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Reference: 2020-72-INF-3810- v2
Target: Limitada al expediente
Date: 01.07.2022
Created by: CERT9
Revised by: CALIDAD
Approved by: TECNICO
CERTIFICATION REPORT
Dossier # 2020-72
TOE Hikvision Network Camera Series DS-2CD5, DS-2CD7 and PTZ version 1.1
Applicant 91330000733796106P - Hangzhou HIKVISION Digital Technology Co.
References
[EXT-7594] ETR v3.0 Hikvision Network Camera Series DS-2CD5, DS-2CD7 and PTZ V01
Certification report of the product Hikvision Network Camera Series DS-2CD5, DS-2CD7 and PTZ
version 1.1, as requested in [EXT-6431] dated 18/12/2020, and evaluated by Brightsight Barcelona
S.L., as detailed in the Evaluation Technical Report [EXT-7594] received on 23/02/2022.
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CONTENTS
EXECUTIVE SUMMARY...........................................................................................................................3
TOE SUMMARY...................................................................................................................................4
SECURITY ASSURANCE REQUIREMENTS.............................................................................................4
SECURITY FUNCTIONAL REQUIREMENTS...........................................................................................5
IDENTIFICATION.....................................................................................................................................5
SECURITY POLICIES.................................................................................................................................6
ASSUMPTIONS AND OPERATIONAL ENVIRONMENT .........................................................................6
CLARIFICATIONS ON NON-COVERED THREATS..................................................................................6
OPERATIONAL ENVIRONMENT FUNCTIONALITY ...............................................................................6
ARCHITECTURE.......................................................................................................................................7
LOGICAL AND PHYSICAL ARCHITECTURE ...........................................................................................7
DOCUMENTS..........................................................................................................................................8
PRODUCT TESTING.................................................................................................................................8
EVALUATED CONFIGURATION ...............................................................................................................9
EVALUATION RESULTS ...........................................................................................................................9
COMMENTS & RECOMMENDATIONS FROM THE EVALUATION TEAM.................................................9
CERTIFIER RECOMMENDATIONS ...........................................................................................................9
GLOSSARY...............................................................................................................................................9
BIBLIOGRAPHY .......................................................................................................................................9
SECURITY TARGET / SECURITY TARGET LITE (IF APPLICABLE)..............................................................10
RECOGNITION AGREEMENTS...............................................................................................................11
European Recognition of ITSEC/CC – Certificates (SOGIS-MRA)......................................................11
International Recognition of CC – Certificates (CCRA).....................................................................11
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EXECUTIVE SUMMARY
This document constitutes the Certification Report for the certification file of the product Hikvision
Network Camera Series DS-2CD5, DS-2CD7 and PTZ version 1.1.
The Target Of Evaluation (TOE) is a Network Camera developed by Hikvision, and will hereafter be
referred to as the TOE throughout this document. The TOE is a Network camera which comprises a
hardware board and a specific firmware for the hardware. Hikvision has considered the European
data law GDPR and as a result selected a set of SFRs to be included in the ST.
The TOE provides the following functionality:
 Management interface.
 Video over IP.
 Security audit
Developer/manufacturer: Hangzhou HIKVISION Digital Technology Co.
Certification Body: Centro Criptológico Nacional (CCN) del Centro Nacional de Inteligencia (CNI).
ITSEF: Brightsight Barcelona S.L.
Evaluation Level: EAL3+ (ALC_FLR.2).
Evaluation end date: 01/06/2022
Expiration Date1
: 30/06/2027
All the assurance components required by the evaluation level EAL3 (augmented with ALC_FLR.2)
have been assigned a “PASS” verdict. Consequently, the laboratory Brightsight Barcelona S.L.
assigns the “PASS” VERDICT to the whole evaluation due all the evaluator actions are satisfied for
the EAL3 (augmented with ALC_FLR.2), as defined by the “Common Criteria for Information
Technology Security Evaluation” and the C”ommon Criteria for Information Technology Security
Evaluation. Evaluation methodology, Version 3.1 Revision 5, April 2017”
Considering the obtained evidences during the instruction of the certification request of the
product Hikvision Network Camera Series DS-2CD5, DS-2CD7 and PTZ version 1.1, a positive
resolution is proposed.
