF shall allow [
●Receive fax data from PSTN
] on behalf of the user to be performed before the user is identified.
FIA_UID.1.2 The TSF shall require each user to be successfully identified before allowing any other
TSF-mediated actions on behalf of that user.
© 2020–2022, Sharp Corporation, all rights reserved. 35
FIA_USB.1 User-subject binding (for O.USER_I&A)
Hierarchical to: No other components.
Dependencies: FIA_ATD.1 User attribute definition
FIA_USB.1.1 The TSF shall associate the following user security attributes with subjects acting on the
behalf of that user: [ User Login Name, Authority Groups ].
FIA_USB.1.2 The TSF shall enforce the following rules on the initial association of user security
attributes with subjects acting on the behalf of users: [ no rules ].
FIA_USB.1.3 The TSF shall enforce the following rules governing changes to the user security
attributes associated with subjects acting on the behalf of users: [ no rules ].
6.2.5 Required FMT Requirements
This section describes functional requirements of FMT (Security Management) class related to the required
usage specified by PP.
FMT_MOF.1 Management of security functions behavior (for O.ADMIN_ROLES)
Hierarchical to: No other components.
Dependencies: FMT_SMR.1 Security roles
FMT_SMF.1 Specification of Management Functions
FMT_MOF.1.1 Refinement: The TSF shall restrict the ability to [ enable ] the functions [
●Initialize Private Data / Data in Machine
] to U.ADMIN.
FMT_MSA.1 Management of security attributes (for O.ACCESS_CONTROL and
O.USER_AUTHORIZATION)
Hierarchical to: No other components.
Dependencies: [FDP_ACC.1 Subset access control, or
FDP_IFC.1 Subset information flow control]
FMT_SMR.1 Security roles
FMT_SMF.1 Specification of Management Functions
FMT_MSA.1.1 Refinement: The TSF shall enforce the User Data Access Control SFP to restrict the
ability to [ query, modify, delete, [ create ] ] the security attributes [ Security attributes
specified in Table 6.5 ] to [ Authorised roles specified in Table 6.5 ].
Table 6.5: List of Security attributes
Security attributes Operation Authorised roles
User Login Name of Internal
Authentication User
create, modify, delete U.ADMIN
Authority Group of Internal
Authentication User
create, modify, delete U.ADMIN
query U.ADMIN, the owning U.NORMAL
FMT_MSA.3 Static attribute initialization (for O.ACCESS_CONTROL and
O.USER_AUTHORIZATION)
Hierarchical to: No other components.
Dependencies: FMT_MSA.1 Management of security attributes
FMT_SMR.1 Security roles
FMT_MSA.3.1 Refinement: The TSF shall enforce the User Data Access Control SFP to provide
[ restrictive ] default values for security attributes that are used to enforce the SFP.
FMT_MSA.3.2 Refinement: The TSF shall allow the [ no role ] to specify alternative initial values to
override the default values when an object or information is created.
FMT_MTD.1 Management of TSF data (for O.ACCESS_CONTROL)
Hierarchical to: No other components.
© 2020–2022, Sharp Corporation, all rights reserved. 36
Dependencies: FMT_SMR.1 Security roles
FMT_SMF.1 Specification of Management Functions
FMT_MTD.1.1 Refinement: The TSF shall restrict the ability to perform the specified operations on
the specified TSF Data to the roles specified in Table 6.6.
Table 6.6: Management of TSF Data
TSF Data Operation Authorised role(s)
Internal Authentication User
Password
create, delete U.ADMIN
modify U.ADMIN, the owning U.NORMAL
Minimum Password Length modify U.ADMIN
Identification and
Authentication Method
modify U.ADMIN
Date / Time modify U.ADMIN
Audit Log Destination Settings query, modify U.ADMIN
Automatic Logout Time query, modify U.ADMIN
Address Book create, modify, delete U.ADMIN
Authentication Server Settings create, modify, delete U.ADMIN
IP Address Settings modify U.ADMIN
Mail Transmission Server
Settings
query, modify U.ADMIN
Scanner Control Firmware modify U.ADMIN
Print Control Firmware modify U.ADMIN
Main Unit Control Firmware
for Performs Boot Control of
the MFD Main Unit
modify U.ADMIN
Fax Control Firmware modify U.ADMIN
Main Control Firmware for
Control of the MFD Main Unit
modify U.ADMIN
FMT_SMF.1 Specification of Management Functions (for O.USER_AUTHORIZATION,
O.ACCESS_CONTROL, and O.ADMIN_ROLES)
Hierarchical to: No other components.
Dependencies: No dependencies.
FMT_SMF.1.1 Refinement: The TSF shall be capable of performing the following management
functions: [ management functions specified in Table 6.7, Table 6.8, Table 6.9, and
Table 6.10 ].
© 2020–2022, Sharp Corporation, all rights reserved. 37
Table 6.7: List of Management Functions Provided by the TSF (1)
SFR Management functions Notes
FAU_GEN.1 None —
FAU_GEN.2 None —
FAU_STG_EXT.1 • Configuration of audit log destination
Encryption function is fixed
to use of TLS.
FCS_CKM.1(a) None —
FCS_CKM.1(b) None —
FCS_CKM_EXT.4
• Execution of initialization of private data and data in
machine
—
FCS_CKM.4
• Execution of initialization of private data and data in
machine
—
FCS_COP.1(a) None —
FCS_COP.1(b) None —
FCS_RBG_EXT.1 None —
FDP_ACC.1 None —
FDP_ACF.1 None
No rule for explicit
permission / rejection.
FIA_AFL.1 None
Threshold value and action
are fixed.
FIA_ATD.1
• Registration of internal authentication user
• Change of internal authentication user authority
group
—
FIA_PMG_EXT.1 • Change of minimum password length —
FIA_UAU.1
• Change of identification and authentication method
• Configuration of authentication server
• Change of internal authentication user password
Action prior to
authentication is fixed.
FIA_UAU.7 None —
FIA_UID.1
• Change of identification and authentication method
• Configuration of authentication server
• Registration/deletion of internal authentication user
• Change of internal authentication user login name
Action prior to identification
is fixed.
FIA_USB.1 None Subject attribute is fixed.
Table 6.8: List of Management Functions Provided by the TSF (2)
SFR Management functions Notes
FMT_MOF.1 None Role group is fixed.
FMT_MSA.1 None Role group and rule are fixed.
FMT_MSA.3 None
Role group, default settings and
rule are fixed.
FMT_MTD.1 None Role group is fixed.
FMT_SMF.1 None —
FMT_SMR.1 • Management of authority group —
FPT_SKP_EXT.1 None —
FPT_STM.1 • Configuration of date / time —
FPT_TST_EXT.1 None —
FPT_TUD_EXT.1 • Update the firmware —
FTA_SSL.3 • Configuration of automatic logout time —
FTP_ITC.1 None —
FTP_TRP.1(a) None —
FTP_TRP.1(b) None —
© 2020–2022, Sharp Corporation, all rights reserved. 38
Table 6.9: List of Management Functions Provided by the TSF (3)
SFR Management functions Notes
FPT_KYP_EXT.1 None —
FCS_KYC_EXT.1 None —
FDP_DSK_EXT.1 None —
FDP_FXS_EXT.1 None —
FCS_COP.1(d) None —
FCS_SMC_EXT.1 None —
FCS_TLS_EXT.1 None —
FCS_HTTPS_EXT.1 None —
FCS_COP.1(g) None —
FCS_COP.1(c) None —
Table 6.10: List of Management Functions Provided by the TSF (4)
SFR Management functions Notes
— • Management of address book —
— • Configuration of IP address —
— • Configuration of mail transmission server —
FMT_SMR.1 Security roles (for O.ACCESS_CONTROL. O.USER_AUTHORIZATION, and
O.ADMIN_ROLES)
Hierarchical to: No other components.
Dependencies: FIA_UID.1 Timing of identification
FMT_SMR.1.1 Refinement: The TSF shall maintain the roles U.ADMIN, U.NORMAL.
FMT_SMR.1.2 The TSF shall be able to associate users with roles.
6.2.6 Required FPT Requirements
This section describes functional requirements of FPT (Protection of the TSF) class related to the required
usage specified by PP. The section 6.2.9 also describes a part of FPT requirements.
FPT_SKP_EXT.1 Protection of TSF Data (for O.COMMS_PROTECTION)
Hierarchical to: No other components.
Dependencies: No dependencies.
FPT_SKP_EXT.1.1 The TSF shall prevent reading of all pre-shared keys, symmetric keys, and private
keys.
FPT_STM.1 Reliable time stamps (for O.AUDIT)
Hierarchical to: No other components.
Dependencies: No dependencies.
FPT_STM.1.1 The TSF shall be able to provide reliable time stamps.
FPT_TST_EXT.1 TSF testing (for O.TSF_SELF_TEST)
Hierarchical to: No other components.
Dependencies: No dependencies.
FPT_TST_EXT.1.1 The TSF shall run a suite of self-tests during initial start-up (and power on) to
demonstrate the correct operation of the TSF.
FPT_TUD_EXT.1 Trusted Update (for O.UPDATE_VERIFICATION)
Hierarchical to: No other components.
Dependencies: FCS_COP.1(b) Cryptographic Operation (for signature generation / verification)
FCS_COP.1(c) Cryptographic operation (Hash Algorithm)
© 2020–2022, Sharp Corporation, all rights reserved. 39
FPT_TUD_EXT.1.1 The TSF shall provide authorized administrators the ability to query the current
version of the TOE firmware/software.
FPT_TUD_EXT.1.2 The TSF shall provide authorized administrators the ability to initiate updates to TOE
firmware/software.
FPT_TUD_EXT.1.3 The TSF shall provide a means to verify firmware/software updates to the TOE using
a digital signature mechanism and [ no other functions ] prior to installing those updates.
6.2.7 Required FTA Requirements
This section describes functional requirements of FTA (TOE Access) class related to the required usage
specified by PP.
FTA_SSL.3 TSF-initiated termination (for O.USER_I&A)
Hierarchical to: No other components.
Dependencies: No dependencies.
FTA_SSL.3.1 The TSF shall terminate an interactive session after a [ user inactivity for:
●240 seconds or shorter, specified by U.ADMIN, for sessions via the operation panel
●300 seconds, for sessions via web interfaces
].
6.2.8 Required FTP Requirements
This section describes functional requirements of FTP (Trusted Paths / Channels) class related to the
required usage specified by PP.
FTP_ITC.1 Inter-TSF trusted channel (for O.COMMS_PROTECTION, O.AUDIT)
Hierarchical to: No other components.
Dependencies: [FCS_IPSEC_EXT.1 Extended: IPSEC selected, or
FCS_TLS_EXT.1 Extended: TLS selected, or
FCS_SSH_EXT.1 Extended: SSH selected, or
FCS_HTTPS_EXT.1 Extended: HTTPS selected].
FTP_ITC.1.1 Refinement: The TSF shall use [ TLS ] to provide a trusted communication channel
between itself and authorized IT entities supporting the following capabilities:
[ authentication server, [ audit log server, ftp server, mail server ] ] that is logically
distinct from other communication channels and provides assured identification of its end
points and protection of the channel data from disclosure and detection of modification
of the channel data.
