High Sec Labs SK41D-4TR KVM Firmware Version 44404-E7E7 Security Target Doc No: 2149-001-D102A5 Version: 1.7 14 September 2021 High Sec Labs Ltd. 29 HaEshel St Caesarea, Israel 3079510 Prepared by: EWA-Canada, An Intertek Company 1223 Michael Street North, Suite 200 Ottawa, Ontario, Canada K1J 7T2 High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page i of ii CONTENTS 1 SECURITY TARGET INTRODUCTION.............................................1 1.1 DOCUMENT ORGANIZATION........................................................... 1 1.2 SECURITY TARGET REFERENCE....................................................... 1 1.3 TOE REFERENCE........................................................................... 2 1.4 TOE OVERVIEW............................................................................ 2 TOE Environment ...........................................................................3 1.5 TOE DESCRIPTION ....................................................................... 5 Evaluated Configuration ..................................................................5 Ports and Protocols.........................................................................6 Physical Scope ...............................................................................8 Logical Scope.................................................................................9 2 CONFORMANCE CLAIMS.............................................................11 2.1 COMMON CRITERIA CONFORMANCE CLAIM .................................... 11 2.2 PP-CONFIGURATION CONFORMANCE CLAIM ................................... 11 2.3 TECHNICAL DECISIONS............................................................... 12 2.4 PACKAGE CLAIM......................................................................... 12 2.5 CONFORMANCE RATIONALE ......................................................... 12 3 SECURITY PROBLEM DEFINITION..............................................13 3.1 THREATS .................................................................................. 13 3.2 ORGANIZATIONAL SECURITY POLICIES ......................................... 14 3.3 ASSUMPTIONS........................................................................... 14 4 SECURITY OBJECTIVES..............................................................16 4.1 SECURITY OBJECTIVES FOR THE TOE ............................................ 16 4.2 SECURITY OBJECTIVES FOR THE OPERATIONAL ENVIRONMENT......... 21 4.3 SECURITY OBJECTIVES RATIONALE............................................... 22 5 EXTENDED COMPONENTS DEFINITION......................................27 5.1 CLASS FDP: USER DATA PROTECTION ........................................... 27 FDP_APC_EXT Active PSD Connections............................................27 FDP_CDS_EXT Connected Displays Supported..................................28 FDP_FIL_EXT Device Filtering ........................................................29 FDP_PDC_EXT Peripheral Device Connection....................................30 High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page ii of iii FDP_RDR_EXT Re-Enumeration Device Rejection .............................32 FDP_RIP_EXT Residual Information Protection .................................32 FDP_SPR_EXT Sub-Protocol Rules ..................................................33 FDP_SWI_EXT PSD Switching ........................................................34 FDP_UDF_EXT Unidirectional Data Flow...........................................35 5.2 CLASS FPT: PROTECTION OF THE TSF ........................................... 36 FPT_FLS_EXT Failure with Preservation of Secure State ....................36 FPT_NTA_EXT No Access to TOE.....................................................36 FPT_TST_EXT TSF Testing .............................................................37 5.3 CLASS FTA: TOE ACCESS ............................................................ 38 FTA_CIN_EXT Continuous Indications .............................................38 6 SECURITY REQUIREMENTS ........................................................40 6.1 CONVENTIONS........................................................................... 40 6.2 SECURITY FUNCTIONAL REQUIREMENTS........................................ 40 Security Audit (FAU).....................................................................42 User Data Protection (FDP)............................................................42 Identification and Authentication....................................................46 Security Management (FMT) ..........................................................46 Protection of the TSF (FPT)............................................................47 TOE Access (FTA).........................................................................48 6.3 SECURITY ASSURANCE REQUIREMENTS......................................... 48 6.4 SECURITY REQUIREMENTS RATIONALE.......................................... 50 Security Functional Requirements Rationale.....................................50 Dependency Rationale ..................................................................50 Security Assurance Requirements Rationale.....................................51 7 TOE SUMMARY SPECIFICATION.................................................52 7.1 SECURITY AUDIT........................................................................ 52 7.2 USER DATA PROTECTION ............................................................ 52 System Controller ........................................................................52 Keyboard and Mouse Functionality..................................................54 Video Switching Functionality.........................................................56 7.3 IDENTIFICATION AND AUTHENTICATION AND SECURITY MANAGEMENT 60 7.4 PROTECTION OF THE TSF ............................................................ 61 High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page iii of iv No Access to TOE .........................................................................61 Anti-tampering Functionality..........................................................62 Reliable Timestamps.....................................................................62 TSF Testing .................................................................................63 7.5 TOE ACCESS.............................................................................. 63 8 TERMINOLOGY AND ACRONYMS ................................................64 8.1 TERMINOLOGY........................................................................... 64 8.2 ACRONYMS................................................................................ 64 9 REFERENCES..............................................................................66 ANNEX A – LETTER OF VOLATILITY .................................................... A-1 LIST OF TABLES Table 1 – Non-TOE Hardware and Software................................................. 4 Table 2 – KVM Switch Interfaces and Protocols ............................................ 7 Table 3 – Remote Control Interfaces and Protocols....................................... 8 Table 4 – TOE Devices ............................................................................. 8 Table 5 – Logical Scope of the TOE .......................................................... 10 Table 6 – Applicable Technical Decisions ................................................... 12 Table 7 – Threats.................................................................................. 14 Table 8 – Assumptions........................................................................... 15 Table 9 – Security Objectives for the TOE ................................................. 20 Table 10 – Security Objectives for the Operational Environment ................... 21 Table 11 – Security Objectives Rationale .................................................. 26 Table 12 – Functional Families of Extended Components ............................. 27 Table 13 – Summary of Security Functional Requirements........................... 42 Table 14 – Security Assurance Requirements............................................. 49 Table 15 – Functional Requirement Dependencies ...................................... 51 Table 16 – Terminology ......................................................................... 64 Table 17 – Acronyms............................................................................. 65 Table 18 – References ........................................................................... 66 Table 19 – Letter of Volatility................................................................. A-1 High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page iv of iv LIST OF FIGURES Figure 1 – KVM Switch Evaluated Configuration ........................................... 5 Figure 2 – KVM Switch Front and Rear View ................................................ 6 Figure 3 – Remote Control........................................................................ 7 Figure 4 – Simplified Switching Diagram................................................... 55 Figure 5 – Display EDID Read Function..................................................... 57 Figure 6 – Display EDID Write Function .................................................... 58 Figure 7 – Display Normal Mode .............................................................. 59 High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 1 of 66 1 SECURITY TARGET INTRODUCTION This Security Target (ST) defines the scope of the evaluation in terms of the assumptions made, the intended environment for the Target of Evaluation (TOE), the Information Technology (IT) security functional and assurance requirements to be met, and the level of confidence (evaluation assurance level) to which it is asserted that the TOE satisfies its IT security requirements. This document forms the baseline for the Common Criteria (CC) evaluation. 1.1 DOCUMENT ORGANIZATION Section 1, ST Introduction, provides the Security Target reference, the Target of Evaluation reference, the TOE overview and the TOE description. Section 2, Conformance Claims, describes how the ST conforms to the Common Criteria, Protection Profile (PP) and PP Modules. Section 3, Security Problem Definition, describes the expected environment in which the TOE is to be used. This section defines the set of threats that are relevant to the secure operation of the TOE, organizational security policies with which the TOE must comply, and secure usage assumptions applicable to this analysis. Section 4, Security Objectives, defines the set of security objectives to be satisfied by the TOE and by the TOE operating environment in response to the problem defined by the security problem definition. Section 5, Extended Components Definition, defines the extended components which are then detailed in Section 6. Section 6, Security Requirements, specifies the security functional and assurance requirements that must be satisfied by the TOE and the IT environment. Section 7, TOE Summary Specification, describes the security functions that are included in the TOE to enable it to meet the IT security functional requirements. Section 8 Terminology and Acronyms, defines the acronyms and terminology used in this ST. Section 9 References, provides a list of documents referenced in this ST. 1.2 SECURITY TARGET REFERENCE ST Title: High Sec Labs SK41D-4TR KVM Firmware Version 44404-E7E7 Security Target ST Version: 1.7 ST Date: 14 September 2021 High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 2 of 66 1.3 TOE REFERENCE TOE Identification: High Sec Labs SK41D-4TR KVM Firmware Version 44404-E7E7 TOE Developer: High Sec Labs Ltd. TOE Type: The TOE is a Peripheral Sharing Device as defined in the Protection Profile for Peripheral Sharing Device, Version 4.0 [PP_PSD_V4.0] 1.4 TOE OVERVIEW The High Sec Labs (HSL) SK41D-4TR Keyboard, Video, Mouse (KVM) switch allows users to share keyboard, video, and mouse peripherals between a number of connected computers. Security features ensure isolation between computers and peripherals to prevent data leakage between connected systems. The following security features are provided by the HSL Peripheral Sharing Devices: • Security Audit o Audit entries are generated for security related events. • User Data Protection o The TOE provides secure switching capabilities for keyboard, video and mouse. The TOE ensures that only authorized peripheral devices may be used. • Video Security o Computer video input interfaces are isolated through the use of separate electronic components, power and ground domains. o The display is isolated by dedicated, read-only, Extended Display Identification Data (EDID) emulation for each computer. o Access to the monitor’s EDID is blocked. o Access to the Monitor Control Command Set (MCCS commands) is blocked. o Digital Visual Interface (DVI)-D video is supported. • Keyboard and Mouse Security o The keyboard and mouse are isolated by dedicated, Universal Serial Bus (USB) device emulation for each computer. o One-way, peripheral-to-computer data flow is enforced through unidirectional optical data diodes. High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 3 of 66 o Communication from computer-to-keyboard/mouse is blocked. o Non-HID (Human Interface Device) data transactions are blocked. • Identification and Authentication o Administrators must be identified and authenticated prior to accessing administrative functions. • Security Management o The TOE provides management capabilities in support of the ‘Restore to factory default’ function. The Administrator role restricts this functionality to authorized administrators. • Protection of the TSF1 o The TOE ensures a secure state in the case of failure, provides only restricted access, and performs self-testing. o The TOE provides both passive detection of physical attack and resistance to physical attack: • Any attempt to open the product enclosure will activate an anti- tampering system, making the product inoperable and indicating tampering via blinking Light Emitting Diodes (LEDs). • Special holographic tampering evident labels on the product’s enclosure provide a clear visual indication if the product has been opened or compromised. o Reliable timestamps are provided for audit records. • TOE Access o The TOE provides a continuous indication of which computer is currently selected. The High Sec Labs SK41D-4TR KVM uses multiple isolated microcontrollers (one microcontroller per connected computer) to emulate connected peripherals in order to prevent an unauthorized data flow through bit-by-bit signaling. The TOE is a combined software and hardware TOE. TOE Environment The following components are required for operation of the TOE in the evaluated configuration. 