SERTIT, P.O. Box 14, N-1306 Bærum postterminal, NORWAY Phone: +47 67 86 40 00 Fax: +47 67 86 40 09 E-mail: post@sertit.no Internet: www.sertit.no Sertifiseringsmyndigheten for IT-sikkerhet Norwegian Certification Authority for IT Security SERTIT-052 CR Certification Report Issue 1.0 21 August 2013 Huawei S2300, S2700, S5300, S5700, S6300, S6700, S7700, S9300, S9700 Ethernet Switches V200R003 CERTIFICATION REPORT - SERTIT STANDARD REPORT TEMPLATE SD 009 VERSION 2.1 11.11.2011 Huawei S2300, S2700, S5300, S5700, S6300, S6700, S7700, S9300, S9700 Ethernet Switches Version V200R003 EAL3 + Page 2 of 28 SERTIT-052 CR Issue 1.0 21 August 2013 ARRANGEMENT ON THE RECOGNITION OF COMMON CRITERIA CERTIFICATES IN THE FIELD OF INFORMATION TECHNOLOGY SECURITY SERTIT, the Norwegian Certification Authority for IT Security, is a member of the above Arrangement and as such this confirms that the Common Criteria certificate has been issued by or under the authority of a Party to this Arrangement and is the Party’s claim that the certificate has been issued in accordance with the terms of this Arrangement The judgements contained in the certificate and Certification Report are those of SERTIT which issued it and the Norwegian evaluation facility (EVIT) which carried out the evaluation. There is no implication of acceptance by other Members of the Agreement Group of liability in respect of those judgements or for loss sustained as a result of reliance placed upon those judgements by a third party. Huawei S2300, S2700, S5300, S5700, S6300, S6700, S7700, S9300, S9700 Ethernet Switches Version V200R003 EAL3 + SERTIT-052 CR Issue 1.0 21 August 2013 Page 3 of 28 Contents 1 Certification Statement 5 2 Abbreviations 6 3 References 8 4 Executive Summary 9 4.1 Introduction 9 4.2 Evaluated Product 9 4.3 TOE scope 9 4.4 Protection Profile Conformance 9 4.5 Assurance Level 10 4.6 Security Policy 10 4.7 Security Claims 10 4.8 Threats Countered 10 4.9 Threats Countered by the TOE’s environment 10 4.10 Threats and Attacks not Countered 11 4.11 Environmental Assumptions and Dependencies 11 4.12 IT Security Objectives 11 4.13 Non-IT Security Objectives 12 4.14 Security Functional Requirements 12 4.15 Security Function Policy 13 4.16 Evaluation Conduct 13 4.17 General Points 13 5 Evaluation Findings 15 5.1 Introduction 16 5.2 Delivery 16 5.3 Installation and Guidance Documentation 16 5.4 Misuse 16 5.5 Vulnerability Analysis 16 5.6 Developer’s Tests 17 5.7 Evaluators’ Tests 17 6 Evaluation Outcome 17 6.1 Certification Result 17 6.2 Recommendations 17 Annex A: Evaluated Configuration 18 TOE Identification 18 TOE Documentation 27 TOE Configuration 27 Environmental Configuration 28 Huawei S2300, S2700, S5300, S5700, S6300, S6700, S7700, S9300, S9700 Ethernet Switches Version V200R003 EAL3 + Page 4 of 28 SERTIT-052 CR Issue 1.0 21 August 2013 1 Huawei 52300, 52700, 55300, 55700, 56300,56700, 57700, 59300, 59700 EAL3 + Ethernet Switches Version V200R003 . . . • ." • • . • '0' • • • • • • • . . . • • . o • • • • • o • •• •• , . • • • • • • •• •. , • • 0 ' . ' . . • • • • • , __ . . . ... , . ... . . " .... . •. . 0" . . . • . . • . , . • . . . . • • . , . Certification State,ment Huawei Technologies Huawei 52300, 52700, 55300, 55700, 56300, 56700, 57700. 59300,59700 Ethernet Switches provides high-end networking capacities for telecom and enterprise core networks. Huawei 52300, 52700, 55300, 55700, 56300, 56700, 57700, 59300. 59700 Ethernet Switches version V200R003 has been evaluated under the terms of the Norwegian Certification Scheme for IT Security and have met the Common Criteria Part 3 (ISO/IEC 15408) conformant requirements of Evaluation Assurance Level 3 augmented with ALC_CMC.4 for the specified Common Criteria Part 2 (150/IEC 15408) conformant functionality in the specified environment when running on the platforms specified in Annex A. IAuthor IKvassnes, Kjartan J~ge~7; J1 ---I L----,- l~~er /A/t~ 'Quality Assurance Arne Hoye Rage ~ { O",np___ _ , ~IQu:a:I~~Assurance ~ ~~-----l , IAPproved Kjell W. Bergan f--H_ea_d_of_5_ER_TI_T__¥_~_' ~5CUv L~~~:~ app rove d---'--'---!2 ~_A_u_g_U_St_2_0_1_3 ...... ,.. -' 5ERTlT -052 CR Issue 1.0 Page 5 of 28 21 August 2013 Huawei S2300, S2700, S5300, S5700, S6300, S6700, S7700, S9300, S9700 Ethernet Switches Version V200R003 EAL3 + Page 6 of 28 SERTIT-052 CR Issue 1.0 21 August 2013 2 Abbreviations ACL Access Control List CC Common Criteria for Information Technology