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Reference: 2020-40-INF-3871- v1
Target: Pública
Date: 23.08.2022
Created by: I003
Revised by: CALIDAD
Approved by: TECNICO
CERTIFICATION REPORT
Dossier # 2020-40
TOE Huawei AR6000 and AR600 Series Routers running VRP software
V300R019C11SPC200 Patch V300R019C11HP0095T
Applicant B84136464 - Huawei Technologies España, S.L.
References
[EXT-6180] Certification Request
[EXT-7784] Evaluation Technical Report
Certification report of the product Huawei AR6000 and AR600 Series Routers running VRP software
V300R019C11SPC200 Patch V300R019C11HP0095T, as requested in [EXT-6180] dated 20/07/2020,
and evaluated by DEKRA Testing and Certification S.A.U., as detailed in the Evaluation Technical
Report [EXT-7784] received on 23/05/2022.
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CONTENTS
EXECUTIVE SUMMARY...........................................................................................................................3
TOE SUMMARY...................................................................................................................................3
SECURITY ASSURANCE REQUIREMENTS.............................................................................................4
SECURITY FUNCTIONAL REQUIREMENTS...........................................................................................4
IDENTIFICATION.....................................................................................................................................5
SECURITY POLICIES.................................................................................................................................6
ASSUMPTIONS AND OPERATIONAL ENVIRONMENT .........................................................................6
CLARIFICATIONS ON NON-COVERED THREATS..................................................................................6
OPERATIONAL ENVIRONMENT FUNCTIONALITY ...............................................................................6
ARCHITECTURE.......................................................................................................................................7
LOGICAL ARCHITECTURE ....................................................................................................................7
PHYSICAL ARCHITECTURE...................................................................................................................8
DOCUMENTS........................................................................................................................................10
PRODUCT TESTING...............................................................................................................................10
EVALUATED CONFIGURATION .............................................................................................................11
EVALUATION RESULTS .........................................................................................................................11
COMMENTS & RECOMMENDATIONS FROM THE EVALUATION TEAM...............................................11
CERTIFIER RECOMMENDATIONS .........................................................................................................12
GLOSSARY.............................................................................................................................................12
BIBLIOGRAPHY .....................................................................................................................................12
SECURITY TARGET / SECURITY TARGET LITE (IF APPLICABLE)..............................................................13
RECOGNITION AGREEMENTS...............................................................................................................14
European Recognition of ITSEC/CC – Certificates (SOGIS-MRA)......................................................14
International Recognition of CC – Certificates (CCRA).....................................................................14
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EXECUTIVE SUMMARY
This document constitutes the Certification Report for the certification file of the product Huawei
AR6000 and AR600 Series Routers running VRP software V300R019C11SPC200 Patch
V300R019C11HP0095T.
The TOE type is a routers product series (network devices) using high-performance multi-core
processors and a non-blocking switching structure.
Developer/manufacturer: Huawei Technologies España, S.L.
Sponsor: Huawei Technologies España, S.L..
Certification Body: Centro Criptológico Nacional (CCN) del Centro Nacional de Inteligencia (CNI).
ITSEF: DEKRA Testing and Certification S.A.U.
Protection Profile: collaborative Protection Profile for Network Devices (v2.1), 24 September 2018.
Evaluation Level: Common Criteria v3.1 R5 (assurance packages according to the [cPP_ND_21]).
Evaluation end date: 14/07/2022
Expiration Date1
: 09/08/2027
All the assurance components required by the evaluation level of the [cPP_ND_21] have been
assigned a “PASS” verdict. Consequently, the laboratory DEKRA Testing and Certification S.A.U.
assigns the “PASS” VERDICT to the whole evaluation due all the evaluator actions are satisfied for
the [cPP_ND_21] assurance level packages, as defined by the Common Criteria v3.1 R5 and the CEM
v3.1 R5.
Considering the obtained evidences during the instruction of the certification request of the
product Huawei AR6000 and AR600 Series Routers running VRP software V300R019C11SPC200
Patch V300R019C11HP0095T, a positive resolution is proposed.