1
This date refers to the expiration date of the certificate recognition within the scope of the mutual recognition
arrangements signed by this Certification Body.
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TOE SUMMARY
The TOE is a Network camera which comprises a hardware board and a specific firmware for the
hardware. Hikvision has considered the European data law GDPR and as a result selected a set of
SFRs to be included in the ST.
The TOE provides the following functionality:
 Management interface.
 Video over IP.
 Security audit
SECURITY ASSURANCE REQUIREMENTS
The product was evaluated with all the evidence required to fulfil the evaluation level EAL3 and the
evidences required by the additional component ALC_FLR.2 to the table, according to Common
Criteria v3.1 R5.
Assurance class Assurance components
ASE ASE_CCL.1
ASE_ECD.1
ASE_INT.1
ASE_OBJ.2
ASE_REQ.2
ASE_SPD.1
ASE_TSS.1
ADV ADV_ARC.1
ADV_FSP.3
ADV_TDS.2
AGD AGD_OPE.1
AGD_PRE.1
ALC ALC_CMC.3
ALC_CMS.3
ALC_DEL.1
ALC_DVS.1
ALC_LCD.1
ALC_FLR.2
ATE ATE_COV.2
ATE_DPT.1
ATE_FUN.1
ATE_IND.2
AVA AVA_VAN.2
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SECURITY FUNCTIONAL REQUIREMENTS
The product security functionality satisfies the following functional requirements, according to the
[CC_P1], [CC_P2], [CC_P3] y [CEM].
SECURITY FUNCTINAL REQUIREMENTS
FMT_SMR.2
FMT_SMF.1
FMT_MOF.1
FMT_MTD.1
FIA_AFL.1
FIA_UAU.1
FIA_UAU.7
FIA_UID.1
FIA_ATD.1
FTP_TRP.1
FTP_ITC.1
FAU_GEN.1
FAU_GEN.2
FAU_SAR.1
FAU_AEG.1
FPT_STM.1
FPT_SKP.1
FPT_APW.1
FPT_TST.1
FTA_MCS.1
FTA_SSL.3
FTA_SSL.4
FPT_TFU.1
IDENTIFICATION
Product: Hikvision Network Camera Series DS-2CD5, DS-2CD7 and PTZ version 1.1
Security Target: “Hikvision Network Camera Series DS-2CD5, DS-2CD7 and PTZ V1.0 Security Target
version 2.2”
Evaluation Level: EAL3 (augmented with ALC_FLR.2).
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SECURITY POLICIES
The use of the product Hikvision Network Camera Series DS-2CD5, DS-2CD7 and PTZ version 1.1
shall implement a set of security policies assuring the fulfilment of different standards and security
demands.
The detail of these policies is documented in the Security Target, section 3.3 (“Organisational
Security Policies”).
ASSUMPTIONS AND OPERATIONAL ENVIRONMENT
The following assumptions are constraints to the conditions used to assure the security properties
and functionalities compiled by the security target. These assumptions have been applied during
the evaluation in order to determine if the identified vulnerabilities can be exploited.
In order to assure the secure use of the TOE, it is necessary to start from these assumptions for its
operational environment. If this is not possible and any of them could not be assumed, it would not
be possible to assure the secure operation of the TOE.
The detail of these assumptions is documented in the Security Target, section 3.1 (“Assumptions”).
CLARIFICATIONS ON NON-COVERED THREATS
The following threats do not suppose a risk for the product Hikvision Network Camera Series DS-
2CD5, DS-2CD7 and PTZ version 1.1, although the agents implementing attacks have the attack
potential according to the EAL3 (augmented with ALC_FLR.2) and always fulfilling the usage
assumptions and the proper security policies satisfaction.
For any other threat not included in this list, the evaluation results of the product security
properties and the associated certificate, do not guarantee any resistance.
The threats covered by the security properties of the TOE are those defined in the Security Target,
section 3.2 (“Threats”).
OPERATIONAL ENVIRONMENT FUNCTIONALITY
The product requires the cooperation from its operational environment to fulfil some of the
objectives of the defined security problem.