Security Evaluation (ISO/IEC 15408) CCRA Arrangement on the Recognition of Common Criteria Certificates in the Field of Information Technology Security CEM Common Methodology for Information Technology Security Evaluation CLI Command Line Interface EAL Evaluation Assurance Level EOR Evaluation Observation Report ETR Evaluation Technical Report EVIT Evaluation Facility under the Norwegian Certification Scheme for IT Security EWP Evaluation Work Plan GUI Graphical User Interface LMT Local Maintenance Terminal LPU Line Process Unit MCU Main Control Unit NTP Network Time Protocol POC Point of Contact PP Protection Profile QP Qualified Participant RMT Remote Maintenance Terminal SERTIT Norwegian Certification Authority for IT Security SFR Security Functional Requirement SFU Switching Fabric Unit SNMP Simple Network Management Protocol SPM Security Policy Model SPU Service Process Unit SRU Switch Router Unit ST Security Target STP Spanning-Tree Protocol Huawei S2300, S2700, S5300, S5700, S6300, S6700, S7700, S9300, S9700 Ethernet Switches Version V200R003 EAL3 + SERTIT-052 CR Issue 1.0 21 August 2013 Page 7 of 28 TOE Target of Evaluation TSF TOE Security Functions TSP TOE Security Policy VP Virtual Path VRP Versatile Routing Platform Huawei S2300, S2700, S5300, S5700, S6300, S6700, S7700, S9300, S9700 Ethernet Switches Version V200R003 EAL3 + Page 8 of 28 SERTIT-052 CR Issue 1.0 21 August 2013 3 References [1] Huawei S Series Ethernet Switches V200R003 Security Target, Version 1.0, 2013-07-17. [2] Common Criteria Part 1, CCMB-2012-09-001, Version 3.1 R4, September 2012. [3] Common Criteria Part 2, CCMB-2012-09-002, Version 3.1 R4, September 2012. [4] Common Criteria Part 3, CCMB-2012-09-003, Version 3.1 R4, September 2012. [5] The Norwegian Certification Scheme, SD001E, Version 8.0, 20 August 2010 . [6] Common Methodology for Information Technology Security Evaluation, Evaluation Methodology, CCMB-2009-07-004, Version 3.1 R3, September 2012. [7] Common Criteria EAL3+ Evaluation of Huawei S-Series Ethernet Switches V200R003, version 1.1, August 9, 2013. [8] S2350&S5300&S6300 Series Ethernet Switches V200R003 Product Documentation, version 1.0 [9] S5700&S6700 V200R003 Product Documentation, version 1.0 [10] S7700&S9700 Smart&Core Routing Switch V200R003 Product Documentation, version 1.0 [11] S9300&S9300E Terabit Routing Switch V200R003 Product Documentatio n, version 1.0 [12] S9300&S9300E V200R003 Product Documentation, version 1.0 [13] CC Huawei S Series Ethernet Switches V200R003 - AGD_OPE, version 1.0 [14] CC Huawei S Series Ethernet Switches V200R003 - AGD_PRE, version 1.0 Huawei S2300, S2700, S5300, S5700, S6300, S6700, S7700, S9300, S9700 Ethernet Switches Version V200R003 EAL3 + SERTIT-052 CR Issue 1.0 21 August 2013 Page 9 of 28 4 Executive Summary 4.1 Introduction This Certification Report states the outcome of the Common Criteria security evaluation of Huawei S2300, S2700, S5300, S5700, S6300, S6700, S7700, S9300, S9700 Ethernet Switches version V200R003 to the Sponsor, Huawei Technologies, and is intended to assist prospective consumers when judging the suitability of the IT security of the product for their particular requirements. Prospective consumers are advised to read this report in conjunction with the Security Target[1] which specifies the functional, environmental and assurance evaluation requirements. 4.2 Evaluated Product The versions of the product evaluated were Huawei S2300, S2700, S5300, S5700, S6300, S6700, S7700, S9300, S9700 Ethernet Switches version V200R003. These products are also described in this report as the Target of Evaluation (TOE). The developer was Huawei Technologies. Huawei S Series Ethernet Switches V200R003, the TOE, provides high -end networking capacities for telecom and enterprise core networks. It consists of both hardware and software. At the core of each switch is the Versatile Routing Platform (VRP), the software for managing and running the router’s networking functionality. VRP provides extensive security features. These features include different interfaces with according access levels for administrators; enforcing authentications prior to establishment of administrative sessions with the TOE; auditing of security -relevant management activities; as well as the correct enforcement of routing decisions to ensure that network traffic gets forwarded to the correct interfaces. The Forwarding Engine is the actual hardware