1 TOE Security Functionality High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 4 of 66 Component Description Connected Computers 4 General purpose computers Keyboard General purpose USB keyboard Mouse General purpose USB mouse User display Standard DVI-D computer display HSL KVM Cables Ruggedized 32 pin console cable. The console cable has a round 32 pin connector on the KVM side. On the peripheral side, there is a DVI-D video connector, two USB 2.0 connectors for the keyboard and mouse and a port for connecting the WR40-4R remote control. Ruggedized 32 pin PC cables. The PC cables have a single round 32 pin connector on the KVM side. On the PC side, there is a DVI-D video connector and two USB 2.0 connectors for the keyboard and mouse. Power Supply 28 Volt Direct Current (VDC) Power Supply. A Dr.Meter HY3005F-3 Programmable power supply is used in the evaluated configuration. Table 1 – Non-TOE Hardware and Software High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 5 of 66 1.5 TOE DESCRIPTION Evaluated Configuration Figure 1 – KVM Switch Evaluated Configuration Figure 1 shows a basic evaluated configuration. The TOE is connected to four computers. The video input and output format is DVI-D, and a single display is connected to the KVM. The TOE uses ruggedized 32 pin connectors (MIL Spec MIL-DTL-38999) that support both DVI-D and USB 2.0 protocols. The KVM is used with a wired remote control. High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 6 of 66 Ports and Protocols Figure 2 – KVM Switch Front and Rear View Figure 2 shows the front and rear view of the KVM switch. The interfaces are described in Table 2. Interface Protocol or Usage A Channel LED Visual indication of the selected channel B Channel selection button Manual pushbutton interface C USB (Keyboard or Mouse) LED Visual indication of the HID status: • Off indicates no device detected • Red indicates device rejected • Green indicates device approved High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 7 of 66 Interface Protocol or Usage D USB (Keyboard or Mouse) LED Visual indication of the HID status: • Off indicates no device detected • Red indicates device rejected • Green indicates device approved E EDID Capture LED Visual indication of the EDID status: • Off indicates no EDID • Green flicker indicates EDID read in progress • Green indicates EDID received F Console and RCU Cable Port 32 pin connector supporting DVI-D, a serial connection (RS-232 protocol) and 2 USB 2.0 connections. This port is used with the provided cable. G PC Cable Ports 32 pin connector supporting DVI-D and two USB 2.0 connections. These ports are used with the provided cables. H Power input The input to the device is 28 VDC. Table 2 – KVM Switch Interfaces and Protocols Figure 3 – Remote Control Figure 3 shows the TOE remote control. The interfaces are described in Table 3. High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 8 of 66 Interface Protocol or Usage I Channel selection button Manual pushbutton interface Pressing the button causes the device to switch to the next sequential channel. The channel is set by pressing the remote control button until the desired channel is selected. J Channel LEDs Visual indication of the selected channel There are four LEDs in the first row. The LED is illuminated when the associated channel is selected. K USB (Keyboard or Mouse) LED Visual indication of the HID status: • Off indicates no device detected • Flicker indicates device rejected • On indicates device approved L USB (Keyboard or Mouse) LED Visual indication of the HID status: • Off indicates no device detected • Flicker indicates device rejected • On indicates device approved M EDID Capture LED Visual indication of the EDID status: • Off indicates no EDID • Flicker indicates EDID read in progress • On indicates EDID received N RCU Connector This interface supports an RS-232 protocol serial connection. The interface is a round 32 pin ruggedized connector. Table 3 – Remote Control Interfaces and Protocols Physical Scope Table 4 describes the TOE device. Family Description Part Number Model Ruggedized KVM Switch CGA21853 SK41D-4TR Remote Control CGA22528 WR40-4R Table 4 – TOE Devices High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 9 of 66 1.5.3.1 TOE Delivery The TOE, together with its corresponding cables are delivered to the customer via trusted carrier, such as Fed-Ex, that provide a tracking service for all shipments. 1.5.3.2 TOE Guidance The TOE includes the following guidance documentation, which may be downloaded from the High Sec Labs website (www.highseclabs.com) in .pdf format: • HSL Quick Installation Guide 4 Ports Secure Ruggedized DVI-D KVM Switch, HDC23220 Rev 1.2 • HSL Administrator Guide, HDC19968, Rev. C The following guidance is available upon request by emailing support@highseclabs.com: • High Sec Labs SK41D-4TR KVM Firmware Version 44404-E7E7 Common Criteria Guidance Supplement, Version 0.5 Logical Scope The logical boundary of the TOE includes all interfaces and functions within the physical boundary. The logical boundary of the TOE may be broken down by the security function classes described in Section 6. Table 5 summarizes the logical scope of the TOE. Functional Classes Description Security Audit Audit entries are generated for security related events. User Data Protection The TOE provides secure switching capabilities for keyboard, video and mouse. The TOE ensures that only authorized peripheral devices may be used. Identification and Authentication Administrators must be identified and authenticated prior to accessing administrative functions. Security Management The TOE provides management capabilities in support of the ‘Restore to factory default’ function. The Administrator role restricts this functionality to authorized administrators. Protection of the TSF The TOE ensures a secure state in the case of failure, provides only restricted access, and performs self-testing. The TOE provides both passive detection of physical attack and resistance to physical attack. Reliable time stamps are provided for audit records. High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 10 of 66 Functional Classes Description TOE Access The TOE provides a continuous indication of which computer is currently selected. Table 5 – Logical Scope of the TOE High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 11 of 66 2 CONFORMANCE CLAIMS 2.1 COMMON CRITERIA CONFORMANCE CLAIM This Security Target claims to be conformant to Version 3.1 of Common Criteria for Information Technology Security Evaluation according to: • Common Criteria for Information Technology Security Evaluation, Part 1: Introduction and General Model; CCMB-2017-04-001, Version 3.1, Revision 5, April 2017 • Common Criteria for Information Technology Security Evaluation, Part 2: Security Functional Components; CCMB-2017-04-002, Version 3.1, Revision 5, April 2017 • Common Criteria for Information Technology Security Evaluation, Part 3: Security Assurance Components CCMB-2017-04-003, Version 3.1, Revision 5, April 2017 As follows: • CC Part 2 extended • CC Part 3 conformant The Common Methodology for Information Technology Security Evaluation, Version 3.1, Revision 5, April 2017 has been taken into account. 2.2 PP-CONFIGURATION CONFORMANCE CLAIM PP-Configuration for Peripheral Sharing Device, Keyboard/Mouse Devices, and Video/Display Devices, 19 July 2019 [CFG_PSD-KM-VI_V1.0] This PP-Configuration includes the following components: • Base-PP: Protection Profile for Peripheral Sharing Device, Version 4.0 [PP_PSD_V4.0] • PP-Module: PP-Module for Keyboard/Mouse Devices, Version 1.0 [MOD_KM_V1.0] • PP-Module: PP-Module for Video/Display Devices, Version 1.0 [MOD_VI_V1.0] High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 12 of 66 2.3 TECHNICAL DECISIONS The Technical Decisions in Table 6 apply to the PP and the modules and have been accounted for in the ST and in the evaluation. Technical Decision PP or Module TD0506 [MOD_VI_V1.0] TD0507 [MOD_KM_V1.0] TD0514 [MOD_VI_V1.0] TD0518 [PP_PSD_V4.0] TD0539 [MOD_VI_V1.0] TD0583 [PP_PSD_V4.0] TD0584 [MOD_VI_V1.0] TD0586 [MOD_VI_V1.0] TD0593 [MOD_KM_V1.0], [MOD_VI_V1.0] Table 6 – Applicable Technical Decisions 2.4 PACKAGE CLAIM This Security Target does not claim conformance with any package. 2.5 CONFORMANCE RATIONALE The TOE is inherently consistent with the Compliant Targets of Evaluation described in the [PP_PSD_V4.0] and in the PP modules listed in Section 2.2, and with the PP‐Configuration for Peripheral Sharing Device, Keyboard/Mouse Devices, and Video/Display Devices [CFG_PSD‐KM-VI_V1.0]. The security problem definition, statement of security objectives and statement of security requirements in this ST conform exactly to the security problem definition, statement of security objectives and statement of security requirements contained in [PP_PSD_V4.0] and the modules listed in Section 2.2. High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 13 of 66 3 SECURITY PROBLEM DEFINITION 3.1 THREATS Table 7 lists the threats described in Section 3.1 of the [PP_PSD_V4.0]. Mitigation to the threats is through the objectives identified in Section 4.1, Security Objectives for the TOE. Threat Description T.DATA_LEAK A connection via the PSD2 between one or more computers may allow unauthorized data flow through the PSD or its connected peripherals. T.SIGNAL_LEAK A connection via the PSD between one or more computers may allow unauthorized data flow through bit‐by‐bit signaling. T.RESIDUAL_LEAK A PSD may leak (partial, residual, or echo) user data between the intended connected computer and another unintended connected computer. T.UNINTENDED_USE A PSD may connect the user to a computer other than the one to which the user intended to connect. T.UNAUTHORIZED_DEVICES The use of an unauthorized peripheral device with a specific PSD peripheral port may allow unauthorized data flows between connected devices or enable an attack on the PSD or its connected computers. T.LOGICAL_TAMPER An attached device (computer or peripheral) with malware, or otherwise under the control of a malicious user, could modify or overwrite code or data stored in the PSD’s volatile or non‐volatile memory to allow unauthorized information flows. T.PHYSICAL_TAMPER A malicious user or human agent could physically modify the PSD to allow unauthorized information flows. T.REPLACEMENT A malicious human agent could replace the PSD during shipping, storage, or use with an alternate device that does not enforce the PSD security policies. 