CRP-C0495-01
Certification Report
Kazumasa Fujie, Chairman
Information-technology Promotion Agency, Japan
Target of Evaluation (TOE)
Application Date/ID 2015-05-27 (ITC-5552)
Certification No. C0495
Sponsor Canon Inc.
TOE Name Canon imageRUNNER ADVANCE C3300 Series
2600.1 model
TOE Version 1.0
PP Conformance IEEE Std. 2600.1TM
-2009
Assurance Package EAL3 augmented with ALC_FLR.2
Developer Canon Inc.
Evaluation Facility ECSEC Laboratory Inc. Evaluation Center
This is to report that the evaluation result for the above TOE is certified as
follows.
2015-12-21
Takumi Yamasato, Technical Manager
Information Security Certification Office
IT Security Center, Technology Headquarters
Evaluation Criteria, etc.: The TOE is evaluated in accordance with the
following standards prescribed in the “IT Security
Evaluation and Certification Scheme Document.”
- Common Criteria for Information Technology Security Evaluation
Version 3.1 Release 4
- Common Methodology for Information Technology Security Evaluation
Version 3.1 Release 4
Evaluation Result: Pass
“Canon imageRUNNER ADVANCE C3300 Series 2600.1 model” has been
evaluated based on the standards required, in accordance with the provisions of
the “Requirements for IT Security Certification” by Information-technology
Promotion Agency, Japan, and has met the specified assurance requirements.
CRP-C0495-01
Notice:
This document is the English translation version of the Certification Report
published by the Certification Body of Japan Information Technology Security
Evaluation and Certification Scheme.
CRP-C0495-01
Table of Contents
1. Executive Summary ............................................................................... 1
1.1 Product Overview ............................................................................ 1
1.1.1 Assurance Package ........................................................................ 1
1.1.2 TOE and Security Functionality ...................................................... 1
1.1.2.1 Threats and Security Objectives ................................................... 2
1.1.2.2 Configuration and Assumptions .................................................... 2
1.1.3 Disclaimers .................................................................................. 2
1.2 Conduct of Evaluation ...................................................................... 2
1.3 Certification ................................................................................... 2
2. Identification ....................................................................................... 3
3. Security Policy...................................................................................... 5
3.1 Security Function Policies ................................................................. 6
3.1.1 Threats and Security Function Policies ............................................ 6
3.1.1.1 Threats ..................................................................................... 6
3.1.1.2 Security Function Policies against Threats ..................................... 6
3.1.2 Organizational Security Policies and Security Function Policies .......... 7
3.1.2.1 Organizational Security Policies ................................................... 7
3.1.2.2 Security Function Policies to Organizational Security Policies .......... 8
4. Assumptions and Clarification of Scope .................................................. 10
4.1 Usage Assumptions ........................................................................ 10
4.2 Environmental Assumptions ............................................................ 10
4.3 Clarification of Scope ..................................................................... 12
5. Architectural Information .................................................................... 13
5.1 TOE Boundary and Components ....................................................... 13
5.2 IT Environment ............................................................................. 14
6. Documentation ................................................................................... 15
7. Evaluation conducted by Evaluation Facility and Results .......................... 16
7.1 Evaluation Facility ........................................................................ 16
7.2 Evaluation Approach ...................................................................... 16
7.3 Overview of Evaluation Activity ....................................................... 16
7.4 IT Product Testing ......................................................................... 17
7.4.1 Developer Testing ....................................................................... 17
7.4.2 Evaluator Independent Testing ..................................................... 20
7.4.3 Evaluator Penetration Testing ...................................................... 23
7.5 Evaluated Configuration ................................................................. 25
7.6 Evaluation Results......................................................................... 26
7.7 Evaluator Comments/Recommendations ............................................ 26
8. Certification ....................................................................................... 27
CRP-C0495-01
8.1 Certification Result........................................................................ 27
8.2 Recommendations .......................................................................... 27
9. Annexes............................................................................................. 28
10. Security Target ................................................................................ 28
11. Glossary.......................................................................................... 29
12. Bibliography .................................................................................... 31
CRP-C0495-01
1
1. Executive Summary
This Certification Report describes the content of the certification result in relation to IT
Security Evaluation of “Canon imageRUNNER ADVANCE C3300 Series 2600.1 model
Version 1.0” (hereinafter referred to as the “TOE”) developed by Canon Inc., and the
evaluation of the TOE was finished on 2015-12-14 by ECSEC Laboratory Inc. Evaluation
Center (hereinafter referred to as the “Evaluation Facility”). It is intended to report to the
sponsor, Canon Inc., and provide security information to procurement entities and
consumers who are interested in the TOE.
Readers of the Certification Report are advised to read the Security Target (hereinafter
referred to as the “ST”) that is provided along with this report. Especially, details of security
functional requirements, assurance requirements and rationale for sufficiency of these
requirements of the TOE are described in the ST.
This Certification Report assumes “procurement entities and general consumers who
purchase the TOE” to be readers. Note that the Certification Report presents the
certification result based on assurance requirements to which the TOE conforms, and does
not guarantee an individual IT product itself.
1.1 Product Overview
An overview of the TOE functions and operational conditions is described as follows. Refer
to Chapter 2 and subsequent chapters for details.
1.1.1 Assurance Package
Assurance Package of the TOE is EAL3 augmented with ALC_FLR.2.
1.1.2 TOE and Security Functionality
The TOE is a multifunction printer (hereinafter referred to as “MFP”) that offers Copy,
Print, Universal Send, Fax, Internet Fax (“I-fax”), and Mail Box capabilities.
The security functions provided by the TOE satisfy all security functional requirements, as
required and defined in the Protection Profile for Hardcopy Devices, IEEE Std. 2600.1TM
-2009 [14] (hereinafter referred to as the “PP”).
For these security functionalities, the validity of the design policy and the accuracy of the
implementation were evaluated within the scope of the assurance package. The TOE
assumes threats and assumptions as described in the following sections.
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1.1.2.1 Threats and Security Objectives
The TOE assumes the following threats as described below and provides the functions to
counter these threats.
The assets of the TOE, namely user document data and the data that have an effect on
security functions, are susceptible to unauthorized disclosure or alteration through
manipulation of the TOE, or through access to the TOE’s network communications data.
To prevent such unauthorized disclosure or alteration of those assets, the TOE provides
security functions such as identification and authentication, access control, and encryption.
1.1.2.2 Configuration and Assumptions
The evaluated products are assumed to be operated under the following configurations and
assumptions.
It is assumed that the TOE will be located in an environment where physical components of
the TOE and its interfaces are protected from unauthorized access. The TOE shall be
properly configured and maintained according to the guidance documents.
1.1.3 Disclaimers
- The Identification and Authentication Function contained in the target of this evaluation
does not apply to incoming print jobs. Although the protocol used in the submission of the
print job contains an identification and authentication mechanism, that mechanism is
outside the scope of this evaluation.
1.2 Conduct of Evaluation
Under the IT Security Evaluation and Certification Scheme that the Certification Body
operates, the Evaluation Facility conducted IT security evaluation and completed on
2015-12 based on functional requirements and assurance requirements of the TOE
according to the publicized documents “IT Security Evaluation and Certification Scheme
Document” [1], “Requirements for IT Security Certification” [2], and “Requirements for
Approval of IT Security Evaluation Facility” [3] provided by the Certification Body.