The security objectives declared for the TOE operational environment are those defined in the
Protection Profile and they are documented in the Security Target, section 4.2 (“Security Objectives
for the operational Environment”).
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ARCHITECTURE
LOGICAL AND PHYSICAL ARCHITECTURE
The TOE is a network connected surveillance camera.
The [ST] in the physical scope section defines a list of TOE models, grouped in three product series:
 DS-2CD5, referenced in this report and intermediate reports as series 5
 DS-2CD7, referenced in this report and intermediate reports as series 7
 DS-2DF8 (PTZ), referenced in this report and intermediate reports as series 8
The different TOE models differentiate in a number of hardware configurations and software
functionalities that are not in scope of the evaluation but all of them share the same architectural
design for the TSF, which is depicted in the figure below:
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The interface with the TOE is through an Ethernet port and all the communications are securized
with TLS v1.2.
DOCUMENTS
The product includes the following documents that shall be distributed and made available
together to the users of the evaluated version.
 [AGD_PRE] Hikvision Security Guidance v1.3
 [ST] Hikvision Network Camera Series Series DS-2CD5, DS-2CD7 and PTZ V01 Security Target
V2.2
 Hikvision Intelligent Security API (Additional)_Developer Guide_V2.7_20210122
 Hikvision Intelligent Security API (General Application) Developer GuideV2.7
 UD14456B_Baseline_User Manual of Network Camera_V5.6.0_20190430
 UD15052B_Baseline_User Manual of Network Speed Dome_V5.5.22_H5_CC
PRODUCT TESTING
The tests performed by both the evaluator and the developer are based on the TSFIs description
included in the functional specification and the SFRs description included in the Security Target [ST].
The evaluator has performed an installation and configuration of the TOE and its operational
environment following the steps included in the installation and operation manuals. The TOE
configuration used to execute the independent tests is consistent with the evaluated configuration
according to the Security Target [ST].
The evaluator has repeated all the cases specified by the developer in the test documentation and
has compared the obtained results with those obtained by the developer and documented in each
associated report. The test repetition performed by the evaluator has demonstrated that the test
plan and report provided by the vendor contains information enough to make a reader able to
repeat all tests included. Additionally, after the repetition, the evaluator has obtained the same
results as the expected ones. The independent testing has covered 100% of SFRs of the [ST] and
TSFIs defined in the functional specification for the TOE, sampling has not been performed. The test
cases have taken into account critical parameters values, searching that the TOE behaves in a
nonexpected manner. There has not been any deviation from the expected results under the
environment defined in the Security Target [ST].
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EVALUATED CONFIGURATION
The acceptance and installation procedures are given in section 2 (TOE Secure Acceptance) of the
preparative user guidance [AGD_PRE] Hikvision Security Guidance v1.3
EVALUATION RESULTS
The product Hikvision Network Camera Series DS-2CD5, DS-2CD7 and PTZ version 1.1 has been
evaluated against the Security Target “Hikvision Network Camera Series DS-2CD5, DS-2CD7 and PTZ
V1.0 Security Target version 2.2”.
All the assurance components required by the evaluation level EAL3 (augmented with ALC_FLR.2)
have been assigned a “PASS” verdict. Consequently, the laboratory Brightsight Barcelona S.L.
assigns the “PASS” VERDICT to the whole evaluation due all the evaluator actions are satisfied for
the evaluation level EAL3 (augmented with ALC_FLR.2), as defined by the [CC_P1], [CC_P2], [CC_P3]
y [CEM].
COMMENTS & RECOMMENDATIONS FROM THE EVALUATION TEAM
Next, recommendations regarding the secure usage of the TOE are provided. These have been
collected along the evaluation process and are detailed to be considered when using the product.
CERTIFIER RECOMMENDATIONS
Considering the obtained evidences during the instruction of the certification request of the
product Hikvision Network Camera Series DS-2CD5, DS-2CD7 and PTZ version 1.1, a positive
resolution is proposed.
GLOSSARY
CCN Centro Criptológico Nacional
CNI Centro Nacional de Inteligencia
EAL Evaluation Assurance Level
ETR Evaluation Technical Report
OC Organismo de Certificación
TOE Target Of Evaluation
BIBLIOGRAPHY
The following standards and documents have been used for the evaluation of the product:
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[CC_P1] Common Criteria for Information Technology Security Evaluation Part 1: Introduction and
general model, Version 3.1, R5 Final, April 2017.