2 Peripheral Sharing Device High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 14 of 66 Threat Description T.FAILED Detectable failure of a PSD may cause an unauthorized information flow or weakening of PSD security functions. Table 7 – Threats 3.2 ORGANIZATIONAL SECURITY POLICIES There are no Organizational Security Policies applicable to this TOE. 3.3 ASSUMPTIONS The assumptions required to ensure the security of the TOE are listed in Table 8. Assumptions Description A.NO_TEMPEST Computers and peripheral devices connected to the PSD are not TEMPEST approved. The TSF may or may not isolate the ground of the keyboard and mouse computer interfaces (the USB ground). The Operational Environment is assumed not to support TEMPEST red‐black ground isolation. A.PHYSICAL The environment provides physical security commensurate with the value of the TOE and the data it processes and contains. A.NO_WIRELESS_DEVICES The environment includes no wireless peripheral devices. A.TRUSTED_ADMIN PSD Administrators and users are trusted to follow and apply all guidance in a trusted manner. A.TRUSTED_CONFIG Personnel configuring the PSD and its operational environment follow the applicable security configuration guidance. A.USER_ALLOWED_ACCESS All PSD users are allowed to interact with all connected computers. It is not the role of the PSD to prevent or otherwise control user access to connected computers. Computers or their connected network shall have the required means to authenticate the user and to control access to their various resources. High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 15 of 66 Assumptions Description A.NO_SPECIAL_ANALOG _CAPABILITIES The computers connected to the TOE are not equipped with special analog data collection cards or peripherals such as analog to digital interface, high performance audio interface, digital signal processing function, or analog video capture function. Table 8 – Assumptions High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 16 of 66 4 SECURITY OBJECTIVES The purpose of the security objectives is to address the security concerns and to show which security concerns are addressed by the TOE, and which are addressed by the environment. Threats may be addressed by the TOE or the security environment or both. Therefore, the CC identifies two categories of security objectives: • Security objectives for the TOE • Security objectives for the environment 4.1 SECURITY OBJECTIVES FOR THE TOE This section identifies and describes the security objectives that are to be addressed by the TOE, and traces each Security Functional Requirement (SFR) back to a security objective of the TOE. Security Objective Description O.COMPUTER _INTERFACE _ISOLATION The PSD shall prevent unauthorized data flow to ensure that the PSD and its connected peripheral devices cannot be exploited in an attempt to leak data. The TOE‐Computer interface shall be isolated from all other PSD‐Computer interfaces while TOE is powered. Addressed by: MOD_VI FDP_APC_EXT.1/VI, FDP_PDC_EXT.1 MOD_KM FDP_APC_EXT.1/KM, FDP_FIL_EXT.1/KM, FDP_PDC_EXT.1, FDP_RDR_EXT.1, FDP_SWI_EXT.3 O.COMPUTER _INTERFACE _ISOLATION _TOE_UNPOWERED The PSD shall not allow data to transit a PSD‐Computer interface while the PSD is unpowered. Addressed by: MOD_VI FDP_APC_EXT.1/VI, FDP_PDC_EXT.1 MOD_KM FDP_APC_EXT.1/KM, FDP_FIL_EXT.1/KM, FDP_PDC_EXT.1, FDP_RDR_EXT.1, FDP_SWI_EXT.3 High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 17 of 66 Security Objective Description O.USER_DATA _ISOLATION The PSD shall route user data, such as keyboard entries, only to the computer selected by the user. The PSD shall provide isolation between the data flowing from the peripheral device to the selected computer and any non‐selected computer. Addressed by: MOD_VI FDP_APC_EXT.1/VI, FDP_PDC_EXT.1 MOD_KM FDP_APC_EXT.1/KM, FDP_FIL_EXT.1/KM, FDP_PDC_EXT.1, FDP_RDR_EXT.1, FDP_SWI_EXT.3 O.NO_USER _DATA_RETENTION The PSD shall not retain user data in non‐volatile memory after power up or, if supported, factory reset. Addressed by: PP_PSD FDP_RIP_EXT.1 MOD_KM FDP_RIP.1/KM, FDP_RIP_EXT.2 O.NO_OTHER _EXTERNAL _INTERFACES The PSD shall not have any external interfaces other than those implemented by the TSF. Addressed by: PP_PSD FDP_PDC_EXT.1 O.LEAK _PREVENTION _SWITCHING The PSD shall ensure that there are no switching mechanisms that allow signal data leakage between connected computers. Addressed by: PP_PSD FDP_SWI_EXT.1, FDP_SWI_EXT.2 O.AUTHORIZED _USAGE The TOE shall explicitly prohibit or ignore unauthorized switching mechanisms, either because it supports only one connected computer or because it allows only authorized mechanisms to switch between connected computers. Authorized switching mechanisms shall require express user action restricted to console buttons, console switches, console touch screen, wired remote control, and peripheral devices using a guard. Unauthorized switching mechanisms include keyboard shortcuts, also known as “hotkeys,” automatic port scanning, control through a connected computer, and control through keyboard shortcuts. Where applicable, the results of the switching activity shall be indicated by the TSF so that it is clear to the user that the switching mechanism was engaged as intended. A conformant TOE may also provide a management function High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 18 of 66 Security Objective Description to configure some aspects of the TSF. If the TOE provides this functionality, it shall ensure that whatever management functions it provides can only be performed by authorized administrators and that an audit trail of management activities is generated. Addressed by: PP_PSD FAU_GEN.1, FDP_SWI_EXT.1, FDP_SWI_EXT.2, FIA_UAU.2, FIA_UID.2, FMT_MOF.1, FMT_SMF.1, FMT_SMR.1, FPT_STM.1, FTA_CIN_EXT.1 MOD_VI FDP_CDS_EXT.1, FTA_CIN_EXT.1 MOD_KM FDP_FIL_EXT.1/KM O.PERIPHERAL _PORTS_ISOLATION The PSD shall ensure that data does not flow between peripheral devices connected to different PSD interfaces. Addressed by: MOD_VI FDP_APC_EXT.1/VI, FDP_PDC_EXT.1 MOD_KM FDP_APC_EXT.1/KM, FDP_FIL_EXT.1/KM, FDP_PDC_EXT.1, FDP_RDR_EXT.1, FDP_SWI_EXT.3 O.REJECT _UNAUTHORIZED _PERIPHERAL The PSD shall reject unauthorized peripheral device types and protocols. Addressed by: PP_PSD FDP_PDC_EXT.1 MOD_VI FDP_PDC_EXT.2/VI, FDP_PDC_EXT.3/VI, SPR_EXT.1/DVI-D MOD_KM FDP_APC_EXT.1/KM, FDP_FIL_EXT.1/KM, FDP_PDC_EXT.1, FDP_RDR_EXT.1, FDP_SWI_EXT.3, FDP_PDC_EXT.2/KM, FDP_PDC_EXT.3/KM High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 19 of 66 Security Objective Description O.REJECT _UNAUTHORIZED _ENDPOINTS The PSD shall reject unauthorized peripheral devices connected via a Universal Serial Bus (USB) hub. Addressed by: PP_PSD FDP_PDC_EXT.1 MOD_KM FDP_APC_EXT.1/KM, FDP_FIL_EXT.1/KM, FDP_PDC_EXT.1, FDP_RDR_EXT.1, FDP_SWI_EXT.3 O.NO_TOE_ACCESS The PSD firmware, software, and memory shall not be accessible via its external ports. Addressed by: PP_PSD FPT_NTA_EXT.1 O.TAMPER _EVIDENT _LABEL The PSD shall be identifiable as authentic by the user and the user must be made aware of any procedures or other such information to accomplish authentication. This feature must be available upon receipt of the PSD and continue to be available during the PSD deployment. The PSD shall be labeled with at least one visible unique identifying tamper‐ evident marking that can be used to authenticate the device. The PSD manufacturer must maintain a complete list of manufactured PSD articles and their respective identification markings’ unique identifiers. Addressed by: PP_PSD FPT_PHP.1 O.ANTI_TAMPERING The PSD shall be physically enclosed so that any attempts to open or otherwise access the internals or modify the connections of the PSD would be evident, and optionally thwarted through disablement of the TOE. Note: This applies to a wired remote control as well as the main chassis of the PSD. Addressed by: PP_PSD FPT_PHP.1, FPT_PHP.3 O.SELF_TEST The PSD shall perform self‐tests following power up or powered reset. Addressed by: PP_PSD FPT_TST.1 High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 20 of 66 Security Objective Description O.SELF_TEST _FAIL_TOE _DISABLE The PSD shall enter a secure state upon detection of a critical failure. Addressed by: PP_PSD FPT_FLS_EXT.1, FPT_TST_EXT.1 O.SELF_TEST _FAIL_INDICATION The PSD shall provide clear and visible user indications in the case of a self‐test failure. Addressed by: PP_PSD FPT_TST_EXT.1 O.PROTECTED _EDID The TOE shall read the connected display Extended Display Identification Data (EDID) once during the TOE power up or reboot sequence and prevent any EDID channel write transactions that connected computers initiate. Addressed by: MOD_VI FDP_PDC_EXT.2/VI, FDP_SPR_EXT.1/DVI-D O.UNIDIRECTIONAL _VIDEO The TOE shall enforce unidirectional video data flow from the connected computer video interface to the display interface only. Addressed by: MOD_VI FDP_UDF_EXT.1/VI O.EMULATED_INPUT The TOE shall emulate the keyboard and/or mouse functions from the TOE to the connected computer. Addressed by: MOD_KM FDP_PDC_EXT.2/KM, FDP_PDC_EXT.3/KM O.UNIDIRECTIONAL _INPUT The TOE shall enforce unidirectional keyboard and/or mouse device’s data flow from the peripheral device to only the selected computer. Addressed by: MOD_KM FDP_UDF_EXT.1/KM Table 9 – Security Objectives for the TOE High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 21 of 66 4.2 SECURITY OBJECTIVES FOR THE OPERATIONAL ENVIRONMENT This section identifies and describes the security objectives that are to be addressed by the IT environment or by non-technical or procedural means. Security Objective Description OE.NO_TEMPEST The operational environment will not use TEMPEST approved equipment. OE.PHYSICAL The operational environment will provide physical security, commensurate with the value of the PSD and the data that transits it. OE.NO_WIRELESS_DEVICES The operational environment will not include wireless keyboards, mice, audio, user authentication, or video devices. OE.TRUSTED_ADMIN The operational environment will ensure that trusted PSD Administrators and users are appropriately trained. OE.TRUSTED_CONFIG The operational environment will ensure that administrators configuring the PSD and its operational environment follow the applicable security configuration guidance. OE.NO_SPECIAL_ANALOG _CAPABILITIES The operational environment will not have special analog data collection cards or peripherals such as analog to digital interface, high performance audio interface, or a component with digital signal processing or analog video capture functions. Table 10 – Security Objectives for the Operational Environment High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 22 of 66 4.3 SECURITY OBJECTIVES RATIONALE The security objectives rationale describes how the assumptions and threats map to the security objectives. Threat or Assumption Security Objective(s) Rationale T.DATA_LEAK O.COMPUTER _INTERFACE _ISOLATION Isolation of computer interfaces prevents data from leaking between them without authorization. O.COMPUTER _INTERFACE _ISOLATION _TOE_UNPOWERED Maintaining interface isolation while the TOE is in an unpowered state ensures that data cannot leak between computer interfaces. O.USER_DATA _ISOLATION The TOE’s routing of data only to the selected computer ensures that it will not leak to any others. O.NO_OTHER _EXTERNAL _INTERFACES The absence of additional external interfaces ensures that there is no unexpected method by which data can be leaked. O.PERIPHERAL_PORTS _ISOLATION Isolation of peripheral ports prevents data from leaking between them without authorization. O.UNIDIRECTIONAL _INPUT The TOE’s enforcement of unidirectional input for keyboard/mouse data prevents leakage of computer data through a connected peripheral interface. O.PROTECTED_EDID The TOE’s protection of the EDID interface prevents its use as a vector for unauthorized data leakage via this channel. O.UNIDIRECTIONAL _VIDEO The TOE’s enforcement of unidirectional output for video data protects against data leakage via connected computers by ensuring that no video data can be input to a connected computer through this interface. High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 23 of 66 Threat or Assumption Security Objective(s) Rationale T.SIGNAL_LEAK O.COMPUTER _INTERFACE _ISOLATION Isolation of computer interfaces prevents data leakage through bit‐ wise signaling because there is no mechanism by which the signal data can be communicated. O.NO_OTHER _EXTERNAL _INTERFACES The absence of additional external interfaces ensures that there is no unexpected method by which data can be leaked through bitwise signaling. O.LEAK_PREVENTION _SWITCHING The TOE’s use of switching methods that are not susceptible to signal leakage helps mitigate the signal leak threat. O.UNIDIRECTIONAL _INPUT The TOE’s enforcement of unidirectional input for keyboard/mouse data prevents leakage of computer data through bit‐ by‐bit signaling to a connected peripheral interface. O.PROTECTED_EDID The TOE’s protection of the EDID interface prevents its use as a vector for bit‐by‐bit signal leakage via this channel. O.UNIDIRECTIONAL _VIDEO The TOE’s enforcement of unidirectional output for video data protects against signaling leakage via connected computers by ensuring that no video data can be input to a connected computer through this interface. T.RESIDUAL _LEAK O.NO_USER_DATA _RETENTION The TOE’s lack of data retention ensures that a residual data leak is not possible. O.PROTECTED_EDID The TOE’s protection of the EDID interface prevents the leakage of residual data by ensuring that no such data can be written to EDID memory. High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 24 of 66 Threat or Assumption Security Objective(s) Rationale T.UNINTENDED _USE O.AUTHORIZED _USAGE The TOE’s support