providing network traffic processing capacity. Details of the evaluated configuration, including the TOE’s supporting guidance documentation, are given in Annex A. 4.3 TOE scope The TOE scope is described in the ST[1], chapter 1.4.2 4.4 Protection Profile Conformance The Security Target[1] did not claim conformance to any protection profile. Huawei S2300, S2700, S5300, S5700, S6300, S6700, S7700, S9300, S9700 Ethernet Switches Version V200R003 EAL3 + Page 10 of 28 SERTIT-052 CR Issue 1.0 21 August 2013 4.5 Assurance Level The assurance incorporated predefined evaluation assurance level EAL3, augmented by ALC_CMC.4. Common Criteria Part 3[4] describes the scale of assurance given by predefined assurance levels EAL1 to EAL7. An overview of CC is given in CC Part 1[2]. 4.6 Security Policy The TOE security policies are detailed in the ST[1], chapter 3.2. 4.7 Security Claims The Security Target[1] fully specifies the TOE’s security objectives, the threats which these objectives meet and security functional requirements and security functions to elaborate the objectives. All of the SFR’s are taken from CC Part 2[3]; use of this standard facilitates comparison with other evaluated products. 4.8 Threats Countered  T.UnwantedL2NetworkTraffic Unwanted L2 network traffic sent to the TOE will cause the MAC table gets updated dynamically by MAC learning function . This may due the MAC table overload. In the TOE Layer 2 switching network, loops on the network cause packets to be continuously duplicated and propagated in the loops, leading to the broadcast storm, which exhausts all the available bandwidth resources and renders the network unavailable.  T.UnwantedL3NetworkTraffic Unwanted L3 network traffic sent to the TOE will not only cause the TOE’ s processing capacity for incoming network traffic is consumed thus fails to process traffic expected to be processed, but an internal traffic jam might happen when those traffic are sent to the Control Plane. This may further cause the TOE to fail to respond to system control and security management operations. Routing information exchanged between the TOE and peer routes may also be affected due the traffic overload.  T.UnauthenticatedAccess A user who is not an administrator gains access to the TOE.  T.UnauthorizedAccess A user authorized to perform certain actions and access certain information gains access to commands or information he is not authorized for.  T.Eavesdrop An eavesdropper (remote attacker) is able to intercept, and potentially modify or re-use information assets that are exchanged between TOE and LMT/RMT. 4.9 Threats Countered by the TOE’s environment There are no threats countered by the TOE’s environment. Huawei S2300, S2700, S5300, S5700, S6300, S6700, S7700, S9300, S9700 Ethernet Switches Version V200R003 EAL3 + SERTIT-052 CR Issue 1.0 21 August 2013 Page 11 of 28 4.10 Threats and Attacks not Countered No threats or attacks that are not countered are described. 4.11 Environmental Assumptions and Dependencies The environment is supposed to provide supporting mechanism to the TOE:  A Radius server for external authentication/authorization decisions;  Peer router(s) for the exchange of dynamic routing informat ion;  A remote entities (PCs) used for administration of the TOE.  An SNMP Server used for collecting SNMP traps 4.12 IT Security Objectives The following objectives must be met by the TOE:  O.Forwarding (all series except S23XX-EI/S53XX-LI/S27XX-EI/S57XX-LI) The TOE shall forward network traffic (i.e., individual packets) only to the network interface that corresponds with a configured route for the destination IP address of the packet, or corresponds with a MAC address for the destination MAC address of the packet. When TOE works as Layer 2 forwarding device, users should be isolated between VLANs. And TOE can find the loops in the network, and block certain interfaces to eliminate loops.  O.Forwarding (S23XX-EI/S53XX-LI/S27XX-EI/S57XX-LI) The TOE shall forward network traffic (i.e., individual packets) only to the network interface that corresponds with a MAC address for the destination MAC address of the packet. Users should be isolated between VLANs. And TOE can find the loops in the network, and block certain interfaces to eliminate loops.  O.Communication The TOE must implement logical protection measures for network communication between the TOE and LMT/RMT from the operational environment.  