1.3 Certification
The Certification Body verified the Evaluation Technical Report [13] and Observation
Reports prepared by the Evaluation Facility as well as evaluation documentation, and
confirmed that the TOE evaluation was conducted in accordance with the prescribed
procedure. The certification oversight reviews were also prepared for those concerns found
in the certification process. Those concerns pointed out by the Certification Body were fully
resolved, and the Certification Body confirmed that the TOE evaluation had been
appropriately conducted in accordance with the CC ([4][5][6] or [7][8][9]) and the CEM
(either of [10][11]). The Certification Body prepared this Certification Report based on the
Evaluation Technical Report submitted by the Evaluation Facility and fully concluded
certification activities.
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2. Identification
The TOE is identified as follows:
TOE Name: Canon imageRUNNER ADVANCE C3300 Series 2600.1 model
TOE Version: 1.0
Developer: Canon Inc.
The TOE consists of the following software, hardware, and licenses.
Note that the Japanese names are originally written in Japanese and translated into
English.
Table 2-1 Components of the TOE
Component Name Description
(Japanese Name)
Canon imageRUNNER ADVANCE
C3300 Series
(English Name)
Canon imageRUNNER ADVANCE
C3300 Series
Any of the following MFP:
- iR-ADV C3330
- iR-ADV C3330i
- iR-ADV C3330F
- iR-ADV C3325
- iR-ADV C3325i
- iR-ADV C3320
- iR-ADV C3320i
- iR-ADV C3320F
The models with the character “F” at
the end of their names are called “F
models,” and the models with the
character “i” at the end of their
names are called “i models.”
(Japanese Name)
iR-ADV Security Kit-L1 for IEEE
2600.1 Ver 1.00
(English Name)
iR-ADV Security Kit-L1 for IEEE
2600.1 Common Criteria Ver 1.00
It contains the control software and
security kit license for “Canon
imageRUNNER ADVANCE C3300
Series.”
(Japanese Name)
HDD Data Encryption Kit-C
(Canon MFP Security Chip 2.01)
(English Name)
HDD Data Encryption Kit-C
(Canon MFP Security Chip 2.01)
Hardware which encrypts all data
stored in the HDD.
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Component Name Description
(Japanese Name)
Canon SuperG3 FAX Board-AR1
(English Name)
Canon Super G3 FAX Board-AR1
A Fax Board that is attached to the
MFP. It is included as standard
equipment on the following “F
models”:
- iR-ADV C3330F
- iR-ADV C3320F
(Japanese Name)
Access Management System KIT-B1
(English Name)
Access Management System KIT-B1
A license to activate Access Control
Function in the control software.
This license comes as standard
equipment for MFPs sold in Japan,
the United States and Canada.
Users can verify that a product is the TOE, which is evaluated and certified, by the
following means.
According to the procedure written in the guidance documents, users operate the control
panel of the MFP, and confirm the identification information of the TOE components
displayed on the panel.
As described below, identification information which is different from the names in Table
2-1 is displayed for a part of components. It is also necessary to refer to the guidance
documents for how to confirm the identification information.
- For the “F models” of “Canon imageRUNNER ADVANCE C3300 Series” described in
Table 2-1, the name without “F” at the end will be displayed as the product name of the
MFP itself, and the fax board will be separately displayed as an option.
(For example, in the case of iR-ADV C3330F, “iR-ADV C3330” will be displayed as the
product name, along with the name of the fax board. This display is the same as the
display for “iR-ADV C3330” attached with “Canon Super G3 FAX Board-AP1.”)
- In the case of “i models,” the name without “i” at the end will be displayed as the
product name along with the license name specific to “i models.”
- The display “iR-ADV Security Kit-L1 for IEEE 2600.1 Common Criteria Ver 1.00” is the
display of the version of the control software and the license of the security kit.
CRP-C0495-01
5
3. Security Policy
This chapter describes security function policies that the TOE adopts to counter threats,
and organizational security policies.
In addition to offering MFP capabilities such as Copy, Print, and Scan, the TOE is capable of
storing user document data in its internal HDD device, and has the functionality for
interacting with user terminals and various servers over the network.
The PP, to which the TOE is conformant, assumes an environment where a relatively high
level of security is ensured and where accountability for actions is required, and specifies
the security functional requirements for such an environment.
When using the MFP functions, the TOE offers security functions that satisfy the security
functional requirements specified in the PP. These include user identification and
authentication, access control, HDD data encryption and data erase functions, and secure
cryptographic communication protocols, and protect user document data and setting data
that have an effect on TOE security functions, which are TOE assets, from unauthorized
disclosure and alteration.
In terms of the use of the TOE, the following roles are assumed.
- U.NORMAL
A User who is authorized to perform User Document Data processing functions of the
TOE, such as Copy, Print, and Scan.
- U.ADMINISTRATOR
The TOE user in this role has special privileges that allow configuration of security
functions.
- TOE Owner
A person or organizational entity responsible for protecting TOE assets and
establishing related security policies.
The TOE assets are defined as follows.
- User Document Data
User Document Data consist of the information contained in a user’s document.
- User Function Data
User Function Data are the information about a user’s document or job to be processed
by the TOE. This includes information such as print priority and print settings.
- TSF Confidential Data
TSF Confidential Data are data used by the security functions, and for which integrity
and confidentiality must be preserved. This includes information such as user password,
Box PIN, and audit logs. This does not, however, include cryptographic keys, since the
user has no interface available to its access.
- TSF Protected Data
TSF Protected Data are data used by the security functions, and for which only
integrity must be preserved. This includes information such as user identification and
access privilege information.
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6
3.1 Security Function Policies
The TOE provides the security functions to counter the threats shown in Section 3.1.1 and
to satisfy the organizational security policies shown in Section 3.1.2.
3.1.1 Threats and Security Function Policies
3.1.1.1 Threats
The TOE assumes the threats shown in Table 3-1 and provides the functions to counter
them. These threats are the same as those specified in the PP.
Table 3-1 Assumed Threats
Identifier Threat
T.DOC.DIS User Document Data may be disclosed to unauthorized persons.
T.DOC.ALT User Document Data may be altered by unauthorized persons.
T.FUNC.ALT User Function Data may be altered by unauthorized persons.
T.PROT.ALT TSF Protected Data may be altered by unauthorized persons.
T.CONF.DIS TSF Confidential Data may be disclosed to unauthorized persons.
T.CONF.ALT TSF Confidential Data may be altered by unauthorized persons.
3.1.1.2 Security Function Policies against Threats
The TOE counters the threats shown in Table 3-1 by the following security function policies.
(1) Countermeasures against threat “T.DOC.DIS,” “T.DOC.ALT,” “T.FUNC.ALT”
These are threats to user data. The TOE counters the threats by the following functions:
“User Authentication,” “Function Use Restriction,” “Job Output Restriction,” “HDD Data
Erase,” “HDD Data Encryption,” and “LAN Data Protection.”
“User Authentication” and “Function Use Restriction” functions of the TOE allow only the
authorized users to use the TOE functions. For details of these functions, refer to the
description of P.USER_AUTHORIZATION in Section 3.1.2.2.
“Job Output Restriction” function of the TOE enforces access control when an identified
and authenticated user performs the operation such as Print, Preview, Send to Network,
Fax TX (send), Delete, Change Print Priority, and Change Print Settings on print jobs and
fax/I-fax jobs stored in the TOE or document data stored in a box, thereby ensuring that
only the owner of the documents or U.ADMINISTRATOR gains access to perform these
operations. The TOE determines that the identified and authenticated user is the
authorized document owner as follows:
- For documents submitted as print jobs, the identified and authenticated user is
determined to be the owner of the document if his/her user name matches the user
name information of the document specified upon submission of the print job.