TOE SUMMARY
The TOE is AR6000&NetEngine AR600 Series Routers, which consists of the following products:
AR6300, AR6280, AR6140-9G-2AC, AR6140-16G4XG, AR6121, AR6120, AR651C, AR651W, AR651,
AR657W, AR611W and AR617VW-LTE4EA. The software running in this device is the Versatile
1
This date refers to the expiration date of the certificate recognition within the scope of the mutual recognition
arrangements signed by this Certification Body.
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Routing Platform (VRP) software version V300R019C11SPC300 Patch V300R019C11HP0095T, that is
a network OS incorporating Huawei's proprietary intellectual properties and capable of supporting
various network systems of Huawei.
SECURITY ASSURANCE REQUIREMENTS
The product was evaluated with all the evidence required to fulfil the assurance packages defined
in the [cPP_ND_21] according to Common Criteria v3.1 R5.
ASSURANCE CLASS ASSURANCE COMPONENT
ADV ADV_FSP.1
AGD AGD_OPE.1
AGD_PRE.1
ALC ALC_CMC.1
ALC_CMS.1
ASE ASE_CCL.1
ASE_ECD.1
ASE_INT.1
ASE_OBJ.1
ASE_REQ.1
ASE_TSS.1
ATE ATE_IND.1
AVA AVA_VAN.1
SECURITY FUNCTIONAL REQUIREMENTS
The product security functionality satisfies the following functional requirements, according to the
Common Criteria v3.1 R5:
SECURITY FUNCTIONAL REQUIREMENT
FAU_GEN.1
FAU_GEN.2
FAU_STG_EXT.1
FCS_CKM.1
FCS_CKM.2
FCS_CKM.4
FCS_COP.1/DataEncryption
FCS_COP.1/SigGen
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FCS_COP.1/Hash
FCS_COP.1/KeyedHash
FCS_RBG_EXT.1
FIA_AFL.1
FIA_PMG_EXT.1
FIA_UIA_EXT.1
FIA_UAU_EXT.2
FIA_UAU.7
FMT_MOF.1/ManualUpdate
FMT_MTD.1/CoreData
FMT_SMF.1
FMT_SMR.2
FPT_SKP_EXT.1
FPT_APW_EXT.1
FPT_TST_EXT.1
FPT_TUD_EXT.1
FPT_STM_EXT.1
FTA_SSL_EXT.1
FTA_SSL.3
FTA_SSL.4
FTA_TAB.1
FTP_ITC.1
FTP_TRP.1/Admin
FAU_STG.1
FAU_STG.3/LocSpace
FCS_SSHS_EXT.1
FCS_TLSC_EXT.2
FIA_X509_EXT.1/Rev
FIA_X509_EXT.2
FMT_MOF.1/Services
FMT_MTD.1/CryptoKeys
IDENTIFICATION
Product: Huawei AR6000 and AR600 Series Routers running VRP software V300R019C11SPC200
Patch V300R019C11HP0095T
Security Target: Huawei AR6000&AR600 Series Routers running VRP software V300R019C11SPC200
Security Target, v1.7 (30 March 2022).
Protection Profile: collaborative Protection Profile for Network Devices (v2.1), 24 September 2018.
Evaluation Level: Common Criteria v3.1 R5 (assurance packages according to the [cPP_ND_21]).
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SECURITY POLICIES
The use of the product Huawei AR6000 and AR600 Series Routers running VRP software
V300R019C11SPC200 Patch V300R019C11HP0095T shall implement a set of security policies
assuring the fulfilment of different standards and security demands.
The detail of these policies is documented in the Security Target, section 3.4 (“Organizational
Security Policies”).
ASSUMPTIONS AND OPERATIONAL ENVIRONMENT
The following assumptions are constraints to the conditions used to assure the security properties
and functionalities compiled by the security target. These assumptions have been applied during
the evaluation in order to determine if the identified vulnerabilities can be exploited.
In order to assure the secure use of the TOE, it is necessary to start from these assumptions for its
operational environment. If this is not possible and any of them could not be assumed, it would not
be possible to assure the secure operation of the TOE.
The detail of these assumptions is documented in the Security Target, section 3.3 (“Assumptions”).
CLARIFICATIONS ON NON-COVERED THREATS
The following threats do not suppose a risk for the product Huawei AR6000 and AR600 Series
Routers running VRP software V300R019C11SPC200 Patch V300R019C11HP0095T, although the
agents implementing attacks have the attack potential according to the Basic of [cPP_ND_21] and
always fulfilling the usage assumptions and the proper security policies satisfaction.