FTP_ITC.1.2 Refinement: The TSF shall permit the TSF, or the authorized IT entities, to initiate
communication via the trusted channel.
FTP_ITC.1.3 Refinement: The TSF shall initiate communication via the trusted channel for
[ authentication service, audit log service, ftp service, mail service ].
FTP_TRP.1(a) Trusted path (for Administrators) (for O.COMMS_PROTECTION)
Hierarchical to: No other components.
Dependencies: [FCS_IPSEC_EXT.1 Extended: IPSEC selected, or
FCS_TLS_EXT.1 Extended: TLS selected, or
FCS_SSH_EXT.1 Extended: SSH selected, or
FCS_HTTPS_EXT.1 Extended: HTTPS selected].
FTP_TRP.1.1(a) Refinement: The TSF shall use [ TLS, TLS/HTTPS ] to provide a trusted
communication path between itself and remote administrators that is logically distinct
from other communication paths and provides assured identification of its end points and
protection of the communicated data from disclosure and detection of modification of
the communicated data.
FTP_TRP.1.2(a) Refinement: The TSF shall permit remote administrators to initiate communication via
the trusted path.
© 2020–2022, Sharp Corporation, all rights reserved. 40
FTP_TRP.1.3(a) Refinement: The TSF shall require the use of the trusted path for initial administrator
authentication and all remote administration actions.
FTP_TRP.1(b) Trusted path (for Non-administrators) (for O.COMMS_PROTECTION)
Hierarchical to: No other components.
Dependencies: [FCS_IPSEC_EXT.1 Extended: IPSEC selected, or
FCS_TLS_EXT.1 Extended: TLS selected, or
FCS_SSH_EXT.1 Extended: SSH selected, or
FCS_HTTPS_EXT.1 Extended: HTTPS selected].
FTP_TRP.1.1(b)Refinement: The TSF shall use [ TLS, TLS/HTTPS ] to provide a trusted
communication path between itself and remote users that is logically distinct from other
communication paths and provides assured identification of its end points and protection
of the communicated data from disclosure and detection of modification of the
communicated data.
FTP_TRP.1.2(b)Refinement: The TSF shall permit [ remote users ] to initiate communication via the
trusted path.
FTP_TRP.1.3(b)Refinement: The TSF shall require the use of the trusted path for initial user
authentication and all remote user actions.
6.2.9 Conditionally Mandatory Requirements B1
This section describes functional requirements related to Confidential Data on Field-Replaceable
Nonvolatile Storage Devices among the conditionally mandatory usage specified by PP. The section 6.2.11
also describes a part of functional requirements for this section.
FPT_KYP_EXT.1 Protection of Key and Key Material (for O.KEY_MATERIAL)
Hierarchical to: No other components.
Dependencies: No dependencies.
FPT_KYP_EXT.1.1 Refinement: The TSF shall not store plaintext keys that are part of the keychain
specified by FCS_KYC_EXT.1 in any Field-Replaceable Nonvolatile Storage Device.
FCS_KYC_EXT.1 Key Chaining (for O.STORAGE_ENCRYPTION)
Hierarchical to: No other components.
Dependencies: [FCS_COP.1(e) Cryptographic operation (Key Wrapping),
FCS_SMC_EXT.1 Extended: Submask Combining,
FCS_COP.1(f) Cryptographic operation (Key Encryption),
FCS_KDF_EXT.1 Cryptographic Operation (Key Derivation),
and/or
FCS_COP.1(i) Cryptographic operation (Key Transport)]
FCS_KYC_EXT.1.1 The TSF shall maintain a key chain of: [ intermediate keys originating from one or
more submask(s) to the BEV or DEK using the following method: [ key combining as
specified in FCS_SMC_EXT.1 ] ] while maintaining an effective strength of [ 256 bits ].
FDP_DSK_EXT.1 Protection of Data on Disk (for O.STORAGE_ENCRYPTION)
Hierarchical to: No other components.
Dependencies: FCS_COP.1(d) Cryptographic operation (AES Data Encryption/Decryption).
FDP_DSK_EXT.1.1 The TSF shall [ perform encryption in accordance with FCS_COP.1(d) ] such that
any Field- Replaceable Nonvolatile Storage Device contains no plaintext User Document
Data and no plaintext Confidential TSF Data.
FDP_DSK_EXT.1.2 The TSF shall encrypt all protected data without user intervention.
6.2.10 Conditionally Mandatory Requirements B2
This section describes functional requirements related to PSTN Fax-Network Separation among the
conditionally mandatory usage specified by PP.
© 2020–2022, Sharp Corporation, all rights reserved. 41
FDP_FXS_EXT.1 Fax separation (for O.FAX_NET_SEPARATION)
Hierarchical to: No other components.
Dependencies: No dependencies
FDP_FXS_EXT.1.1 The TSF shall prohibit communication via the fax interface, except transmitting or
receiving User Data using fax protocols.
6.2.11 Selection-based Requirements D1
This section describes functional requirements related to Confidential Data on Field-Replaceable
Nonvolatile Storage Devices among the selection-based requirements specified by PP. The section 6.2.9
also describes a part of functional requirements for this section.
FCS_COP.1(d)Cryptographic operation (AES Data Encryption/Decryption) (for O.
STORAGE_ENCRYPTION)
Hierarchical to: No other components.
Dependencies: [FDP_ITC.1 Import of user data without security attributes, or
FDP_ITC.2 Import of user data with security attributes, or
FCS_CKM.1(b) Cryptographic key generation (Symmetric Keys)]
FCS_CKM_EXT.4 Extended: Cryptographic Key Material Destruction
FCS_COP.1.1(d) The TSF shall perform data encryption and decryption in accordance with a specified
cryptographic algorithm AES used in [ CBC ] mode and cryptographic key sizes [ 256
bits ] that meet the following: AES as specified in ISO/IEC 18033-3, [ CBC as specified
in ISO/IEC 10116 ].
FCS_ SMC_EXT.1 Submask Combining (selected in FCS_KYC_EXT.1.1)
Hierarchical to: No other components.
Dependencies: FCS_COP.1(c) Cryptographic operation (Hash Algorithm)
FCS_SMC_EXT.1.1 The TSF shall combine submasks using the following method [ exclusive
OR (XOR) ] to generate an intermediary key or BEV.
6.2.12 Selection-based Requirements D2
This section describes functional requirements related to Protected Communications among the selection-
based requirements specified by PP.
FCS_TLS_EXT.1 TLS selected (selected in FTP_ITC.1.1, FTP_TRP.1.1)
Hierarchical to: No other components.
Dependencies: FCS_CKM.1(a) Cryptographic Key Generation (for asymmetric keys)
FCS_COP.1(a) Cryptographic Operation (Symmetric encryption/decryption)
FCS_COP.1(b) Cryptographic Operation (for signature generation/verification)
FCS_COP.1(c) Cryptographic Operation (Hash Algorithm)
FCS_COP.1(g) Cryptographic Operation (for keyed-hash message authentication)
FCS_RBG_EXT.1 Extended: Cryptographic Operation (Random Bit Generation)
FCS_TLS_EXT.1.1 The TSF shall implement one or more of the following protocols [ TLS 1.2 (RFC
5246) ] supporting the following ciphersuites:
Mandatory Ciphersuites:
●TLS_RSA_WITH_AES_128_CBC_SHA
Optional Ciphersuites:
[
●TLS_RSA_WITH_AES_256_CBC_SHA
●TLS_RSA_WITH_AES_128_CBC_SHA256
●TLS_RSA_WITH_AES_256_CBC_SHA256
●TLS_ECDHE_RSA_WITH_AES_128_CBC_SHA256
●TLS_ECDHE_RSA_WITH_AES_256_CBC_SHA384
© 2020–2022, Sharp Corporation, all rights reserved. 42
●TLS_ECDHE_RSA_WITH_AES_128_GCM_SHA256
●TLS_ECDHE_RSA_WITH_AES_256_GCM_SHA384
].
FCS_HTTPS_EXT.1 HTTPS selected (selected in FTP_ITC.1.1, FTP_TRP.1.1)
Hierarchical to: No other components.
Dependencies: FCS_TLS_EXT.1 Extended: TLS selected
FCS_HTTPS_EXT.1.1 The TSF shall implement the HTTPS protocol that complies with RFC 2818.
FCS_HTTPS_EXT.1.2 The TSF shall implement HTTPS using TLS as specified in FCS_TLS_EXT.1.
FCS_COP.1(g) Cryptographic Operation (for keyed-hash message authentication) (selected with
FCS_IPSEC_EXT.1.4)
Hierarchical to: No other components.
Dependencies: [FDP_ITC.1 Import of user data without security attributes, or
FDP_ITC.2 Import of user data with security attributes, or
FCS_CKM.1(b) Cryptographic key generation (Symmetric Keys)]
FCS_CKM_EXT.4 Extended: Cryptographic Key Material
FCS_COP.1.1(g) Refinement: The TSF shall perform keyed-hash message authentication in accordance
with a specified cryptographic algorithm HMAC-[SHA-1, SHA-256, SHA-384], key size
[ 160, 256, 384 ], and message digest size [ 160, 256, 384 ] bit that meet the following:
FIPS PUB 198-1, "The Keyed-Hash Message Authentication Code, and FIPS PUB
180-3, “Secure Hash Standard.”
6.2.13 Selection-based Requirements D3
This section describes functional requirements related to Trusted Update among the selection-based
requirements specified by PP.
FCS_COP.1(c) Cryptographic operation (Hash Algorithm) (selected in FPT_TUD_EXT.1.3)
Hierarchical to: No other components.
Dependencies: No dependencies
FCS_COP.1.1(c) Refinement: The TSF shall perform cryptographic hashing services in accordance
with [ SHA-1, SHA-256, SHA-384, SHA-512 ] that meet the following: ISO/IEC 10118-
3:2004.
6.2.14 Rationale for Security Functional Requirements
As described above, the SFR claimed by this ST is a subset of the SFR specified by PP. All assignments
and selections have been completed. Also, as described below, there is no problem with dependencies.
6.2.14.1 Rationale for Security Functional Requirement Dependencies
Table 6.11, Table 6.12, and Table 6.13 shows the dependencies that the SFRs specified by CC and PP
should satisfy, the dependencies that this TOE satisfies, the dependencies that this TOE does not satisfy
and the validity for this TOE not satisfying dependencies.