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7
- In the case of the document data stored by using the scan function or received by
fax/I-fax, other than print jobs, the user is required to enter the correct box PIN
when the user operates the document data. The box where the document data are
stored is assigned per user and pre-configured with a 7-digit box PIN. If the user
enters the correct PIN, then the user is determined to be the owner of the document
data stored in the box.
“HDD Data Erase” function of the TOE permanently erases the HDD area where the
document data are stored, by overwriting with random data upon deleting the document
data, to prevent the deleted document data from being read from the HDD.
“HDD Data Encryption” function of the TOE encrypts all data stored in the removable
HDD of the TOE, and prevents the data from being disclosed or altered by tampering the
detached HDD from the TOE. It uses the 256-bit AES encryption algorithm. Its
cryptographic key is generated using the FIPS PUB 186-2 deterministic random number
generator algorithm at start-up, and destroyed upon power-off.
“LAN Data Protection” function of the TOE uses the cryptographic communication
protocol, IPsec, when the TOE communicates with other IT devices over the LAN, and
protects the communicated data from unauthorized disclosure and alteration.
With the above functions, the TOE prevents unauthorized use of the TOE, unauthorized
access to data stored in the HDD and communication data; thus, the TOE protects the
data to be protected from unauthorized disclosure and alteration.
(2) Countermeasures against threat “T.PROT.ALT,” “T.CONF.DIS,” “T.CONF.ALT”
These are threats to TSF data that affects the security functions. The TOE counters the
threats by the following functions: “User Authentication,” “Management,” “HDD Data
Encryption,” and “LAN Data Protection.”
“Management” function of the TOE allows only the authorized U.ADMINISTRATOR to
manage user information and various configuration data. Note, however, that the
authorized U.NORMAL can change their own passwords and the PINs for the mail boxes
they use.
“User Authentication,” “HDD Data Encryption,” and “LAN Data Protection” work as
described in (1).
With the above functions, the TOE prevents unauthorized use of the TOE, unauthorized
access to data stored in the HDD and communication data; thus, the TOE protects the
data to be protected from unauthorized disclosure and alteration.
3.1.2 Organizational Security Policies and Security Function Policies
3.1.2.1 Organizational Security Policies
The organizational security policies required in use of the TOE are shown in Table 3-2.
These organizational security policies are the same as specified in the PP except for addition
of P.HDD.ACCESS.AUTHORIZATION. P.HDD.ACCESS.AUTHORIZATION is augmented
for the PP under the assumption that it would generally be required to use a removable
HDD on the TOE.
CRP-C0495-01
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Table 3-2 Organizational Security Policies
Identifier Organizational Security Policy
P.USER.AUTHORIZATION To preserve operational accountability and security,
Users will be authorized to use the TOE only as
permitted by the TOE Owner.
P.SOFTWARE.VERIFICATION To detect corruption of the executable code in the
TSF, procedures will exist to self-verify executable
code in the TSF.
P.AUDIT.LOGGING To preserve operational accountability and security,
records that provide an audit trail of TOE use and
security-relevant events will be created,
maintained, and protected from unauthorized
disclosure or alteration, and will be reviewed by
authorized personnel.
P.INTERFACE.MANAGEMENT To prevent unauthorized use of the external
interfaces of the TOE, operation of those interfaces
will be controlled by the TOE and its IT
environment.
P. HDD.ACCESS.AUTHORIZATION To prevent access TOE assets in the HDD with
connecting the other HCDs, the TOE will have
authorized access the HDD data.
3.1.2.2 Security Function Policies to Organizational Security Policies
The TOE provides the security functions to satisfy the organizational security policies
shown in Table 3-2.
(1) Means for organizational security policy “P.USER.AUTHORIZATION”
This policy is realized by “User Authentication” and “Function Use Restriction”
functions of the TOE.
“User Authentication” function of the TOE only permits the users who are successfully
identified and authenticated to use the TOE. To enhance the identification and
authentication mechanism, the TOE enforces a password policy to use passwords of a
certain minimum length containing a mixture of character types, and a lockout policy
whereby a lockout of certain duration is imposed upon a certain number of failed
authentication attempts.
Incoming print jobs or fax/I-fax jobs are accepted without requiring identification and
authentication. The resulting document data are stored within the TOE, and not
automatically printed out or transmitted. To print out or transmit document data
stored in the TOE, the users must operate the control panel of the TOE, which will
require identification and authentication.
“Function Use Restriction” function of the TOE performs access restriction on the use
of the TOE functions, so that only the identified and authorized users with appropriate
permissions are permitted to use the functions. For access restriction, users are
assigned “roles” which are bound to permission information. This information is used
to determine whether the use of the function is permitted to each user or not.
CRP-C0495-01
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With the above functions, the TOE ensures that only the authorized users are
permitted to use the TOE.
(2) Means for organizational security policy “P.SOFTWARE.VERIFICATION”
This policy is realized by “Self-Test” function of the TOE.
“Self-Test” function of the TOE checks the integrity of the cryptographic algorithm and
the cryptographic key generation algorithm that are used by LAN Data Protection
function, after decrypting the executable code which is encrypted and stored in the
HDD, at start-up. Thereby the integrity of the executable code of the TOE security
functions is ensured.
Note that the self-test function does not check all executable codes of the TOE security
functions; however, the evaluator evaluates that if the integrity of the part of the TOE
security functions is verified, the integrity of all other executable codes decrypted by
the same mechanisms is also ensured.
(3) Means for organizational security policy “P.AUDIT.LOGGING”
This policy is realized by “Audit Log” function of the TOE.
“Audit Log” function of the TOE generates and stores audit logs in the TOE’s HDD at
the occurrence of security-relevant events when security functions are used. The stored
audit logs can be viewed by an authorized U.ADMINISTRATOR only, via a Web
browser.
(4) Means for organizational security policy “P.INTERFACE.MANAGEMENT”
This policy is realized by “User Authentication” and “Forward Received Jobs” functions
of the TOE.
“User Authentication” function of the TOE ensures that only identified and
authenticated users are allowed to use the TOE. Additionally, a session will be
terminated, if a user leaves the session inactive longer than the specified time.
“Forward Received Jobs” function of the TOE restricts data received from various
interfaces to be directly forwarded to the LAN without prior processing by the TOE.
These functions prevent the unauthorized use of the interfaces of the TOE.
(5) Means for organizational security policy “P.HDD.ACCESS.AUTHORIZATION”
This policy is realized by the Device Identification and Authentication function, which
is part of “HDD Data Encryption” function of the TOE.
The Device Identification and Authentication function in the “HDD Data Encryption”
function is provided by the HDD Data Encryption & Mirroring Board, one of the
components of the TOE. The HDD Data Encryption & Mirroring Board acquires the
device authentication ID from the MFP device when it is initially mounted. At each
start-up, it uses this information for a challenge and response method to confirm the
identity of the MFP device, and grants access to the HDD only if it successfully
confirms that it is mounted on the authorized MFP device.
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4. Assumptions and Clarification of Scope
This chapter describes the assumptions and the operational environment to operate the
TOE as useful information for the assumed readers to determine the use of the TOE.
4.1 Usage Assumptions
Table 4-1 shows assumptions to operate the TOE. These assumptions are the same as
specified in the PP.
