Certification Report
HP 3PAR StoreServ Storage Systems Version 3.2.1 MU3
Issued by:
Communications Security Establishment
Certification Body
Canadian Common Criteria Evaluation and Certification Scheme
© Government of Canada, Communications Security Establishment, 2015
Document number: 383-4-341-CR
Version: 1.0
Date: 07 December 2015
Pagination: i to iii, 1 to 9
CCS Certification Report Hewlett Packard
HP 3PAR StoreServ Version 3.2.1 MU3
___________________________________________________________________________
Version 1.0 07 December 2015
- Page i of iii -
DISCLAIMER
The Information Technology (IT) product identified in this certification report, and its
associated certificate, has been evaluated at an approved evaluation facility – established
under the Canadian Common Criteria Evaluation and Certification Scheme (CCS) – using the
Common Methodology for Information Technology Security Evaluation, Version 3.1 Revision
4, for conformance to the Common Criteria for Information Technology Security Evaluation,
Version 3.1 Revision 4. This certification report, and its associated certificate, applies only to
the identified version and release of the product in its evaluated configuration. The evaluation
has been conducted in accordance with the provisions of the CCS, and the conclusions of the
evaluation facility in the evaluation report are consistent with the evidence adduced. This
report, and its associated certificate, are not an endorsement of the IT product by the
Communications Security Establishment, or any other organization that recognizes or gives
effect to this report, and its associated certificate, and no warranty for the IT product by the
Communications Security Establishment, or any other organization that recognizes or gives
effect to this report, and its associated certificate, is either expressed or implied.
CCS Certification Report Hewlett Packard
HP 3PAR StoreServ Version 3.2.1 MU3
___________________________________________________________________________
Version 1.0 07 December 2015
- Page ii of iii -
FOREWORD
The Canadian Common Criteria Evaluation and Certification Scheme (CCS) provides a
third-party evaluation service for determining the trustworthiness of Information Technology
(IT) security products. Evaluations are performed by a commercial Common Criteria
Evaluation Facility (CCEF) under the oversight of the CCS Certification Body, which is
managed by the Communications Security Establishment.
A CCEF is a commercial facility that has been approved by the CCS Certification Body to
perform Common Criteria evaluations; a significant requirement for such approval is
accreditation to the requirements of ISO/IEC 17025:2005, the General Requirements for the
Competence of Testing and Calibration Laboratories. Accreditation is performed under the
Program for the Accreditation of Laboratories - Canada (PALCAN), administered by the
Standards Council of Canada.
The CCEF that carried out this evaluation is CGI IT Security Evaluation & Test Facility.
By awarding a Common Criteria certificate, the CCS Certification Body asserts that the
product complies with the security requirements specified in the associated security target. A
security target is a requirements specification document that defines the scope of the
evaluation activities. The consumer of certified IT products should review the security target,
in addition to this certification report, in order to gain an understanding of any assumptions
made during the evaluation, the IT product's intended environment, the evaluated security
functionality, and the testing and analysis conducted by the CCEF.
This certification report is associated with the certificate of product evaluation dated 07
December 2015, and the security target identified in Section 4 of this report.
The certification report, certificate of product evaluation and security target are posted on the
CCS Certified Products list (CPL) and the Common Criteria portal (the official website of the
Common Criteria Project).
Reproduction of this report is authorized provided the report is reproduced in its entirety.