© 2020–2022, Sharp Corporation, all rights reserved. 43
Table 6.11: Security Functional Requirement Dependencies (1)
Dependencies
Requirement Stipulated Satisfied Unsatisfied Remarks
FAU_GEN.1 FPT_STM.1 FPT_STM.1 — —
FAU_GEN.2 FAU_GEN.1, FIA_UID.1
FAU_GEN.1,
FIA_UID.1
— —
FAU_STG_EXT.1 FAU_GEN.1, FTP_ITC.1
FAU_GEN.1,
FTP_ITC.1
— —
FCS_CKM.1(a)
[FCS_COP.1(b), or FCS_COP.1(i)],
FCS_CKM_EXT.4
FCS_COP.1(b),
FCS_CKM_EXT.4
— —
FCS_CKM.1(b)
[FCS_COP.1(a), or
FCS_COP.1(d), or
FCS_COP.1(e), or
FCS_COP.1(f), or
FCS_COP.1(g), or
FCS_COP.1(h)],
FCS_CKM_EXT.4,
FCS_RBG_EXT.1
FCS_COP.1(a),
FCS_COP.1(d),
FCS_COP.1(g),
FCS_CKM_EXT.4,
FCS_RBG_EXT.1
— —
FCS_CKM_EXT.4
[FCS_CKM.1(a) or
FCS_CKM.1(b)], FCS_CKM.4
FCS_CKM.1(a),
FCS_CKM.1(b),
FCS_CKM.4
— —
FCS_CKM.4
[FCS_CKM.1(a) or
FCS_CKM.1(b)]
FCS_CKM.1(a),
FCS_CKM.1(b)
— —
FCS_COP.1(a)
[FCS_CKM.1(b)],
FCS_CKM_EXT.4
FCS_CKM.1(b),
FCS_CKM_EXT.4
— —
FCS_COP.1(b)
[FCS_CKM.1(a)],
FCS_CKM_EXT.4
FCS_CKM.1(a),
FCS_CKM_EXT.4
— —
FCS_RBG_EXT.1 — — — —
FDP_ACC.1 FDP_ACF.1 FDP_ACF.1 — —
FDP_ACF.1 FDP_ACC.1, FMT_MSA.3
FDP_ACC.1,
FMT_MSA.3
— —
FIA_AFL.1 FIA_UAU.1 FIA_UAU.1 — —
FIA_ATD.1 — — — —
FIA_PMG_EXT.1 — — — —
FIA_UAU.1 FIA_UID.1 FIA_UID.1 — —
FIA_UAU.7 FIA_UAU.1 FIA_UAU.1 — —
FIA_UID.1 — — — —
FIA_USB.1 FIA_ATD.1 FIA_ATD.1 — —
© 2020–2022, Sharp Corporation, all rights reserved. 44
Table 6.12: Security Functional Requirement Dependencies (2)
Dependencies
Requirement Stipulated Satisfied Unsatisfied Remarks
FMT_MOF.1 FMT_SMR.1, FMT_SMF.1 FMT_SMR.1, FMT_SMF.1 — —
FMT_MSA.1
[FDP_ACC.1],
FMT_SMR.1, FMT_SMF.1
FDP_ACC.1, FMT_SMR.1,
FMT_SMF.1
— —
FMT_MSA.3 FMT_MSA.1, FMT_SMR.1 FMT_MSA.1, FMT_SMR.1 — —
FMT_MTD.1 FMT_SMR.1, FMT_SMF.1 FMT_SMR.1, FMT_SMF.1 — —
FMT_SMF.1 — — — —
FMT_SMR.1 FIA_UID.1 FIA_UID.1 — —
FPT_SKP_EXT.1 — — — —
FPT_STM.1 — — — —
FPT_TST_EXT.1 — — — —
FPT_TUD_EXT.1
FCS_COP.1(b),
FCS_COP.1(c)
FCS_COP.1(b),
FCS_COP.1(c)
— —
FTA_SSL.3 — — — —
FTP_ITC.1
[FCS_IPSEC_EXT.1, or
FCS_TLS_EXT.1, or
FCS_SSH_EXT.1, or
FCS_HTTPS_EXT.1]
FCS_TLS_EXT.1 — —
FTP_TRP.1(a)
[FCS_IPSEC_EXT.1, or
FCS_TLS_EXT.1, or
FCS_SSH_EXT.1, or
FCS_HTTPS_EXT.1]
FCS_TLS_EXT.1,
FCS_HTTPS_EXT.1
— —
FTP_TRP.1(b)
[FCS_IPSEC_EXT.1, or
FCS_TLS_EXT.1, or
FCS_SSH_EXT.1, or
FCS_HTTPS_EXT.1]
FCS_TLS_EXT.1,
FCS_HTTPS_EXT.1
— —
Table 6.13: Security Functional Requirement Dependencies (3)
Dependencies
Requirement Stipulated Satisfied Unsatisfied Remarks
FPT_KYP_EXT.1 — — — —
FCS_KYC_EXT.1
[FCS_COP.1(e),
FCS_SMC_EXT.1,
FCS_COP.1(f),
FCS_KDF_EXT.1, and/or
FCS_COP.1(i)]
FCS_SMC_EXT.1 — —
FDP_DSK_EXT.1 FCS_COP.1(d) FCS_COP.1(d) — —
FDP_FXS_EXT.1 — — — —
FCS_COP.1(d)
[FCS_CKM.1(b)],
FCS_CKM_EXT.4
FCS_CKM.1(b),
FCS_CKM_EXT.4
— —
FCS_SMC_EXT.1 FCS_COP.1(c) FCS_COP.1(c) — —
FCS_TLS_EXT.1
FCS_CKM.1(a),
FCS_COP.1(a), FCS_COP.1(b),
FCS_COP.1(c), FCS_COP.1(g),
FCS_RBG_EXT.1
FCS_CKM.1(a),
FCS_COP.1(a),
FCS_COP.1(b),
FCS_COP.1(c),
FCS_COP.1(g),
FCS_RBG_EXT.1
— —
FCS_HTTPS_EXT.1 FCS_TLS_EXT.1 FCS_TLS_EXT.1 — —
FCS_COP.1(g)
[FCS_CKM.1(b)],
FCS_CKM_EXT.4
FCS_CKM.1(b),
FCS_CKM_EXT.4
— —
FCS_COP.1(c) — — — —
© 2020–2022, Sharp Corporation, all rights reserved. 45
6.3 TOE Security Assurance Requirements
The security assurance requirement (SAR) claimed by this ST is shown below by the assurance class of
CC Part 3. This ST uses the security assurance components defined in CC Part 3 and described in PP
directly as SAR.
6.3.1 Class ASE: Security Target Evaluation
• Conformance claims: ASE_CCL.1 — Conformance claims
• Extended components definition: ASE_ECD.1 — Extended components definition
• ST introduction: ASE_INT.1 — ST introduction
• Security objectives: ASE_OBJ.1 — Security objectives for the operational environment
• Security requirements: ASE_REQ.1 — Stated security requirements
• Security problem definition ASE_SPD.1 — Security problem definition
• TOE summary specification ASE_TSS.1 — TOE summary specification
6.3.2 Class ADV: Development
• Functional Specification: ADV_FSP.1 — Basic functional specification
6.3.3 Class AGD: Guidance Documents
• Operational user guidance: AGD_OPE.1 — Operational user guidance
• Preparative procedures: AGD_PRE.1 — Preparative procedures
6.3.4 Class ALC: Life-cycle Support
• CM capabilities: ALC_CMC.1 — Labelling of the TOE
• CM scope: ALC_CMS.1 — TOE CM coverage
6.3.5 Class ATE: Tests
• Independent testing: ATE_IND.1 — Independent testing - conformance
6.3.6 Class AVA: Vulnerability Assessment
• Vulnerability analysis: AVA_VAN.1 — Vulnerability survey
6.3.7 Rationale for Security Assurance Requirements
The above SAR claimed by this ST is completely consistent with the SAR stipulated by PP.
© 2020–2022, Sharp Corporation, all rights reserved. 46
7 TOE Summary Specification
This chapter indicates that the security functional requirements (SFR) are satisfied by describing a
summary specification of the TOE security functions (TSF).
7.1 Security Audit
This section describes the summary specification on the required FAU requirements in Section 6.2.1.
FAU_GEN.1 / FAU_GEN.2
In addition to the start / end of the audit, the TSF generates audit event logs of audit events described in
Table 6.1 and Table 6.2 as the audit data.
The TSF acquires the date (year / month / day) and time (hour / minute / second) on which the audit event
including the start / end of the audit occurred from the system clock of the TOE and records it in the audit
data.
The TSF records the user login name (the entire or head part of the login name) in the audit data as subject
identification information related to the audit event for the event generated by a specific user. However, if
the TOE itself generates an event, it will be recorded as "SYSTEM", if the subject can not be specified, it
will be recorded as "N/A". Table 7.1 shows the information recorded by TSF in audit data.
Table 7.1: Information Recorded in Audit Data
Event Name
Date and
Time *1
Operation
I/F *2
Login Name Results
*3
Additional Information
Audit Start Yes N/A N/A Yes N/A
Audit End Yes N/A N/A Yes N/A
Job Completion Yes Yes Job owner Yes Completed job name
I&A Failure Yes Yes
Character string
entered as a login
name
N/A N/A
Add User Yes Yes
User who performed
the addition
Yes Added login name
Change Password Yes Yes
User who performed
the change
Yes
Login name of the user whose
password is changed.
Change Login Name Yes Yes
User who performed
the change
Yes Login name after change
Delete user Yes Yes
User who performed
the deletion
Yes
Deleted login name (In the case
of “All User Deletion”,
“ALL”.)
Add Auth Group Yes Yes
User who performed
the addition
Yes Added authority group name
Change Role Yes Yes
User who performed
the change
Yes
• Login name of the user whose
authority group he belongs is
changed
• Authority group name after
change
Change Auth Group
Setting
Yes Yes
User who performed
the change
Yes
Authority group name of which
setting is changed
Change Time Setting Yes Yes
User who performed
the change
Yes N/A
Change Setting Yes Yes
User who performed
the change
Yes
• Setting item of which setting
value is changed
• Setting value after change
Comm Failure
*The communication
counterpart is the
audit server
Yes N/A SYSTEM N/A Reason of failure
© 2020–2022, Sharp Corporation, all rights reserved. 47
Event Name
Date and
Time *1
Operation
I/F *2
Login Name Results
*3
Additional Information
Comm Failure
*The communication
counterpart is except
for the audit server
Yes Net N/A N/A
• IP address of the starter of the
communication
• IP address of the
communication counterpart
• Communication direction
• Reason of failure
Modify Addr Book Yes Yes
User who performed
the modify
Yes
Add: Internal control ID and
address name of the added
entry
Deletion/change: Internal
control ID of the
deleted/changed entry
Firm Update Yes Yes
User who performed
the update
Yes
• Firmware name
• Firmware version before
update
• Firmware version after update
*1 The event occurrence date and time is notated in the extended format of ISO 8601.
*2 Any of Ope / Web / Net is notated as an operation interface. However, "N/A" is described in the table, "N/A" is notated.
*3 Any of Success / Failure is notated as an event execution result. However, "N/A" is described in the table, "N/A" is notated.
The following management functions raise Change Setting events.
● Change minimum password length
● Change identification and authentication method
● Set audit log destination
● Configuration of automatic logout time
● Start initialization of private data and data in machine
● Set authentication server
● Set IP address
● Set mail transmission server
The TSF interface related to this requirement is as shown in Table 7.2.
Table 7.2: TSF Interface Regarding FAU_GEN.1/FAU_GEN.2
Event Name Interface
Audit Start • Turn on the MFD power (Recovery from power failure is treated as equivalent)
Audit End • Turn off the MFD power
Job Completion
• According to TSF interface of FDP_ACC.1/FDP_ACF.1, generate job from copy /
printer / scanner / fax / document filing function.