The effective performances of the TOE security functions are not assured unless these
assumptions are satisfied.
Table 4-1 Assumptions
Identifier Assumptions
A.ACCESS.MANAGED The TOE is located in a restricted or monitored
environment that provides protection from unmanaged
access to the physical components and data interfaces of
the TOE.
A.USER.TRAINING TOE Users are aware of the security policies and
procedures of their organization, and are trained and
competent to follow those policies and procedures.
A.ADMIN.TRAINING Administrators are aware of the security policies and
procedures of their organization, are trained and
competent to follow the manufacturer’s guidance and
documentation, and correctly configure and operate the
TOE in accordance with those policies and procedures.
* The meaning of "correctly configure" includes the
description specified in (1) and (2) of Section 8.2
"Recommendations."
A.ADMIN.TRUST Administrators do not use their privileged access rights
for malicious purposes.
4.2 Environmental Assumptions
The TOE is an MFP designed to operate in a typical office environment, where the MFP is
connected by an internal LAN, and the internal LAN is protected by Firewall, etc., from
threats from the external network. The assumed operational environment of the TOE is
shown in Figure 4-1.
TOE users can operate the TOE from its control panel, from a PC connected via USB, or
from a PC connected to the LAN.
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PC
HDD
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Mail server
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User authentication
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User authentication
Authentication result
Time server
PC
Print via
USB
connection
Fax RX
Fax TX
PSTN
Figure 4-1 Operational Environment of the TOE
The operational environment of the TOE consists of the following components.
(1) Fax Board (Optional for using FAX with 2 or more lines)
As necessary, the following FAX Board is attached to the TOE. The Fax Board is outside
the scope of the TOE.
- Canon Super G3 2nd Line Fax Board-AR1
(2)PC
It is a generic PC used by a user to connect to the TOE, via USB or internal LAN. The
following software are necessary.
- Printer driver: This evaluation was performed using the following printer driver.
- Canon LIPSLX Printer Driver Version 21.45
- Canon PS3 Printer Driver Ver 21.45
- Canon PCL Printer Driver Ver 21.45
- Web browser: Microsoft Internet Explorer 11
(3) User Authentication Server
The TOE supports two methods of “User Authentication” of the TOE described in
Chapter 3: “Internal Authentication” where authentication takes place using user
information stored within the TOE, and “External Authentication” where authentication
takes place using user information stored in an external server.
The User Authentication Server is the server that is necessary for the TOE when using
“External Authentication,” and the authentication protocol to be used is either Kerberos
or LDAP.
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This evaluation was performed using eDirectory 8.8 SP8 as the authentication server
software for LDAP authentication, and using Active Directory Domain Service as the
authentication server software for Kerberos authentication.
(4) Mail Server
A Server is installed as required to facilitate the I-fax capability of the MFP.
(5) Time Server
It is the NTP service commonly provided over the Internet. As long as the environment
allows, it is recommended that a time server be configured in the TOE, to synchronize
the time in the MFP that is used as the time stamp of audit logs. Otherwise, the time
that is configured and maintained by the TOE’s Management function is used instead.
Note that the reliability of software and hardware other than the TOE shown in this
configuration is outside the scope of this evaluation.
4.3 Clarification of Scope
In this evaluation, it is considered that the security functional requirements for the
identification and authentication specified in the PP regarding the MFP’s Print function do
not apply to the operations on submitting print jobs; rather, they apply only to the
operations on document data accumulated in the MFP, created by the submitted print jobs.
As such, the following security functions are considered outside the scope of this evaluation.
(1) The TOE supports various print protocols for the submission of print jobs. Some
protocols have their own identification and authentication mechanisms, and those
mechanisms are outside the scope of this evaluation. Examples of this include the
identification and authentication mechanism in the IPP protocol.
(2) When submitting a print job to the TOE through a print driver, the user is asked to
provide the user name and PIN. This input is not used by the identification and
authentication function. A PIN is associated with each document data submitted as a
print job, and the user must provide the correct PIN in order to print that data from the
control panel (this is known as “Secured Print”). This behavior is outside the scope of
this evaluation.
The user name is not authenticated for its validity, but is simply associated with the
submitted print job. The user name is used by the access restriction function for the
target of evaluation.
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5. Architectural Information
This chapter explains the scope of the TOE and its main components (subsystem).
5.1 TOE Boundary and Components
The configuration of the MFP or TOE as well as the IT environment other than the MFP is
shown in Figure 5-1. In Figure 5-1, the TOE is shown within the bold line box marked as the
TOE. User Authentication Server, Mail Server, PC, Time Server and User are not included
in the TOE.
LAN Data Protection Function
HDD
UI Func
User
User Auth Server
LAN Data Protection
User Auth Function
Mail Server
LAN Data Protection
Email Function
PC
LAN Data Protection
Web Browser
DocData
DocData
AuthInfo
Hardcopy
document
Time Server
Time Function
TimeInfo
Output Func
Input Func
Print
Scan Send
Copy Mail box/ Inbox
Function Use Restriction
Job Output Restriction
User Authentication HDD Data Erase
HDD Data Encryption
Management Function
Self-Test Audit Log
LAN Data Protection
Flow of data
Operate/
Display
Hardcopy
document
Forward Received Jobs
Receive
TOE
PC
Document data
USB connection
FAX
Document data
Phone line
Figure 5-1 TOE Boundary
In Figure 5-1, the components shown in blue box within the TOE are the security functions
of the TOE described in Chapter 3, and the remaining components shown in white box
within the TOE are the basic functions of the MFP. For details on the basic MFP functions,
see Glossary in Chapter 11.
Users of the TOE operate the TOE from its control panel (“UI Func” in Figure 5-1), from a
PC connected to the LAN using a Web browser (“Web Browser” contained in “PC” in Figure
5-1), or from a PC connected via LAN or USB using a print driver (indicated only as the
“PC” and a print driver is not illustrated in Figure 5-1).
CRP-C0495-01
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The security functions of the TOE are applied when the user uses basic MFP functions. The
following describes the relation between the security functions and the basic MFP functions.
(1) When a user submits a print job from a PC connected via LAN or USB, or when a fax/
I-fax job is received, the jobs are accepted without requiring identification and
authentication, and the resulting document data are stored within the TOE. The user
may perform operations on the document data in the TOE later, using the control panel
or from a Web browser.
When the user attempts to access the basic MFP functions from the control panel or
from a Web browser, “User Authentication” and “Function Use Restriction” functions
are applied, so that only authorized users are allowed to use the TOE. Subsequently,
when the user attempts to execute an operation on a document data stored in the TOE,
“Job Output Restriction” function is applied, so that only the owner of the document
data or the Administrator is allowed to operate the document data.
When the user attempts to use “Management” function or the function to browse audit
logs provided by “Audit Log” function from the control panel or a Web browser, “User
Authentication” function is applied, so that only the identified and authenticated users
with Administrator privileges can gain access to the TOE.
Note that audit logs are generated by “Audit Log” function when these security
functions are used.
(2) In the use described in (1) above, “HDD Data Encryption” function is applied to all data
stored in the internal HDD device, and “HDD Data Erase” function is applied when
document data are deleted.
(3) In the use described in (1) above, “LAN Data Protection” function is applied when the
TOE communicates with other IT devices over the LAN. In addition, “Forward Received
Jobs” function restricts data received from various interfaces to be forwarded without
any TOE security functions applied.