[CC_P2] Common Criteria for Information Technology Security Evaluation Part 2: Security functional
components, Version 3.1, R5 Final, April 2017.
[CC_P3] Common Criteria for Information Technology Security Evaluation Part 3: Security assurance
components, Version 3.1, R5 Final, April 2017.
[CEM] Common Methodology for Information Technology Security Evaluation: Version 3.1, R5 Final,
April 2017.
SECURITY TARGET / SECURITY TARGET LITE (IF APPLICABLE)
Along with this certification report, the complete security target of the evaluation is available in the
Certification Body:
 “Hikvision Network Camera Series DS-2CD5, DS-2CD7 and PTZ V1.0 Security Target version
2.2”.
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RECOGNITION AGREEMENTS
In order to avoid multiple certification of the same product in different countries a mutual
recognition of IT security certificates - as far as such certificates are based on ITSEC or CC - under
certain conditions was agreed.
European Recognition of ITSEC/CC – Certificates (SOGIS-MRA)
The SOGIS-Mutual Recognition Agreement (SOGIS-MRA) Version 3 became effective in April 2010. It
defines the recognition of certificates for IT-Products at a basic recognition level and, in addition, at
higher recognition levels for IT-Products related to certain SOGIS Technical Domains only.
The basic recognition level includes Common Criteria (CC) Evaluation Assurance Levels EAL 1 to EAL
4 and ITSEC Evaluation Assurance Levels E1 to E3 (basic). For "Smartcards and similar devices" a
SOGIS Technical Domain is in place. For "HW Devices with Security Boxes" a SOGIS Technical
Domains is in place, too. In addition, certificates issued for Protection Profiles based on Common
Criteria are part of the recognition agreement.
The new agreement has been signed by the national bodies of Austria, Finland, France, Germany,
Italy, The Netherlands, Norway, Spain, Sweden and the United Kingdom. The current list of
signatory nations and approved certification schemes, details on recognition, and the history of the
agreement can be seen on the website at https://www.sogis.eu.
The SOGIS-MRA logo printed on the certificate indicates that it is recognised under the terms of this
agreement by the nations listed above.
The certificate of this TOE is recognized under SOGIS-MRA for all assurance components selected.
International Recognition of CC – Certificates (CCRA)
The international arrangement on the mutual recognition of certificates based on the CC (Common
Criteria Recognition Arrangement, CCRA-2014) has been ratified on 08 September 2014. It covers
CC certificates based on collaborative Protection Profiles (cPP) (exact use), CC certificates based on
assurance components up to and including EAL 2 or the assurance family Flaw Remediation
(ALC_FLR) and CC certificates for Protection Profiles and for collaborative Protection Profiles (cPP).
The CCRA-2014 replaces the old CCRA signed in May 2000 (CCRA-2000). Certificates based on CCRA-
2000, issued before 08 September 2014 are still under recognition according to the rules of CCRA-
2000. For on 08 September 2014 ongoing certification procedures and for Assurance Continuity
(maintenance and re-certification)of old certificates a transition period on the recognition of
certificates according to the rules of CCRA-2000 (i.e. assurance components up to and including EAL
4 or the assurance family Flaw Remediation (ALC_FLR)) is defined until 08 September 2017.
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As of September 2014 the signatories of the new CCRA-2014 are government representatives from
the following nations: Australia, Austria, Canada, Czech Republic, Denmark, Finland, France,
Germany, Greece, Hungary, India, Israel, Italy, Japan, Malaysia, The Netherlands, New Zealand,
Norway, Pakistan, Republic of Korea, Singapore, Spain, Sweden, Turkey, United Kingdom, and the
United States.
The current list of signatory nations and approved certification schemes can be seen on the
website: http://www.commoncriteriaportal.org.
The Common Criteria Recognition Arrangement logo printed on the certificate indicates that this
certification is recognised under the terms of this agreement by the nations listed above.
The certificate of this TOE is recognized under CCRA for all assurance components up to EAL2 and
ALC_FLR.