I&A Failure
• Login operation on user authentication screen of the operation panel or the web
page.
Add User
• Add user from [User Control] →[User Settings]→[User List] in the settings mode
of the operation panel or on the web page.
Change Password
• Modify user from [User Control] →[User Settings]→[User List] in the settings
mode of the operation panel or on the web page.
Change Login Name
• Modify user from [User Control] →[User Settings]→[User List] in the settings
mode of the operation panel or on the web page.
Delete User
• Delete user from [User Control] →[User Settings]→[User List] in the settings mode
of the operation panel or on the web page.
Add Auth Group
• Add authority group from [User Control] →[Access Control Settings] →[Authority
Group] in the settings mode of the operation panel or on the web page.
Change Role
• Modify user from [User Control] →[User Settings]→[User List] in the settings
mode of the operation panel or on the web page.
Change Auth Group
Setting
• Modify authority group from [User Control] →[Access Control Settings]
→[Authority Group] in the settings mode of the operation panel or on the web page.
© 2020–2022, Sharp Corporation, all rights reserved. 48
Change Time
Setting
• Configure date and time from [System Settings]→[Common Settings] →[Device
Control]→[Clock Adjust] in the settings mode of the operation panel or on the web
page.
Change Setting
• Change setting value from various settings in the settings mode of the operation
panel or on the web page.
Comm Failure
• Communicate with authentication server / audit server / FTP server / mail server,
according to TSF interface of FTP_ITC.1.
Modify Address
Book
• Add / edit / delete from [Address Book] on the operation panel.
• Add / edit / delete from [Address Book]→[Address Book] on the web page.
Firm Update • Move to the maintenance mode on the operation panel and update firmware.
FAU_STG_EXT.1
The generated audit data is sent to the audit server using the Syslog protocol and TLS 1.2 according to
FTP_ITC.1. The data is stored in the buffer area prepared in the internal storage until the transmission
succeeds. In this buffer area, it is possible to store 40,000 audit data. Transmission of audit data is
performed at the timing when new data is generated.
When the transmission to the audit server fails, a warning message is displayed on the screen of the
operation panel and the web page, and the transmission to the audit server is retried periodically until it
succeeds. The warning message describes that it is not connected to the audit server and the impact of that
and requires to inform the administrator.
When the usage rate of the buffer area reaches 80% or more, it is restricted that only the default
administrator can login. This restriction is canceled when the usage rate of the buffer area becomes less
than 70%. In the state where the buffer area is full, that is, when 40,000 audit data is stored in the buffer
area, the newly generated audit data is not stored in the buffer area but is deleted.
Audit data stored in the buffer area is encrypted according to FDP_DSK_EXT.1 and stored. In addition,
regardless of the authority group, all users can not access the audit data stored in the buffer area.
The TSF interface related to this requirement conforms to the TSF interface of FAU_GEN.1 /
FAU_GEN.2.
7.2 Cryptographic Support
This section mainly describes the summary specification of the required FCS requirements in Section
6.2.2.
FCS_CKM.1(a)
The TSF generates the RSA key as the asymmetric key used for establishing the key of the encrypted
communication by the rsakpg1-basic method described in 6.3.1.1 of the standard document NIST SP 800-
56B Revision 1. Random numbers required at that time are generated according to FCS_RBG_EXT.1.
With respect to this TSF, the TOE does not include the TOE specific extension, proprietary processing
outside this standard, or another allowed implementation. This key is stored in the internal storage in a
state encrypted with the storage key.
The TSF interface related to this requirement is as follows.
● Initial startup after TOE installation.
● Execute [Create] in [System Settings]→[Security Settings]→[Certificate Management]→[Device
Certificate Management] on the web page.
● Execute [Create] in [System Settings]→[Security Settings]→[Certificate Management]→[Certificate
Signing Request (CSR) Management] on the web page.
● In the setting mode of the operation panel, execute the initialization from [System Settings]→[Security
Settings]→[Initialize Private Data/Data in Machine], and then restart the TOE
Also, when the TOE power is turned on, the TSF reads the encrypted RSA key stored in the internal
storage and decrypts it with the storage key. The TSF holds the decrypted RSA key in the volatile memory
until the TOE power is turned off and uses it for the encrypted communication.
The TSF interface related to this requirement is as follows.
● MFD power again (Recovery from power failure is treated as equivalent)
© 2020–2022, Sharp Corporation, all rights reserved. 49
FCS_CKM.1(b)
The TSF generates a session key for communication in the negotiation of encrypted communication. The
session key is composed of several keys shared between server and client each time TLS communication is
performed and includes a symmetric key for encrypting / decrypting data and a MAC key for verifying the
data. The TSF uses a random number generated by RBG conforming to FCS_RBG_EXT.1 to generate a
128-bit symmetric key when using the AES-128 cipher suite, or generate a 256-bit symmetric key when
using the AES-256 cipher suite, then stores it in the volatile memory. It also uses a random number
generated by RBG conforming to FCS_RBG_EXT.1 to generate a 160-bit MAC key when using the SHA-
1 cipher suite, generate a 256-bit MAC key when using the SHA-256 cipher suite, or generate a 384-bit
MAC key when using the SHA-384 cipher suite and stores it in the volatile memory.
The TSF interface related to this requirement conforms to the TSF interface of FTP_ITC.1 and
FTP_TRP.1(a)/FTP_TRP.1(b).
The TSF uses a random number generated by RBG conforming to FCS_RBG_EXT.1 to generate a 256-bit
storage intermediary key as a key material for the storage key and stores it in the nonvolatile memory 2.
The TSF reads the storage intermediary key stored in the nonvolatile memory 2 when the TOE power is
turned on, the storage intermediary key is used to reproduce the storage key.
The TSF interface related to this requirement is as follows.
● Initial startup after TOE installation operation
● After performing initialization from [System Settings]→[Security Settings]→[Initialize Private
Data/Data in Machine] in the settings mode of the operation panel, and reboot the TOE
FCS_CKM_EXT.4 / FCS_CKM.4
The following keys handled by TSF are discarded after becoming unnecessary.
● Asymmetric key for communication:
The RSA key decrypted when the TOE is turned on is treated as an unnecessary key when the TOE is
turned off, and is stored in volatile memory. Therefore, it is volatilezed and descarded when the TOE is
turned off.
The TSF interface related to this requirement is as follows.
• Turn off the MFD power.
● Session key for communication:
When TLS communication is disconnected, it is treated as an unnecessary key, and it is discarded by
overwriting the area where the key is stored with a pseudo random number by a simple bit operation.
Also, because it is stored on the volatile memory, it is volatilized by turning off the TOE power and
discarded.
The TSF interface related to this requirement is as follows.
• Disconnect TLS communication started according to TSF interface of FTP_ITC.1 and
FTP_TRP.1(a)/FTP_TRP.1(b).
• Turn off the MFD power.
● Storage intermediary key:
When the administrator executes initialization of private data and data in machine (Initialize Private
Data / Data in Machine), the storage key is treated as an unnecessary key. At the same time the storage
intermediary key used for reproducin the storage key is also treated as an unnecessary key in the same
way and is discarded by overwriting once with a random number generated by RBG conforming to
FCS_RBG_EXT.1.
The TSF interface related to this requirement is as follows.
• Perform initialization from [System Settings]→[Security Settings]→[Initialize Private Data/Data in
Machine] in the settings mode of the operation panel
● Storage key:
When the TOE power is turned off, the storage key reproduced from storage intermediary key when
turning on the TOE power is treated as an unnecessary key, and because it is stored on the volatile
memory, it is volatilized by turning off the TOE power and discarded.
The TSF interface related to this requirement is as follows.
• Turn off the MFD power
© 2020–2022, Sharp Corporation, all rights reserved. 50
FCS_COP.1(a)
The TSF encrypts and decrypts the communication data by operating with the CBC mode conforming to
NIST SP 800-38A or the GCM mode conforming to NIST SP 800-38D for the 128-bit or 256-bit
encryption key generated by FCS_CKM.1 (b) and the AES cryptographic algorithm conforming to FIPS
PUB 197, for encrypting communication data in FTP_ITC.1, FTP_TRP.1 (a) and FTP_TRP.1 (b).
The TSF interface related to this requirement conforms to the TSF interface of FTP_ITC.1 and FTP_TRP.1
(a) / FTP_TRP.1 (b).
FCS_COP.1(b)
In signature generation and signature verification, the TSF uses RSA digital signature algorithm (rDSA) or
Elliptic Curve digital signature algorithm (ECDSA) satisfying the Digital Signature Standard specified in
FIPS PUB 186-4. The specific usage of each algorithm will be described below.
It uses the 2048-bit RSA key generated in accordance with FCS_CKM.1 (a) and rDSA in certificate
generation by creating the TOE device certificate.
It uses rDSA with a 2048-bit key in the update verification in FPT_TUD_EXT.1.
It uses rDSA, or ECDSA in the server certificate verification in FTP_ITC.1, with a 2048- or 3072-bit
rDSA key or a 256-, 384-, or 521-bit ECDSA key.
The TSF interface related to this requirement is as follows.
● Creating the TOE device certificate:
• Initial startup after TOE installation operation
• Execute [Create] of the device certificate from [System Settings]→[Security Settings]→[Certificate
Management] →[Device Certificate Management] on the web page.
• Perform initialization from [System Settings]→[Security Settings]→[Initialize Private Data/Data in
Machine] in the settings mode of the operation panel.
● Server certificate verification:
• Conform to the TSF interface of FTP_ITC.1
● Update verification:
• Conform to the TSF interface of FPT_TUD_EXT.1
FCS_RBG_EXT.1
The TSF includes an RBG consisting of DRBG and ES. The DBRG is CTR_DRBG (AES-256) which
satisfies NIST SP 800-90A, which requires Entropy Input containing 384 bits of entropy. This is
CTR_DRBG which does not use derivation function, and other seed material (such as nonce) is not used.
The ES is a self developed circuit which contains one hardware-based noise source, and generates Entropy
Input containing 384 bits of entropy for entering to the DBRG.
The TSF executes repeatedly the random number generation demand and the random number read for the
ES to store 384 bits or more of entropy, and generates Entropy Input containing 384 bits of entropy based
on it. Then a random number used for generating encryption key is generated by providing it to the DRBG.
The TSF interface related to this requirement conforms to the TSF interface of FCS_CKM.1 (a) and
FCS_CKM.1 (b).
7.3 User Data Protection
This section mainly describes the summary specification of the required FDP requirements in Section
6.2.3.
FDP_ACC.1 / FDP_ACF.1
The TSF controls access to the user data and the operation of user data.
Access control rule is implemented based on users and job owners based on Table 6.3 and Table 6.4 for
operation of user data, by permitting access to the user data only for the administrator who is identified and
authenticated as well as the user who is identified and authenticated and of which the user login name is
coincided with the user login name linked as the owner information belonging to the user data.
 It is not allowed to input jobs aside from the received fax for the user except for who is identified and
authenticated via the operation panel or the printer driver.
 It is not allowed to display, edit, print, or delete the document data sent from the printer driver to the
TOE for except for the administrator or the user using the printer driver.