5.2 IT Environment
When the external authentication method is used for “User Authentication” function of the
TOE, Kerberos or LDAP protocol is used to query the information contained in the User
Authentication Server to perform user identification and authentication. User account
information is registered in the User Authentication Server through the management
function of the User Authentication Server.
The time information recorded on the TOE’s audit logs is provided by the TOE. The time
information of the TOE is set and maintained by the Management function of the TOE, or
can be synchronized with an external time server using the NTP protocol.
The TOE uses IPsec protocol to communicate with other external IT devices over the
network. As such, those external IT devices need to have IPsec protocol configured as well.
CRP-C0495-01
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6. Documentation
The identification of documents attached to the TOE is listed below. TOE users are required
to fully understand and comply with the following documents in order to satisfy the
assumptions.
(Japanese name)
- imageRUNNER ADVANCE C3300 Series 2600.1 model e-Manual CD
[FT6-1433 (000)]
- iR-ADV Security Kit-L1 for IEEE 2600.1 Administrator Guide [FT6-1400 (000)]
- Before Using iR-ADV Security Kit-L1 for IEEE 2600.1 [FT6-1401 (000)]
- HDD Data Encryption Kit User’s Guide [FT5-2437 (020)]
(English name)
- image RUNNER ADVANCE C3300 Series 2600.1 model e-Manual CD (USE Version)
[FT6-1436 (000)]
- image RUNNER ADVANCE C3300 Series 2600.1 model e-Manual CD (APE Version)
[FT6-1437 (000)]
- iR-ADV Security Kit-L1 for IEEE 2600.1 Common Criteria Certification
Administrator Guide [FT6-1402 (000)]
- Before Using iR-ADV Security Kit-L1 for IEEE 2600.1 Common Criteria
Certification [FT6-1403 (000)]
- HDD Data Encryption Kit Reference Guide [FT5-3328 (010)]
(Supplementary note)
“APE” in the above identification of documents represents a product for Australia,
Singapore, and Hong Kong. “USE,” on the other hand, represents a product for other
regions than those “APE” countries.
CRP-C0495-01
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7. Evaluation conducted by Evaluation Facility and Results
7.1 Evaluation Facility
ECSEC Laboratory Inc. Evaluation Center that conducted the evaluation as the Evaluation
Facility is approved under JISEC and is accredited by NITE (National Institute of
Technology and Evaluation), the Accreditation Body, which is agreed on mutual recognition
with ILAC (International Laboratory Accreditation Cooperation). It is periodically
confirmed that the above Evaluation Facility meets the requirements on the
appropriateness of the management and evaluators for maintaining the quality of
evaluation.
7.2 Evaluation Approach
Evaluation was conducted by using the evaluation methods prescribed in the CEM in
accordance with the assurance components in the CC Part 3. Details for evaluation
activities were reported in the Evaluation Technical Report. The Evaluation Technical
Report explains the summary of the TOE as well as the content of the evaluation and the
verdict of each work unit in the CEM.
7.3 Overview of Evaluation Activity
The history of the evaluation conducted is described in the Evaluation Technical Report as
follows.
The evaluation has started on 2015-05 and concluded upon completion of the Evaluation
Technical Report dated 2015-12. The Evaluation Facility received a full set of evaluation
deliverables necessary for evaluation provided by the developer, and examined the evidence
in relation to a series of evaluation conducted. Additionally, the evaluators directly visited
the development and manufacturing sites on 2015-07, 2015-08, and 2015-11, and examined
procedural status conducted in relation to each work unit for configuration management,
delivery and development security, by investigating records and interviewing staff.
Furthermore, the evaluators conducted the sampling checks of the developer testing and the
evaluator testing by using the developer testing environment at the developer site on
2015-07, 2015-08, and 2015-11.
Concerns found in the evaluation activities for each work unit were all issued as the
Observation Reports, and those were reported to the developer. Those concerns were
reviewed by the developer, and all the concerns were solved eventually.
Concerns that the Certification Body found in the evaluation process were described as the
certification oversight reviews, and those were sent to the Evaluation Facility.
After the Evaluation Facility and the developer examined them, those concerns were
reflected in the Evaluation Technical Report.
CRP-C0495-01
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7.4 IT Product Testing
The evaluator confirmed the validity of the testing that the developer had performed. As a
result of the evidence shown in the process of the evaluation and the verification results of
the testing performed by the developer, the evaluator performed the reproducibility testing,
additional testing, and penetration testing based on vulnerability assessments judged to be
necessary.
7.4.1 Developer Testing
The evaluator evaluated the integrity of the developer testing that the developer performed
and the documentation of the actual testing results. The content of the developer testing
evaluated by the evaluator is explained as follows.
1) Developer Testing Environment
The TOE used in the developer testing is iR-ADV C3330 model with the same TOE
identification described in Chapter 2. The evaluator evaluated that it was sufficient to
test a representative model only, since the differences between the MFP models were
hardware performances such as printing speeds, and there was no difference in the
behavior of the security functions.
Details of the components of the developer testing environment are given in Table 7-1.
The configuration for this testing is the operational environment of the TOE as described
in Figure 4-1, except for the following differences. Besides these differences, this
configuration is identical to the configuration specified in the ST, and the evaluator
evaluates that these differences do not affect the purpose, which is to test the TOE’s
functions.
- Although included in the description in the ST, no firewall is used in the testing
environment since it was not connected to the Internet.
- The phone line pseudo-exchanger, which can emulate the same fax communication
protocol as a public telephone line, is used instead of the public telephone network
(PSTN).
- The optional fax board (for using two or more fax lines) is attached to the MFP.
Table 7-1 Components of the Developer Testing
Component Description
TOE iR-ADV C3330 (MFP)
HDD Data Encryption Kit-C
iR-ADV Security Kit-L1 for IEEE 2600.1 Common Criteria
Ver 1.00
SuperG3 FAX Board-AR1
Optional Fax Board Super G3 2nd Line FAX Board-AR1
Mail Server Windows Server 2012 R2 Standard Edition
- Microsoft Exchange Server 2013
CRP-C0495-01
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Component Description
User Authentication
(Kerberos) Server 1 /
Time Server
Windows Server 2012 R2 Standard Edition
- Active Directory Domain Services
- Windows Time
User Authentication
(LDAP) Server 2
Windows Sever 2012 R2 Standard Edition
- eDirectory 8.8 SP8
PCs for tests (3 PCs) Microsoft Windows 7 Professional
- Microsoft Internet Explorer 11 (Web Browser)
2) Summary of the Developer Testing
A summary of the developer testing is as follows.
a. Developer Testing Outline
An outline of the developer testing is as follows.
<Developer Testing Approach>
(1) By operating the user interfaces including control panel, hard keys (such as power
switch), and Remote UI, the developer confirmed the result of the operation (such as
normal end, abnormal end, and error messages) and audit logs.
(2) To confirm the HDD Data Erase function, the developer used the SATA analyzer and
captured to confirm the input/output data to/from the HDD.
(3) To confirm the HDD Data Encryption function, the developer confirmed that the
data encrypted by the TOE correspond with the result encrypted by the software
implementing the specified cryptographic algorithm. The developer also confirmed
that the specified cryptographic key generation algorithm was implemented at a
module level for cryptographic key generation.
(4) To confirm the IPsec communication function, the developer captured the
communication data on the network by using packet capture software and confirmed
the behavior of the IPsec function. The developer also verified that the cryptographic
key used for IPsec communication was generated using the specified algorithm by
confirming that the assumed pseudorandom number to be output against the
specified input.