for only switching mechanisms that require explicit user action to engage ensures that a user has sufficient information to avoid interacting with an unintended computer. T.UNAUTHORIZED _DEVICES O.REJECT _UNAUTHORIZED _ENDPOINTS The TOE’s ability to reject unauthorized endpoints mitigates the threat of unauthorized devices being used to communicate with connected computers. O.REJECT _UNAUTHORIZED _PERIPHERAL The TOE’s ability to reject unauthorized peripherals mitigates the threat of unauthorized devices being used to communicate with connected computers. O.EMULATED_INPUT The TOE’s emulation of keyboard/mouse data input ensures that a connected computer will only receive this specific type of data through a connected peripheral. O.UNIDIRECTIONAL _VIDEO The TOE’s limitation of supported video protocol interfaces prevents the connection of unauthorized devices. T.LOGICAL _TAMPER O.NO_TOE_ACCESS The TOE’s prevention of logical access to its firmware, software, and memory mitigates the threat of logical tampering. O.EMULATED_INPUT The TOE’s emulation of keyboard/mouse data input prevents logical tampering of the TSF ensuring that only known inputs to it are supported. T.PHYSICAL _TAMPER O.ANTI_TAMPERING The TOE mitigates the threat of physical tampering through use of an enclosure that provides tamper detection functionality. O.TAMPER_EVIDENT _LABEL The TOE mitigates the threat of physical tampering through use of tamper evident labels that reveal physical tampering attempts. High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 25 of 66 Threat or Assumption Security Objective(s) Rationale T.REPLACEMENT O.TAMPER_EVIDENT _LABEL The TOE’s use of a tamper evident label that provides authenticity of the device mitigates the threat that it is substituted for a replacement device during the acquisition process. T.FAILED O.SELF_TEST The TOE mitigates the threat of failures leading to compromise of security functions through self‐tests of its own functionality. O.SELF_TEST_FAIL _TOE_DISABLE The TOE mitigates the threat of failures leading to compromise of security functions by disabling all data flows in the event a failure is detected. O.SELF_TEST_FAIL _INDICATION The TOE mitigates the threat of failures leading to compromise of security functions by providing users with a clear indication when it is in a failure state and should not be trusted. A.NO_TEMPEST OE.NO_TEMPEST If the TOE’s operational environment does not include TEMPEST approved equipment, then the assumption is satisfied. A.NO_PHYSICAL OE.PHYSICAL If the TOE’s operational environment provides physical security, then the assumption is satisfied. A.NO_WIRELESS _DEVICES OE.NO_WIRELESS _DEVICES If the TOE’s operational environment does not include wireless peripherals, then the assumption is satisfied. A.TRUSTED_ADMIN OE.TRUSTED _ADMIN If the TOE’s operational environment ensures that only trusted administrators will manage the TSF, then the assumption is satisfied. A.TRUSTED _CONFIG OE.TRUSTED _CONFIG If TOE administrators follow the provided security configuration guidance, then the assumption is satisfied. High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 26 of 66 Threat or Assumption Security Objective(s) Rationale A.USER_ALLOWED _ACCESS OE.PHYSICAL If the TOE’s operational environment provides physical access to connected computers, then the assumption is satisfied. A.NO_SPECIAL _ANALOG _CAPABILITIES OE.NO_SPECIAL _ANALOG _CAPABILITIES If administrators in the TOE’s operational environment take care to ensure that computers with special analog data collection interfaces are not connected to the TOE, then the assumption that such components are not present is satisfied. Table 11 – Security Objectives Rationale High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 27 of 66 5 EXTENDED COMPONENTS DEFINITION The extended components definition is presented in Appendix C of the Protection Profile for Peripheral Sharing Device [PP_PSD_V4.0] and in the modules for keyboard/mouse devices [MOD_KM_V1.0] and display devices [MOD_VI_1.0]. It is repeated here to ensure the completeness of this ST. The families to which these components belong are identified in the following table: Functional Class Functional Families User Data Protection (FDP) FDP_APC_EXT Active PSD Connections FDP_CDS_EXT Connected Displays Supported FDP_FIL_EXT Device Filtering FDP_PDC_EXT Peripheral Device Connection FDP_RDR_EXT Re-Enumeration Device Rejection FDP_RIP_EXT Residual Information Protection FDP_SPR_EXT Sub-Protocol Rules FDP_SWI_EXT PSD Switching FDP_UDF_EXT Unidirectional Data Flow Protection of the TSF (FPT) FPT_FLS_EXT Failure with Preservation of Secure State FPT_NTA_EXT No Access to TOE FPT_TST_EXT TSF Testing TOE Access (FTA) FTA_CIN_EXT Continuous Indications Table 12 – Functional Families of Extended Components 5.1 CLASS FDP: USER DATA PROTECTION FDP_APC_EXT Active PSD Connections Family Behavior Components in this family define the requirements for when an external interface to the TOE is authorized to transmit data related to peripheral sharing. High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 28 of 66 Component Leveling FDP_APC_EXT.1 Active PSD Connections, restricts the flow of data through the TSF. Management: FDP_APC_EXT.1 No specific management functions are identified. Audit: FDP_APC_EXT.1 There are no auditable events foreseen. FDP_APC_EXT.1 Active PSD Connections Hierarchical to: No other components. Dependencies: No dependencies FDP_APC_EXT.1.1 The TSF shall route user data only to or from the interfaces selected by the user. FDP_APC_EXT.1.2 The TSF shall ensure that no data flows between connected computers whether the TOE is powered on or powered off. FDP_APC_EXT.1.3 The TSF shall ensure that no data transits the TOE when the TOE is powered off. FDP_APC_EXT.1.4 The TSF shall ensure that no data transits the TOE when the TOE is in a failure state. FDP_CDS_EXT Connected Displays Supported Family Behavior Components in this family define requirements for the number of display interfaces contained within the TOE. Component Leveling FDP_CDS_EXT.1, Connected Displays Supported, requires the TSF to define whether it supports one connected display at a time or multiple connected displays simultaneously. FDP_APC_EXT Active PSD Connections 1 FDP_CDS_EXT Connected Displays Supported 1 High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 29 of 66 Management: FDP_CDS_EXT.1 There are no specific management functions identified. Audit: FDP_CDS_EXT.1 There are no auditable events foreseen. FDP_CDS_EXT.1 Connected Displays Supported Hierarchical to: No other components Dependencies: No other components FDP_CDS_EXT.1.1 The TSF shall support [selection: one connected display, multiple connected displays] at a time. FDP_FIL_EXT Device Filtering Family Behavior Components in this family define the requirements for device filtering. Component Leveling FDP_FIL_EXT.1 Device Filtering, requires the TSF to specify the method of device filtering used for peripheral interfaces and defines requirements for handling whitelists and blacklists. Management: FDP_FIL_EXT.1 The following actions could be considered for the management functions in FMT: • Ability to configure whitelist/blacklist members Audit: FDP_FIL_EXT.1 The following actions should be auditable if FAU_GEN.1 Audit Data Generation is included in the PP/ST: • Configuration of whitelist/blacklist members FDP_FIL_EXT.1 Device Filtering Hierarchical to: No other components Dependencies: FDP_PDC_EXT.1 Peripheral Device Connection FDP_FIL_EXT.1.1 The TSF shall have [selection: configurable, fixed] device filtering for [assignment: list of supported peripheral interface types] interfaces. FDP_FIL_EXT.1.2 The TSF shall consider all [assignment: blacklist name] blacklisted devices as unauthorized devices for [assignment: list of supported peripheral interface types] interfaces in peripheral device connections. FDP_FIL_EXT Device Filtering 1 High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 30 of 66 FDP_FIL_EXT.1.3 The TSF shall consider all [assignment: whitelist name] whitelisted devices as authorized devices for peripheral device connections only if they are not on the [assignment: blacklist name] blacklist or otherwise unauthorized. FDP_PDC_EXT Peripheral Device Connection Family Behavior Components in this family define the requirements for peripheral device connections. This family is defined in the PSD PP. The PP‐Modules [MOD_KM_V1.0], [MOD_VI_V1.0] augment the extended family by adding two additional components, FDP_PDC_EXT.2 and FDP_PDC_EXT.3. The new components and their impact on the extended family’s component leveling are shown below; reference the PSD PP for all other definitions for this family. Component Leveling FDP_PDC_EXT.1 Peripheral Device Connection, requires the TSF to limit external connections to only authorized devices. FDP_PDC_EXT.2 Authorized Devices, defines the types of physical devices that the TSF will permit to connect to it. FDP_PDC_EXT.3, Authorized Connection Protocols, defines the protocols that the TSF will authorize over its physical/logical interfaces, as well as any rules that are applicable to these interfaces. Management: FDP_PDC_EXT.1, FDP_PDC_EXT.2, FDP_PDC_EXT.3 No specific management functions are identified. Audit: FDP_PDC_EXT.1 The following actions should be auditable if FAU_GEN.1 Audit Data Generation is included in the PP/ST: • Acceptance or rejection of a peripheral FDP_PDC_EXT Peripheral Device Connection 1 2 3 High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 31 of 66 Audit: FDP_PDC_EXT.2, FDP_PDC_EXT.3 There are no specific auditable events foreseen. FDP_PDC_EXT.1 Peripheral Device Connection Hierarchical to: No other components. Dependencies: No dependencies FDP_PDC_EXT.1.1 The TSF shall reject connections with unauthorized devices upon TOE power up and upon connection of a peripheral device to a powered‐on TOE. FDP_PDC_EXT.1.2 The TSF shall reject connections with devices presenting unauthorized interface protocols upon TOE power up and upon connection of a peripheral device to a powered‐on TOE. FDP_PDC_EXT.1.3 The TOE shall have no external interfaces other than those claimed by the TSF. FDP_PDC_EXT.1.4 The TOE shall not have wireless interfaces. FDP_PDC_EXT.1.5 The TOE shall provide a visual or auditory indication to the User when a peripheral is rejected. FDP_PDC_EXT.2 Authorized Devices Hierarchical to: No other components. Dependencies: FDP_PDC_EXT.1 Peripheral Device Connection FDP_PDC_EXT.2.1 The TSF shall allow connections with authorized devices as defined in [assignment: devices specified in the PP or PP‐Module in which this SFR is defined] and [assignment: devices specified in another PP or PP‐Module that shares a PP Configuration with the PP or PP‐ Module in which this SFR is defined] upon TOE power up and upon connection of a peripheral device to a powered‐on TOE. FDP_PDC_EXT.2.2 The TSF shall allow connections with authorized devices presenting authorized interface protocols as defined in [assignment: devices specified in the PP or PP Module in which this SFR is defined] and [assignment: devices specified in another PP or PP‐Module that shares a PP‐Configuration with the PP or PP‐Module in which this SFR is defined] upon TOE power up and upon connection of a peripheral device to a powered‐on TOE. FDP_PDC_EXT.3 Authorized Connection Protocols Hierarchical to: No other components. Dependencies: FDP_PDC_EXT.1 Peripheral Device Connection FDP_PDC_EXT.3.1 The TSF shall have interfaces for the [assignment: list of supported protocols associated with physical and/or logical TSF interfaces] protocols. FDP_PDC_EXT.3.2 The TSF shall apply the following rules to the supported protocols: [assignment: rules defining the handling for communications over this protocol (e.g. any processing that must be done by the TSF prior to transmitting it through the TOE, circumstances or frequency with which the protocol is invoked)]. High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 32 of 66 FDP_RDR_EXT Re-Enumeration Device Rejection Family Behavior Components in this family define requirements to reject device spoofing attempts through reenumeration. Component Leveling FDP_RDR_EXT.1 Re‐Enumeration Device Rejection, requires the TSF to reject re‐ enumeration as an unauthorized device. Management: FDP_RDR_EXT.1 No specific management functions are identified. Audit: FDP_RDR_EXT.1 There are no specific auditable events foreseen. FDP_RDR_EXT.1 Re-Enumeration Device Rejection Hierarchical to: No other components. Dependencies: FDP_PDC_EXT.1 Peripheral Device Connection FDP_RDR_EXT.1.1 The TSF shall reject any device that attempts to enumerate again as a different unauthorized device. FDP_RIP_EXT Residual Information Protection Family Behavior Components in this family define the requirements for how the TSF prevents data disclosure from its memory. Component Leveling FDP_RDR_EXT Re- Enumeration Device Rejection 1 FDP_RIP_EXT Residual Information Protection 1 2 High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 