O.Authorization The TOE shall implement different authorization level s that can be assigned to administrators in order to restrict the functionality that is available to individual administrators.  O.Authentication The TOE must authenticate users of its user access.  O.Audit The TOE shall provide functionality to generate audit records for security- relevant administrator actions.  O.Resource The TOE shall provide functionalities and management for assigning a priority (used as configured bandwidth), enforcing maximum quotas for bandwidth and MAC address table entries, to prevent internal collapse due to traffic overload . Huawei S2300, S2700, S5300, S5700, S6300, S6700, S7700, S9300, S9700 Ethernet Switches Version V200R003 EAL3 + Page 12 of 28 SERTIT-052 CR Issue 1.0 21 August 2013  O.Filter The TOE shall provide ACL or packet filter to drop unwanted L2 or L3 network traffic. 4.13 Non-IT Security Objectives The following objectives must be met by the operational environment:  OE.NetworkElements The operational environment shall provide securely and correctly working network devices as resources that the TOE needs to cooperate with. Behaviors of such network devices provided by operational environment shall be also secure and correct. For example, other routers for the exchange of routing information, PCs used for TOE administration, SNMP Servers and Radius servers for obtaining authentication and authorization decisions.  OE.Physical The TOE (i.e., the complete system including attached peripherals, such as a console, and CF card inserted in the Switch) shall be protected against unauthorized physical access.  OE.NetworkSegregation The operational environment shall provide segregation by deploying the management interface in TOE into an independent local -network.  OE.Person Personnel working as authorized administrators shall be carefully selected for trustworthyness and trained for proper operation of the TOE. 4.14 Security Functional Requirements The following functional requirements are met by the TOE:  FAU_GEN.1 Audit data generation  FAU_GEN.2 | User identity association  FAU_SAR.1 Audit review  FAU_SAR.3 Selectable audit review  FAU_STG.1 Protected audit trail storage  FAU_STG.3 Action in case of possible audit data loss  FCS_COP.1/AES Cryptographic operation  FCS_COP.1/3DES Cryptographic operation  FCS_COP.1/RSA Cryptographic operation  FCS_COP.1/MD5 Cryptographic operation  FCS_COP.1/HMAC-MD5 Cryptographic operation  FCS_COP.1/DHKeyExchange Cryptographic operation  FCS_CKM.1/AES Cryptographic key generation  FCS_CKM.1/3DES Cryptographic key generation  FCS_CKM.1/RSA Cryptographic key generation  FCS_CKM.1/DHKey Cryptographic key generation  FCS_CKM.1/HMAC Cryptographic key generation  FCS_CKM.4/RSA Cryptographic key destruction Huawei S2300, S2700, S5300, S5700, S6300, S6700, S7700, S9300, S9700 Ethernet Switches Version V200R003 EAL3 + SERTIT-052 CR Issue 1.0 21 August 2013 Page 13 of 28  FCS_CKM.4/3DES-AES-HMAC Cryptographic key destruction 4.15 Security Function Policy The VRP is the control and management platform that runs on the SRU/MCU. The VRP supports IPv4/IPv6, and routing protocols such as Border Gateway Protocol (BGP), Open Shortest Path First (OSPF), calculates routes, generates forwarding tables, and delivers routing information to the LPU(s). The VRP includes Service Control Plane (SCP), System Manage Plane (SMP), General Control Plane (GCP) and other TSF, non - TSF sub-systems. There is one difference between the software architecture of Box Switch and the Chassis Switch: in Box Switches the LPU and VP are done in SW, but in Chassis Switches, this is done in HW. Note that for the S23xx-EI/S53xx-LI and S27xx-EI/S57xx-LI (who do not support L3 forwarding) and the S53xx-SI and S57xx-SI (who only support static routing), the software architecture is identical, but the commands required to support non - existing functionality will simply return error messages. 