© 2020–2022, Sharp Corporation, all rights reserved. 51
 It is not allowed to display or edit the scanned originals at the operations of Copy, Scan or Fax send
for the user except for who executes the scanning of the originals.
 It is not allowed to display, print, or delete the fax reception data for except for the administrator or
the user who belongs authority group granted access authority to fax reception data.
 It is not allowed to retrieve the data stored by the document filing function for except for the
administrator or the user executing the storing the data.
 It is not allowed to stop or delete other user's jobs for users except for the administrator.
 It is not allowed to modify the jobs in the TOE for anyone including the administrator.
The TSF interface related to D.USER.DOC access control is as shown in Table 7.3.
Table 7.3: TSF Interface related to D.USER.DOC Access Control
Function Operation Interface
Print Create • Select a document to be printed from the client PC and execute printing from the
preference screen of the printer driver.
Read • Select the file held by Create operation from [File retrieve] on the operation
panel, and execute printing.
• Select the file held by Create operation from [File retrieve] on the operation
panel, and execute [Check Image].
• Select the file held by Create operation from [File retrieve] on the operation
panel, and execute [Change Setting to Print].
• Execute printing after the above operation.
Modify • Select the file held by Create operation from [File retrieve] on the operation
panel, and execute editing from [Change Setting to Print].
Delete • Select the file held by Create operation from [File retrieve] on the operation
panel, and execute [Delete].
• Select the file held by Create operation from [File retrieve] on the operation
panel, and enable the setting of deleting the data after print to execute printing.
• After executing Create operation, execute deleting from [System
Settings]→[Security Settings]→[Data Clearance Settings]→[Clear Document
Filing Data] in the settings mode of the operation panel. (Only default
administrator can operate)
Scan Create • Place a document on the scanner unit of the MFD and execute the preview from
[Easy Scan] on the operation panel. (hereinafter this operation is called Create
Operation Sc1)
• Place a document on the scanner unit of the MFD and execute the preview from
[E-Mail] or [FTP/Desktop]. (hereinafter this operation is called Create Operation
Sc2)
• Place a document on the scanner unit of the MFD and execute the scan from
[Easy Scan], [E-Mail] or [FTP/Desktop] on the operation panel. (hereinafter this
operation is called Create Operation Sc3)
Read • Execute Create Operation Sc1 or Create Operation Sc2.
Modify • After executing Create Operation Sc2, execute editing from the preview screen.
Delete • After executing Create Operation Sc1 or Create Operation Sc2, execute [Scan
Again] or [CA].
• After executing Create Operation Sc1 or Create Operation Sc2, press [Home
Screen] button.
• After executing Create Operation Sc1 or Create Operation Sc2, change mode
from the mode display.
• After executing Create Operation Sc3, execute [CA] or [Cancel Scan] on the
operation panel.
• After executing scanning, stop/delete the job created by scan execution from [Job
Status]→[Scan]→[Job Queue] on the operation panel.
© 2020–2022, Sharp Corporation, all rights reserved. 52
Function Operation Interface
Copy Create • Place a document on the scanner unit of the MFD and execute the preview from
[Easy Copy] on the operation panel. (hereinafter this operation is called Create
Operation C1)
• Place a document on the scanner unit of the MFD and execute the preview from
[Copy] on the operation panel. (hereinafter this operation is called Create
Operation C2)
• Place a document on the scanner unit of the MFD and execute the copy from
[Easy Copy] or [Copy] on the operation panel. (hereinafter this operation is called
Create Operation C3)
Read • Execute Create Operation C1 or Create Operation C2.
• Execute the copy after the above operation.
• Execute Create Operation C3.
Modify • After executing Create Operation C2, execute editing from the preview screen.
Delete • After executing Create Operation C1 or Create Operation C2, execute [Scan
Again], [Scan Original Again Without change Settings] or [CA].
• After executing Create Operation C1 or Create Operation C2, press [Home
Screen] button.
• After executing Create Operation C1 or Create Operation C2, change mode from
the mode display.
• After executing Create Operation C3, execute [CA] or [Cancel Copy] on the
operation panel.
• After executing copying, stop/delete the job created by copy execution from
[Cancel Print] or [Job Status]→[Print]→[Job Queue] on the operation panel.
Fax send Create • Place a document on the scanner unit of the MFD and execute the preview from
[Easy Fax] on the operation panel. (hereinafter this operation is called Create
Operation Fs1)
• Place a document on the scanner unit of the MFD and execute the preview from
[Fax] on the operation panel. (hereinafter this operation is called Create Operation
Fs2)
• Place a document on the scanner unit of the MFD and execute the fax
transmission from [Easy Fax] or [Fax] on the operation panel. (hereinafter this
operation is called Create Operation Fs3)
Read • Execute Create Operation Fs1 or Create Operation Fs2.
Modify • After executing Create Operation Fs2, execute editing from the preview screen.
Delete • After executing Create Operation Fs1or Create Operation Fs2, execute [Scan
Again] or [CA].
• After executing Create Operation Fs1 or Create Operation Fs2, press [Home
Screen] button.
• After executing Create Operation Fs1 or Create Operation Fs2, change mode
from the mode display.
• After executing Create Operation Fs3, execute [CA] or [Cancel Scan] on the
operation panel.
• After executing fax transmission, stop/delete the job created by fax transmission
from [Job Status]→[Fax]→[Job Queue] on the operation panel.
Fax receive Create • Execute fax transmission from an external fax machine.
Read • Select data received from Create Operation on the fax reception data list screen
on the operation panel and execute [Check Image].
• Select data received from Create Operation on the fax reception data list screen
on the operation panel and execute [Print].
Modify N/A
Delete • Select data received from Create Operation on the fax reception data list screen
on the operation panel and execute [Delete].
Storage /
retrieval
Create • Place a document on the scanner unit of the MFD and execute Scan to Local
Drive from [Easy Scan]→[Scan to USB/Local Drive], [Scan toLocal Drive], or
[File retrieve]→[Scan toLocal Drive] on the operation panel.
• Select data on the fax reception data list screen on the operation panel and
execute [File].
• Specify the filing setting to be ON and execute copy, fax transmission, or scan.
© 2020–2022, Sharp Corporation, all rights reserved. 53
Function Operation Interface
Read • Select a file stored by Create Operation from [File retrieve] on the operation
panel and execute printing form [Print Now] or [Change Setting to Print].
• Select a file stored by Create Operation from [File retrieve] on the operation
panel and execute sending form [Send].
Modify • Select a file stored by Create Operation from [File retrieve] on the operation
panel and execute editing [Change Setting to Print].
• Select a file stored by Create Operation from [File retrieve] on the operation
panel and execute editing from [Send].
Delete • Select a file stored by Create Operation from [File retrieve] on the operation
panel and execute [Delete].
• Select a file stored by Create Operation from [Document
Operations]→[Document Filing] on the web page and execute [Delete].
• Select a file stored by Create Operation from [File retrieve] on the operation
panel and enable the setting of deleting the data after print to execute printing.
• Execute deleting from [System Settings]→[Security Settings]→[Data Clearance
Settings]→[Clear Document Filing Data] in the settings mode of the operation
panel. (Only default administrator can operate)
The TSF interface related to D.USER.JOB access control is as shown in Table 7.4.
Table 7.4: TSF Interface related to D.USER.JOB Access Control
Function Operation Interface
Print Create • Select a document to be printed from the client PC and execute printing from the
preference screen of the printer driver, then select the file held by print execution
of the client PC from [File retrieve] on the operation panel and execute printing.
Read • Select [Job Status]→[Print]→[Job Queue] on the operation panel.
Modify N/A
Delete • Stop/delete the job created by Create Operation from [Cancel Print] or [Job
Status]→[Print]→[Job Queue] on the operation panel.
Scan Create • Place a document on the scanner unit of the MFD and execute the scan from
[Easy Scan], [E-Mail] or [FTP/Desktop] on the operation panel.
Read • Select [Job Status]→[Scan]→[Job Queue] on the operation panel.
Modify N/A
Delete • Stop/delete the job created by Create Operation from [Job Status]→[Scan]→[Job
Queue] on the operation panel.
Copy Create • Place a document on the scanner unit of the MFD and execute the copy from
[Easy Scan] or [Copy] on the operation panel.
Read • Select [Job Status]→[Print]→[Job Queue] on the operation panel.
Modify N/A
Delete • After executing the copy, execute [CA] or [Cancel Copy] on the operation panel
during scanning original.
• Stop/delete the job created by Create Operation from [Cancel Scan] or [Job
Status]→[Print]→[Job Queue] on the operation panel.
Fax send Create • Place a document on the scanner unit of the MFD and execute the Fax
transmission from [Easy Fax] or [Fax] on the operation panel.
Read • Select [Job Status]→[Fax]→[Job Queue] on the operation panel.
Modify N/A
Delete • After executing the Fax transmission, execute [CA] or [Cancel Scan] on the
operation panel during scanning original.
• Stop/delete the job created by Create Operation from [Cancel Send] or [Job
Status]→[Fax]→[Job Queue] on the operation panel.
Fax receive Create • Select a data received from an external fax machine on the Fax reception data list
screen on the operation panel and execute [Print].
Read • Select [Job Status]→[Print]→[Job Queue] on the operation panel.
Modify N/A
Delete N/A
© 2020–2022, Sharp Corporation, all rights reserved. 54
Function Operation Interface
Storage /
retrieval
Create (Storage Job)
• Place a document on the scanner unit of the MFD and execute Scan to Local
Drive from [Easy Scan]→[Scan to USB/Local Drive], [Scan toLocal Drive], or
[File retrieve]→[Scan toLocal Drive] on the operation panel. (hereinafter this
operation is called Create Operation S1)
• Select data on the fax reception data list screen on the operation panel and
execute [File].
• Specify the filing setting to be ON and execute copy, fax transmission, or scan.
(hereinafter this operation is called Create Operation S2)
(Retrieval Job)
• Select a file stored by Create Operation of Storage/retrieval described in Table
7.3 from [File retrieve] on the operation panel and execute printing form [Print
Now] or [Change Setting to Print].
• Select a file stored by Create Operation of Storage/retrieval described in Table
7.3 from [File retrieve] on the operation panel and execute sending from [Send].
Read (Storage Job)
• After executing Create Operation S2, select [Job Queue] from [Print] for the
copy, [Scan] for the scan or [Fax] for the Fax transmission in [Job Status] on the
operation panel.
(Retrieval Job)
• Select [Job Queue] from [Print] for printing, [Scan] for transmission by other than
Fax or [Fax] for Fax transmission in [Job Status] on the operation panel.
Modify N/A
Delete (Storage Job)
• After executing Create Operation S1, execute [CA] on the operation panel during
scanning original.
• After executing Create Operation S2, execute [Delete] of Scan job for scanning,
[Delete] of Copy job for copying, or [Delete] of Fax send job for Fax
transmission.
(Retrieval Job)
• After executing the print, stop/delete the job created by Create Operation from
[Cancel Print] or [Job Status]→[Print]→[Job Queue] on the operation panel.
• After executing the Fax transmission, stop/delete the job created by Create
Operation from [Job Status]→[Fax]→[Job Queue] on the operation panel.