For any other threat not included in this list, the evaluation results of the product security
properties and the associated certificate, do not guarantee any resistance.
The threats covered by the security properties of the TOE are those defined in the Security Target,
section 3.2 (“Threats”).
OPERATIONAL ENVIRONMENT FUNCTIONALITY
The product requires the cooperation from its operational environment to fulfil some of the
objectives of the defined security problem.
The security objectives declared for the TOE operational environment are those defined in the
Protection Profile and they are documented in the Security Target, section 4.1 (“Security Objectives
for the Operational Environment”).
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ARCHITECTURE
LOGICAL ARCHITECTURE
The TOE is comprised of several security features. Each of the security features identified above
consists of several security functionalities, as identified below.
 Security audit
The TOE generates audit records to provide basis for system diagnosis and maintenance.
Audit records reflect the operating status of a device and are used to analyze the conditions
of a network and to find out the causes of network failure or faults. Audit records are stored
locally and may be backed up to a remote syslog server.
 Cryptography support
The TOE provides cryptography in support of secure connections that includes remote
administrative management.
 Identification and authentication
The TOE ensures that all Authorized Administrator are successfully identified and
authenticated prior to gaining access to the TOE.
 Secure Management
The TOE restricts the ability to determine the behavior of and modify the behavior of the
functions transmission of audit data to the security administrator. Only the security
administrator can manage the cryptographic keys. Only the security administrator has the
right of opening/closing the security services and creation/deletion/modification of the user
accounts.
 Protection of the TSF
The TOE protects the pre-shared keys, symmetric keys, and private keys from reading them
by an unauthorized entity. The TOE stores the users or administrator passwords in non-
plaintext form preventing them from reading. The TOE verifies the packet before their
installation and uses the digital signature.
 TOE access through user authentication
The TOE provides communication security by implementing SSH protocol.
 Trusted path and channels for device authentication
The TOE supports the trusted connections using TLS for the communication with the audit
server.
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PHYSICAL ARCHITECTURE
The physical scope of the TOE is described below:
Hardware:
Model Hardware
NetEngine AR6120 NetEngine AR6120 fixed 8*GE RJ45 for LAN interfaces, and fixed 1* GE combo,
1*GE RJ45, 10GE SFP+ for WAN interfaces.
NetEngine AR6121 NetEngine AR6121 fixed 8*GE RJ45 for LAN interfaces, and fixed 1* GE combo,
1*GE RJ45, 10GE SFP+ for WAN interfaces.
NetEngine AR6140-9G-2AC NetEngine AR6140-9G-2AC fixed 2*GE SFP, 3*GE RJ45 for LAN interfaces, and
fixed 2*GE RJ45, 2*GE SFP for WAN interfaces.
NetEngine AR6140-16G4XG NetEngine AR6140-16G4XG fixed 16*GE RJ45 for LAN interfaces, and fixed
4*GE RJ45, 4*10GE SFP for WAN interfaces.
NetEngine AR6280 NetEngine AR6280 fixed 14*10GE SFP, 10*10GE RJ45 for WAN interfaces.
NetEngine AR6300 NetEngine AR6280 fixed 14*10GE SFP, 10*10GE RJ45 for WAN interfaces.
NetEngine AR651 NetEngine AR651 fixed 8*GE RJ45 for LAN interfaces, and fixed 2*GE combo
for WAN interfaces.
NetEngine AR651C NetEngine AR651 fixed 8*GE RJ45 for LAN interfaces, and fixed 2*GE SFP, 2*GE
RJ45 for WAN interfaces.
NetEngine AR651W NetEngine AR651 fixed 8*GE RJ45 for LAN interfaces, and fixed 2*GE SFP, 2*GE
RJ45 for WAN interfaces.
NetEngine AR657W NetEngine AR651 fixed 8*GE RJ45 for LAN interfaces, and fixed 1*VDSL, 2*GE
RJ45 for WAN interfaces.
NetEngine AR611W NetEngine AR651 fixed 4*GE electrical ports for LAN interfaces, and fixed 1*GE
combo for WAN interfaces.
NetEngine AR617VW-LTE4EA NetEngine AR651 fixed 4*GE electrical ports for LAN interfaces, and fixed 1*GE
combo, 1*VDSL, 1*LTE for WAN interfaces.