4.16 Evaluation Conduct The evaluation was carried out in accordance with the requirements of the Norwegian Certification Scheme for IT Security as described in SERTIT Document SD001[5]. The Scheme is managed by the Norwegian Certification Authority for IT Security (SERTIT). As stated on page 2 of this Certification Report, SERTIT is a member of the Arrangement on the Recognition of Common Criteria Certificates in the Field of Information Technology Security (CCRA), and the evaluation was conducted in accordance with the terms of this Arrangement. The purpose of the evaluation was to provide assurance about the effectiveness of the TOE in meeting its Security Target[1], which prospective consumers are advised to read. To ensure that the Security Target[1] gave an appropriate baseline for a CC evaluation, it was first itself evaluated. The TOE was then evaluated against this baseline. Both parts of the evaluation were performed in accordance wit h CC Part 3[4] and the Common Evaluation Methodology (CEM)[6]. SERTIT monitored the evaluation which was carried out by the Brightsight B.V. Commercial Evaluation Facility (CLEF/EVIT). The evaluation was completed when the EVIT submitted the final Evaluation Technical Report (ETR)[7] to SERTIT in 9 August 2013. SERTIT then produced this Certification Report. 4.17 General Points The evaluation addressed the security functionality claimed in the Security Target [1] with reference to the assumed operating environment specified by the Security Target[1]. The evaluated configuration was that specified in Annex A. Prospective consumers are advised to check that this matches their identified requirements and give due consideration to the recommendations and caveats of this report. Huawei S2300, S2700, S5300, S5700, S6300, S6700, S7700, S9300, S9700 Ethernet Switches Version V200R003 EAL3 + Page 14 of 28 SERTIT-052 CR Issue 1.0 21 August 2013 Certification does not guarantee that the IT product is free from security vulnerabilities. This Certification Report and the belonging Certificate only reflect the view of SERTIT at the time of certification. It is furthermore the responsibility of users (both existing and prospective) to check whether any security vulnerabilities have been discovered since the date shown in this report. This Certification Report is not an endorsement of the IT product by SERTIT or any other organization that recognizes or gives effect to this Certification Report, and no warranty of the IT product by SERTIT or any other organization that recognizes or gives effect to this Certification Report is either expressed or implied. Huawei S2300, S2700, S5300, S5700, S6300, S6700, S7700, S9300, S9700 Ethernet Switches Version V200R003 EAL3 + SERTIT-052 CR Issue 1.0 21 August 2013 Page 15 of 28 5 Evaluation Findings The evaluators examined the following assurance classes and components taken from CC Part 3[4]. These classes comprise the EAL 3 assurance package augmented with ALC_FLR.2. Assurance class Assurance components Development ADV_ARC.1 Security architecture description ADV_FSP.3 Functional specification with complete summary ADV_TDS.2 Architectural design Guidance documents AGD_OPE.1 Operational user guidance AGD_PRE.1 Preparative procedures Life-cycle support ALC_CMC.4 Production support, acceptance procedures and automation ALC_CMS.3 Implementation representation CM coverage ALC_DEL.1 Delivery procedures ALC_DVS.1 Identification of security measures ALC_FLR.2 Flaw reporting procedures ALC_LCD.1 Developer defined life-cycle model Security Target evaluation ASE_CCL.1 Conformance claims ASE_ECD.1 Extended components definition ASE_INT.1 ST introduction ASE_OBJ.2 Security objectives ASE_REQ.2 Derived security requirements ASE_SPD.1 Security problem definition ASE_TSS.1 TOE summary specification Tests ATE_COV.2 Analysis of coverage ATE_DPT.1 Testing: basic design ATE_FUN.1 Functional testing ATE_IND.2 Independent testing – sample Vulnerability assessment AVA_VAN.2 Vulnerability analysis All assurance classes were found to be satisfactory and were awarded an overall “pass” verdict. Huawei S2300, S2700, S5300, S5700, S6300, S6700, S7700, S9300, S9700 Ethernet Switches Version V200R003 EAL3 + Page 16 of 28 SERTIT-052 CR Issue 1.0 21 August 2013 5.1 Introduction The evaluation addressed the requirements specified in the Security Target [1]. The results of this work were reported in the ETR[7] under the CC Part 3[4] headings. The following sections note considerations that are of particular relevance to either consumers or those involved with subsequent assurance maintenance and re - evaluation of the TOE. 5.2 Delivery On receipt of the TOE, the consumer is recommended to check that the evaluated versions of its components have been supplied, and to check that the security of the TOE has not been compromised in delivery. 