CCS Certification Report Hewlett Packard
HP 3PAR StoreServ Version 3.2.1 MU3
___________________________________________________________________________
Version 1.0 07 December 2015
- Page iii of iii -
TABLE OF CONTENTS
Disclaimer....................................................................................................................................... i
Foreword........................................................................................................................................ii
Executive Summary...................................................................................................................... 1
1 Identification of Target of Evaluation................................................................................. 2
2 TOE Description ................................................................................................................... 2
3 Security Policy....................................................................................................................... 2
4 Security Target...................................................................................................................... 3
5 Common Criteria Conformance.......................................................................................... 3
6 Assumptions and Clarification of Scope............................................................................. 4
6.1 SECURE USAGE ASSUMPTIONS................................................................................... 4
6.2 ENVIRONMENTAL ASSUMPTIONS ............................................................................... 4
7 Evaluated Configuration...................................................................................................... 4
8 Documentation ...................................................................................................................... 4
9 Evaluation Analysis Activities ............................................................................................. 5
10 ITS Product Testing.............................................................................................................. 6
10.1 ASSESSMENT OF DEVELOPER TESTS .......................................................................... 6
10.2 INDEPENDENT FUNCTIONAL TESTING ........................................................................ 6
10.3 INDEPENDENT PENETRATION TESTING....................................................................... 6
10.4 CONDUCT OF TESTING ............................................................................................... 7
10.5 TESTING RESULTS...................................................................................................... 7
11 Results of the Evaluation...................................................................................................... 7
12 Acronyms, Abbreviations and Initializations..................................................................... 8
13 References.............................................................................................................................. 9
CCS Certification Report Hewlett Packard
HP 3PAR StoreServ Version 3.2.1 MU3
___________________________________________________________________________
Version 1.0 07 December 2015
- Page 1 of 9 -
Executive Summary
HP 3PAR StoreServ Storage Systems Version 3.2.1 MU3 (hereafter referred to as HP 3PAR
StoreServ Version 3.2.1 MU3), from Hewlett Packard, is the Target of Evaluation. The
results of this evaluation demonstrate that HP 3PAR Version 3.2.1 meets the requirements of
Evaluation Assurance Level (EAL) 2 augmented for the evaluated security functionality.
HP 3PAR StoreServ Version 3.2.1 MU3 are hardware appliances that serve to host physical
disk drives and provide a secure channel to configure the access control policy that is
enforced between the content on the disk drives and the attached Storage Area Network
hosts. Administrators manage the storage systems using the HP 3PAR OS Version 3.2.1
MU3 Command Line Interface client application, which is installed on management
computers and provides a secure tunnel from which to access the available security
management functions. The TOE also uses a secure tunnel to communicate with an external
key manager server.
CGI IT Security Evaluation & Test Facility is the CCEF that conducted the evaluation. This
evaluation was completed on 07 December 2015 and was carried out in accordance with the
rules of the Canadian Common Criteria Evaluation and Certification Scheme (CCS).
The scope of the evaluation is defined by the security target, which identifies assumptions
made during the evaluation, the intended environment for HP 3PAR StoreServ Version 3.2.1
MU3, and the security functional/assurance requirements. Consumers are advised to verify
that their operating environment is consistent with that specified in the security target, and to
give due consideration to the comments, observations and recommendations in this
certification report.
Communications Security Establishment, as the CCS Certification Body, declares that the
HP 3PAR StoreServ Version 3.2.1 MU3 evaluation meets all the conditions of the
Arrangement on the Recognition of Common Criteria Certificates and that the product will
be listed on the CCS Certified Products list (CPL) and the Common Criteria portal (the
official website of the Common Criteria Project).
CCS Certification Report Hewlett Packard
HP 3PAR StoreServ Version 3.2.1 MU3
___________________________________________________________________________
Version 1.0 07 December 2015
- Page 2 of 9 -
1 Identification of Target of Evaluation
The Target of Evaluation (TOE) for this EAL 2+ evaluation is HP 3PAR StoreServ Storage
Systems Version 3.2.1 MU3 (hereafter referred to as HP 3PAR StoreServ Version 3.2.1
MU3), from Hewlett Packard.
2 TOE Description
HP 3PAR StoreServ Version 3.2.1 MU3 are hardware appliances that serve to host physical
disk drives and provide a secure channel to configure the access control policy that is
enforced between the content on the disk drives and the attached Storage Area Network
hosts. Administrators manage the storage systems using the HP 3PAR OS Version 3.2.1
MU3 Command Line Interface client application, which is installed on management
computers and provides a secure tunnel from which to access the available security
management functions. The TOE also uses a secure tunnel to communicate with an external
key manager server.