• After executing the transmission other than Fax, stop/delete the job created by
Create Operation from [Job Status]→[Scan]→[Job Queue] on the operation
panel.
7.4 Identification and Authentication
This section mainly describes the summary specification on the required FIA requirements in Section
6.2.4.
FIA_AFL.1
In the case of user password authentication required when operating the TOE from the operation panel or
the Web page or executing printing from the client PC via the printer driver, if authentication fails three
consecutive times, the authentication acceptance is stopped, That is, the user password is locked. When the
elapsed time from the lock reaches 5 minutes, the lock is automatically released, that is, the number of
times of authentication failure is cleared and the authentication reception is recovered from the status of
stopped authentication acceptance. This requirement applies only to internal authentication.
The TSF interface related to this requirement is as follows.
● Login operation on the user authentication screen on the operation panel or the web page
● Execute printing from the PC with the printer driver for the MFD installed
FIA_ATD.1
The TSF can define and maintain user attributes like User Login Name and Authority Group.
There are two built-in authority groups, administrator authority (Admin) and user authority (User), which
correspond to U.ADMIN and U.NORMAL. Built-in authority groups cannot be modified or deleted.
© 2020–2022, Sharp Corporation, all rights reserved. 55
In addition to this, the administrator can create additional authority groups. When creating an authority
group, using the built-in User authority as a model, any part can be restricted, and access to the fax
reception data can be added. Therefore, it is possible to create authority group corresponding to U.FAX.
Only the administrator can assign each user to each authority group and create, modify, or delete authority
group.
The TSF interface related to this requirement is as follows.
● Add / modify an authority group from [User Control]→[Access Control Settings]→[Authority Group]
on the settings mode of the operation panel or on the web page
● Add / modify a user from [User Control] →[User Settings]→[User List] on the settings mode of the
operation panel or on the web page
FIA_PMG_EXT.1
The TSF has a management function to add a user password in registering a new user and change the user
password of the registered user. At this time, only the password having uppercase letters, lowercase letters,
numbers, or special characters ("!", "@", "#", "$", "%", "^", "&", "*", "(" , ")", ""”, “'”, “+”, “,”, “-”, “.”,
“/”, “:”, “;”, “<”, “=”, “>”, “?”, “[”, “¥”, “]”, “_”, “`”, “{”, “|”, “}”, “~”, and the space) is accepted.
The TSF interface related to this requirement is as follows.
● Add / modify user from [User Control] →[User Settings]→[User List] on the settings mode of the
operation panel or on the web page
The minimum password length can be specified as 15 letters or more by the default administrator.
The TSF interface related to this requirement is as follows.
● Change the minimum password length from [System Settings]→[Security Settings]→[Password
Change] on the settings mode of the operation panel or on the web page
FIA_UAU.1 / FIA_UID.1
The TSF identifies and authenticates the user including the administrator when operating the TOE from the
operation panel and the Web page or executing printing from the client PC via the printer driver.
The TSF supports the following two types of identification and authentication methods.
● Internal authentication method: Authentication method that uses user information registered in the TOE
itself. It is always enabled.
● Network authentication method: An authentication method that uses user information registered in an
external LDAP authentication server. Enabling/disabling of it can be switched by administrator.
When operating the TOE from the operation panel or the Web page, the TSF requests input of the user
login name, user password and authentication destination before permitting operation of the TOE. The
authentication destination can be selected in the TOE main unit only when the network authentication
method is disabled, and it can be selected in the TOE main unit and the LDAP authentication server
registered in the TOE when the network authentication method is enabled. It is verified at the selected
authentication destination whether the entered user login name and user password are coincided with the
user information registered in the selected authentication destination. However, if the entered user login
name is the TOE's default administrator (admin), it is verified in the TOE main unit whether they are
coincided with the default administrator information registered in the TOE main unit, regardless of the
authentication destination. As a result of the verification, only when they are coincided with the registered
user information, the TSF judges that it is an identified and authenticated user, and permits the user to
operate the TOE in accordance with the authority group to which the user belongs. However, if the
authentication destination is an LDAP authentication server and an authority group is not assigned to a
user who is identified and authenticated, the user is allowed to do the operation of the TOE within the
range of normal user (U.NORMAL).
When executing printing from the client PC via the printer driver, the TSF receives information of the user
login name and user password entered in the preference screen of the printer driver together with the
document data from the printer driver. It is verified in the TOE main unit whether the received user login
name and user password are coincided with the user information registered in the TOE main unit, when the
network authentication method is disabled. It is verified in the LDAP authentication server whether they
are coincided with the user information registered in the LDAP authentication server specified as the
default connection destination, when the network authentication method is enabled. However, if the
entered user login name is the TOE's default administrator (admin), it is verified in the TOE main unit
© 2020–2022, Sharp Corporation, all rights reserved. 56
whether they are coincided with the default administrator information registered in the TOE main unit,
regardless of enabling/disabling of the network authentication method. As a result of the verification, only
when they are coincided with the registered user information, the TSF judges that it is a user data input by
an identified and authenticated user, and stores it in the TOE main unit. Otherwise, the TSF doesn’t store
the received document data in the TOE main unit and discard it.
No action is allowed until it is identified and authenticated in any identification and authentication method
or interface. However, Fax reception from the PSTN is allowed to be received by the TOE without
performing identification and authentication.
The TSF interface related to this requirement is as follows.
● Login operation on the user authentication screen on the operation panel or the web page
● Execute printing from the PC with the printer driver for the MFD installed
● Send fax from an external fax machine using PSTN
FIA_UAU.7
In the attempt for authentication on the operation panel, the same number of asterisks (star symbols) as the
characters of the entered password are displayed, but the entered characters are not displayed.
In the attempt for authentication on the web page, the input in the form of password is required for the
client. This asks the client's web browser to hide the characters entered by the user in a manner like a
substitute character.
The TSF interface related to this requirement is as follows.
● Login operation on the user authentication screen on the operation panel or the web page
FIA_USB.1
The TSF identifies each user by the user identification and authentication, and associates the user attributes
such as the user login name and the authority group with the subject.
The TSF interface related to this requirement is as follows.
● Login operation on the user authentication screen on the operation panel or the web page
7.5 Security Management
This section mainly describes the summary specification on the required FMT requirements in Section
6.2.5.
FMT_MOF.1
The TSF permits the following management functions to be used only by an identified and authorized
administrator.
● Initialize Private Data / Data in Machine
The TSF interface related to this requirement is as follows.
● Start initialization from [System Settings]→[Security Settings]→[Initialize Private Data/Data in
Machine] in the settings mode of the operation panel
FMT_MSA.1
The TSF provides the function of querying the own authority group to all internal authentication users who
have been identified and authenticated.
The TSF interface related to this requirement is as follows.
● Query about its own user from [User Control] →[User Settings]→[User List] in the settings mode of the
operation panel or on the web page
The TSF provides the function of creating, modifying and deleting the user login name and the authority
group of the internal authentication user and the function of querying the user login name and the authority
group of the other internal authentication user only to the administrator who has been identified and
authenticated. The function of creating is provided only when registering a new internal authentication
user, and the function of deleting is provided only when deleting the registered internal authentication user.
The TSF interface related to this requirement is as follows.
● Add / modify / query / delete a user from [User Control] →[User Settings]→[User List] in the settings
mode of the operation panel or on the web page
© 2020–2022, Sharp Corporation, all rights reserved. 57
FMT_MSA.3
The TSF specifies the default of the belonging authority group as User, that is U.NORMAL, when newly
registering an internal authentication user.
The TSF interface related to this requirement is as follows.
● Add a user from [User Control] →[User Settings]→[User List] in the settings mode of the operation
panel or on the web page
The TSF assigns the user login name who generate the user data as default value of the owner information
of the user data when generating user data.
The TSF interface related to this requirement conforms to the TSF interface of FDP_ACC.1 / FDP_ACF.1.
FMT_MTD.1
The TSF provides a management function to change the own user password to all identified and
authenticated internal authentication users.
The TSF interface related to this requirement is as follows.
● Modify its own user from [User Control] →[User Settings]→[User List] in the settings mode of the
operation panel or on the web page
The TSF provides the function of creating and deleting the user password of the internal authentication
user and the function of modifying the user password of the internal authentication user other than himself
only to the administrator. The function of creating is provided only when registering a new internal
authentication user, and the function of deleting is provided only when deleting the registered internal
authentication user.
The TSF interface related to this requirement is as follows.
● Add / delete the user from [User Control] →[User Settings]→[User List] in the settings mode of the
operation panel or on the web page
In addition to the above, the TSF provides the following functions of managing TSF data to the
administrator only.
● Minimum password length (modify) *It is provided to the default administrator only
● Identification and authentication method (modify)
● Date / time (modify)
● Audit log destination (query / modify)
● Automatic logout time (query / modify)
● Address book (add / modify / delete)
● Authentication server settings (add / modify / delete)
● IP address settings (modify)
● Mail transmission server settings (query / modify)
● Scanner control firmware (query / modify)
● Print control firmware (query / modify)
● Main unit control firmware for performs Boot control of the MFD main unit (query / modify)
● Fax control firmware (query / modify)
● Main control firmware for control of the MFD main unit (query / modify)
The TSF interface related to this requirement is as shown in the Table 7.5.
Table 7.5: TSF interface related to FMT_MTD.1
Control Function Interface
Change minimum password
length
• Change minimum password length from [System Settings]→[Security
Settings]→[Password Change] in the settings mode of the operation panel
or on the web page.
Change identification and
authentication method
• Change authentication destination settings from [System Settings]
→[Authentication Settings]→[Default Settings] in the settings mode of
the operation panel or on the web page.
Set date / time
• Set date and time from [System Settings]→[Common Settings] →[Device
Control]→[Clock Adjust] in the settings mode of the operation panel or
on the web page.
Set audit log destination
• Set destination from [System Settings]→[Security Settings]→[Audit
Log]→[Storage/Send Settings] in the settings mode of the operation panel
or on the web page.
© 2020–2022, Sharp Corporation, all rights reserved. 58
Control Function Interface
Set automatic logout time
• Change automatic logout setting from [System Settings]
→[Authentication Settings]→[Default Settings] in the settings mode of
the operation panel or on the web page.
Manage address book
• Perform addition / edit / deletion from [Address Book] on the operation
panel.
• Perform addition / edit / deletion from [Address Book]→[Address Book]
on the web page.
Set authentication server
• Add / edit / delete LDAP authentication server from [System
Settings]→[Network Settings]→[LDAP Settings] in the settings mode of
the operation panel or on the web page.
Set IP address
• Set IPv4 from [System Settings]→[Network Settings]→[Interface
Settings] in the settings mode of the operation panel or on the web page.
Set mail transmission server
• Set from [SMTP] tab of [System Settings]→[Network Settings]→[Service
Settings] in the settings mode of the operation panel or on the web page.
Update scanner control
firmware
• Move to the maintenance mode on the operation panel and execute
firmware update.
Update print control firmware
Update main unit control
firmware for performs Boot
control of the MFD main unit
Update fax control firmware
Update main control firmware
for control of the MFD main
unit
FMT_SMF.1
The TSF provides the following management functions.