5.3 Installation and Guidance Documentation Installation of the TOE must be performed completely in accordance with the guidance in the Operational User Guidance[13][14] and Preparative Procedures documents provided by the developer. These documents are a collection of all security relevant operations and settings that must be observed to ensure that the TOE operates in a secure manner. 5.4 Misuse There is always a risk of intentional and unintentional misconfigurations that could possibly compromise confidential information. The guidance should always follow the guidance for the TOE in order to ensure that the TOE operates in a secure manner. The guidance documents adequately describe the mode of operation of the TOE, all assumptions about the intended environment and all requirements for external security. Sufficient guidance is provided for the consumer to effectively use the TOE’s security functions. 5.5 Vulnerability Analysis The Evaluators’ vulnerability analysis was based on both public domain sources and the visibility of the TOE given by the evaluation process. The TOE are substantially similar to other router/switches on the market. This technology is well-established. The technology and possible vulnerabilities are described in a series of public documents. The evaluators assessed all possible vulnerabilities found during evaluation. Potential vulnerabilities were found but only one turned out to be possibly exploitable. The developer has updated the guidance to enhance the secure configuration of the TOE, and as a result this issue has become moot. Huawei S2300, S2700, S5300, S5700, S6300, S6700, S7700, S9300, S9700 Ethernet Switches Version V200R003 EAL3 + SERTIT-052 CR Issue 1.0 21 August 2013 Page 17 of 28 5.6 Developer’s Tests The developer test effort is considered already fairly complete. Any major missing features reported by the evaluators are added to the developer test set. Nevertheless the evaluator has defined 11 additional tests. The Developer Test Plan consists of 11 different categories, each containing between 1 and 13 tests. The categories are based on major groupings of security functionality, and in combination cover all SFRs and TSFIs. 5.7 Evaluators’ Tests For independent testing, the evaluator has chosen to perform some additional testing although the developer’s testing was extensive but some additional assurance could be gained by additional testing. For independent testing, the evaluator has made a sample of one test of each category, with one exception, as that category has only one test and this test was sufficiently repeated later on 6 Evaluation Outcome 6.1 Certification Result After due consideration of the ETR[7], produced by the Evaluators, and the conduct of the evaluation, as witnessed by the Certifier, SERTIT has determined that Huawei S2300, S2700, S5300, S5700, S6300, S6700, S7700, S9300, S9700 Ethernet Switches version V200R003 meet the Common Criteria Part 3 conformant requirements of Evaluation Assurance Level 3 augmented with ALC_CMC.4 for the specified Common Criteria Part 2 conformant functionality, in the specified environment, when running on platforms specified in Annex A. 6.2 Recommendations Prospective consumers of Huawei S2300, S2700, S5300, S5700, S6300, S6700, S7700, S9300, S9700 Ethernet Switches version V200R003 should understand the specific scope of the certification by reading this report in conjunction with the Security Target[1]. The TOE should be used in accordance with a number of environmental considerations as specified in the Security Target. Only the evaluated TOE configuration should be installed. This is specified in Annex A with further relevant information given above under Section 4.3 “TOE Scope” and Section 0 “Evaluation Findings”. The TOE should be used in accordance with the supporting guidance documentation included in the evaluated configuration. Huawei S2300, S2700, S5300, S5700, S6300, S6700, S7700, S9300, S9700 Ethernet Switches Version V200R003 EAL3 + Page 18 of 28 SERTIT-052 CR Issue 1.0 21 August 2013 Annex A: Evaluated Configuration TOE Identification The TOE consists of Huawei S2300, S2700, S5300, S5700, S6300, S6700, S7700, S9300, S9700 Ethernet Switches V200R003 There are some minor security differences between the various series: not all series support all functionality:  The S23xx-EI/S53xx-LI and S27XX-EI/S57XX-LI do not support L3 forwarding  The S53xx-SI and S57xx-SI only support static routing and no OSPF/BGP MODEL TYPES Typical System Configuration