3 Security Policy
HP 3PAR StoreServ Version 3.2.1 MU3 implements a role-based access control policy to
control administrative access to the system. In addition, HP 3PAR Version 3.2.1 MU3
implements policies pertaining to the following security functional classes:
 Security audit
 Cryptographic support
 User data protection
 Identification and authentication
 Security management
 Protection of the TSF
 Resource utilization
 TOE access
 Trusted path/channels
The following cryptographic module is used to secure TOE communications with an external
key manager server and was evaluated to the FIPS 140-2 standard:
Cryptographic Module Certificate
OpenSSL FIPS module v2.0.8 1747
The TOE also provides cryptographic support for communications on the management path.
The following Government of Canada approved cryptographic algorithms were evaluated for
correct implementation in HP 3PAR Version 3.2.1.
CCS Certification Report Hewlett Packard
HP 3PAR StoreServ Version 3.2.1 MU3
___________________________________________________________________________
Version 1.0 07 December 2015
- Page 3 of 9 -
Cryptographic Algorithm Standard Certificate #
AES CTR and CBC (128-256 bits) FIPS PUB 197
NIST SP 800-
38A
Cert # 3631 (libcrypto) and
Cert #3633 (libgcrypt)
RSA Digital Signature Algorithm (rDSA)
(modulus 1024 and 2048)
FIPS PUB 186-
2
Cert # 1872 (libcrypto) and
Cert # 1874 (libgcrypt)
SHA-1 and SHA-256 (digest sizes 160,
256)
FIPS Pub 180-3 Cert #3049 (libcrypto) and
Cert # 3051 (libgcrypt)
HMAC-SHA-1 (digest size 160 bits) FIPS Pub 198-1
FIPS Pub 180-3
Cert # 2382 (libcrypto) and
Cert # 2384 (libgcrypt)
4 Security Target
The ST associated with this Certification Report is identified below:
Hewlett-Packard 3PAR StoreServ Storage Systems Security Target, Version 5.0, December
07, 2015
5 Common Criteria Conformance
The evaluation was conducted using the Common Methodology for Information Technology
Security Evaluation, Version 3.1 Revision 4, for conformance to the Common Criteria for
Information Technology Security Evaluation, Version 3.1 Revision 4.
HP 3PAR StoreServ Version 3.2.1 MU3 is:
a. EAL 2 augmented, containing all security assurance requirements listed, as well as the
following:
 ALC_FLR.2 - Flaw reporting procedures
b. Common Criteria Part 2 extended, with functional requirements based upon functional
components in Part 2, except for the following explicitly stated requirements defined in
the ST:
 FDP_AVL_EXT.1 – User Data Availability
 FPT_APW_EXT.1 – Protection of Administrator Passwords
 FPT_TST_EXT.1 – TSF Testing
c. Common Criteria Part 3 conformant, with security assurance requirements based only
upon assurance components in Part 3.
CCS Certification Report Hewlett Packard
HP 3PAR StoreServ Version 3.2.1 MU3
___________________________________________________________________________
Version 1.0 07 December 2015
- Page 4 of 9 -
6 Assumptions and Clarification of Scope
Consumers of HP 3PAR StoreServ Version 3.2.1 MU3 should consider assumptions about
usage and environmental settings as requirements for the product’s installation and its
operating environment. This will ensure the proper and secure operation of the TOE.
6.1 Secure Usage Assumptions
The following Secure Usage Assumption is listed in the ST:
 TOE Administrators are trusted to follow and apply all administrator guidance in a
trusted manner.
6.2 Environmental Assumptions
The following Environmental Assumptions are listed in the ST:
 Internet Small Computer Systems Interface and Fiber Channel host identities
properly reflect the adapters and the hosts to which they are associated.
 Physical security, commensurate with the value of the TOE and the data it contains,
is provided by the environment, which includes the client hosts.
 A Network Time Protocol server provides reliable timestamps for use by the TOE.
7 Evaluated Configuration
The evaluated configuration for HP 3PAR Version 3.2.1 MU3 comprises the following HP
3PAR StoreServ hardware models running the HP 3PAR operating system version 3.2.1
MU3:
 7200c;
 7400c;
 7440c;
 7450c;
 10400;
 and 108001
The publication entitled HP 3PAR OS 3.2.1 Common Criteria Administrator’s Reference
describes the procedures necessary to install and operate HP 3PAR StoreServ Version 3.2.1
MU3 in its evaluated configuration.