Software package:
Platform Package name Item version Signature file
AR6300
AR6300-V300R019C11SPC200.cc V300R019C11SPC200 AR6300-V300R019C11SPC200.cc.asc
AR6280
AR6280-V300R019C11SPC200.cc V300R019C11SPC200 AR6280-V300R019C11SPC200.cc.asc
AR6140- AR6140-V300R019C11SPC200.cc V300R019C11SPC200 AR6140-V300R019C11SPC200.cc.asc
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9G-2AC
AR6140-
16G4XC
AR6140H-V300R019C11SPC200.cc V300R019C11SPC200 AR6140H-V300R019C11SPC200.cc.asc
AR6121
AR6120-V300R019C11SPC200.cc V300R019C11SPC200 AR6120-V300R019C11SPC200.cc.asc
AR6120
AR6120-V300R019C11SPC200.cc V300R019C11SPC200 AR6120-V300R019C11SPC200.cc.asc
AR651C
AR650AL-V300R019C11SPC200.cc V300R019C11SPC200 AR650AL-V300R019C11SPC200.cc.asc
AR651W
AR650A-V300R019C11SPC200.cc V300R019C11SPC200 AR650A-V300R019C11SPC200.cc.asc
AR651
AR650A-V300R019C11SPC200.cc V300R019C11SPC200 AR650A-V300R019C11SPC200.cc.asc
AR657W
AR650A-V300R019C11SPC200.cc V300R019C11SPC200 AR650A-V300R019C11SPC200.cc.asc
AR611W
AR610-V300R019C11SPC200.cc V300R019C11SPC200 AR610-V300R019C11SPC200.cc.asc
AR617VW-
LTE4EA
AR610-V300R019C11SPC200.cc V300R019C11SPC200 AR610-V300R019C11SPC200.cc.asc
Patch:
Platform Patch name Item version Signature file
AR6300
AR6300-SRU100H-
V300R019C11HP0095T.pat
V300R019C11HP0095T AR6300-SRU100H-
V300R019C11HP0095T.pat.asc
AR6280
AR6280-SRU100H-
V300R019C11HP0095T.pat
V300R019C11HP0095T AR6280-SRU100H-
V300R019C11HP0095T.pat.asc
AR6140-
9G-2AC
AR6140-9G-
V300R019C11HP0095T.pat
V300R019C11HP0095T AR6140-9G-
V300R019C11HP0095T.pat.asc
AR6140-
16G4XC
AR6140-16G-
V300R019C11HP0095T.pat
V300R019C11HP0095T AR6140-16G-
V300R019C11HP0095T.pat.asc
AR6121
AR6120-
V300R019C11HP0095T.pat
V300R019C11HP0095T AR6120-
V300R019C11HP0095T.pat.asc
AR6120
AR6120-
V300R019C11HP0095T.pat
V300R019C11HP0095T AR6120-
V300R019C11HP0095T.pat.asc
AR651C
AR650AL-
V300R019C11HP0095T.pat
V300R019C11HP0095T AR650AL-
V300R019C11HP0095T.pat.asc
AR651W
AR650A-
V300R019C11HP0095T.pat
V300R019C11HP0095T AR650A-
V300R019C11HP0095T.pat.asc
AR651
AR650A-
V300R019C11HP0095T.pat
V300R019C11HP0095T AR650A-
V300R019C11HP0095T.pat.asc
AR657W
AR650A-
V300R019C11HP0095T.pat
V300R019C11HP0095T AR650A-
V300R019C11HP0095T.pat.asc
AR611W
AR610-V300R019C11HP0095T.pat V300R019C11HP0095T AR610-V300R019C11HP0095T.pat.asc
AR617VW-
LTE4EA
AR610-V300R019C11HP0095T.pat V300R019C11HP0095T AR610-V300R019C11HP0095T.pat.asc
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DOCUMENTS
The product includes the following documents that shall be distributed and made available
together to the users of the evaluated version.