and Physical Parameters S2300 Item Typical Configuration Remark Processing unit Main frequency: 1GHZ - SDRAM 256MB - Flash 200MB - CF card - - Switching capacity S2350-20TP-PWR-EI- AC:11.2Gbit/s S2350-28TP-EI-AC: 12.8 Gbit/s S2350-28TP-PWR-EI-AC:12.8 Gbit/s (bidirectional) - Forwarding capacity S2350-20TP-PWR-EI-AC: 8.33Mpps S2350-28TP-EI-AC: 9.52Mpps S2350-28TP-PWR-EI-AC: 9.52Mpps - S5300 Item Typical Configuration Remark Processing unit Main frequency: 5300EI: 533MHZ 5300SI: 800MHZ - Huawei S2300, S2700, S5300, S5700, S6300, S6700, S7700, S9300, S9700 Ethernet Switches Version V200R003 EAL3 + SERTIT-052 CR Issue 1.0 21 August 2013 Page 19 of 28 5300HI: 1GHZ 5300LI: 1GHZ 5310EI: 1GHZ SDRAM 5300EI: 256MB 5300SI: 256MB 5300HI: 512MB 5300LI: 256MB 5310EI: 512MB - Flash 5300EI: 32MB 5300SI: 32MB 5300HI: 64MB 5300LI: 200MB 5310EI: 200MB - CF card - - Switching capacity 5324TP-SI: 48Gbit/s 5348TP-SI: 96Gbit/s 5328C-EI/SI: 128Gbit/s 5352C-EI/SI: 176Gbit/s 5300-28P-LI: 56Gbps 5300-52P-LI: 104Gbps 5300-28X-LI: 128Gbps 5300-10P-LI: 26Gbps (bidirectional) - Forwarding capacity 5324TP-SI: 35.7Mpps 5348TP-SI: 71.4Mpps 5328C-EI/SI: 95.2Mpps 5352C-EI/SI: 130.9Mpps 5300-28P-LI: 41.66Mpps 5300-52P-LI: 77.4Mpps - Huawei S2300, S2700, S5300, S5700, S6300, S6700, S7700, S9300, S9700 Ethernet Switches Version V200R003 EAL3 + Page 20 of 28 SERTIT-052 CR Issue 1.0 21 August 2013 5300-28X-LI: 95.2Mpps 5300-10P-LI: 15Mpps S6300 Item Typical Configuration Remark Processing unit Main frequency: 1 GHz - SDRAM 512 MB - Flash 64 MB - CF card - - Switching capacity 6324: 480Gbit/s 6348: 960Gbit/s (bidirectional) - Forwarding capacity 6324: 357Mpps 6348: 714Mpps - S2700 Item Typical Configuration Remark Processing unit Main frequency: 1GHZ - SDRAM 256MB - Flash 200MB - CF card - - Switching capacity S2750-20TP-PWR-EI- AC:11.2Gbit/s S2750-28TP-EI-AC: 12.8 Gbit/s S2750-28TP-PWR-EI-AC:12.8 Gbit/s S2751-28TP-PWR-EI-AC:12.8 Gbit/s - Huawei S2300, S2700, S5300, S5700, S6300, S6700, S7700, S9300, S9700 Ethernet Switches Version V200R003 EAL3 + SERTIT-052 CR Issue 1.0 21 August 2013 Page 21 of 28 (bidirectional) Forwarding capacity S2750-20TP-PWR-EI-AC: 8.33Mpps S2750-28TP-EI-AC: 9.52Mpps S2750-28TP-PWR-EI-AC: 9.52Mpps S2751-28TP-PWR-EI-AC: 9.52Mpps - S5700 Item Typical Configuration Remark Processing unit Main frequency: 5700EI: 533MHZ 5700SI: 800MHZ 5700HI: 1GHZ 5700LI: 1GHZ 5710EI: 1GHZ 5710HI: 1GHz - SDRAM 5700EI: 256MB 5700SI: 256MB 5700HI: 512MB 5700LI: 256MB 5710EI: 512MB 5710HI: 512MB - Flash 5700EI: 32MB 5700SI: 32MB 5700HI: 64MB 5700LI: 200MB 5710EI: 200MB - CF card - - Switching capacity 5724TP-SI: 48Gbit/s 5748TP-SI: 96Gbit/s 5728C-EI/SI: 128Gbit/s - Huawei S2300, S2700, S5300, S5700, S6300, S6700, S7700, S9300, S9700 Ethernet Switches Version V200R003 EAL3 + Page 22 of 28 SERTIT-052 CR Issue 1.0 21 August 2013 5752C-EI/SI: 176Gbit/s 5700-28P-LI: 56Gbps 5700-52P-LI: 104Gbps 5700-28X-LI: 128Gbps 5700-52X-LI: 256Gbps 5700-10P-LI: 26Gbps 5710-108C-HI: 672Gbs (bidirectional) Forwarding capacity 5724TP-SI: 35.7Mpps 5748TP-SI: 71.4Mpps 5728C-EI/SI: 95.2Mpps 5752C-EI/SI: 130.9Mpps 5700-28P-LI: 41.66Mpps 5700-52P-LI: 77.4Mpps 5700-28X-LI: 95.2Mpps 5700-52X-LI: 132Mpps 5700-10P-LI: 15Mpps S5710-108C-HI: 504Mpps - S6700 Item Typical Configuration Remark Processing unit Main frequency: 1 GHz - SDRAM 512 MB - Huawei S2300, S2700, S5300, S5700, S6300, S6700, S7700, S9300, S9700 Ethernet Switches Version V200R003 EAL3 + SERTIT-052 CR Issue 1.0 21 August 2013 Page 23 of 28 Flash 64 MB - CF card - - Switching capacity 6724: 480Gbit/s 6748: 960Gbit/s (bidirectional) - Forwarding capacity 6724: 357Mpps 6748: 714Mpps - S9303 S7703 Item Typical Configuration Remark Processing unit Main frequency: 500 MHz - SDRAM 512 MB NVRAM 512 KB - CF card 512 MB CF cards with different capacities can be configured. Can be used as a mass storage device for storing data files. There are two CF cards on the SRU. Switching capacity 1440 Gbit/s - Forwarding capacity 540 Mpps - Max MCU slots 2 MCUs work in 1:1 redundancy. Max LPU slots 3 - Maximum interface rate per LPU 40*10 Gbit/s - Huawei S2300, S2700, S5300, S5700, S6300, S6700, S7700, S9300, S9700 Ethernet Switches Version V200R003 EAL3 + Page 24 of 28 SERTIT-052 CR Issue 1.0 21 August 2013 S9306 S7706 Item Typical Configuration Remark Processing unit Main frequency: 700 MHz - SDRAM 1 GB NVRAM 512 KB - CF card 512 MB CF cards with different capacities can be configured. Can