8 Documentation
The Hewlett Packard documents provided to the consumer are as follows:
1
The StoreServ 10400 and 10800 models identify themselves as InServ V400 and InServ V800, respectively.
CCS Certification Report Hewlett Packard
HP 3PAR StoreServ Version 3.2.1 MU3
___________________________________________________________________________
Version 1.0 07 December 2015
- Page 5 of 9 -
a. HP 3PAR OS 3.2.1 Concepts Guide;
b. HP 3PAR OS 3.2.1 CLI Administrator's Manual;
c. HP 3PAR OS 3.2.1 Command Line Interface Reference; and
d. HP 3PAR OS 3.2.1 Common Criteria Administrator’s Reference.
9 Evaluation Analysis Activities
The evaluation analysis activities involved a structured evaluation of HP 3PAR Version 3.2.1
MU3, including the following areas:
Development: The evaluators analyzed the HP 3PAR StoreServ Version 3.2.1 MU3
functional specification and design documentation; they determined that the design
completely and accurately describes the TOE security functionality (TSF) interfaces, the TSF
subsystems and how the TSF implements the security functional requirements (SFRs). The
evaluators analyzed the HP 3PAR StoreServ Version 3.2.1 MU3 security architectural
description and determined that the initialization process is secure, that the security functions
are protected against tamper and bypass, and that security domains are maintained. The
evaluators also independently verified that the correspondence mappings between the design
documents are correct.
Guidance Documents: The evaluators examined the HP 3PAR StoreServ Version 3.2.1
MU3 preparative user guidance and operational user guidance and determined that it
sufficiently and unambiguously describes how to securely transform the TOE into its
evaluated configuration and how to use and administer the product. The evaluators examined
and tested the preparative and operational guidance, and determined that they are complete
and sufficiently detailed to result in a secure configuration.
Life-cycle support: An analysis of the HP 3PAR StoreServ Version 3.2.1 MU3
configuration management system and associated documentation was performed. The
evaluators found that the HP 3PAR StoreServ Version 3.2.1 MU3 configuration items were
clearly marked.
The evaluators examined the delivery documentation and determined that it described all of
the procedures required to maintain the integrity of HP 3PAR StoreServ Version 3.2.1 MU3
during distribution to the consumer.
The evaluators reviewed the flaw remediation procedures used by developer for the HP
3PAR StoreServ Version 3.2.1 MU3. During a site visit, the evaluators also examined the
evidence generated by adherence to the procedures. The evaluators concluded that the
procedures are adequate to track and correct security flaws, and distribute the flaw
information and corrections to consumers of the product.
All these evaluation activities resulted in PASS verdicts.
CCS Certification Report Hewlett Packard
HP 3PAR StoreServ Version 3.2.1 MU3
___________________________________________________________________________
Version 1.0 07 December 2015
- Page 6 of 9 -
10 ITS Product Testing
Testing consists of the following three steps: assessing developer tests, performing
independent functional tests, and performing penetration tests.
10.1 Assessment of Developer Tests
The evaluators verified that the developer has met their testing responsibilities by examining
their test evidence, and reviewing their test results, as documented in the ETR2
.
The evaluators analyzed the developer’s test coverage analysis and found it to be complete
and accurate. The correspondence between the tests identified in the developer’s test
documentation and the functional specification was complete.
10.2 Independent Functional Testing
During this evaluation, the evaluator developed independent functional tests by examining
design and guidance documentation.