33 of 66 FDP_RIP_EXT.1 Residual Information Protection, requires the TSF to prevent the writing of user data to non‐volatile memory. FDP_RIP_EXT.2 Purge of Residual Information, requires the TSF to have a purge function to clear its memory of all stored non‐audit data. Management: FDP_RIP_EXT.1, FDP_RIP_EXT.2 The following actions could be considered for the management functions in FMT: • Ability to trigger the TSF’s purge function Audit: FDP_RIP_EXT.1 There are no auditable events foreseen. Audit: FDP_RIP_EXT.2 The following actions should be auditable if FAU_GEN.1 Audit Data Generation is included in the PP/ST: • Purging of the TSF’s memory FDP_RIP_EXT.1 Residual Information Protection Hierarchical to: No other components. Dependencies: No dependencies FDP_RIP_EXT.1.1 The TSF shall ensure that no user data is written to TOE non‐volatile memory or storage. FDP_RIP_EXT.2 Purge of Residual Information Hierarchical to: No other components. Dependencies: No dependencies FDP_RIP_EXT.2.1 The TOE shall have a purge memory or restore factory defaults function accessible to the administrator to delete all TOE stored configuration and settings except for logging. FDP_SPR_EXT Sub-Protocol Rules Family Behavior Components in this family define the sub‐protocols that the TSF allows or blocks depending on the protocols it supports. Component Leveling FDP_SPR_EXT.1 Sub‐Protocol Rules, requires the TSF to specify the allowed and blocked sub‐protocols based on the protocol it supports. FDP_SPR_EXT Sub- Protocol Rules 1 High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 34 of 66 Management: FDP_SPR_EXT.1 No specific management functions are identified. Audit: FDP_SPR_EXT.1 There are no auditable events foreseen. FDP_SPR_EXT.1 Sub-Protocol Rules Hierarchical to: No other components. Dependencies: FDP_PDC_EXT.3 Authorized Connection Protocols FDP_SPR_EXT.1.1 The TSF shall apply the following rules for the [assignment: supported protocol] protocol: • block the following video/display sub‐protocols: o [assignment: list of blocked sub‐protocols] • allow the following video/display sub‐protocols: o [assignment: list of allowed sub‐protocols]. FDP_SWI_EXT PSD Switching Family Behavior Components in this family define the requirements for how the TSF protects against inadvertent data switching. Component Leveling FDP_SWI_EXT.1 PSD Switching, requires action on the part of a user in order for the TSF’s switching mechanisms to be activated. FDP_SWI_EXT.2 PSD Switching Methods, places restrictions on how the TSF’s switching mechanisms can be controlled. FDP_SWI_EXT.3 Tied Switching, requires the TSF to ensure that multiple connected peripherals are always switched to the same connected computer. Management: FDP_SWI_EXT.1, FDP_SWI_EXT.2, FDP_SWI_EXT.3 No specific management functions are identified. FDP_SWI_EXT PSD Switching 1 2 3 High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 35 of 66 Audit: FDP_SWI_EXT.1, FDP_SWI_EXT.2, FDP_SWI_EXT.3 There are no auditable events foreseen. FDP_SWI_EXT.1 PSD Switching Hierarchical to: No other components. Dependencies: No dependencies FDP_SWI_EXT.1.1 The TSF shall ensure that [selection: the TOE supports only one connected computer, switching can be initiated only through express user action]. FDP_SWI_EXT.2 PSD Switching Methods Hierarchical to: No other components. Dependencies: FDP_SWI_EXT.1 PSD Switching FDP_SWI_EXT.2.1 The TSF shall ensure that no switching can be initiated through automatic port scanning, control through a connected computer, or control through keyboard shortcuts. FDP_SWI_EXT.2.2 The TSF shall ensure that switching can be initiated only through express user action using [selection: console buttons, console switches, console touch screen, wired remote control, peripheral devices using a guard]. FDP_SWI_EXT.3 Tied Switching Hierarchical to: No other components. Dependencies: FDP_SWI_EXT.1 PSD Switching FDP_SWI_EXT.3.1 The TSF shall ensure that [assignment: two or more tied peripheral devices] are always switched together to the same connected computer. FDP_UDF_EXT Unidirectional Data Flow Family Behavior Components in this family define unidirectional transmission of user data. Component Leveling FDP_UDF_EXT.1 Unidirectional Data Flow, requires the TSF to provide unidirectional (one‐way) communications between a given pair of interface types. Management: FDP_UDF_EXT.1 No specific management functions are identified. FDP_UDF_EXT Unidirectional Data Flow 1 High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 36 of 66 Audit: FDP_UDF_EXT.1 There are no auditable events foreseen. FDP_UDF_EXT.1 Unidirectional Data Flow Hierarchical to: No other components. Dependencies: FDP_APC_EXT.1 Active PSD Connections FDP_UDF_EXT.1.1 The TSF shall ensure [assignment: type of data] data transits the TOE unidirectionally from the [assignment: origin point of data] interface to the [assignment: destination point of data] interface. 5.2 CLASS FPT: PROTECTION OF THE TSF FPT_FLS_EXT Failure with Preservation of Secure State Family Behavior Components in this family define the secure failure requirements for the TSF. Component Leveling FPT_FLS_EXT.1 Failure with Preservation of Secure State, requires the TSF to go into a secure state upon the detection of selected failures. Management: FPT_FLS_EXT.1 No specific management functions are identified. Audit: FPT_FLS_EXT.1 There are no auditable events foreseen. FPT_FLS_EXT.1 Failure with Preservation of Secure State Hierarchical to: No other components. Dependencies: FPT_TST.1 TSF Testing FPT_PHP.3 Resistance to Physical Attack FPT_FLS_EXT.1.1 The TSF shall preserve a secure state when the following types of failures occur: failure of the power‐on self‐test and [selection: failure of the anti‐tamper function, no other failures]. FPT_NTA_EXT No Access to TOE Family Behavior Components in this family define what TSF information may be externally accessible. FDP_FLS_EXT Failure with Preservation of Secure State 1 High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 37 of 66 Component Leveling FPT_NTA_EXT.1 No Access to TOE, requires the TSF to block access to non‐ authorized TSF data via external ports. Management: FPT_NTA_EXT.1 No specific management functions are identified. Audit: FPT_NTA_EXT.1 There are no auditable events foreseen. FPT_NTA_EXT.1 No Access to TOE Hierarchical to: No other components. Dependencies: No dependencies FPT_NTA_EXT.1.1 TOE firmware, software, and memory shall not be accessible via the TOE’s external ports, with the following exceptions: [selection: the EDID memory of Video TOEs may be accessible from connected computers; the configuration data, settings, and logging data that may be accessible by authorized administrators; no other exceptions]. FPT_TST_EXT TSF Testing Family Behavior Components in this family define how the TSF responds to a self‐test failure. Component Leveling FPT_TST_EXT.1 TSF Testing, requires the TSF to shutdown normal functions and provide a visual or auditory indication that a self‐test has failed. Management: FPT_TST_EXT.1 No specific management functions are identified. FPT_NTA_EXT No Access to TOE 1 FPT_TST_EXT TSF Testing 1 High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 38 of 66 Audit: FPT_TST_EXT.1 The following actions should be auditable if FAU_GEN.1 Audit Data Generation is included in the PP/ST: • Indication that the TSF self‐test was completed • Failure of self‐test FPT_TST_EXT.1 TSF Testing Hierarchical to: No other components. Dependencies: FPT_TST.1 TSF Testing FPT_TST_EXT.1.1 The TSF shall respond to a self‐test failure by providing users with a [selection: visual, auditory] indication of failure and by shutdown of normal TSF functions. 5.3 CLASS FTA: TOE ACCESS FTA_CIN_EXT Continuous Indications Family Behavior Components in this family define how the TSF displays its switching status. Component Leveling FTA_CIN_EXT.1 Continuous Indications, requires the TSF to display a visual indication of what computers are selected. Management: FTA_CIN_EXT.1 No specific management functions are identified. Audit: FTA_CIN_EXT.1 There are no auditable events foreseen. FTA_CIN_EXT.1 Continuous Indications Hierarchical to: No other components. Dependencies: FDP_APC_EXT.1 Active PSD Connections FTA_CIN_EXT.1.1 The TSF shall display a visible indication of the selected computers at all times when the TOE is powered. FTA_CIN_EXT.1.2 The TSF shall implement the visible indication using the following mechanism: easily visible graphical and/or textual markings of each source video on the display, [selection: a button, a panel with lights, a screen with dimming function, a screen with no dimming function, [assignment: description of visible indication]]. FTA_CIN_EXT Continuous Indications 1 High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 39 of 66 FTA_CIN_EXT.1.3 The TSF shall ensure that while the TOE is powered the current switching status is reflected by [selection: the indicator, multiple indicators which never display conflicting information]. High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 40 of 66 6 SECURITY REQUIREMENTS Section 6 provides security functional and assurance requirements that must be satisfied by a compliant TOE. 6.1 CONVENTIONS The CC permits four types of operations to be performed on functional requirements: selection, assignment, refinement, and iteration. These operations are shown using the same conventions as those in the PSD PP. This is defined in the PP as: • Assignment: Indicated by surrounding brackets and italics, e.g., [assigned item]. • Selection: Indicated by surrounding brackets and italics, e.g., [selected item]. • Refinement: Refined components are identified by using bold for additional information, or strikeout for deleted text. • Iteration: Iteration operations are identified with a slash (‘/’) and an identifier (e.g. “/KM”). Extended SFRs are identified by the inclusion of “EXT” in the SFR name. 6.2 SECURITY FUNCTIONAL REQUIREMENTS The security functional requirements for this ST consist of the following components. Class Identifier Name Security Audit (FAU) FAU_GEN.1 Audit data generation User Data Protection (FDP) FDP_APC_EXT.1/KM Active PSD Connections FDP_APC_EXT.1/VI Active PSD Connections FDP_CDS_EXT.1 Connected Displays Supported FDP_FIL_EXT.1/KM Device Filtering (Keyboard/Mouse) FDP_PDC_EXT.1 Peripheral Device Connection FDP_PDC_EXT.2/KM Authorized Devices (Keyboard/Mouse) FDP_PDC_EXT.2/VI Authorized Devices (Video Output) FDP_PDC_EXT.3/KM Authorized Connection Protocols (Keyboard/Mouse) High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 41 of 66 Class Identifier Name FDP_PDC_EXT.3/VI Authorized Connection Protocols (Video Output) FDP_RDR_EXT.1 Re-Enumeration Device Rejection FDP_RIP_EXT.1 Residual Information Protection FDP_RIP.1/KM Residual Information Protection (Keyboard Data) FDP_RIP_EXT.2 Purge of Residual Information FDP_SPR_EXT.1/DVI-D Sub-Protocol Rules (DVI-D Protocol) FDP_SWI_EXT.1 PSD Switching FDP_SWI_EXT.2 PSD Switching Methods FDP_SWI_EXT.3 Tied Switching FDP_UDF_EXT.1/KM Unidirectional Data Flow (Keyboard/Mouse) FDP_UDF_EXT.1/VI Unidirectional Data Flow (Video Output) Identification and Authentication (FIA) FIA_UAU.2 User Authentication Before Any Action FIA_UID.2 User Identification Before Any Action Security Management (FMT) FMT_MOF.1 Management of Security Functions Behavior FMT_SMF.1 Specification of Management Functions FMT_SMR.1 Security Roles Protection of the TSF (FPT) FPT_FLS_EXT.1 Failure with Preservation of Secure State FPT_NTA_EXT.1 No Access to TOE FPT_PHP.1 Passive Detection of Physical Attack FPT_PHP.3 Resistance to Physical Attack FPT_STM.1 Reliable Time Stamps High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 42 of 66 Class Identifier Name FPT_TST.1 TSF testing FPT_TST_EXT.1 TSF Testing TOE Access (FTA) FTA_CIN_EXT.1 Continuous Indications Table 13 – Summary of Security Functional Requirements Security Audit (FAU) 6.2.1.1 FAU_GEN.1 Audit data generation FAU_GEN.1.1 The TSF shall be able to generate an audit record of the following auditable events: a. Start-up and shutdown of the audit functions; b. All auditable events for the [not specified] level of audit; and c. [administrator login, administrator logout, self‐test failures, peripheral device acceptance and rejections, [Restore to factory default, create administrator account, change password]. FAU_GEN.1.2 The TSF shall record within each audit record at least the following information: a. Date and time of the event, type of event, subject identity (if applicable), and the outcome (success or failure) of the event; and b. For each audit event type, based on the auditable event definitions of the functional components included in the PP/ST, [no other information]. User Data Protection (FDP) 6.2.2.1 FDP_APC_EXT.1/KM Active PSD Connections FDP_APC_EXT.1.1/KM The TSF shall route user data only to or from the interfaces selected by the user. FDP_APC_EXT.1.2/KM The TSF shall ensure that no data or electrical signals flow between connected computers whether the TOE is powered on or powered off. FDP_APC_EXT.1.3/KM The TSF shall ensure that no data transits the TOE when the TOE is powered off. FDP_APC_EXT.1.4/KM The TSF shall ensure that no data transits the TOE when the TOE is in a failure state. 