be used as a mass storage device for storing data files. There are two CF cards on the SRU. Switching capacity 2T Gbit/s - Forwarding capacity 1320 Mpps - Max SRU slots 2 SRUs work in 1:1 redundancy. Max LPU slots 6 - Maximum interface rate per LPU 40*10 Gbit/s - S9312 S7712 Item Typical Configuration Remark Processing unit Main frequency: 700 MHz - SDRAM 1 GB NVRAM 512 KB - CF card 512 MB CF cards with different capacities can be configured. Can be used as a mass storage device for storing data files. Huawei S2300, S2700, S5300, S5700, S6300, S6700, S7700, S9300, S9700 Ethernet Switches Version V200R003 EAL3 + SERTIT-052 CR Issue 1.0 21 August 2013 Page 25 of 28 There are two CF cards on the SRU. Switching capacity 2T Gbit/s - Forwarding capacity 1320 Mpps - Max SRU slots 2 SRUs work in 1:1 redundancy. Max LPU slots 12 - Maximum interface rate per LPU 40*10 Gbit/s - S9303E S9703 Item Typical Configuration Remark Processing unit Main frequency: 500 MHz - SDRAM 512 MB NVRAM 512 KB - CF card 512 MB CF cards with different capacities can be configured. Can be used as a mass storage device for storing data files. There are two CF cards on the SRU. Switching capacity 1440 Gbit/s - Forwarding capacity 540 Mpps - Max MCU slots 2 MCUs work in 1:1 redundancy. Max LPU slots 3 - Maximum interface rate per LPU 40*10 Gbit/s - Huawei S2300, S2700, S5300, S5700, S6300, S6700, S7700, S9300, S9700 Ethernet Switches Version V200R003 EAL3 + Page 26 of 28 SERTIT-052 CR Issue 1.0 21 August 2013 S9306E S9706 Item Typical Configuration Remark Processing unit Main frequency: 1.2G MHz - SDRAM 2GB NVRAM 512 KB - CF card 512 MB CF cards with different capacities can be configured. Can be used as a mass storage device for storing data files. There are two CF cards on the SRU. Switching capacity 3.84T Gbit/s - Forwarding capacity 2880 Mpps - Max SRU slots 2 SRUs work in 1:1 redundancy. Max LPU slots 6 - Maximum interface rate per LPU 40*10 Gbit/s - S9312E S9712 Item Typical Configuration Remark Processing unit Main frequency: 700 MHz - SDRAM 2 GB NVRAM 512 KB - CF card 512 MB CF cards with different capacities can be configured. Can be used as a mass storage device for storing data files. Huawei S2300, S2700, S5300, S5700, S6300, S6700, S7700, S9300, S9700 Ethernet Switches Version V200R003 EAL3 + SERTIT-052 CR Issue 1.0 21 August 2013 Page 27 of 28 There are two CF cards on the SRU. Switching capacity 3.84T Gbit/s - Forwarding capacity 2880 Mpps - Max SRU slots 2 SRUs work in 1:1 redundancy. Max LPU slots 12 - Maximum interface rate per LPU 40*10 Gbit/s - TOE Documentation The supporting guidance documents evaluated were: [a] S2350&S5300&S6300 Series Ethernet Switches V200R003 Product Documentation, version 1.0 [b] S5700&S6700 V200R003 Product Documentation, version 1.0 [c] S7700&S9700 Smart&Core Routing Switch V200R003 Pr oduct Documentation, version 1.0 [d] S9300&S9300E Terabit Routing Switch V200R003 Product Documentation, version 1.0 [e] S9300&S9300E V200R003 Product Documentation, version 1.0 [f] CC Huawei S Series Ethernet Switches V200R003 - AGD_OPE, version 1.0 [g] CC Huawei S Series Ethernet Switches V200R003 - AGD_PRE, version 1.0 Further discussion of the supporting guidance material is given in Section 5.3 “Installation and Guidance Documentation”. TOE Configuration The following configuration was used for testing: Item Identifier HARDWARE One of the hardware models listed in section TOE Identification SOFTWARE Product software version V200R003, VRP Huawei S2300, S2700, S5300, S5700, S6300, S6700, S7700, S9300, S9700 Ethernet Switches Version V200R003 EAL3 + Page 28 of 28 SERTIT-052 CR Issue 1.0 21 August 2013 Version 5 Release 13, VxWorks version 5.5.1configured according to [AGD_PRE]. MANUALS S2350&S5300&S6300 Series Ethernet Switches V200R003 Product Documentation, version 1.0 S5700&S6700 V200R003 Product Documentation, version 1.0 S7700&S9700 Smart&Core Routing Switch V200R003 Product Documentation, version 1.0 S9300&S9300E Terabit Routing Switch V200R003 Product Documentation, version 1.0 S9300&S9300E V200R003 Product Documentation, version 1.0 CC Huawei S Series Ethernet Switches V200R003 - AGD_OPE, version 1.0 CC Huawei S Series Ethernet Switches V200R003 - AGD_PRE, version 1.0 Environmental Configuration The TOE is tested in the following test set-up. Certificate Kjartan J~ger Kvassnes Certifjer Quality Assurance SER I Norwegian Certificac;on Autho(tcy for ITSw/(/(y