All testing was planned and documented to a sufficient level of detail to allow repeatability
of the testing procedures and results. Resulting from this test coverage approach is the
following list of test goals:
a. Repeat of Developer's Tests: The objective of this test goal is to repeat a subset of the
developer's tests;
b. Lightweight Directory Access Protocol (LDAP) authentication and LDAP over
TLS/SSL: The objective of this test goal is to verify the TOE’s use of LDAP for
authentication and to confirm that communication between the TOE and the LDAP
server is protected with TLS/SSL;
c. Public Key Authentication: The objective of this test goal is to confirm that the TOE can
authenticate users using Public Key Authentication;
d. External Key Manager Server Connection: The objective of this test goal is to confirm
that that the external key manager server connection is protected with TLS/SSL;
e. Audit Log: The objective of this test goal is to confirm that the TOE provides capabilities
for audit log generation, audit log review, and audit log storage protection; and
f. Verification of Cryptographic Module and Algorithms: The objective of this test goal is
to verify the cryptographic module and algorithms incorporated within the TOE.
10.3 Independent Penetration Testing
Subsequent to the independent review of public domain vulnerability databases and all
evaluation deliverables, limited independent evaluator penetration testing was conducted.
The penetration tests focused on:
2
The ETR is a CCS document that contains information proprietary to the developer and/or the evaluator, and
is not releasable for public review.
CCS Certification Report Hewlett Packard
HP 3PAR StoreServ Version 3.2.1 MU3
___________________________________________________________________________
Version 1.0 07 December 2015
- Page 7 of 9 -
a. Use of automated vulnerability scanning tools to discover potential network, platform and
application layer vulnerabilities;
b. Heartbleed: The objective of this test goal is to determine whether the TOE is vulnerable
to Heartbleed;
c. Poodle: The objective of this test goal is to determine whether the TOE is vulnerable to
Poodle;
d. Ghost: The objective of this test goal is to determine whether the TOE is vulnerable to
Ghost;
e. Freak: The objective of this test goal is to determine whether the TOE is vulnerable to
Freak; and
f. Shellshock: The objective of this test goal is to determine whether the TOE is vulnerable
to Shellshock.
The independent penetration testing did not uncover any exploitable vulnerabilities in the
intended operating environment.
10.4 Conduct of Testing
HP 3PAR StoreServ Version 3.2.1 MU3 was subjected to a comprehensive suite of formally
documented, independent functional and penetration tests. The detailed testing activities,
including configurations, procedures, test cases, expected results and observed results are
documented in a separate Test Results document.
10.5 Testing Results
The developer’s tests and the independent functional tests yielded the expected results,
providing assurance that HP 3PAR StoreServ Version 3.2.1 MU3 behaves as specified in its
ST and functional specification.
11 Results of the Evaluation
This evaluation has provided the basis for a EAL 2+ level of assurance. The overall verdict
for the evaluation is PASS. These results are supported by evidence in the ETR.
CCS Certification Report Hewlett Packard
HP 3PAR StoreServ Version 3.2.1 MU3
___________________________________________________________________________
Version 1.0 07 December 2015
- Page 8 of 9 -
12 Acronyms, Abbreviations and Initializations
Acronym/Abbreviation/
Initialization
Description
CCEF Common Criteria Evaluation Facility
CCS Canadian Common Criteria Evaluation and
Certification Scheme
CPL Certified Products list
CM Configuration Management
EAL Evaluation Assurance Level
ETR Evaluation Technical Report
IT Information Technology
ITSET Information Technology Security
Evaluation and Testing
LDAP Lightweight Directory Access Protocol
PALCAN Program for the Accreditation of
Laboratories - Canada
SFR Security Functional Requirement
ST Security Target
TOE Target of Evaluation
TSF TOE Security Function
CCS Certification Report Hewlett Packard
HP 3PAR StoreServ Version 3.2.1 MU3
___________________________________________________________________________
Version 1.0 07 December 2015
- Page 9 of 9 -
13 References
This section lists all documentation used as source material for this report:
a. CCS Publication #4, Technical Oversight, Version 1.8, October 2010.
b. Common Criteria for Information Technology Security Evaluation, Version 3.1
Revision 4, September 2012.
c. Common Methodology for Information Technology Security Evaluation, CEM,
Version 3.1 Revision 4, September 2012.
d. Hewlett-Packard 3PAR StoreServ Storage Systems Security Target, Version 5.0,
December 07, 2015
e. Hewlett-Packard 3PAR® StoreServ Storage Systems Common Criteria EAL 2
Evaluation Technical Report, Version 0.4, December 7, 2015.