● Add / delete internal authentication user
● Change user password of internal authentication user
● Change user login name of internal authentication user
● Change authority group of internal authentication user
● Set audit log destination
● Change minimum password length
● Change identification and authentication method
● Manage authority group
● Set date / time
● Set automatic logout time
● Start initialization of private data and data in machine
● Manage address book
● Set authentication server
● Set IP address
● Set mail transmission server
● Update the firmware
The TSF interface related to this requirement is as shown in the Table 7.6.
Table 7.6: TSF interface related to FMT_SMF.1
Control Function Interface
Add / delete internal authentication
user
• Add / delete user from [User Control]→[User Settings]→[User List]
in the settings mode of the operation panel or on the web page.
Change user password of internal
authentication user
• Modify user from [User Control] →[User Settings]→[User List] in
the settings mode of the operation panel or on the web page.
Change user login name of internal
authentication user
• Modify user from [User Control] →[User Settings]→[User List] in
the settings mode of the operation panel or on the web page.
Change authority group of internal
authentication user
• Modify user from [User Control] →[User Settings]→[User List] in
the settings mode of the operation panel or on the web page.
Change minimum password length • Conform to the TSF interface of FMT_MTD.1.
© 2020–2022, Sharp Corporation, all rights reserved. 59
Control Function Interface
Change identification and
authentication method
• Conform to the TSF interface of FMT_MTD.1.
Manage authority group
• Add / modify authority group or return it to the factory default from
[User Control] →[Access Control Settings]→[Authority Group] in
the settings mode of the operation panel or on the web page.
Set date / time • Conform to the TSF interface of FMT_MTD.1.
Set audit log destination • Conform to the TSF interface of FMT_MTD.1.
Set automatic logout time • Conform to the TSF interface of FMT_MTD.1.
Start initialization of private data
and data in machine
• Conform to the TSF interface of FMT_MOF.1.
Manage address book • Conform to the TSF interface of FMT_MTD.1.
Set authentication server • Conform to the TSF interface of FMT_MTD.1.
Set IP address • Conform to the TSF interface of FMT_MTD.1.
Set mail transmission server • Conform to the TSF interface of FMT_MTD.1.
Update the firmware • Conform to the TSF interface of FMT_MTD.1
Note that the TSF does not provide management functions related to the storage encryption. Because the
storage encryption is always done.
FMT_SMR.1
The TSF has the function of authority groups regarding the roles. This function can maintain the following
two roles.
● U.ADMIN role (administratrative role): the role as an administrator that has the ability to configure the
security settings of this TOE. The authorization group U.ADMIN is associated with this role.
● U.NORMAL role (non-administrative role): the role as a normal user that is allowed no management
functions than what affect only the user her/himself. The authorization group U.NORMAL and U.FAX
are associated with this role.
Only the administrator can assign each user to each authority group by FMT_MSA.1. The TSF interface
related to this requirement conforms to the TSF interface of FMT_MSA.1.
7.6 Protection of the TSF
This section mainly describes the summary specification on the required FPT requirements in Section
6.2.6.
FPT_SKP_EXT.1
The TSF stores the storage intermediary key in plain text in the nonvolatile memory 2 but does not provide
a function for reading out this storage intermediary key to all users including the administrator. Further,
since the nonvolatile memory 2 is soldered on the board, it can not be detached.
The TSF reproduces the plain text storage key from the key materials stored in the nonvolatile memory 1
and the nonvolatile memory 2 and stores this plain text storage key in the volatile memory, when the TOE
power is turned on, but does not provide the function for reading out these storage keys and the key
materials to all users including the administrator. In addition, the plain text storage key is volatilized and
discarded when power is turned off.
The TSF stores the session key including the symmetric key and the MAC key in plain text in volatile
memory, but does not provide the function for reading out this session key to all users including the
administrator. Also, this session key is volatilized and discarded when power is turned off.
The TSF encrypts the private key of the TLS key pair with the storage key, saves it in the internal storage,
reads the encrypted private key when the TOE is powerd on, and decrypts the plaintext private key with
the storage key into volatile memory. However, it does not provide a function for reading these private
keys to any users including the administrator. The plaintext private key is volatilized and destroyed when
the power is turned off.
FPT_STM.1
When the TSF records audit target events indicated by FAU_GEN.1 / FAU_GEN.2 as audit logs, the TSF
issues a time stamp from the system clock of the TOE.
© 2020–2022, Sharp Corporation, all rights reserved. 60
The TSF interface related to this requirement conforms to the TSF interface of FAU_GEN.1 /
FAU_GEN.2.
FPT_TST_EXT.1
The TSF performs the following self test at the start of the TOE.
● Entropy Source Health Test: In order to ensure that the ES has not failed, generate a random number of
4096 bits by repeatedly executing the random number generation demand and the random number read,
and confirm that the random number generation can be completed within the specified time and that the
length of the consecutive same bit value should not be more than the specified threshold value, and that
bias of the appeared bit value should not exceed the tolerable range.
● DRBG Health Test: Perform Known Answer Tests on Instantiate, Generate and Reseed functions based
on NIST SP 800-90A.
● HBA Encryption Circuit Test: In order to ensure that the encryption circuit has not failed, perform
Known Answer Tests on AES public offering requirement
(http://csrc.nist.gov/archive/aes/katmct/katmct.htm).
● TSF image verification: In order to ensure that the firmware implementing the TSF is not corrupted, self
verification is performed with hash (SHA-256) for the controller firmware, and with 16-bit error
detection code (checksum) for the other firmware.
If any error is detected in all or part of the above self tests, the TOE stops the start-up and suspend any
operation until the power is turned off.
The TSF consists of hardware TSF and software TSF. The hardware TSF is an entropy source and HBA
cryptographic circuit, and actually operates them by the entropy source health test and the HBA encryption
circuit test to detect faults. The software TSF is implemented on the firmware and verifies the integrity of
the TSF execution code by TSF image verification. In addition, NIST SP 800-90A which is one of the
standards the TOE should follow requires self-test implementation. It is satisfied by DRBG health test.
From the above, it can be said that sufficient tests are done to demonstrate that the TSF is operating
correctly.
The TSF interface related to this requirement is as follows.
● Turn on the MFD power (Recovery from power failure is treated as equivalent)
FPT_TUD_EXT.1
The TSF provides the administrator with the ability to query the firmware version of the TOE and provides
the default administrator with the ability to initiate the firmware update of the TOE.
Before starting the firmware update, the TSF provides the default administrator with means for verifying
the authenticity of the target firmware for update. Verify the firmware authenticity by comparing the hash
value decrypted by the RSA signature verification in accordance with FCS_COP.1 (b) from the digital
signature provided as a part of the firmware file together with the firmware itself, and the hash value
calculated by the cryptographic hashing service of SHA-256 according to file, FCS_COP.1 (c) from the
state that all target firmware for update are collected together, then checking to see that those value are
coincided.
The TSF interface related to this requirement is as follows.
● Query firmware version from [Status]→[Firmware Version] in the settings mode of the operation panel
or on the web page
● Move to the maintenance mode on the operation panel and execute firmware update
7.7 TOE Access
This section mainly describes the summary specification on the required FTA requirements in Section
6.2.7.
FTA_SSL.3
The TSF provides a function to automatically log out after no operation for users who log in (identification
and authentication) on the operation panel. The holding time is set by the administrator, and it is 10
seconds at the minimum and 240 seconds at the maximum (4 minutes).
The TSF provides a function to automatically log out after no operation for users who log in (identification
and authentication) on the web page. The holding time is fixed to be 300 seconds (5 minutes).
© 2020–2022, Sharp Corporation, all rights reserved. 61
The TSF interface related to this requirement is as follows.
● No operation after login from the user authentication screen on the operation panel or the web page
7.8 Trusted Path / Channel
This section mainly describes the summary specification on the required FTP requirements in Section
6.2.8.
FTP_ITC.1
In order to protect communication with highly reliable IT products such as the authentication server, the
audit server, the FTP server and the mail server, the TSF start communication with them via trusted
channel using TLS 1.2 conforming to FCS_TLS_EXT.1. This communication can be started from either
the TOE or a highly reliable IT product.
The TSF initiates communication with highly reliable IT products via trusted channels for using the
following functions.
● Identification and authentication by the network authentication
● Audit log data transmission
● File server transmission
● E-mail transmission
The TSF interface related to this requirement is as follows.
● Communication with the authentication server:
• Login operation on the user authentication screen on the operation panel or the web page
● Communication with the audit server:
• Conform to the TSF interface of FAU_GEN.1 / FAU_GEN.2
● Communication with FTP server:
• After placing the document on the scanner unit of the MFD, perform Scan to FTP from [Easy Scan]
or [FTP/Desktop] on the operation panel
• Perform file server transmission from [Send] of [File retrieve] on the operation panel
● Communication with mail server:
• After placing the document on the scanner unit of the MFD, perform Scan to E-mail from [Easy Scan]
or [E-Mail] on the operation panel
• Perform E-mail transmission from [Send] of [File retrieve] on the operation panel
FTP_TRP.1(a) / FTP_TRP.1(b)
The TSF establishes a trusted communication path to ensure that communication with the TOE takes place
between known terminals as follows.
● The communication between the client and the TOE web page uses the HTTPS communication function
to provide a trusted communication path that protects communication data from eavesdropping and the
like. HTTPS communication is started by the remote administrator or remote user connecting to the
TOE web page by HTTPS communication from the web browser on the client. Identification and
authentication and all remote operations from the client are executed only when HTTPS communication
is used.
● The communication between the printer driver of the client and the TOE uses the IPP over TLS
communication function to provide a trusted communication path that protects print data to be sent from
eavesdropping and the like. The communication with the TOE is started by the remote administrator or
remote user connecting by IPP over TLS communication from the printer driver on the client via print
operation of the application program of the client. Identification and authentication and all remote
operations from the printer driver of the client are executed only when IPP over TLS communication is
used.
The TSF interface related to this requirement is as follows.
● TOE remote operation for the web page
● Execute printing from the PC with the printer driver for the MFD installed
© 2020–2022, Sharp Corporation, all rights reserved. 62
7.9 Confidential Data on Field-Replaceable Nonvolatile Storage Devices 1
This section mainly describes the summary specification on the conditionally mandatory requirements B1
in Section 6.2.9.
FPT_KYP_EXT.1
In this TOE, the keys that compose the key chain in FCS_KYC_EXT.1 are the storage intermediary key
and the storage key.
The TSF stores the storage intermediary key in plain text in the nonvolatile memory 2 soldered on the
board, but it is not stored in the internal storage.
The TSF stores the plain text storage key reproduced from the storage intermediary key in the volatile
memory, but it is not stored in the internal storage.
FCS_KYC_EXT.1
In this TOE, BEV in the key chain is a 256-bit storage key. The storage key is reproduced by using 256-bit
length calculation from the 256-bit storage intermediary key. Therefore, the TSF secures security strength
of 256 bits or more at each stage of the key chain.
The TSF interface related to this requirement is as follows.