(5) To confirm the behavior of “i models” (See Table 2-1) among the MFP models, the
developer performed the testing with the license specific to “i models” activated.
<Developer Testing Tools>
The tools used for the developer testing are shown in Table 7-2 below.
Table 7-2 Developer Testing Tools
Tool Name Description
Wireshark
(Ver.1.2.11 Rev.34007)
Packet capture software
CRP-C0495-01
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SATA Protocol Suite
(Ver.4.00)
Analyzer software
SATA Tester A tool to perform sending or receiving commands
and data based on SATA, common interface for
the HDD
SATA Analyzer A tool to confirm electric signals via SATA
interface, by connecting between SATA cables
ICE The abbreviation of In-Circuit Emulator; a tool to
support debugging by emulating the behavior of
CPU
AES library for FR Encryption Library (for testing HDD Encryption
Board)
Pseudorandom number
testing tool
A tool developed by the developer to confirm that
a pseudorandom number generator used for IPsec
operates in accordance with FIPS 186-2 algorithm
Phone line
pseudo-exchanger
A unit that pseudo-exchanges the phone line
Printer Driver Canon LIPSLX Printer Driver Version 21.45
Canon PS3 Printer Driver Ver 21.45
Canon PCL Printer Driver Ver 21.45
<Content of the Performed Developer Testing>
It was confirmed that the security functions to be applied to various input parameters
operate according to the specification by operating the basic MFP functions and
security management functions from various interfaces.
b. Scope of the Performed Developer Testing
The developer testing was performed on 482 items by the developer. By the coverage
analysis, it was verified that all security functions and external interfaces described in
the functional specification had been sufficiently tested. By the depth analysis, it was
verified that all subsystems and subsystem interfaces described in the TOE design had
been sufficiently tested.
c. Result
The evaluator confirmed the approach of the performed developer testing and the
legitimacy of tested items, and confirmed the consistency between the testing approach
described in the testing plan and the actual testing approach. The evaluator confirmed
the consistencies between the testing results expected by the developer and the actual
testing results performed by the developer.
CRP-C0495-01
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7.4.2 Evaluator Independent Testing
The evaluator performed the sample testing to reconfirm the execution of the security
functions by the test items extracted from the developer testing. In addition, the evaluator
performed the evaluator independent testing (hereinafter referred to as the “independent
testing”) to gain further assurance that security functions are certainly implemented, based
on the evidence shown in the process of the evaluation. The independent testing performed
by the evaluator is explained as follows.
1) Independent Testing Environment
The testing environment for the developer testing was used as the configuration of the
independent testing performed by the evaluator. The specification confirmation, behavior
tests, and calibration for the devices and testing tools used were performed by the
evaluator.
The TOEs tested by the evaluator are iR-ADV C3330 and iR-ADV C3320 among the MFP
models with the same TOE identification as described in Chapter 2.
The independent testing was performed in the same environment as TOE configuration
identified in the ST.
2) Summary of Independent Testing
A summary of the performed independent testing is as follows.
a. Independent Testing Viewpoints
The evaluator devised the independent testing in terms of the following viewpoints,
based on the developer testing and the provided evaluation documentation, in order for
the evaluator him/herself to demonstrate that the TOE security functions work as
specified.
<Independent Testing Viewpoints>
(1) The evaluator confirms the case where two or more security functions
simultaneously operate since such case was not examined in the developer
testing.
(2) The evaluator adds a testing for relationship between security functions and
non-security functions.
(3) The evaluator confirms those items, which have variations for exceptional
handling and cancel operation, and which are not tested in the developer testing,
as some variations exist for these operations.
(4) The evaluator adds a testing with increased variations of input data in order to
confirm that the functions to restrict the number of digits and to check the
number of characters in Remote UI and Control Panel work properly.
(5) The evaluator adds a testing to check if permutational or probabilistic
mechanism for password is in accordance with the functional specification.
(6) The evaluator confirms that the functions which are prohibited to use cannot
certainly be used.
(7) By testing other MFP models than the ones tested by the developer, the
evaluator confirms that the differences between the models are those of
CRP-C0495-01
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hardware performance (i.e., processing speed) only, and the differences do not
affect the behavior of the security functions
b. Independent Testing Outline
The evaluator performed sample testing on 50 items based on the developer testing
and evaluation documentation provided. The evaluator also designed an additional
independent testing on 11 items based on the developer testing and evaluation
documentation provided, from the following viewpoints. An outline of the independent
testing that the evaluator performed is as follows.
<Independent Testing Approach>
Results for operations of functions accessed through Web browser or control panel can
be observed from the error messages returned or state of the screen, etc. Therefore, an
approach to confirm responses for operations was used.
For external interfaces, the state and audit log of the TOE change by stimulating the
TOE via the devices connected to the TOE. Therefore, a testing approach to observe the
results of the state and audit log results was used.
For the functions related to communication functions, such as IPsec communication
and communication with SNMP, which cannot be observed from outside by people, an
approach to confirm the behavior of such functions by using packet capture software
(Wireshark) and SNMP-related tools (Net-snmp) was used as an alternative method.
For the management of session ID, a proxy type vulnerability analysis tool (Burp
Suite) was used to confirm the behaviour.
<Independent Testing Tools>
For the independent testing, testing tools shown in Table 7-3 were added to the tools
used for the developer testing.
Table 7-3 Independent Testing Tools Used
Tool Name
(Version)
Description/Purpose of Use
Net-snmp
(Ver.5.6.1.1)
Application software which implements each version of
SNMP. Only command functions, such as MIB browser
function, are used in this testing (snmpwalk, snmpset, etc.).
Burp Suite
(Ver. 1.6.22)
Proxy type vulnerability analysis tool.
It is used to confirm session ID that cannot be confirmed by
browser.
AMS Printer Driver
Add-in Ver 3.1.3
It restricts the use of functions from printer driver.
It is used to perform testing with increased parameters for
external interfaces.
Canon Generic FAX
Driver Ver 10.06
It is used to confirm that functions which are prohibited to
use actually cannot be used.
USB Memory It is used to confirm that functions which are prohibited to
use actually cannot be used.
CRP-C0495-01
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<Content of the Performed Independent Testing>
Table 7-4 shows viewpoints of the independent testing conducted by the evaluator with
the corresponding testing contents.
Table 7-4 Independent Testing Performed
Outline of independent testing
Viewpoint of
independent
testing
Functional testing for user management function, and Function
Use Restriction access control
(e.g., to confirm that a user assigned a general user role is unable
to access the management function specified in the ST)
(3)
Functional testing for user authentication screen
(e.g., to confirm the operation for character-length check of user
name and password)
(4)
Functional testing for password change in local device
authentication
(e.g., to confirm the variations of the characters to be used for a
general user's password)
(3), (4), (5)
Functional testing for the session management function of
Remote UI
(e.g., to confirm that a granting method of session ID is in
accordance with the functional specification)
(2), (5)
Functional testing for Job Output Restriction access control
(e.g., to confirm that the behavior of an output job is not changed
by variations of incoming job from PC, such as protocols and
drivers, and to confirm that the functions which are prohibited to
use, such as fax transmission from PC via driver, cannot be used)
(1), (3), (6)
Functional testing for simultaneous use of user privilege
(e.g., to confirm that Administrators cannot login simultaneously,
but general users can login simultaneously)
(1), (3), (4)
Functional testing for external interfaces
(e.g., to confirm that only information specified in the functional
specification can be acquired with SNMP, and to confirm that
USB memory cannot be used)
(1), (5), (6)
Testing to confirm that no unexpected behavior is found when the
capacity of the HDD or jobs has reached its limit.