6.2.2.2 FDP_APC_EXT.1/VI Active PSD Connections FDP_APC_EXT.1.1/VI The TSF shall route user data only to or from the interfaces selected by the user. High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 43 of 66 FDP_APC_EXT.1.2/VI The TSF shall ensure that no data or electrical signals flow between connected computers whether the TOE is powered on or powered off. FDP_APC_EXT.1.3/VI The TSF shall ensure that no data transits the TOE when the TOE is powered off. FDP_APC_EXT.1.4/VI The TSF shall ensure that no data transits the TOE when the TOE is in a failure state. 6.2.2.3 FDP_CDS_EXT.1 Connected Displays Supported FDP_CDS_EXT.1.1 The TSF shall support [one connected display] at a time. 6.2.2.4 FDP_FIL_EXT.1/KM Device Filtering (Keyboard/Mouse) FDP_FIL_EXT.1.1/KM The TSF shall have [fixed] device filtering for [keyboard, mouse] interfaces. FDP_FIL_EXT.1.2/KM The TSF shall consider all [PSD KM] blacklisted devices as unauthorized devices for [keyboard, mouse] interfaces in peripheral device connections. FDP_FIL_EXT.1.3/KM The TSF shall consider all [PSD KM] whitelisted devices as authorized devices for [keyboard, mouse] interfaces in peripheral device connections only if they are not on the [PSD KM] blacklist or otherwise unauthorized. 6.2.2.5 FDP_PDC_EXT.1 Peripheral Device Connection FDP_PDC_EXT.1.1 The TSF shall reject connections with unauthorized devices upon TOE power up and upon connection of a peripheral device to a powered‐on TOE. FDP_ PDC_EXT.1.2 The TSF shall reject connections with devices presenting unauthorized interface protocols upon TOE power up and upon connection of a peripheral device to a powered‐on TOE. FDP_ PDC_EXT.1.3 The TOE shall have no external interfaces other than those claimed by the TSF. FDP_ PDC_EXT.1.4 The TOE shall not have wireless interfaces. FDP_ PDC_EXT.1.5 The TOE shall provide a visual or auditory indication to the User when a peripheral is rejected. 6.2.2.6 FDP_PDC_EXT.2/KM Authorized Devices (Keyboard/Mouse) FDP_PDC_EXT.2.1/KM The TSF shall allow connections with authorized devices and functions as defined in [Appendix E] and [ • authorized devices as defined in the PP‐Module for Video/Display Devices ] upon TOE power up and upon connection of a peripheral device to a powered-on TOE. High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 44 of 66 FDP_ PDC_EXT.2.2/KM The TSF shall allow connections with authorized devices presenting authorized interface protocols as defined in [Appendix E] and [ • authorized devices presenting authorized interface protocols as defined in the PP‐Module for Video/Display Devices ] upon TOE power up and upon connection of a peripheral device to a powered-on TOE. 6.2.2.7 FDP_PDC_EXT.2/VI Peripheral Device Connection (Video Output) FDP_PDC_EXT.2.1/VI The TSF shall allow connections with authorized devices as defined in [Appendix E] and [ • authorized devices and functions as defined in the PP‐Module for Keyboard/Mouse Devices, ] upon TOE power up and upon connection of a peripheral device to a powered-on TOE. FDP_ PDC_EXT.2.2/VI The TSF shall allow connections with authorized devices presenting authorized interface protocols as defined in [Appendix E] and [ • authorized devices presenting authorized interface protocols as defined in the PP‐Module for Keyboard/Mouse Devices, ] upon TOE power up and upon connection of a peripheral device to a powered-on TOE. 6.2.2.8 FDP_PDC_EXT.3/KM Authorized Connection Protocols (Keyboard/Mouse) FDP_PDC_EXT.3.1/KM The TSF shall have interfaces for the [USB (keyboard), USB (mouse)] protocols. FDP_PDC_EXT.3.2/KM The TSF shall apply the following rules to the supported protocols: [the TSF shall emulate any keyboard or mouse device functions from the TOE to the connected computer]. 6.2.2.9 FDP_PDC_EXT.3/VI Authorized Connection Protocols (Video Output) FDP_PDC_EXT.3.1/VI The TSF shall have interfaces for the [DVI-D] protocols. FDP_PDC_EXT.3.2/VI The TSF shall apply the following rules to the supported protocols: [the TSF shall read the connected display EDID information once during power‐on or reboot]. High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 45 of 66 6.2.2.10 FDP_RDR_EXT.1 Re-Enumeration Device Rejection FDP_RDR_EXT.1.1 The TSF shall reject any device that attempts to enumerate again as a different unauthorized device. 6.2.2.11 FDP_RIP_EXT.1 Residual Information Protection FDP_RIP_EXT.1.1 The TSF shall ensure that no user data is written to TOE non‐volatile memory or storage. 6.2.2.12 FDP_RIP.1/KM Residual Information Protection (Keyboard Data) FDP_RIP.1.1/KM The TSF shall ensure that any keyboard data in volatile memory is purged upon switching computers. 6.2.2.13 FDP_RIP_EXT.2 Purge of Residual Information FDP_RIP_EXT.2.1 The TOE shall have a purge memory or restore factory defaults function accessible to the administrator to delete all TOE stored configuration and settings except for logging. 6.2.2.14 FDP_SPR_EXT.1/DVI-D Sub-Protocol Rules (DVI-D Protocol) FDP_SPR_EXT.1.1/DVI-D The TSF shall apply the following rules for the [DVI-D] protocol: • block the following video/display sub‐protocols: o [ARC, o CEC, o EDID from computer to display, o HDCP, o HEAC, o HEC, o MCCS] • allow the following video/display sub‐protocols: o [EDID from display to computer, o HPD from display to computer]. 6.2.2.15 FDP_SWI_EXT.1 PSD Switching FDP_SWI_EXT.1.1 The TSF shall ensure that [switching can be initiated only through express user action]. 6.2.2.16 FDP_SWI_EXT.2 PSD Switching Methods FDP_SWI_EXT.2.1 The TSF shall ensure that no switching can be initiated through automatic port scanning, control through a connected computer, or control through keyboard shortcuts. High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 46 of 66 FDP_SWI_EXT.2.2 The TSF shall ensure that switching can be initiated only through express user action using [console buttons, wired remote control]. 6.2.2.17 FDP_SWI_EXT.3 Tied Switching FDP_SWI_EXT.3.1 The TSF shall ensure that [connected keyboard and mouse peripheral devices] are always switched together to the same connected computer. 6.2.2.18 FDP_UDF_EXT.1/KM Unidirectional Data Flow (Keyboard/Mouse) FDP_UDF_EXT.1.1/KM The TSF shall ensure [keyboard, mouse] data transits the TOE unidirectionally from the [TOE [keyboard, mouse]] peripheral interface(s) to the [TOE [keyboard, mouse]] interface. 6.2.2.19 FDP_UDF_EXT.1/VI Unidirectional Data Flow (Video Output) FDP_UDF_EXT.1.1/VI The TSF shall ensure [video] data transits the TOE unidirectionally from the [TOE computer video] interface to the [TOE peripheral device display] interface. Identification and Authentication 6.2.3.1 FIA_UAU.2 User Authentication Before Any Action FIA_UAU.2.1 The TSF shall require each administrator to be successfully authenticated before allowing any other TSF-mediated actions on behalf of that administrator. 6.2.3.2 FIA_UID.2 User Identification Before Any Action FIA_UID.2.1 The TSF shall require each administrator to be successfully identified before allowing any other TSF-mediated actions on behalf of that administrator. Security Management (FMT) 6.2.4.1 FMT_MOF.1 Management of Security Functions Behavior FMT_MOF.1.1 The TSF shall restrict the ability to [modify the behavior of] the functions [Restore to factory default] to [the authorized administrator]. 6.2.4.2 FMT_SMF.1 Specification of Management Functions FMT_SMF.1.1 The TSF shall be capable of performing the following management functions: [Restore to factory default, create administrator account, change password]. High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 47 of 66 6.2.4.3 FMT_SMR.1 Security roles FMT_SMR.1.1 The TSF shall maintain the roles [administrators]. FMT_SMR.1.2 The TSF shall be able to associate users with roles. Protection of the TSF (FPT) 6.2.5.1 FPT_FLS_EXT.1 Failure with Preservation of Secure State FPT_FLS_EXT.1.1 The TSF shall preserve a secure state when the following types of failures occur: failure of the power‐on self‐test and [failure of the antitamper function]. 6.2.5.2 FPT_NTA_EXT.1 No Access to TOE FPT_NTA_EXT.1.1 TOE firmware, software, and memory shall not be accessible via the TOE’s external ports, with the following exceptions: [the Extended Display Identification Data (EDID) memory of Video TOEs may be accessible from connected computers; the configuration data, settings, and logging data that may be accessible by authorized administrators]. 6.2.5.3 FPT_PHP.1 Passive Detection of Physical Attack FPT_PHP.1.1 The TSF shall provide unambiguous detection of physical tampering that might compromise the TSF. FPT_PHP.1.2 The TSF shall provide the capability to determine whether physical tampering with the TSF's devices or TSF's elements has occurred. 6.2.5.4 FPT_PHP.3 Resistance to Physical Attack FPT_PHP.3.1 The TSF shall resist [a physical attack for the purpose of gaining access to the internal components, to damage the anti‐tamper battery, to drain or exhaust the anti‐tamper battery] to the [TOE enclosure and any remote controllers] by the attacked component becoming permanently disabled. 6.2.5.5 FPT_STM.1 Reliable Time Stamps Hierarchical to: No other components. Dependencies: No dependencies. FPT_STM.1.1 The TSF shall be able to provide reliable time stamps. 6.2.5.6 FPT_TST.1 TSF Testing FPT_TST.1.1 The TSF shall run a suite of self tests [during initial start-up and at the conditions [no other conditions]] to demonstrate the correct operation of [user control functions and [active anti-tamper functionality]]. High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 48 of 66 FPT_TST.1.2 The TSF shall provide authorized users with the capability to verify the integrity of [TSF data]. FPT_TST.1.3 The TSF shall provide authorized users with the capability to verify the integrity of [TSF]. 6.2.5.7 FPT_TST_EXT.1 TSF Testing FPT_TST_EXT.1.1 The TSF shall respond to a self‐test failure by providing users with a [visual, auditory] indication of failure and by shutdown of normal TSF functions. TOE Access (FTA) 6.2.6.1 FTA_CIN_EXT.1 Continuous Indications FTA_CIN_EXT.1.1 The TSF shall display a visible indication of the selected computers at all times when the TOE is powered. FTA_CIN_EXT.1.2 The TSF shall implement the visible indication using the following mechanism: easily visible graphical and/or textual markings of each source video on the display, [[illuminated buttons]]. FTA_CIN_EXT.1.3 The TSF shall ensure that while the TOE is powered the current switching status is reflected by [multiple indicators which never display conflicting information]. 6.3 SECURITY ASSURANCE REQUIREMENTS The assurance requirements are summarized in Table 14. Assurance Class Assurance Components Identifier Name Development (ADV) ADV_FSP.1 Basic Functional Specification Guidance Documents (AGD) AGD_OPE.1 Operational user guidance AGD_PRE.1 Preparative procedures Life-Cycle Support (ALC) ALC_CMC.1 Labeling of the TOE ALC_CMS.1 TOE CM Coverage Security Target Evaluation (ASE) ASE_CCL.1 Conformance claims ASE_ECD.1 Extended Components Definition ASE_INT.1 ST Introduction High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 49 of 66 Assurance Class Assurance Components Identifier Name ASE_OBJ.2 Security Objectives ASE_REQ.2 Derived Security Requirements ASE_SPD.1 Security Problem Definition ASE_TSS.1 TOE Summary Specification Tests (ATE) ATE_IND.1 Independent Testing - Conformance Vulnerability Assessment (AVA) AVA_VAN.1 Vulnerability Survey Table 14 – Security Assurance Requirements High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 50 of 66 6.4 SECURITY REQUIREMENTS RATIONALE Security Functional Requirements Rationale Table 9 provides a mapping between the SFRs and Security Objectives. Dependency Rationale Table 15 identifies the Security Functional Requirements and their associated dependencies. It also indicates whether the ST explicitly addresses each dependency. SFR Dependencies Rationale Statement FAU_GEN.1 FPT_STM.1 Included FDP_APC_EXT.1/KM None N/A FDP_APC_EXT.1/VI None N/A FDP_CDS_EXT.1 None N/A FDP_FIL_EXT.1/KM FDP_PDC_EXT.1 Included FDP_PDC_EXT.1 None N/A FDP_PDC_EXT.2/KM FDP_PDC_EXT.1 Included FDP_PDC_EXT.2/VI FDP_PDC_EXT.2 Included FDP_PDC_EXT.3/KM FDP_PDC_EXT.1 Included FDP_PDC_EXT.3/VI FDP_PDC_EXT.2 Included FDP_RDR_EXT.1 FDP_PDC_EXT.1 Included FDP_RIP_EXT.1 None N/A FDP_RIP.1/KM None N/A FDP_RIP_EXT.2 None N/A FDP_SPR_EXT.1/DVI-D FDP_PDC_EXT.3 Included FDP_SWI_EXT.1 None N/A FDP_SWI_EXT.2 FDP_SWI_EXT.1 Included FDP_SWI_EXT.3 FDP_SWI_EXT.1 Included FDP_UDF_EXT.1/KM FDP_APC_EXT.1 Included FDP_UDF_EXT.1/VI FDP_APC_EXT.1 Included FIA_UAU.2 FIA_UID.1 Included High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 51 of 66 SFR Dependencies Rationale Statement FIA_UID.2 None N/A FMT_MOF.1 FMT SMF.1 FMT_SMR.1 Included Included FMT_SMF.1 None N/A FMT_SMR.1 FIA_UID.1 Included FPT_FLS_EXT.1 FPT_TST.1 FPT_PHP.3 Included Included only if anti‐tamper is selected in FPT_FLS_EXT.1.1 FPT_NTA_EXT.1 None N/A FPT_PHP.1 None N/A FPT_PHP.3 None N/A FPT_STM.1 None N/A FPT_TST.1 None N/A FPT_TST_EXT.1 FPT_TST.1 Included FTA_CIN_EXT.1 FDP_APC_EXT.1 Included Table 15 – Functional Requirement Dependencies Security Assurance Requirements Rationale The TOE assurance requirements for this ST consist of the requirements indicated in the [PP_PSD_V4.0]. High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 52 of 66 7 TOE SUMMARY SPECIFICATION This section provides a description of the security functions and assurance measures of the TOE that meet the TOE security requirements. 