● Initial start-up after TOE installation operation
● After performing initialization from [System Settings]→[Security Settings]→[Initialize Private
Data/Data in Machine] in the settings mode of the operation panel, reboot the TOE
● Turn on the MFD power (Recovery from power failure is treated as equivalent)
FDP_DSK_EXT.1
When writing the document data, job information and various TSF data to the internal storage which is
field replaceable nonvolatile storage, the TSF always encrypts it according to FCS_COP.1 (d) before
writing it, and decrypts it when reading from the internal storage.
According to the guidance, encryption is automatically enabled by configuring this TOE in a
predetermined procedure.
The internal storage has an unencrypted area. More specifically, it is a device management area such as a
partition table, a boot area storing TOE firmware, and an area storing guidance. The area to be encrypted
and the area not encrypted are distinguished per partition, and the user document data and the confidential
TSF data are not included in the unencrypted area.
The TSF interface related to this requirement conforms to the TSF interface of FDP_ACC.1 / FDP_ACF.1
and FMT_SMF.1.
7.10 PSTN Fax-Network Separation
This section mainly describes the summary specification on the conditionally mandatory requirements B2
in Section 6.2.10.
FDP_FXS_EXT.1
The TSF prohibits communication via the fax I/F except for sending or receiving the user data using the
fax protocol. This prevents the fax I/F of the TOE from being used for crating the network bridge between
the PSTN to which the TOE connects and the network.
The fax I/F of the TOE is used only for sending or receiving of fax and not for the other purposes.
The function of the fax modem provided by the TOE is only fax transmission and fax reception, and
supports the Super G3 protocol and the G3 protocol.
Only the fax communication data is permitted to be sent and received via the fax I/F of the TOE, and only
the fax document data among the user data can be sent and received. It does not support protocols other
than the Super G3 protocol and the G3 protocol (such as PPP), so it can not be used to send and receive
other user data.
In the TOE communication via the fax I/F, the TOE disconnects the line when a predetermined negotiation
signal related to fax transmission and reception is not sent from the communication partner, so as to avoid
that it is used other than sending and receiving of user data.
The TSF interface related to this requirement is as follows.
© 2020–2022, Sharp Corporation, all rights reserved. 63
● After placing the document on the scanner unit of the MFD, execute fax transmission from [Easy Fax]
or [Fax] on the operation panel
● Execute fax transmission from [Send] of [File retrieve] on the operation panel
● Receive fax data sent from an external fax machine
7.11 Confidential Data on Field-Replaceable Nonvolatile Storage Devices 2
This section mainly describes the summary specification on the selection-based requirements D1 in
Section 6.2.11.
FCS_COP.1(d)
The TSF performs encryption and decryption of user data and TSF data according to FDP_DSK_EXT.1 as
follows.
● Encryption key:
An encryption key having a 256-bit length generated in FCS_CKM.1 (b) is used.
● Cryptographic algorithm:
An AES algorithm specified by ISO/IEC 18033-3 and a CBC mode defined by ISO/IEC 10116 are
used.
The TSF interface related to this requirement conforms to the TSF interface of FDP_DSK_EXT.1.
FCS_SMC_EXT.1
The TSF combines submasks using the 256-bit length exclusive OR (XOR) in the key chain for storage
encryption. The TSF combines the 256-bit storage intermediary key and 256-bit submask by bitwise XOR
operations at the start or reboot of the TOE and gets the 256-bit storage key.
The TSF interface related to this requirement is as follows.
● Initial start-up after TOE installation operation
● After performing initialization from [System Settings]→[Security Settings]→[Initialize Private
Data/Data in Machine] in the settings mode of the operation panel, reboot the TOE
● Turn on the MFD power (Recovery from power failure is treated as equivalent)
7.12 Protected Communications
This section mainly describes the summary specification on the selection-based requirements D2 in
Section 6.2.12.
FCS_TLS_EXT.1
The TSF supports TLS 1.2 (RFC 5246) as TLS communication.
The cipher suite that the TSF supports in TLS communication are
TLS_RSA_WITH_AES_128_CBC_SHA, TLS_RSA_WITH_AES_256_CBC_SHA,
TLS_RSA_WITH_AES_128_CBC_SHA256, TLS_RSA_WITH_AES_256_CBC_SHA256,
TLS_ECDHE_RSA_WITH_AES_128_CBC_SHA256, TLS_ECDHE_RSA_
WITH_AES_256_CBC_SHA384, TLS_ECDHE_RSA_WITH_AES_128_GCM_SHA256 and
TLS_ECDHE_RSA_WITH_AES_256_GCM_SHA384.
According to FCS_RBG_EXT.1 and FCS_CKM.1 (a), the TSF generates a server secret key and a public
key for use in TLS communication.
The TSF performs encryption and decryption of communication data in TLS communication according to
FCS_COP.1 (a).
According to FCS_COP.1 (b), the TSF performs server certificate verification in TLS communication with
various servers shown in FTP_ITC.1.
According to FCS_COP.1 (c) and FCS_COP.1 (g), the TSF performs TLS communication using the
Keyed-Hash Message Authentication Code (HMAC).
The TSF interface related to this requirement conforms to the TSF interface of FTP_ITC.1 and
FTP_TRP.1(a)/FTP_TRP.1(b).
FCS_HTTPS_EXT.1
Since the TSF provides a trusted path according to FTP_TRP.1 (a) and FTP_TRP.1 (b) in the
communication between the TOE and the remote administrator and between the TOE and the remote user,
© 2020–2022, Sharp Corporation, all rights reserved. 64
it applies HTTPS communication conforming to RFC 2818 and using the TLS protocol conforming to
FCS_TLS_EXT.1.
When a remote administrator or remote user makes a connection request from the web browser on the
client PC to the TOE web page, the TSF establishes the negotiation of the TLS communication between
the TOE and the client PC to start HTTPS communication.
HTTPS communication is applied to identification and authentication and all remote operations on the
TOE web page from the client PC.
The TSF interface related to this requirement is as follows.
● TOE remote operation for the web page
FCS_COP.1(g)
The TSF performs communication using the Keyed-Hash Message Authentication Code (HMAC),
according to HMAC-SHA-1 having a 160-bit message digest length and a 160-bit key, HMAC-SHA-256
having a 256-bit message digest length and a 256-bit key, or HMAC-SHA-384 having a 384-bit message
digest length and a 384-bit key which satisfies the Keyed-Hash Message Authentication Code specified in
FIPS PUB 198-1 and the Secure Hash Standard specified in FIPS PUB180-3.
Cryptographic hashing service of SHA-1, SHA-256 or SHA-384 according to FCS_COP.1 (c) is used for
hashing to calculate a hash value.
The TSF interface related to this requirement conforms to the TSF interface of FCS_TLS_EXT.1 and
FTP_TRP.1(a)/FTP_TRP.1(b).
7.13 Trusted Update
This section mainly describes the summary specification on the selection-based requirements D3 in
Section 6.2.13.
FCS_COP.1(c)
The TSF uses a cryptographic hashing service according to SHA-1, SHA-256, SHA-384, or SHA-512
which conforms to ISO/IEC 10118-3:2004 for calculating hash values below.
● Signature verification by FCS_COP.1(b) in FPT_TUD_EXT.1: SHA-256
● Signature generation by FCS_COP.1(b) in FCS_TLS_EXT.1: SHA-256
● Signature verification by FCS_COP.1(b) in FCS_TLS_EXT.1: SHA-256 / SHA-384 / SHA-512
● HMAC by FCS_COP.1(g) in FCS_TLS_EXT.1: SHA-1 / SHA-256 / SHA-384
The TSF interface related to this requirement conforms to the TSF interface of FPT_TUD_EXT.1,
FCS_TLS_EXT.1 and FCS_CKM.1(a) RSA key generation.
© 2020–2022, Sharp Corporation, all rights reserved. 65
8 Appendix
This chapter describes the reference documents and the definitions of terms.
8.1 Terminology
Among terminology used in this ST, the terms defined in CC and PP conforming in Chapter 2 follow the
definitions of them. The terms other than that are defined in Table 8.1.
Table 8.1: Definition of terms used in this ST
Term Definition
Board A printed circuit board on which components are mounted by soldering.
Controller firmware A firmware that controls the controller unit in the MFD.
Controller unit
A device that controls the whole MFD. It contains the CPU, volatile memory, HBA,
ES, nonvolatile memory and others for executing firmware of the TOE.
Document filing
A function that stores image data that the MFD handles into the internal storage for
enabling users to retrieve later.
Engine unit
A device that forms print images on receiver papers, with mechanism of paper
feeding / ejection.
Fax I/F A physical I/F to be used for connecting the MFD to a fax line.
Fax line A physical transmission channel to send and receive fax messages.
Firmware A software that is embedded to the machines to control the machine’s hardware.
Image data
A digital data, especially in this document, of two-dimensional image that each
function of the MFD manages.
Internal
authentication user
A user registered in the TOE main unit which is referenced at the internal
authentication.
IP address A call sign, used for IP, to identify devices for communication.
Lock
A status in which password acceptance is stopped because wrong passwords are
entered in a row.
Memory A memory device; in particular a semiconductor memory device.
Nonvolatile memory A memory device that retains its contents even when the power is turned off.
Operation panel
A user interface unit in front of the MFD. This contains the function key and liquid
crystal display with touch operation system.
Retrieving
For the image data stored by the document filing function, performing operations
such as print, send, preview and delete.
Scan to Local Drive
One of the documents filing functions. It scans the original to obtain image data, and
store the image data into the internal storage, but neither prints nor sends it.
Scanner unit
A device that scans the original and gets the image data. This is used for copy, scan
transmission, fax transmission or scan to Local Drive.
Unit
A unit that is equipped with removable standard items and optional items on a
printed circuit board and is in an operable state. Also, a unit that is made operable
including the mechanical section.
Volatile memory A memory device in which the contents vanish when the power is turned off.
TOE web page /
Web page
A web page provided by the web server built in the MFD as the remote operation I/F
of the MFD which is the TOE.
8.2 Abbreviations
Abbreviations used in this ST are indicated in Table 8.2.
Table 8.2: Definition of abbreviations used in this ST
Abbreviation Definition
AES Advanced Encryption Standard
BEV Border Encryption Value
CC Common Criteria
CM Configuration Management
CPU Central Processing Unit
DRBG Deterministic Random Bit Generator
ES Entropy Source
© 2020–2022, Sharp Corporation, all rights reserved. 66
Abbreviation Definition
HBA Host Bus Adapter
HCD Hardcopy Device
HMAC Hash-based Message Authentication Code
HTTP Hypertext Transfer Protocol
HTTPS HTTP over SSL/TLS
I/F Interface
IP Internet Protocol
IPP Internet Printing Protocol
IPP-SSL IPP over SSL/TLS
IT Information Technology
LAN Local Area Network
LDAP Lightweight Directory Access Protocol
MAC Message Authentication Code
MFD Multifunction Device
MFP Multifunction Printer, Multifunction Peripheral
NIC Network Interface Card, Network Interface Controller
OS Operating System
PC Personal Computer
PP Protection Profile
PS PostScript
PSTN Public Switched Telephone Network
RBG Random Bit Generator
ROM Read Only Memory
SAR Security Assurance Requirement
SFR Security Functional Requirement
SSL Secure Socket Layer
ST Security Target
TLS Transport Layer Security
TOE Target of Evaluation
TSF TOE Security Functionality