(e.g., to confirm that errors are handled properly)
(3), (5)
Functional testing for the Box function (1)
(e.g., to confirm that only Administrator can access Remote UI)
(3)
CRP-C0495-01
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Outline of independent testing
Viewpoint of
independent
testing
Functional testing for the Box function (2)
(e.g., to confirm that only Administrator or the owner of the box
can access box-related settings)
(3), (5)
Testing to confirm that same results are obtained for other
models, by selecting test items that are likely to show hardware
dependence and conducting part of the test items of the developer
testing on the MFP models other than the ones tested in the
developer testing.
(7)
c. Result
All the independent testing performed by the evaluator was correctly completed, and
the evaluator confirmed the behavior of the TOE. The evaluator confirmed the
consistencies between the expected behavior and all the testing results.
7.4.3 Evaluator Penetration Testing
The evaluator devised and performed the necessary evaluator penetration testing
(hereinafter referred to as the “penetration testing”) on the potentially exploitable
vulnerabilities of concern under the assumed environment of use and attack level from the
evidence shown in the process of the evaluation. The penetration testing performed by the
evaluator is explained below.
1) Summary of the Penetration Testing
A summary of the penetration testing performed by the evaluator is as follows.
a. Vulnerability of Concern
The evaluator searched into the provided documentation and the publicly available
information for the potential vulnerabilities, and then identified the following
vulnerabilities which require the penetration testing.
(1) There is a concern when network services other than the functions provided by
the TOE as specified in the design document are activated, security functions
may be bypassed, resulting in the assets of the TOE being compromised.
(2) Since there are publicly-known vulnerabilities on the running network service,
unintended operation may be possible, which may, in turn, result in the assets of
the TOE being accessed by bypassing security functions of the TOE.
(3) There is a possibility that identification and authentication and/or access control
functions may be bypassed in Remote UI, since there are pages (functions) that
do not check the session information.
(4) There is a possibility that bypassing checks provided by Remote UI and
specifying an incorrect value as an input value may cause unexpected behavior
of the TOE, which may, in turn, result in affecting the secure use of the TOE by
bypassing security functions of the TOE.
CRP-C0495-01
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b. Penetration Testing Outline
The evaluator performed the following penetration testing to identify potentially
exploitable vulnerabilities.
<Penetration Testing Environment>
The penetration testing was performed by using additional testing tools shown in
Table 7-5 to the evaluator independent testing environment. The specification
confirmation, behavior tests, and calibration for these tools were performed by the
evaluator.
Table 7-5 Penetration Testing Tools
Tool Name Description
Nmap (Ver.6.25) Port Scan Tool
Nessus (Ver.6.4.2) Vulnerability Scanner
Netcat (Ver.1.11) General TCP/UDP Communication tool
<Contents of the Performed Penetration Testing>
Table 7-6 shows an outline of the penetration testing for the vulnerability of concern.
Table 7-6 Outline of the Penetration Testing
Vulnerability
of Concern
Outline of the Penetration Testing
(1) - The evaluator performed a port scan on the TOE using a port
scan tool (Nmap) and analyzed the results including the result
of (2). Although it was confirmed that services not described in
the design document were running, the types of such services
were identified, and it was confirmed that they did not affect
the security functions.
- For the network services provided by the TOE, it was
confirmed that prohibited commands (OS or protocol) cannot be
executed, for the interfaces which might have functions to
disclose files or execute commands (such as FTP). Netcat was
used to attempt the execution of the commands as needed.
(2) - The evaluator performed a scan using a vulnerability scanner
(Nessus) and confirmed that publicly-known vulnerability did
not exist on the network services provided by the TOE.
(3) - The evaluator examined the URLs of screens accessible after
authentication using Burp Suite.
- The evaluator tried to access such screens by specifying URLs
without authentication and confirmed that these screens could
be accessed only after authentication.
(The behavior of the check function of session information was
confirmed.)
CRP-C0495-01
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Vulnerability
of Concern
Outline of the Penetration Testing
(4) - Burp Suite (proxy type vulnerability inspection tool) was used
to confirm the following points:
> For the input items of the screens which the use the TOE is
not allowed or which can be operated by general users (login
screen, password change screen, address book, etc.), the
evaluator used the above tools to confirm that no problem
occurs when inputting characters prohibited to use or long
character strings.
> For the input items which can be operated by Administrator
(user management function and various setting functions),
the evaluator used the above tools to confirm that no
problem occurs when inputting characters prohibited to use
or long character strings.
c. Result
In the penetration testing performed by the evaluator, the evaluator did not find any
exploitable vulnerabilities that attackers who have the assumed attack potential could
exploit.
7.5 Evaluated Configuration
The conditions for the evaluated configuration of the TOE in this evaluation are as
described in the guidance documents, and users must follow the guidance documents to set
up the TOE. Some of the TOE settings values include enabling/disabling of the security
functions, and there are some fixed values in this evaluation. If any setting values that
affect security are changed to the value that is advised not to set in the guidance
documents, then the MFP with those settings is no longer regarded as the evaluated
configuration.
CRP-C0495-01
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7.6 Evaluation Results
The evaluator had concluded that the TOE satisfies all work units prescribed in the CEM by
submitting the Evaluation Technical Report.
In the evaluation, the following were confirmed.
- PP Conformance:
2600.1, Protection Profile for Hardcopy Devices, Operational Environment A
(IEEE Std. 2600.1TM-2009)
SFR packages conformance defined in the above PP:
- 2600.1-PRT, SFR Package for Hardcopy Device Print Functions, Operational
Environment A: Conformant
- 2600.1-SCN, SFR Package for Hardcopy Device Scan Functions, Operational
Environment A: Conformant
- 2600.1-CPY, SFR Package for Hardcopy Device Copy Functions, Operational
Environment A: Conformant
- 2600.1-FAX, SFR Package for Hardcopy Device Fax Functions, Operational
Environment A: Conformant
- 2600.1-DSR, SFR Package for Hardcopy Device Document Storage and Retrieval
(DSR) Functions, Operational Environment A: Conformant
- 2600.1-NVS, SFR Package for Hardcopy Device Nonvolatile Storage Functions,
Operational Environment A: Augmented
- 2600.1-SMI, SFR Package for Hardcopy Device Shared-medium Interface
Functions, Operational Environment A: Augmented
- Security functional requirements: Common Criteria Part 2 Extended
- Security assurance requirements: Common Criteria Part 3 Conformant
As a result of the evaluation, the verdict “PASS” was confirmed for the following assurance
components.
- All assurance components of EAL3 package
- Additional assurance component ALC_FLR.2
The result of the evaluation is only applied to those which are composed by the TOE
corresponding to the identification described in Chapter 2.
7.7 Evaluator Comments/Recommendations
No particular recommendations for users (procurement entities) are provided by the
evaluator.
CRP-C0495-01
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8. Certification
The Certification Body conducted the following certification based on the materials
submitted by the Evaluation Facility during the evaluation process.
1. Contents pointed out in the Observation Reports shall be adequate.
2. Contents pointed out in the Observation Reports shall properly be solved
3. The submitted documentation was sampled, the content was examined, and the related
work units shall be evaluated as presented in the Evaluation Technical Report.