7.1 SECURITY AUDIT The TOE is equipped with non-volatile memory for the storage of audit records. There are two separate storage areas: • Critical One Time Programming (OTP) Logs o Self-test failure – a record of the latest self-test failure is recorded with error code information o Peripheral device rejection o Restore to factory default event o Changes to the primary administrator password • Non-critical (Random Access Memory (RAM)) Logs o Peripheral device acceptance o Non-security related configuration changes o Administrator login o Administrator logout o Creation and removal of administrator accounts o Administrator password changes (other than for the primary administrator) All events include the date and time. Where applicable, the username of the administrator who initiated the action is also recorded. Logs cannot be deleted by the administrator. The critical logs hold up to 64 events. The non-critical logs hold up to 128 events. In both log files, the oldest logs are overwritten when the storage space allocated to the logs becomes full. Audit records can only be read by authorized administrators through the TOE device’s terminal mode. Instructions for logging into the device and entering terminal mode are detailed in the HSL Administrator Guide [HSL Admin]. TOE Security Functional Requirements addressed: FAU_GEN.1. 7.2 USER DATA PROTECTION System Controller The TOE includes a System Controller which is responsible for device management, user interaction, system control security functions, and device monitoring. It receives user input from the buttons on the front panel or from High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 53 of 66 the wired remote control, and drives the TOE channel select lines that control switching circuits within the TOE. The System Controller includes a microcontroller with internal non-volatile, Read Only Memory (ROM). The controller function manages the TOE functionality through a pre-programmed state machine loaded on the ROM as read-only firmware during product manufacturing. Following boot up of the TOE, the channel select lines are set to Channel 1 by default. The channel select lines are also used to link the System Controller channel select commands to the Field Programmable Gate Array (FPGA) that supports video processing. The user determines the host computer to be connected to the peripherals by pressing a button on the TOE front panel or on the wired remote control device. The front panel button of the selected computer is illuminated. Switching can only be initiated through express user action. TOE Security Functional Requirements addressed: FDP_SWI_EXT.1, FDP_SWI_EXT.2. 7.2.1.1 Active PSD Connections The TOE ensures that data flows only between the peripherals and the connected computer selected by the user. No data transits the TOE when the TOE is powered off, or when the TOE is in a failure state. A failure state occurs when the TOE fails a self-test when powering on. TOE Security Functional Requirements addressed: FDP_APC_EXT.1/KM, FDP_APC_EXT.1/VI. 7.2.1.2 Connected Computer Interfaces The connected computers are attached to the TOE as follows: • The TOE connects to the keyboard and mouse port using a ruggedized 32 pin cable that supports USB. • The TOE is connected to the computer video port using a ruggedized 32 pin cable that supports DVI-D video TOE Security Functional Requirements addressed: FDP_PDC_EXT.1. 7.2.1.3 Residual Information Protection The Letter of Volatility is included as Annex A. A Restore to Factory Default (RFD) action may be initiated by an authorized administrator through the administration console, or by selecting Left Ctrl | Left Ctrl | f11 | r from the keyboard of the connected computer. When the RFD command is issued, it initiates the following actions: • All peripheral devices are logically disconnected from the selected computer • The front panel LEDs blink together High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 54 of 66 • The TOE resets, purging the appropriate data • The TOE performs a normal power up and self-test sequence When the device completes the reboot, the peripherals will be connected to channel #1 and all default settings will be restored. The data in the critical logs, and the primary administrator username and password data are maintained in the OTP Memory of the System Controller. TOE Security Functional Requirements addressed: FDP_RIP_EXT.1, FDP_RIP_EXT.2. Keyboard and Mouse Functionality 7.2.2.1 Keyboard and Mouse Enumeration The TOE determines whether or not a peripheral device that has been plugged into the keyboard and mouse peripheral ports is allowed to operate with the TOE. The TOE uses optical data diodes to enforce a unidirectional data flow from the user peripherals to the coupled hosts, and uses isolated device emulators to prevent data leakage through the peripheral switching circuitry. The Static Random Access Memory (SRAM) in the host and device emulator circuitry stores USB Host stack parameters and up to the last 4 key codes. User data may be briefly retained; however, there are no data buffers. Data is erased during power off of the peripheral sharing device, and when the user switches channels. When the TOE switches from one computer to another, the system controller ensures that the keyboard and mouse stacks are deleted, and that any data received from the keyboard in the first 100 milliseconds following switching is deleted. This is done to ensure that any data buffered in the keyboard microcontroller is not passed to the newly selected computer. The TOE supports USB HIDs on keyboard and mouse ports. The USB bidirectional communication protocol is converted into a unidirectional proprietary protocol, and is then converted back into the USB bidirectional protocol to communicate with the coupled computer hosts. A USB keyboard is connected to the TOE keyboard host emulator through the console keyboard port. The keyboard host emulator is a microcontroller which enumerates the connected keyboard and verifies that it is a permitted device type. Once the keyboard has been verified, the USB keyboard sends scan codes, which are generated when the user types. These scan codes are converted by the keyboard host emulator into a proprietary protocol data stream that is combined with the data stream from the mouse host emulator. Similarly, the USB mouse is connected to the TOE mouse host emulator through the USB mouse port. The mouse host emulator is a microcontroller which enumerates the connected mouse and verifies that it is a permitted device type. Once the mouse device has been verified, it sends serial data generated by mouse movement and button use. The mouse serial data is converted by the mouse host emulator into a proprietary protocol data stream that is combined with the data stream from the keyboard host emulator. High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 55 of 66 TOE Security Functional Requirements addressed: FDP_PDC_EXT.3/KM, FDP_UDF_EXT.1/KM, FDP_RIP.1/KM. 7.2.2.2 Keyboard and Mouse Switching Functionality Figure 4 is a simplified block diagram showing the TOE keyboard and mouse data path for two ports. A Host Emulator (HE) communicates with the user keyboard via the USB protocol. The Host Emulator converts user key strokes into unidirectional serial data. Figure 4 – Simplified Switching Diagram The combined data stream is passed through the channel select lines to the selected host channel. The channel select lines are driven by the System Controller Module, and the selection is based on user input through use of the mouse or keyboard. Once a channel is selected, the combined mouse and keyboard data stream is passed through an optical data diode and routed to the specific host channel device emulator. The optical data diode is an opto-coupler designed to physically prevent reverse data flow. The keyboard and mouse can only be switched together. Device emulators are USB enabled microcontrollers that are programmed to emulate a standard USB keyboard and mouse composite device. The combined data stream is converted back to bidirectional data before reaching the selected host computer. High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 56 of 66 Since the keyboard and mouse function are emulated by the TOE, the connected computer is not able to send data to the keyboard that would allow it to indicate that Caps Lock, Num Lock or Scroll Lock are set. TOE Security Functional Requirements addressed: FDP_APC_EXT.1/KM, FDP_UDF_EXT.1/KM, FDP_SWI_EXT.3. 7.2.2.3 Keyboard and Mouse Compatible Device Types The TOE employs fixed device filtering and accepts only USB HID devices at the keyboard and mouse peripheral ports. Only USB connections over custom 32 pin ruggedized cables are permitted. The TOE does not support a wireless connection to a mouse, keyboard or USB hub. TOE Security Functional Requirements addressed: FDP_PDC_EXT.1, FDP_PDC_EXT.2/KM, FDP_FIL_EXT.1/KM. 7.2.2.4 Re-Enumeration Device Rejection If a connected device attempts to re-enumerate as a different USB device type, it will be rejected by the TOE. TOE Security Functional Requirements addressed: FDP_RDR_EXT.1. Video Switching Functionality Video data flow is comprised of unidirectional Extended Display Identification Data (EDID) and video data flow paths. Figure 5 shows a data flow during the display EDID read function. High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 57 of 66 Figure 5 – Display EDID Read Function An EDID read event only occurs as the TOE is being powered up. The video controller reads the EDID content from the display device to verify that it is valid and usable. If data is not valid, TOE operation will cease and wait for the display peripheral to be changed. High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 58 of 66 Figure 6 – Display EDID Write Function Figure 6 illustrates the video controller (shown in blue) as it writes the EDID content into the first channel emulated EDID Electrically Erasable Programmable Read-Only Memory (EEPROM) chip (shown in gray). The thick lines in this figure indicate native video lines, and the thin lines indicate Inter-Integrated Circuit (I2C) lines. The EDID multiplexer couples the I2C lines to the first EDID mode switch (shown in orange). The first EDID mode switch switches the video controller I2C lines to the first emulated EDID EEPROM chip (shown in gray). The chip write protect switch opens to enable writing. The video controller uses the I2C lines to write to the first emulated EDID EEPROM chip. Once the write operation is complete and verified, the video controller switches the EDID multiplexer to the next channel and the operation repeats until all chips are programmed. Once the write operation is complete, the video controller switches to normal operating mode, as shown in Figure 7 below. In EDID write mode, the Emulated EDID EEPROM chips are switched to their respective computers to enable reading of the EDID information. The write protect switches are switched back to protected mode to prevent any attempt to write to the EEPROM or to transmit MCCS commands. High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 59 of 66 Figure 7 – Display Normal Mode In normal mode, each computer interface operates independently. The power to each emulated EDID EEPROM is received from its respective computer through the video cable. The main video multiplexer is switched to the user selected computer to enable the proper video display. During TOE normal operation (Figure 7), any attempt by a connected computer to affect the EDID channel is blocked by the architecture. Each computer is only able to affect its own emulated EDID EEPROM. Video input interfaces are isolated from one another. Isolation is achieved through the use of separate power and ground planes, separate electronic components and a separate emulated EDID chip for each channel. The EDID function is emulated by an independent emulation EEPROM chip for each computer channel. These chips read content from the connected display once during TOE power up. Any subsequent change to the display peripheral will be ignored. The TOE will reject any display device that does not present valid EDID content. An LED on the rear panel of the TOE will indicate a rejected display device. The TOE supports DVI-D video. EDID information is allowed to pass from the display to the computer, as described above. Hot-Plug Detection (HPD) information is also allowed to pass. Other protocols, including Audio Return High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 60 of 66 Channel (ARC), EDID from the computer to the display, HDMI Ethernet and Audio Return Channel (HEAC), HDMI Ethernet Channel (HEC) and MCCS are blocked. High-bandwidth Digital Content Protection (HDCP) and Consumer Electronics Control (CEC) functions are not connected The TOE video function blocks MCCS write transactions through the emulated EDID EEPROMs. The emulated EEPROMs support only EDID read transactions, and are isolated by the write protect switch. Following triggering of the anti-tampering function, following a failed self-test, or when the TOE is powered off, all video input signals are isolated from other video inputs and from the video output interfaces by the active video re-drivers. Emulated EDID EEPROMs may still operate since they are powered by their respective computers; however, the video function remains isolated. TOE Security Functional Requirements addressed: FDP_SPR_EXT.1/DVI-D, FDP_UDF_EXT.1/VI. 7.2.3.1 Video Compatible Device Types The TOE accepts any DVI-D display device at the video peripheral port. The TOE does not support a wireless connection to a video display. A single video display is supported. TOE Security Functional Requirements addressed: FDP_PDC_EXT.1, FDP_PDC_EXT.2/VI, FDP_PDC_EXT.3/VI, FDP_CDS_EXT.1. 