Document name Version
NetEngine AR V300R019 Product Documentation.chm 0.9
Huawei AR6000&AR600 Series Routers running VRP software V300R019C11SPC200 Operational user
Guidance.pdf
1.4
Huawei AR6000&AR600 Series Routers running VRP software V300R019C11SPC200 Preparative
Procedures.pdf
1.4
PRODUCT TESTING
Huawei has chosen NetEngine AR651W as the Reference/Canonical TOE. Additionally, the
developer has produced a rationale (TRR) describing its strategy for reusing test results of the
Reference TOE based upon the DAR.
The whole evaluation has been performed on the Reference TOE (NetEngine AR651W). All SFRs
have been tested according to the [cPP_ND_21] and [cPP_ND_21_SD]. For the remaining products
of the Product series, the testing of the requirements that need physical interaction, or those that
due to their complexity had been chosen under the evaluator’s criteria (e.g. exchange of large files
or remote installation of a workstation for the configuration of a TLS server), have not been tested
remotely but just in the Reference TOE in Dekra T&C Laboratory. The testing of the rest of the
requirements have been carried out remotely in the vendor premises (Huawei Development
Center).
The evaluator has designed a set of tests following a suitable strategy for the TOE type taking into
account:
 All SFRs have been tested following the procedures defined in the supporting document
[NDPP21SD]. However, not all SFRs have an associated test case in the [INDTEST12]
according to the instructions of the [NDPP21SD].
 Increasing test coverage of each interface varying the input parameters: search for critical
parameters in the TSFIs interactions, incorrect behaviour suspicion with specific input
values.
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EVALUATED CONFIGURATION
The software and hardware requirements, as well as the referenced options are indicated below.
Therefore, for the operation of the product Huawei AR6000 and AR600 Series Routers running VRP
software V300R019C11SPC200 Patch V300R019C11HP0095T it is necessary the disposition of the
following software components:
 Versatile Routing Platform (VRP) software version V300R019C11SPC300 patch
V300R019C11HP0095T.
Regarding the hardware components, the TOE includes the following platforms:
 AR6300
 AR6280
 AR6140-9G-2AC
 AR6140-16G4XC
 AR6121
 AR6120
 AR651C
 AR651W
 AR651
 AR657W
 AR611W
 AR617VW- LTE4EA
EVALUATION RESULTS
The product Huawei AR6000 and AR600 Series Routers running VRP software V300R019C11SPC200
Patch V300R019C11HP0095T has been evaluated against the Security Target Huawei
AR6000&AR600 Series Routers running VRP software V300R019C11SPC200 Security Target, v1.7 (30
March 2022).
All the assurance components required by the evaluation level of the [cPP_ND_21] have been
assigned a “PASS” verdict. Consequently, the laboratory DEKRA Testing and Certification S.A.U.
assigns the “PASS” VERDICT to the whole evaluation due all the evaluator actions are satisfied for
the [cPP_ND_21] assurance level package, as defined by the Common Criteria v3.1 R5, the
[cPP_ND_21] and the CEM v3.1 R5.
COMMENTS & RECOMMENDATIONS FROM THE EVALUATION TEAM
Next, recommendations regarding the secure usage of the TOE are provided. These have been
collected along the evaluation process and are detailed to be considered when using the product.
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The TOE usage is recommended given that there are not exploitable vulnerabilities in the
operational environment. Nonetheless, the following usage recommendations are given:
 The fulfilment of the assumptions indicated in the security target is a key point as it implies
TOE environment configurations that leave some potential vulnerabilities out of the scope.
 The application of all firewall rules according to the preparative procedures are extremely
important to maintain the security in the TOE environment denying all external access to
the TOE.
 The application of the TLS encryption after the installation procedures is critical to maintain
the communication secure and safeguard the TOE assets.
CERTIFIER RECOMMENDATIONS
Considering the obtained evidences during the instruction of the certification request of the
product Huawei AR6000 and AR600 Series Routers running VRP software V300R019C11SPC200
Patch V300R019C11HP0095T, a positive resolution is proposed.
GLOSSARY
CCN Centro Criptológico Nacional
CNI Centro Nacional de Inteligencia
EAL Evaluation Assurance Level
ETR Evaluation Technical Report
OC Organismo de Certificación
TOE Target Of Evaluation
BIBLIOGRAPHY
The following standards and documents have been used for the evaluation of the product:
[CC_P1] Common Criteria for Information Technology Security Evaluation Part 1: Introduction and
general model, Version 3.1, R5 Final, April 2017.