4 Rationale of the evaluation verdict by the evaluator presented in the Evaluation
Technical Report shall be adequate.
5. The evaluator's evaluation methodology presented in the Evaluation Technical Report
shall conform to the CEM.
Concerns found in the certification process were prepared as the certification oversight
reviews, and they were sent to the Evaluation Facility. The Certification Body confirmed
such concerns pointed out in the certification oversight reviews were solved in the ST and
the Evaluation Technical Report, and issued this Certification Report.
8.1 Certification Result
As a result of verification of the submitted Evaluation Technical Report, Observation
Reports, and related evaluation documentation, the Certification Body determined that the
TOE satisfies all assurance requirements for EAL3 augmented with ALC_FLR.2 in the CC
Part 3.
8.2 Recommendations
(1) This evaluation was performed with the use of Fax Inbox disabled. If the use of Fax
Inbox is enabled, then that is no longer considered as the configuration assured in this
evaluation.
(2) In terms of the security functional requirements specified in the PP, this evaluation
acknowledges that the requirements for identification and authentication do not apply
to incoming print jobs. Consumers expecting identification and authentication to be
enforced for incoming print jobs are therefore advised to take note that the TOE
specification may not be consistent with their needs.
(3) When “external authentication” is used in the TOE, Kerberos or LDAP can be used to
communicate with the user authentication server. Where this is the case, the assurance
provided by this evaluation specifically applies only when Kerberos with Active
Directory Domain Services or LDAP with eDirectory 8.8 SP8 is used as the
authentication server software.
CRP-C0495-01
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9. Annexes
There is no annex.
10. Security Target
The Security Target [12] of the TOE is provided as a separate document along with this
Certification Report.
Canon imageRUNNER ADVANCE C3300 Series 2600.1 model Security Target,
Version 1.03 (July 23, 2015) Canon Inc.
CRP-C0495-01
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11. Glossary
The abbreviations relating to the CC used in this report are listed below.
CC Common Criteria for Information Technology Security Evaluation
CEM Common Methodology for Information Technology Security Evaluation
EAL Evaluation Assurance Level
PP Protection Profile
ST Security Target
TOE Target of Evaluation
TSF TOE Security Functionality
The abbreviations relating to the TOE used in this report are listed below.
MFP Multifunction Product
HCD A Hardcopy Device
The definitions of terms used in this report are listed below.
Box functionality
(Mail box/inbox)
It allows scanned document data or document data specified
from a PC to be stored in a mail box, or documents received by
I-fax to be stored in an inbox. It allows for operations such as
print, send and delete of document data stored in a mail box or
inbox.
Box PIN PIN used for access to mail boxes and inboxes where document
data are stored. It is used to control access to document data.
Copy function It produces duplicates of the hardcopy documents by scanning
and printing.
External interface An interface to transmit print and fax/I-fax jobs and receive data
from time server.
Fax Inbox A box to store document data received through fax/I-fax, which
enables to print the stored document data.
Hardcopy Device
(HCD)
A system producing or utilizing a physical embodiment of an
electronic document or image. These systems include printers,
scanners, fax machines, digital copiers, MFPs (multifunction
peripherals), MFDs (multifunction devices), “all-in-ones,” and
other similar products.
I-fax Short for Internet Fax, which uses the Internet to receive and
send fax documents, instead of telephone line.
CRP-C0495-01
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Mail Box It refers to the mail box/inbox where document data created by
scan, print, and fax jobs, are stored in the TOE.
Print function It produces a hardcopy document from its electronic form stored
in the TOE.
Print Setting It contains various print setting options for selecting
color/monochrome, paper type, and duplex printing, etc.
Remote UI An interface to access the MFP from Web browser over LAN; it
confirms the behavior of the MFP, operates jobs, operate box
functionalities, and enables various settings.
Scan function It allows the conversion of data from its hardcopy form to its
electronic form, to create document data.
Secured Print PIN-based printing function of the TOE.
Send (Universal Send)
function
It allows scanned document data or document data stored in a
mail box/inbox to be received for transmission to an email
address, shared folder on a PC, or I-fax transmission.
TOE Owner A person or organizational entity responsible for protecting TOE
assets and establishing related security policies.
TSF Confidential Data Assets for which either disclosure or alteration by a User who is
not an Administrator or the owner of the data would have an
effect on the operational security of the TOE.
TSF Protected Data Assets for which alteration by a User who is not an
Administrator or the owner of the data would have an effect on
the operational security of the TOE, but for which disclosure is
acceptable.
U. ADMINISTRATOR A User who has been specifically granted the authority to
manage some portion or all of the TOE and whose actions may
affect the TOE security policy (TSP). Administrators may
possess special privileges that provide capabilities to override
portions of the TSP.
UI function It allows users to operate the TOE from the control panel, and
the TOE to display information on the control panel.
U.NORMAL A User who is authorized to perform User Document Data
processing functions of the TOE.
User Document Data The asset that consists of the information contained in a user's
document.
User Function Data The asset that consists of the information about a user's
document or job to be processed by the TOE.
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12. Bibliography
[1] IT Security Evaluation and Certification Scheme Document, June 2015,
Information-technology Promotion Agency, Japan, CCS-01
[2] Requirements for IT Security Certification, October 2015,
Information-technology Promotion Agency, Japan, CCM-02
[3] Requirements for Approval of IT Security Evaluation Facility, October 2015,
Information-technology Promotion Agency, Japan, CCM-03
[4] Common Criteria for Information Technology Security Evaluation Part 1:
Introduction and general model, Version 3.1 Revision 4, September 2012,
CCMB-2012-09-001
[5] Common Criteria for Information Technology Security Evaluation Part 2:
Security functional components, Version 3.1 Revision 4, September 2012,
CCMB-2012-09-002
[6] Common Criteria for Information Technology Security Evaluation Part 3:
Security assurance components, Version 3.1 Revision 4, September 2012,
CCMB-2012-09-003
[7] Common Criteria for Information Technology Security Evaluation Part 1:
Introduction and general model, Version 3.1 Revision 4, September 2012,
CCMB-2012-09-001, (Japanese Version 1.0, November 2012)
[8] Common Criteria for Information Technology Security Evaluation Part 2:
Security functional components, Version 3.1 Revision 4, September 2012,
CCMB-2012-09-002, (Japanese Version 1.0, November 2012)
[9] Common Criteria for Information Technology Security Evaluation Part 3:
Security assurance components, Version 3.1 Revision 4, September 2012,
CCMB-2012-09-003, (Japanese Version 1.0, November 2012)
[10] Common Methodology for Information Technology Security Evaluation:
Evaluation methodology, Version 3.1 Revision 4, September 2012,
CCMB-2012-09-004
[11] Common Methodology for Information Technology Security Evaluation:
Evaluation methodology, Version 3.1 Revision 4, September 2012,
CCMB-2012-09-004, (Japanese Version 1.0, November 2012)
[12] Canon imageRUNNER ADVANCE C3300 Series 2600.1 model Security Target,
Version 1.03, July 23, 2015, Canon Inc.
[13] Canon imageRUNNER ADVANCE C3300 Series 2600.1 model Evaluation Technical
Report, Version 1.1, December 14, 2015, ECSEC Laboratory Inc. Evaluation Center
[14] IEEE Std. 2600.1TM -2009, IEEE Standard for a Protection Profile in Operational
Environment A, Version 1.0, June 2009