7.3 IDENTIFICATION AND AUTHENTICATION AND SECURITY MANAGEMENT In order to access administrative functions, a user must be in possession of an administrator username and password. A single administrator role is supported by the TOE. Administrators authenticate to the TOE by entering a username and password. The default administrator username is ‘admin1234’. The primary administrator account cannot be deleted. The password remains the same and does not revert to the default when a Restore to Factory Default (RFD) operation is performed. Up to nine additional administrator accounts may be created. These additional accounts and associated passwords are removed when an RFD is performed. For these accounts, usernames must be between 8 and 11 characters in length, and may be made up of uppercase and lowercase letters. The default administrator password is ‘1234ABCDefg!@#’, and must be changed on the first login. Administrator passwords must be between 8 and 15 characters in length and may contain uppercase letters, lowercase letters, numbers or any of the following special characters: ‘!’, ‘@’, ‘#’, ‘$’, ‘%’, ‘^’, ‘&’, ‘*’, ‘(’, ‘)’, ‘-’, or ‘_’. The password must contain at least one uppercase letter, one lowercase letter, one number and one special character. Passwords are stored in the non-volatile memory in a proprietary, obfuscated format. High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 61 of 66 Lost usernames or passwords cannot be recovered. The user is locked out after three failed login attempts. The user may cycle the device power and try again. Once logged in, the administrator may use the functions described in the [HSL Admin] to manage the TOE configuration. The administrator login and any configuration changes made are recorded in the audit logs along with the date and time of the event. The administrator can use the administrator console function to perform the following tasks: • Manage administrator accounts (change password, create administrator account) • Restore to factory defaults – note that this does not reset the username and password of the primary administrator, and does not reset the critical logs TOE Security Functional Requirements addressed: FIA_UAU.2, FIA_UID.2, FMT_MOF.1, FMT_SMF.1, FMT_SMR.1. 7.4 PROTECTION OF THE TSF No Access to TOE Connected computers do not have access to TOE firmware or memory, with the following exceptions: • EDID data is accessible to connected computers from the TOE • Authorized administrators use a connected computer to access configuration data and settings • Authorized administrators use a connected computer to access TOE audit records All of the TOE microcontrollers run from internal protected flash memory. Firmware cannot be updated from an external source. Firmware cannot be read or rewritten through the use of Joint Test Action Group (JTAG) tools. Firmware is executed on Static Random Access Memory (SRAM) with the appropriate protections to prevent external access and tampering of code or stacks. TOE Security Functional Requirements addressed: FPT_NTA_EXT.1. High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 62 of 66 Anti-tampering Functionality The TOE provides both passive and active anti-tampering functionality. 7.4.2.1 Passive Detection of Physical Tampering The TOE enclosure was designed specifically to prevent physical tampering. It features a stainless-steel welded chassis and panels that prevent external access through bending or brute force. Additionally, the device is fitted with holographic Tampering Evident Labels placed at critical locations on the TOE enclosure. If the label is removed, the word ‘VOID’ appears on both the label and the product surface. The remote control also has a holographic Tampering Evident Label placed at a critical location. TOE Security Functional Requirements addressed: FPT_PHP.1. 7.4.2.2 Resistance to Physical Attack The anti-tampering system is mechanically coupled to the switch enclosure to detect any attempt to access the TOE internal circuitry. Any attempt to separate the pieces of the enclosure to access the internal circuitry will trigger the anti- tampering function. Power is provided to the circuitry by the TOE power supply and by a backup battery. If the self-test detects that the battery is depleted or failing, the anti-tampering function will be triggered. When the anti-tampering function is triggered, is causes an internal microscopic fuse on the System Controller (on-die) to melt. This permanently disables all interfaces and user functions of the device, and causes the front panel LEDs to blink sequentially and continuously. The TOE anti-tampering function is irreversible. When the anti-tampering mechanism on the KVM switch is triggered, an event is recorded in the TOE internal non-volatile memory with the time and date. This record may be read from the audit logs. When the anti-tampering mechanism on the remote control is triggered, the device becomes permanently disabled. TOE Security Functional Requirements addressed: FPT_FLS_EXT.1, FPT_PHP.3. Reliable Timestamps Each device includes a real-time clock powered by a battery. The purpose of the clock is to provide an accurate timestamp for audited events. The time is set during production using the Central Time Zone. Administrators are not permitted to modify the time. Time is not provided to external devices, so there is no requirement to coordinate time zones or change to daylight savings time. The battery is designed to power the unit for a minimum of ten years. If the battery fails, the device enters the tampered mode. The user must then replace the device. TOE Security Functional Requirements addressed: FPT_STM.1. High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 63 of 66 TSF Testing The TOE performs a self-test at initial start-up. The self-test runs independently at each microcontroller and performs the following checks: • Verification of the front panel push-buttons • Verification of the active anti-tampering functionality, including the continued functionality of the backup battery • Verification of the integrity of the microcontroller firmware • Verification of computer port isolation. This is tested by sending test packets to various interfaces and attempting to detect this traffic at all other interfaces If the self-test fails, the LEDs on the front panel blink and the device makes a clicking sound to indicate the failure. The TOE disables the PSD switching functionality, and remains in a disabled state until the self-test is rerun and passes. TOE Security Functional Requirements addressed: FPT_FLS_EXT.1, FPT_TST.1, FPT_TST_EXT.1. 7.5 TOE ACCESS The TOE user switches between computers by pressing the corresponding front panel button on the device, or on the remote control. The front panel button corresponding to the selected computer will illuminate. On power up or power up following reset, all peripherals are connected to channel #1, and the corresponding push button LED will be illuminated. TOE Security Functional Requirements addressed: FTA_CIN_EXT.1. High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 64 of 66 8 TERMINOLOGY AND ACRONYMS 8.1 TERMINOLOGY The following terminology is used in this ST: Term Description KM KM refers to the requirements for Keyboard/Mouse Devices. VI VI refers to the requirements for Video/Display Devices. Table 16 – Terminology 8.2 ACRONYMS The following acronyms are used in this ST: Acronym Definition ARC Audio Return Channel CC Common Criteria CEC Consumer Electronics Control DE Device Emulator DVI Digital Visual Interface EDID Extended Display Identification Data EEPROM Electrically Erasable Programmable Read-Only Memory FPGA Field Programmable Gate Array HDCP High-bandwidth Digital Content Protection HE Host Emulator HEAC HDMI Ethernet and Audio Return Channel HEC HDMI Ethernet Channel HID Human Interface Device HPD Hot-Plug Detection HSL High Sec Labs I2C Inter-Integrated Circuit IT Information Technology JTAG Joint Test Action Group High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 65 of 66 Acronym Definition KVM Keyboard, Video, Mouse LED Light Emitting Diode MCCS Monitor Control Command Set NIAP National Information Assurance Partnership OTP One Time Programming PP Protection Profile PSD Peripheral Sharing Device RAM Random Access Memory RFD Restore to Factory Default ROM Read Only Memory SFR Security Functional Requirement SRAM Static Random Access Memory ST Security Target TOE Target of Evaluation TSF TOE Security Functionality USB Universal Serial Bus VDC Volts Direct Current Table 17 – Acronyms High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page 66 of 66 9 REFERENCES Identifier Title [CC] Common Criteria for Information Technology Security Evaluation – • Part 1: Introduction and General Model, CCMB‐2017‐ 04‐001, Version 3.1 Revision 5, April 2017 • Part 2: Security Functional Components, CCMB‐2017‐ 04‐002, Version 3.1 Revision 5, April 2017 • Part 3: Security Assurance Components, CCMB‐2017‐ 04‐003, Version 3.1 Revision 5, April 2017 [CEM] Common Methodology for Information Technology Security Evaluation, Evaluation Methodology, CCMB‐2017‐04‐004, Version 3.1 Revision 5, April 2017 [HSL Admin] HSL Administrator Guide, Revision C [PP_PSD_V4.0] Protection Profile for Peripheral Sharing Device, Version: 4.0, 2019‐07‐19 [MOD_KM_V1.0] PP‐Module for Keyboard/Mouse Devices, Version 1.0, 2019‐07‐ 19 [MOD_VI_1.0] PP‐Module for Video/Display Devices, Version 1.0, 2019‐07‐19 [CFG_PSD‐KM‐ VI_V1.0] PP‐Configuration for Peripheral Sharing Device, Keyboard/Mouse Devices, and Video/Display Devices, 19 July 2019 Table 18 – References High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page A-1 of A-2 ANNEX A – LETTER OF VOLATILITY The table below provides volatility information and memory types for the High Sec Labs SK41D-4TR Peripheral Sharing Device. User data is not retained when the power is turned off. Product Model Number in each product Function, Manufacturer and Part Number Storage Type Size Power Source (if not the TOE) Volatility Contains User Data Effect of RFD SK41D-4TR 1 System Controller, Host emulators: ST Microelectronics STM32F446ZCT Embedded SRAM1 128KB Connected computer Volatile May contain user data Data is purged Embedded Flash2 256KB Non-Volatile No user data Firmware is retained Embedded EEPROM 4KB Non-Volatile No user data Data is purged on RFD OTP Memory 512bytes Non-Volatile No user data Log data is retained 5 Video Controller: ST Microelectronics STM32F070C6T6 Embedded SRAM1 16KB Connected computer Volatile No user data Data is purged Embedded Flash2 128KB Non-Volatile No user data Firmware is retained Embedded EEPROM 4KB Non-Volatile No user data Data is purged on RFD 4 Device emulators: ST Microelectronics STM32F070C6T6 Embedded SRAM1 6KB Connected computer Volatile May contain user data Data is purged Embedded Flash2 32KB Non-Volatile No user data Firmware is retained Embedded EEPROM 4KB Non-Volatile No user data Data is purged on RFD Table 19 – Letter of Volatility High Sec Labs SK41D-4TR KVM Security Target Doc No: 2149-001-D102A5 Version: 1.7 Date: 14 September 2021 Page A-2 of A-2 Notes: 1 SRAM stores USB Host stack parameters and up to the last 4 key-codes. Data is erased during power off of the KVM, and when the user switches channels. Device emulators receive power from the individual connected computers and therefore devices are powered on as long as the associated computer is powered on and connected. 2 Flash storage is used to store firmware code. It contains no user data. Flash storage is permanently locked by fuses after initial programming to prevent rewriting. It is an integral part of the ST Microcontroller together with SRAM and EEPROM.