[CC_P2] Common Criteria for Information Technology Security Evaluation Part 2: Security functional
components, Version 3.1, R5 Final, April 2017.
[CC_P3] Common Criteria for Information Technology Security Evaluation Part 3: Security assurance
components, Version 3.1, R5 Final, April 2017.
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[CEM] Common Methodology for Information Technology Security Evaluation: Version 3.1, R5 Final,
April 2017.
[cPP_ND_21] collaborative Protection Profile for Network Devices, v2.1 (24 September 2018).
[cPP_ND_21_SD] Evaluation activities for Network Devices cPP, v2.1 (September 2018).
[ST] Huawei AR6000&AR600 Series Routers running VRP software V300R019C11SPC200 Security
Target, v1.7 (30 March 2022).
SECURITY TARGET / SECURITY TARGET LITE (IF APPLICABLE)
Along with this certification report, the complete security target of the evaluation is available in the
Certification Body:
 Huawei AR6000&AR600 Series Routers running VRP software V300R019C11SPC200 Security
Target, v1.7 (30 March 2022).
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RECOGNITION AGREEMENTS
In order to avoid multiple certification of the same product in different countries a mutual
recognition of IT security certificates - as far as such certificates are based on ITSEC or CC - under
certain conditions was agreed.
European Recognition of ITSEC/CC – Certificates (SOGIS-MRA)
The SOGIS-Mutual Recognition Agreement (SOGIS-MRA) Version 3 became effective in April 2010. It
defines the recognition of certificates for IT-Products at a basic recognition level and, in addition, at
higher recognition levels for IT-Products related to certain SOGIS Technical Domains only.
The basic recognition level includes Common Criteria (CC) Evaluation Assurance Levels EAL 1 to EAL
4 and ITSEC Evaluation Assurance Levels E1 to E3 (basic). For "Smartcards and similar devices" a
SOGIS Technical Domain is in place. For "HW Devices with Security Boxes" a SOGIS Technical
Domains is in place, too. In addition, certificates issued for Protection Profiles based on Common
Criteria are part of the recognition agreement.
The new agreement has been signed by the national bodies of Austria, Finland, France, Germany,
Italy, The Netherlands, Norway, Spain, Sweden and the United Kingdom. The current list of
signatory nations and approved certification schemes, details on recognition, and the history of the
agreement can be seen on the website at https://www.sogis.eu.
The SOGIS-MRA logo printed on the certificate indicates that it is recognised under the terms of this
agreement by the nations listed above.
The certificate of this TOE is recognized under SOGIS-MRA for all assurance components selected.
International Recognition of CC – Certificates (CCRA)
The international arrangement on the mutual recognition of certificates based on the CC (Common
Criteria Recognition Arrangement, CCRA-2014) has been ratified on 08 September 2014. It covers
CC certificates based on collaborative Protection Profiles (cPP) (exact use), CC certificates based on
assurance components up to and including EAL 2 or the assurance family Flaw Remediation
(ALC_FLR) and CC certificates for Protection Profiles and for collaborative Protection Profiles (cPP).
The CCRA-2014 replaces the old CCRA signed in May 2000 (CCRA-2000). Certificates based on CCRA-
2000, issued before 08 September 2014 are still under recognition according to the rules of CCRA-
2000. For on 08 September 2014 ongoing certification procedures and for Assurance Continuity
(maintenance and re-certification) of old certificates a transition period on the recognition of
certificates according to the rules of CCRA-2000 (i.e. assurance components up to and including EAL
4 or the assurance family Flaw Remediation (ALC_FLR)) is defined until 08 September 2017.
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As of September 2014 the signatories of the new CCRA-2014 are government representatives from
the following nations: Australia, Austria, Canada, Czech Republic, Denmark, Finland, France,
Germany, Greece, Hungary, India, Israel, Italy, Japan, Malaysia, The Netherlands, New Zealand,
Norway, Pakistan, Republic of Korea, Singapore, Spain, Sweden, Turkey, United Kingdom, and the
United States.
The current list of signatory nations and approved certification schemes can be seen on the
website: http://www.commoncriteriaportal.org.
The Common Criteria Recognition Arrangement logo printed on the certificate indicates that this
certification is recognised under the terms of this agreement by the nations listed above.
The certificate of this TOE is recognized under CCRA for all assurance components selected.